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YUM BRANDS 401K PLAN 401k Plan overview

Plan NameYUM BRANDS 401K PLAN
Plan identification number 003

YUM BRANDS 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

YUM BRANDS, INC. has sponsored the creation of one or more 401k plans.

Company Name:YUM BRANDS, INC.
Employer identification number (EIN):133951308
NAIC Classification:722513
NAIC Description:Limited-Service Restaurants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan YUM BRANDS 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032023-01-01
0032022-01-01
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01JOANN WATKINS JOANN WATKINS2019-07-22
0032017-01-01JOANN WATKINS JOANN WATKINS2018-07-20
0032016-01-01JOANN WATKINS JOANN WATKINS2017-07-12
0032015-01-01JOANN WATKINS JOANN WATKINS2016-07-15
0032014-01-01JOANN WATKINS JOANN WATKINS2015-07-01
0032013-01-01ROBIN LANCASTER ROBIN LANCASTER2014-07-14
0032012-01-01ROBIN LANCASTER
0032011-01-01ROBIN LANCASTER ROBIN LANCASTER2012-07-31
0032010-01-01ROBIN LANCASTER
0032009-01-01ROBIN LANCASTER
0032009-01-01ROBIN LANCASTER

Plan Statistics for YUM BRANDS 401K PLAN

401k plan membership statisitcs for YUM BRANDS 401K PLAN

Measure Date Value
2023: YUM BRANDS 401K PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-0124,258
Total number of active participants reported on line 7a of the Form 55002023-01-0122,260
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-012,835
Total of all active and inactive participants2023-01-0125,095
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-0189
Total participants2023-01-0125,184
Number of participants with account balances2023-01-017,338
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
2022: YUM BRANDS 401K PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0123,380
Total number of active participants reported on line 7a of the Form 55002022-01-0121,365
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-012,809
Total of all active and inactive participants2022-01-0124,174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0184
Total participants2022-01-0124,258
Number of participants with account balances2022-01-017,021
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: YUM BRANDS 401K PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0117,087
Total number of active participants reported on line 7a of the Form 55002021-01-0120,528
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-012,786
Total of all active and inactive participants2021-01-0123,314
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0166
Total participants2021-01-0123,380
Number of participants with account balances2021-01-016,426
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: YUM BRANDS 401K PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0118,492
Total number of active participants reported on line 7a of the Form 55002020-01-0114,304
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-012,722
Total of all active and inactive participants2020-01-0117,026
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0161
Total participants2020-01-0117,087
Number of participants with account balances2020-01-016,440
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: YUM BRANDS 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0117,692
Total number of active participants reported on line 7a of the Form 55002019-01-0115,546
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-012,890
Total of all active and inactive participants2019-01-0118,436
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0156
Total participants2019-01-0118,492
Number of participants with account balances2019-01-016,419
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: YUM BRANDS 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0124,905
Total number of active participants reported on line 7a of the Form 55002018-01-0114,606
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-013,035
Total of all active and inactive participants2018-01-0117,641
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0151
Total participants2018-01-0117,692
Number of participants with account balances2018-01-016,460
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: YUM BRANDS 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0135,936
Total number of active participants reported on line 7a of the Form 55002017-01-0121,565
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-013,293
Total of all active and inactive participants2017-01-0124,858
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0147
Total participants2017-01-0124,905
Number of participants with account balances2017-01-016,932
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: YUM BRANDS 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0140,174
Total number of active participants reported on line 7a of the Form 55002016-01-0133,000
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-012,890
Total of all active and inactive participants2016-01-0135,890
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0146
Total participants2016-01-0135,936
Number of participants with account balances2016-01-017,698
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: YUM BRANDS 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0143,121
Total number of active participants reported on line 7a of the Form 55002015-01-0137,251
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-012,880
Total of all active and inactive participants2015-01-0140,131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0143
Total participants2015-01-0140,174
Number of participants with account balances2015-01-017,922
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: YUM BRANDS 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0139,393
Total number of active participants reported on line 7a of the Form 55002014-01-0139,058
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-014,023
Total of all active and inactive participants2014-01-0143,081
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0140
Total participants2014-01-0143,121
Number of participants with account balances2014-01-018,828
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: YUM BRANDS 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0154,061
Total number of active participants reported on line 7a of the Form 55002013-01-0135,257
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-014,099
Total of all active and inactive participants2013-01-0139,356
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0137
Total participants2013-01-0139,393
Number of participants with account balances2013-01-018,784
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: YUM BRANDS 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0160,571
Total number of active participants reported on line 7a of the Form 55002012-01-0149,921
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-014,108
Total of all active and inactive participants2012-01-0154,029
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0132
Total participants2012-01-0154,061
Number of participants with account balances2012-01-019,285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: YUM BRANDS 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0167,486
Total number of active participants reported on line 7a of the Form 55002011-01-0156,456
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-014,083
Total of all active and inactive participants2011-01-0160,539
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0132
Total participants2011-01-0160,571
Number of participants with account balances2011-01-0110,296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: YUM BRANDS 401K PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0171,715
Total number of active participants reported on line 7a of the Form 55002010-01-0163,582
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-013,870
Total of all active and inactive participants2010-01-0167,452
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0134
Total participants2010-01-0167,486
Number of participants with account balances2010-01-0110,711
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: YUM BRANDS 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0184,125
Total number of active participants reported on line 7a of the Form 55002009-01-0167,924
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-013,759
Total of all active and inactive participants2009-01-0171,683
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0132
Total participants2009-01-0171,715
Number of participants with account balances2009-01-0111,466
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on YUM BRANDS 401K PLAN

Measure Date Value
2023 : YUM BRANDS 401K PLAN 2023 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2023-12-31$2,532,658
Total unrealized appreciation/depreciation of assets2023-12-31$2,532,658
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$150,432
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$444,516
Total income from all sources (including contributions)2023-12-31$176,935,882
Total loss/gain on sale of assets2023-12-31$793,652
Total of all expenses incurred2023-12-31$75,434,772
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$74,588,271
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$61,970,680
Value of total assets at end of year2023-12-31$911,059,058
Value of total assets at beginning of year2023-12-31$809,852,032
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$846,501
Total interest from all sources2023-12-31$414,520
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$4,372,781
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$5,500,000
If this is an individual account plan, was there a blackout period2023-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$40,371,559
Participant contributions at end of year2023-12-31$5,473,105
Participant contributions at beginning of year2023-12-31$5,112,032
Participant contributions at end of year2023-12-31$502,081
Participant contributions at beginning of year2023-12-31$509,425
Assets. Other investments not covered elsewhere at end of year2023-12-31$14,671,730
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$12,570,629
Value of other receiveables (less allowance for doubtful accounts) at end of year2023-12-31$273,514
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2023-12-31$123,272
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2023-12-31$106,965
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2023-12-31$96,970
Other income not declared elsewhere2023-12-31$2,907,967
Administrative expenses (other) incurred2023-12-31$846,501
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$101,501,110
Value of net assets at end of year (total assets less liabilities)2023-12-31$910,908,626
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$809,407,516
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Interest on participant loans2023-12-31$297,545
Interest earned on other investments2023-12-31$116,975
Value of interest in common/collective trusts at end of year2023-12-31$724,049,672
Value of interest in common/collective trusts at beginning of year2023-12-31$620,147,608
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$2,477,325
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$3,052,118
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$3,052,118
Net investment gain or loss from common/collective trusts2023-12-31$103,943,624
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Assets. Invements in employer securities at end of year2023-12-31$163,221,049
Assets. Invements in employer securities at beginning of year2023-12-31$167,981,579
Contributions received in cash from employer2023-12-31$21,599,121
Employer contributions (assets) at end of year2023-12-31$390,582
Employer contributions (assets) at beginning of year2023-12-31$355,369
Income. Dividends from common stock2023-12-31$4,372,781
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$74,588,271
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32023-12-31Yes
Liabilities. Value of benefit claims payable at end of year2023-12-31$43,467
Liabilities. Value of benefit claims payable at beginning of year2023-12-31$347,546
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Aggregate proceeds on sale of assets2023-12-31$42,144,894
Aggregate carrying amount (costs) on sale of assets2023-12-31$41,351,242
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31KPMG
Accountancy firm EIN2023-12-31135565207
2022 : YUM BRANDS 401K PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-6,693,645
Total unrealized appreciation/depreciation of assets2022-12-31$-6,693,645
Total transfer of assets to this plan2022-12-31$7,677,392
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$444,516
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$47,997
Total income from all sources (including contributions)2022-12-31$-64,917,511
Total loss/gain on sale of assets2022-12-31$-8,853,737
Total of all expenses incurred2022-12-31$64,467,773
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$63,685,830
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$56,565,043
Value of total assets at end of year2022-12-31$809,852,032
Value of total assets at beginning of year2022-12-31$931,163,405
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$781,943
Total interest from all sources2022-12-31$258,174
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$4,134,414
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$37,068,227
Participant contributions at end of year2022-12-31$5,112,032
Participant contributions at beginning of year2022-12-31$6,003,607
Participant contributions at end of year2022-12-31$509,425
Participant contributions at beginning of year2022-12-31$1,660,757
Assets. Other investments not covered elsewhere at end of year2022-12-31$12,570,629
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$16,232,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$123,272
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$53,602
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$96,970
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$26,302
Other income not declared elsewhere2022-12-31$-3,814,104
Administrative expenses (other) incurred2022-12-31$781,943
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-129,385,284
Value of net assets at end of year (total assets less liabilities)2022-12-31$809,407,516
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$931,115,408
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Interest on participant loans2022-12-31$229,180
Interest earned on other investments2022-12-31$28,994
Value of interest in common/collective trusts at end of year2022-12-31$620,147,608
Value of interest in common/collective trusts at beginning of year2022-12-31$713,399,758
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$3,052,118
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$2,415,610
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$2,415,610
Net investment gain or loss from common/collective trusts2022-12-31$-106,513,656
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$167,981,579
Assets. Invements in employer securities at beginning of year2022-12-31$190,930,550
Contributions received in cash from employer2022-12-31$19,496,816
Employer contributions (assets) at end of year2022-12-31$355,369
Employer contributions (assets) at beginning of year2022-12-31$467,521
Income. Dividends from common stock2022-12-31$4,134,414
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$63,685,830
Liabilities. Value of benefit claims payable at end of year2022-12-31$347,546
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$21,695
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$55,232,244
Aggregate carrying amount (costs) on sale of assets2022-12-31$64,085,981
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31KPMG
Accountancy firm EIN2022-12-31135565207
2021 : YUM BRANDS 401K PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$38,352,980
Total unrealized appreciation/depreciation of assets2021-12-31$38,352,980
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$47,997
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$202,374
Total income from all sources (including contributions)2021-12-31$194,464,787
Total loss/gain on sale of assets2021-12-31$4,439,162
Total of all expenses incurred2021-12-31$91,236,848
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$90,249,341
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$44,803,768
Value of total assets at end of year2021-12-31$931,163,405
Value of total assets at beginning of year2021-12-31$828,089,843
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$987,507
Total interest from all sources2021-12-31$265,794
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$3,562,241
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$29,153,914
Participant contributions at end of year2021-12-31$6,003,607
Participant contributions at beginning of year2021-12-31$6,040,622
Participant contributions at end of year2021-12-31$1,660,757
Participant contributions at beginning of year2021-12-31$326,706
Assets. Other investments not covered elsewhere at end of year2021-12-31$16,232,000
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$14,029,264
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$53,602
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$645,019
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$26,302
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$185,618
Other income not declared elsewhere2021-12-31$1,885,225
Administrative expenses (other) incurred2021-12-31$987,507
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$103,227,939
Value of net assets at end of year (total assets less liabilities)2021-12-31$931,115,408
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$827,887,469
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Interest on participant loans2021-12-31$265,799
Interest earned on other investments2021-12-31$-5
Value of interest in common/collective trusts at end of year2021-12-31$713,399,758
Value of interest in common/collective trusts at beginning of year2021-12-31$639,070,546
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$2,415,610
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$2,835,557
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$2,835,557
Net investment gain or loss from common/collective trusts2021-12-31$101,155,617
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$190,930,550
Assets. Invements in employer securities at beginning of year2021-12-31$164,871,914
Contributions received in cash from employer2021-12-31$15,649,854
Employer contributions (assets) at end of year2021-12-31$467,521
Employer contributions (assets) at beginning of year2021-12-31$270,215
Income. Dividends from common stock2021-12-31$3,562,241
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$90,249,341
Liabilities. Value of benefit claims payable at end of year2021-12-31$21,695
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$16,756
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$59,092,411
Aggregate carrying amount (costs) on sale of assets2021-12-31$54,653,249
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31KPMG
Accountancy firm EIN2021-12-31135565207
2020 : YUM BRANDS 401K PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$18,161,896
Total unrealized appreciation/depreciation of assets2020-12-31$18,161,896
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$202,374
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$352,044
Total income from all sources (including contributions)2020-12-31$130,059,163
Total loss/gain on sale of assets2020-12-31$-7,227,505
Total of all expenses incurred2020-12-31$62,682,285
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$61,787,704
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$40,731,433
Value of total assets at end of year2020-12-31$828,089,843
Value of total assets at beginning of year2020-12-31$760,862,635
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$894,581
Total interest from all sources2020-12-31$337,470
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$4,211,071
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,500,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$26,024,745
Participant contributions at end of year2020-12-31$6,040,622
Participant contributions at beginning of year2020-12-31$6,649,133
Participant contributions at end of year2020-12-31$326,706
Participant contributions at beginning of year2020-12-31$9,440
Assets. Other investments not covered elsewhere at end of year2020-12-31$14,029,264
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$9,954,493
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$645,019
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$11,440
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$185,618
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$112,428
Other income not declared elsewhere2020-12-31$2,504,192
Administrative expenses (other) incurred2020-12-31$894,581
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$67,376,878
Value of net assets at end of year (total assets less liabilities)2020-12-31$827,887,469
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$760,510,591
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Interest on participant loans2020-12-31$328,027
Interest earned on other investments2020-12-31$9,443
Value of interest in common/collective trusts at end of year2020-12-31$639,070,546
Value of interest in common/collective trusts at beginning of year2020-12-31$564,478,595
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$2,835,557
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$1,720,172
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$1,720,172
Net investment gain or loss from common/collective trusts2020-12-31$71,340,606
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$164,871,914
Assets. Invements in employer securities at beginning of year2020-12-31$178,032,340
Contributions received in cash from employer2020-12-31$14,706,688
Employer contributions (assets) at end of year2020-12-31$270,215
Employer contributions (assets) at beginning of year2020-12-31$7,022
Income. Dividends from common stock2020-12-31$4,211,071
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$61,787,704
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Liabilities. Value of benefit claims payable at end of year2020-12-31$16,756
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$239,616
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$85,184,177
Aggregate carrying amount (costs) on sale of assets2020-12-31$92,411,682
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31KPMG
Accountancy firm EIN2020-12-31135565207
2019 : YUM BRANDS 401K PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$9,062,428
Total unrealized appreciation/depreciation of assets2019-12-31$9,062,428
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$352,044
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$186,061
Total income from all sources (including contributions)2019-12-31$158,612,691
Total loss/gain on sale of assets2019-12-31$7,214,082
Total of all expenses incurred2019-12-31$62,194,826
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$61,288,943
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$35,693,246
Value of total assets at end of year2019-12-31$760,862,635
Value of total assets at beginning of year2019-12-31$664,278,787
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$905,883
Total interest from all sources2019-12-31$367,735
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$3,058,072
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$22,255,093
Participant contributions at end of year2019-12-31$6,649,133
Participant contributions at beginning of year2019-12-31$6,344,413
Participant contributions at end of year2019-12-31$9,440
Assets. Other investments not covered elsewhere at end of year2019-12-31$9,954,493
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$8,898,412
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$11,440
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$1,313,696
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$112,428
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$128,609
Other income not declared elsewhere2019-12-31$1,497,724
Administrative expenses (other) incurred2019-12-31$905,883
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$96,417,865
Value of net assets at end of year (total assets less liabilities)2019-12-31$760,510,591
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$664,092,726
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Interest on participant loans2019-12-31$367,735
Value of interest in common/collective trusts at end of year2019-12-31$564,478,595
Value of interest in common/collective trusts at beginning of year2019-12-31$474,356,007
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$1,720,172
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$632,766
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$632,766
Net investment gain or loss from common/collective trusts2019-12-31$101,719,404
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$178,032,340
Assets. Invements in employer securities at beginning of year2019-12-31$172,733,493
Contributions received in cash from employer2019-12-31$13,438,153
Employer contributions (assets) at end of year2019-12-31$7,022
Income. Dividends from common stock2019-12-31$3,058,072
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$61,288,943
Liabilities. Value of benefit claims payable at end of year2019-12-31$239,616
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$57,452
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$62,547,901
Aggregate carrying amount (costs) on sale of assets2019-12-31$55,333,819
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31KPMG
Accountancy firm EIN2019-12-31135565207
2018 : YUM BRANDS 401K PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$17,616,196
Total unrealized appreciation/depreciation of assets2018-12-31$17,616,196
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$186,061
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$300,632
Total income from all sources (including contributions)2018-12-31$25,444,432
Total loss/gain on sale of assets2018-12-31$2,550,330
Total of all expenses incurred2018-12-31$71,699,028
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$70,835,582
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$34,411,431
Value of total assets at end of year2018-12-31$664,278,787
Value of total assets at beginning of year2018-12-31$710,647,954
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$863,446
Total interest from all sources2018-12-31$340,288
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,837,244
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$21,763,171
Participant contributions at end of year2018-12-31$6,344,413
Participant contributions at beginning of year2018-12-31$7,833,763
Participant contributions at beginning of year2018-12-31$374,222
Assets. Other investments not covered elsewhere at end of year2018-12-31$8,898,412
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$9,224,883
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$1,313,696
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$82,485
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$128,609
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$111,727
Other income not declared elsewhere2018-12-31$-623,375
Administrative expenses (other) incurred2018-12-31$863,446
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-46,254,596
Value of net assets at end of year (total assets less liabilities)2018-12-31$664,092,726
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$710,347,322
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Interest on participant loans2018-12-31$340,288
Value of interest in common/collective trusts at end of year2018-12-31$474,356,007
Value of interest in common/collective trusts at beginning of year2018-12-31$524,894,887
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$632,766
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$2,293,774
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$2,293,774
Net investment gain or loss from common/collective trusts2018-12-31$-31,687,682
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$172,733,493
Assets. Invements in employer securities at beginning of year2018-12-31$165,702,266
Contributions received in cash from employer2018-12-31$12,648,260
Employer contributions (assets) at beginning of year2018-12-31$241,674
Income. Dividends from common stock2018-12-31$2,837,244
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$70,835,582
Liabilities. Value of benefit claims payable at end of year2018-12-31$57,452
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$188,905
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$58,488,859
Aggregate carrying amount (costs) on sale of assets2018-12-31$55,938,529
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31KPMG LLP
Accountancy firm EIN2018-12-31135565207
2017 : YUM BRANDS 401K PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$5,623,076
Total unrealized appreciation/depreciation of assets2017-12-31$5,623,076
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$300,632
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$798,043
Total income from all sources (including contributions)2017-12-31$172,148,834
Total loss/gain on sale of assets2017-12-31$34,493,790
Total of all expenses incurred2017-12-31$112,293,459
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$111,464,710
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$34,973,518
Value of total assets at end of year2017-12-31$710,647,954
Value of total assets at beginning of year2017-12-31$651,289,990
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$828,749
Total interest from all sources2017-12-31$365,612
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,693,112
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$20,008,713
Participant contributions at end of year2017-12-31$7,833,763
Participant contributions at beginning of year2017-12-31$9,470,270
Participant contributions at end of year2017-12-31$374,222
Participant contributions at beginning of year2017-12-31$405,011
Assets. Other investments not covered elsewhere at end of year2017-12-31$9,224,883
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$7,757,254
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$2,137,570
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$82,485
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$83,939
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$111,727
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$144,517
Other income not declared elsewhere2017-12-31$1,022,838
Administrative expenses (other) incurred2017-12-31$828,749
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$59,855,375
Value of net assets at end of year (total assets less liabilities)2017-12-31$710,347,322
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$650,491,947
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Interest on participant loans2017-12-31$365,612
Value of interest in common/collective trusts at end of year2017-12-31$524,894,887
Value of interest in common/collective trusts at beginning of year2017-12-31$427,813,215
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$2,293,774
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$4,304,318
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$4,304,318
Net investment gain or loss from common/collective trusts2017-12-31$92,976,888
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$165,702,266
Assets. Invements in employer securities at beginning of year2017-12-31$201,114,128
Contributions received in cash from employer2017-12-31$12,827,235
Employer contributions (assets) at end of year2017-12-31$241,674
Employer contributions (assets) at beginning of year2017-12-31$341,855
Income. Dividends from common stock2017-12-31$2,693,112
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$111,464,710
Liabilities. Value of benefit claims payable at end of year2017-12-31$188,905
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$653,526
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$145,574,671
Aggregate carrying amount (costs) on sale of assets2017-12-31$111,080,881
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31KPMG LLP
Accountancy firm EIN2017-12-31135565207
2016 : YUM BRANDS 401K PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$-7,795,026
Total unrealized appreciation/depreciation of assets2016-12-31$-7,795,026
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$798,043
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$107,425
Total income from all sources (including contributions)2016-12-31$124,839,493
Total loss/gain on sale of assets2016-12-31$5,888,793
Total of all expenses incurred2016-12-31$68,139,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$67,319,647
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$38,560,584
Value of total assets at end of year2016-12-31$651,289,990
Value of total assets at beginning of year2016-12-31$593,898,879
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$819,353
Total interest from all sources2016-12-31$388,216
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$4,701,049
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$24,502,697
Participant contributions at end of year2016-12-31$9,470,270
Participant contributions at beginning of year2016-12-31$9,971,135
Participant contributions at end of year2016-12-31$405,011
Participant contributions at beginning of year2016-12-31$166,626
Assets. Other investments not covered elsewhere at end of year2016-12-31$7,757,254
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$7,199,759
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$83,939
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$71,382
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$144,517
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$103,454
Other income not declared elsewhere2016-12-31$716,647
Administrative expenses (other) incurred2016-12-31$819,353
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$56,700,493
Value of net assets at end of year (total assets less liabilities)2016-12-31$650,491,947
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$593,791,454
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in common/collective trusts at end of year2016-12-31$427,813,215
Value of interest in common/collective trusts at beginning of year2016-12-31$387,235,730
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$4,304,318
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$1,835,118
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$1,835,118
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$388,216
Net investment gain or loss from common/collective trusts2016-12-31$82,379,230
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$201,114,128
Assets. Invements in employer securities at beginning of year2016-12-31$187,287,263
Contributions received in cash from employer2016-12-31$14,057,887
Employer contributions (assets) at end of year2016-12-31$341,855
Employer contributions (assets) at beginning of year2016-12-31$131,866
Income. Dividends from common stock2016-12-31$4,701,049
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$67,319,647
Liabilities. Value of benefit claims payable at end of year2016-12-31$653,526
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$3,971
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$68,468,147
Aggregate carrying amount (costs) on sale of assets2016-12-31$62,579,354
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31KPMG LLP
Accountancy firm EIN2016-12-31135565207
2015 : YUM BRANDS 401K PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-4,049,786
Total unrealized appreciation/depreciation of assets2015-12-31$-4,049,786
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$107,425
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$882,841
Total income from all sources (including contributions)2015-12-31$40,729,286
Total loss/gain on sale of assets2015-12-31$6,694,564
Total of all expenses incurred2015-12-31$66,369,562
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$65,581,303
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$35,834,457
Value of total assets at end of year2015-12-31$593,898,879
Value of total assets at beginning of year2015-12-31$620,314,571
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$788,259
Total interest from all sources2015-12-31$407,059
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$4,437,699
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$22,779,903
Participant contributions at end of year2015-12-31$9,971,135
Participant contributions at beginning of year2015-12-31$10,321,227
Participant contributions at end of year2015-12-31$166,626
Assets. Other investments not covered elsewhere at end of year2015-12-31$7,199,759
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$7,965,120
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$71,382
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$600,773
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$103,454
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$266,774
Other income not declared elsewhere2015-12-31$-469,972
Administrative expenses (other) incurred2015-12-31$788,259
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-25,640,276
Value of net assets at end of year (total assets less liabilities)2015-12-31$593,791,454
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$619,431,730
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in common/collective trusts at end of year2015-12-31$387,235,730
Value of interest in common/collective trusts at beginning of year2015-12-31$399,088,340
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$1,835,118
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$1,957,122
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$1,957,122
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$407,059
Net investment gain or loss from common/collective trusts2015-12-31$-2,124,735
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$187,287,263
Assets. Invements in employer securities at beginning of year2015-12-31$200,381,989
Contributions received in cash from employer2015-12-31$13,054,554
Employer contributions (assets) at end of year2015-12-31$131,866
Income. Dividends from common stock2015-12-31$4,437,699
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$65,581,303
Liabilities. Value of benefit claims payable at end of year2015-12-31$3,971
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$616,067
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$66,112,137
Aggregate carrying amount (costs) on sale of assets2015-12-31$59,417,573
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31KPMG LLP
Accountancy firm EIN2015-12-31135565207
2014 : YUM BRANDS 401K PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-6,619,420
Total unrealized appreciation/depreciation of assets2014-12-31$-6,619,420
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$882,841
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$277,445
Total income from all sources (including contributions)2014-12-31$55,722,462
Total loss/gain on sale of assets2014-12-31$-956,313
Total of all expenses incurred2014-12-31$68,011,375
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$67,304,296
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$33,733,707
Value of total assets at end of year2014-12-31$620,314,571
Value of total assets at beginning of year2014-12-31$631,998,088
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$707,079
Total interest from all sources2014-12-31$412,082
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$4,407,571
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$21,403,728
Participant contributions at end of year2014-12-31$10,321,227
Participant contributions at beginning of year2014-12-31$10,071,523
Assets. Other investments not covered elsewhere at end of year2014-12-31$7,965,120
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$8,210,786
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$600,773
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$692,826
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$266,774
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$261,955
Other income not declared elsewhere2014-12-31$355,046
Administrative expenses (other) incurred2014-12-31$707,079
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-12,288,913
Value of net assets at end of year (total assets less liabilities)2014-12-31$619,431,730
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$631,720,643
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in common/collective trusts at end of year2014-12-31$399,088,340
Value of interest in common/collective trusts at beginning of year2014-12-31$381,746,630
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,957,122
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,930,860
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,930,860
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$412,082
Net investment gain or loss from common/collective trusts2014-12-31$24,389,789
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$200,381,989
Assets. Invements in employer securities at beginning of year2014-12-31$229,345,463
Contributions received in cash from employer2014-12-31$12,329,979
Income. Dividends from common stock2014-12-31$4,407,571
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$67,304,296
Liabilities. Value of benefit claims payable at end of year2014-12-31$616,067
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$15,490
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$60,363,389
Aggregate carrying amount (costs) on sale of assets2014-12-31$61,319,702
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31KPMG LLP
Accountancy firm EIN2014-12-31135565207
2013 : YUM BRANDS 401K PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$24,431,283
Total unrealized appreciation/depreciation of assets2013-12-31$24,431,283
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$277,445
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$572,466
Total income from all sources (including contributions)2013-12-31$135,105,296
Total loss/gain on sale of assets2013-12-31$5,252,239
Total of all expenses incurred2013-12-31$83,969,103
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$83,311,093
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$33,968,356
Value of total assets at end of year2013-12-31$631,998,088
Value of total assets at beginning of year2013-12-31$581,156,916
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$658,010
Total interest from all sources2013-12-31$853,719
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$4,614,872
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$21,751,725
Participant contributions at end of year2013-12-31$10,071,523
Participant contributions at beginning of year2013-12-31$11,032,902
Assets. Other investments not covered elsewhere at end of year2013-12-31$8,210,786
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$7,043,073
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$692,826
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$66,210
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$261,955
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$399,295
Other income not declared elsewhere2013-12-31$1,050,815
Administrative expenses (other) incurred2013-12-31$658,010
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$51,136,193
Value of net assets at end of year (total assets less liabilities)2013-12-31$631,720,643
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$580,584,450
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Interest on participant loans2013-12-31$437,496
Value of interest in common/collective trusts at end of year2013-12-31$381,746,630
Value of interest in common/collective trusts at beginning of year2013-12-31$319,387,240
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,930,860
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$4,420,078
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$4,420,078
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$416,223
Net investment gain or loss from common/collective trusts2013-12-31$64,934,012
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$229,345,463
Assets. Invements in employer securities at beginning of year2013-12-31$239,207,413
Contributions received in cash from employer2013-12-31$12,216,631
Income. Dividends from common stock2013-12-31$4,614,872
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$83,311,093
Liabilities. Value of benefit claims payable at end of year2013-12-31$15,490
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$173,171
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$96,498,811
Aggregate carrying amount (costs) on sale of assets2013-12-31$91,246,572
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31KPMG LLP
Accountancy firm EIN2013-12-31135565207
2012 : YUM BRANDS 401K PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$17,756,756
Total unrealized appreciation/depreciation of assets2012-12-31$17,756,756
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$572,466
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$518,001
Total income from all sources (including contributions)2012-12-31$108,060,703
Total loss/gain on sale of assets2012-12-31$11,624,839
Total of all expenses incurred2012-12-31$78,326,465
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$77,537,670
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$36,247,690
Value of total assets at end of year2012-12-31$581,156,916
Value of total assets at beginning of year2012-12-31$551,368,213
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$788,795
Total interest from all sources2012-12-31$989,168
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$4,572,493
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$23,047,999
Participant contributions at end of year2012-12-31$11,032,902
Participant contributions at beginning of year2012-12-31$13,776,724
Participant contributions at beginning of year2012-12-31$441,101
Assets. Other investments not covered elsewhere at end of year2012-12-31$7,043,073
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$5,980,588
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$66,210
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$83,115
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$399,295
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$332,656
Other income not declared elsewhere2012-12-31$513,718
Administrative expenses (other) incurred2012-12-31$788,795
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$29,734,238
Value of net assets at end of year (total assets less liabilities)2012-12-31$580,584,450
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$550,850,212
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Interest on participant loans2012-12-31$509,894
Value of interest in common/collective trusts at end of year2012-12-31$319,387,240
Value of interest in common/collective trusts at beginning of year2012-12-31$291,076,522
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$4,420,078
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$3,898,957
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$3,898,957
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$479,274
Net investment gain or loss from common/collective trusts2012-12-31$36,356,039
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$239,207,413
Assets. Invements in employer securities at beginning of year2012-12-31$235,779,241
Contributions received in cash from employer2012-12-31$13,199,691
Employer contributions (assets) at beginning of year2012-12-31$331,965
Income. Dividends from common stock2012-12-31$4,572,493
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$77,537,670
Liabilities. Value of benefit claims payable at end of year2012-12-31$173,171
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$185,345
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$93,215,829
Aggregate carrying amount (costs) on sale of assets2012-12-31$81,590,990
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31KPMG LLP
Accountancy firm EIN2012-12-31135565207
2011 : YUM BRANDS 401K PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$36,871,554
Total unrealized appreciation/depreciation of assets2011-12-31$36,871,554
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$518,001
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$323,516
Total income from all sources (including contributions)2011-12-31$85,241,511
Total loss/gain on sale of assets2011-12-31$5,509,590
Total of all expenses incurred2011-12-31$55,035,846
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$54,337,920
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$39,836,728
Value of total assets at end of year2011-12-31$551,368,213
Value of total assets at beginning of year2011-12-31$520,968,063
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$697,926
Total interest from all sources2011-12-31$1,205,699
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$4,479,624
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$25,469,611
Participant contributions at end of year2011-12-31$13,776,724
Participant contributions at beginning of year2011-12-31$14,538,360
Participant contributions at end of year2011-12-31$441,101
Participant contributions at beginning of year2011-12-31$205,000
Assets. Other investments not covered elsewhere at end of year2011-12-31$5,980,588
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$6,089,556
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$83,115
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$32,953
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$332,656
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$158,236
Other income not declared elsewhere2011-12-31$-399,921
Administrative expenses (other) incurred2011-12-31$697,926
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$30,205,665
Value of net assets at end of year (total assets less liabilities)2011-12-31$550,850,212
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$520,644,547
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Interest on participant loans2011-12-31$618,416
Value of interest in common/collective trusts at end of year2011-12-31$291,076,522
Value of interest in common/collective trusts at beginning of year2011-12-31$277,595,850
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$3,898,957
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$3,717,353
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$3,717,353
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$587,283
Net investment gain or loss from common/collective trusts2011-12-31$-2,261,763
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$235,779,241
Assets. Invements in employer securities at beginning of year2011-12-31$218,622,859
Contributions received in cash from employer2011-12-31$14,367,117
Employer contributions (assets) at end of year2011-12-31$331,965
Employer contributions (assets) at beginning of year2011-12-31$166,132
Income. Dividends from common stock2011-12-31$4,479,624
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$54,337,920
Liabilities. Value of benefit claims payable at end of year2011-12-31$185,345
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$165,280
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$76,391,624
Aggregate carrying amount (costs) on sale of assets2011-12-31$70,882,034
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31KPMG LLP
Accountancy firm EIN2011-12-31135565207
2010 : YUM BRANDS 401K PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$49,419,360
Total unrealized appreciation/depreciation of assets2010-12-31$49,419,360
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$323,516
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$372,544
Total income from all sources (including contributions)2010-12-31$141,238,281
Total loss/gain on sale of assets2010-12-31$15,654,985
Total of all expenses incurred2010-12-31$60,938,149
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$60,374,658
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$39,894,791
Value of total assets at end of year2010-12-31$520,968,063
Value of total assets at beginning of year2010-12-31$440,716,959
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$563,491
Total interest from all sources2010-12-31$1,410,781
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$4,109,800
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$25,463,342
Participant contributions at end of year2010-12-31$14,538,360
Participant contributions at beginning of year2010-12-31$14,783,265
Participant contributions at end of year2010-12-31$205,000
Participant contributions at beginning of year2010-12-31$241,327
Assets. Other investments not covered elsewhere at end of year2010-12-31$6,089,556
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$5,558,538
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$32,953
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$521,233
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$158,236
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$224,872
Other income not declared elsewhere2010-12-31$756,754
Administrative expenses (other) incurred2010-12-31$563,491
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$80,300,132
Value of net assets at end of year (total assets less liabilities)2010-12-31$520,644,547
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$440,344,415
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Interest on participant loans2010-12-31$724,299
Value of interest in common/collective trusts at end of year2010-12-31$277,595,850
Value of interest in common/collective trusts at beginning of year2010-12-31$245,277,352
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$3,717,353
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$2,557,869
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$2,557,869
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$686,482
Net investment gain or loss from common/collective trusts2010-12-31$29,991,810
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$218,622,859
Assets. Invements in employer securities at beginning of year2010-12-31$171,584,697
Contributions received in cash from employer2010-12-31$14,431,449
Employer contributions (assets) at end of year2010-12-31$166,132
Employer contributions (assets) at beginning of year2010-12-31$192,678
Income. Dividends from common stock2010-12-31$4,109,800
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$60,374,658
Liabilities. Value of benefit claims payable at end of year2010-12-31$165,280
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$147,672
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$65,122,049
Aggregate carrying amount (costs) on sale of assets2010-12-31$49,467,064
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31KPMG LLP
Accountancy firm EIN2010-12-31135565207

Form 5500 Responses for YUM BRANDS 401K PLAN

2023: YUM BRANDS 401K PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: YUM BRANDS 401K PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: YUM BRANDS 401K PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: YUM BRANDS 401K PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: YUM BRANDS 401K PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: YUM BRANDS 401K PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedYes
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: YUM BRANDS 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: YUM BRANDS 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: YUM BRANDS 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: YUM BRANDS 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: YUM BRANDS 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: YUM BRANDS 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: YUM BRANDS 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: YUM BRANDS 401K PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: YUM BRANDS 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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