401k Plan data: GAGNON SECURITIES LLC PROFIT SHARING PLAN plan

GAGNON SECURITIES LLC PROFIT SHARING PLAN 401k Plan overview

Plan Name	GAGNON SECURITIES LLC PROFIT SHARING PLAN
Plan identification number	001

GAGNON SECURITIES LLC PROFIT SHARING PLAN Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Profit-sharing

401k Sponsoring company profile

GAGNON SECURITIES, LLC has sponsored the creation of one or more 401k plans.

Company Name: GAGNON SECURITIES, LLC

Employer identification number (EIN): 134087058

NAIC Classification: 523120
NAIC Description: Securities Brokerage

Additional information about GAGNON SECURITIES, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 3109270

More information about GAGNON SECURITIES, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GAGNON SECURITIES LLC PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01 MARIANNE D'ALESSANDRO
001 2017-01-01 MARIANNE D'ALESSANDRO
001 2016-01-01 SUSAN DUMONT
001 2015-01-01 SUSAN DUMONT
001 2014-01-01 SUSAN DUMONT
001 2013-01-01 SUSAN DUMONT
001 2012-01-01 SUSAN DUMONT
001 2011-01-01 SUSAN DUMONT
001 2009-01-01 SUSAN DUMONT

Plan Statistics for GAGNON SECURITIES LLC PROFIT SHARING PLAN

401k plan membership statisitcs for GAGNON SECURITIES LLC PROFIT SHARING PLAN

Measure Date Value
2022: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 20
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 20
Number of retired or separated participants receiving benefits 2022-01-01 2
Total of all active and inactive participants 2022-01-01 22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 22
Number of participants with account balances 2022-01-01 20
2021: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 21
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 18
Number of retired or separated participants receiving benefits 2021-01-01 2
Number of other retired or separated participants entitled to future benefits 2021-01-01 0
Total of all active and inactive participants 2021-01-01 20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 20
Number of participants with account balances 2021-01-01 20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 1
2020: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 25
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 19
Number of other retired or separated participants entitled to future benefits 2020-01-01 2
Total of all active and inactive participants 2020-01-01 21
Total participants 2020-01-01 21
Number of participants with account balances 2020-01-01 21
2019: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 23
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 22
Number of other retired or separated participants entitled to future benefits 2019-01-01 3
Total of all active and inactive participants 2019-01-01 25
Total participants 2019-01-01 25
Number of participants with account balances 2019-01-01 25
2018: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 25
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 20
Number of other retired or separated participants entitled to future benefits 2018-01-01 3
Total of all active and inactive participants 2018-01-01 23
Total participants 2018-01-01 23
Number of participants with account balances 2018-01-01 23
2017: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 26
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 22
Number of other retired or separated participants entitled to future benefits 2017-01-01 2
Total of all active and inactive participants 2017-01-01 24
Total participants 2017-01-01 24
Number of participants with account balances 2017-01-01 26
2016: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 28
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 25
Number of other retired or separated participants entitled to future benefits 2016-01-01 2
Total of all active and inactive participants 2016-01-01 27
Total participants 2016-01-01 27
Number of participants with account balances 2016-01-01 26
2015: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 28
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 26
Number of other retired or separated participants entitled to future benefits 2015-01-01 2
Total of all active and inactive participants 2015-01-01 28
Total participants 2015-01-01 28
Number of participants with account balances 2015-01-01 28
2014: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 26
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 26
Number of other retired or separated participants entitled to future benefits 2014-01-01 2
Total of all active and inactive participants 2014-01-01 28
Total participants 2014-01-01 28
Number of participants with account balances 2014-01-01 28
2013: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 25
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 23
Number of other retired or separated participants entitled to future benefits 2013-01-01 3
Total of all active and inactive participants 2013-01-01 26
Total participants 2013-01-01 26
Number of participants with account balances 2013-01-01 26
2012: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 21
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 20
Number of retired or separated participants receiving benefits 2012-01-01 2
Number of other retired or separated participants entitled to future benefits 2012-01-01 3
Total of all active and inactive participants 2012-01-01 25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 25
Number of participants with account balances 2012-01-01 23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 23
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 21
Number of retired or separated participants receiving benefits 2011-01-01 2
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 23
Number of participants with account balances 2011-01-01 23
2009: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 18
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 18
Total of all active and inactive participants 2009-01-01 18
Total participants 2009-01-01 18

Measure	Date	Value
2022: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	20
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	20
Number of retired or separated participants receiving benefits	2022-01-01	2
Total of all active and inactive participants	2022-01-01	22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	22
Number of participants with account balances	2022-01-01	20
2021: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	21
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	18
Number of retired or separated participants receiving benefits	2021-01-01	2
Number of other retired or separated participants entitled to future benefits	2021-01-01	0
Total of all active and inactive participants	2021-01-01	20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	20
Number of participants with account balances	2021-01-01	20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	1
2020: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	25
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	19
Number of other retired or separated participants entitled to future benefits	2020-01-01	2
Total of all active and inactive participants	2020-01-01	21
Total participants	2020-01-01	21
Number of participants with account balances	2020-01-01	21
2019: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	23
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	22
Number of other retired or separated participants entitled to future benefits	2019-01-01	3
Total of all active and inactive participants	2019-01-01	25
Total participants	2019-01-01	25
Number of participants with account balances	2019-01-01	25
2018: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	25
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	20
Number of other retired or separated participants entitled to future benefits	2018-01-01	3
Total of all active and inactive participants	2018-01-01	23
Total participants	2018-01-01	23
Number of participants with account balances	2018-01-01	23
2017: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	26
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	22
Number of other retired or separated participants entitled to future benefits	2017-01-01	2
Total of all active and inactive participants	2017-01-01	24
Total participants	2017-01-01	24
Number of participants with account balances	2017-01-01	26
2016: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	28
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	25
Number of other retired or separated participants entitled to future benefits	2016-01-01	2
Total of all active and inactive participants	2016-01-01	27
Total participants	2016-01-01	27
Number of participants with account balances	2016-01-01	26
2015: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	28
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	26
Number of other retired or separated participants entitled to future benefits	2015-01-01	2
Total of all active and inactive participants	2015-01-01	28
Total participants	2015-01-01	28
Number of participants with account balances	2015-01-01	28
2014: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	26
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	26
Number of other retired or separated participants entitled to future benefits	2014-01-01	2
Total of all active and inactive participants	2014-01-01	28
Total participants	2014-01-01	28
Number of participants with account balances	2014-01-01	28
2013: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	25
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	23
Number of other retired or separated participants entitled to future benefits	2013-01-01	3
Total of all active and inactive participants	2013-01-01	26
Total participants	2013-01-01	26
Number of participants with account balances	2013-01-01	26
2012: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	21
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	20
Number of retired or separated participants receiving benefits	2012-01-01	2
Number of other retired or separated participants entitled to future benefits	2012-01-01	3
Total of all active and inactive participants	2012-01-01	25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	25
Number of participants with account balances	2012-01-01	23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	23
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	21
Number of retired or separated participants receiving benefits	2011-01-01	2
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	23
Number of participants with account balances	2011-01-01	23
2009: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	18
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	18
Total of all active and inactive participants	2009-01-01	18
Total participants	2009-01-01	18

Financial Data on GAGNON SECURITIES LLC PROFIT SHARING PLAN

Measure	Date	Value
2022 : GAGNON SECURITIES LLC PROFIT SHARING PLAN 2022 401k financial data
Total income from all sources	2022-12-31	$-2,241,957
Expenses. Total of all expenses incurred	2022-12-31	$411,175
Total plan assets at end of year	2022-12-31	$11,453,203
Total plan assets at beginning of year	2022-12-31	$14,106,335
Value of fidelity bond covering the plan	2022-12-31	$1,000,000
Other income received	2022-12-31	$-4,338,343
Net income (gross income less expenses)	2022-12-31	$-2,653,132
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$11,453,203
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$14,106,335
Total contributions received or receivable from employer(s)	2022-12-31	$2,096,386
Value of corrective distributions	2022-12-31	$142,714
Expenses. Administrative service providers (salaries,fees and commissions)	2022-12-31	$268,461
2021 : GAGNON SECURITIES LLC PROFIT SHARING PLAN 2021 401k financial data
Total income from all sources	2021-12-31	$2,235,575
Expenses. Total of all expenses incurred	2021-12-31	$1,325,597
Total plan assets at end of year	2021-12-31	$14,106,335
Total plan assets at beginning of year	2021-12-31	$13,196,357
Value of fidelity bond covering the plan	2021-12-31	$1,000,000
Other income received	2021-12-31	$474,275
Net income (gross income less expenses)	2021-12-31	$909,978
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$14,106,335
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$13,196,357
Assets. Value of assets in partnership/joint-venture interests	2021-12-31	$265,147
Total contributions received or receivable from employer(s)	2021-12-31	$1,761,300
Value of corrective distributions	2021-12-31	$996,670
Expenses. Administrative service providers (salaries,fees and commissions)	2021-12-31	$328,927
2020 : GAGNON SECURITIES LLC PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources	2020-12-31	$4,553,844
Expenses. Total of all expenses incurred	2020-12-31	$1,170,765
Total plan assets at end of year	2020-12-31	$13,196,357
Total plan assets at beginning of year	2020-12-31	$9,813,278
Value of fidelity bond covering the plan	2020-12-31	$1,000,000
Other income received	2020-12-31	$3,510,335
Net income (gross income less expenses)	2020-12-31	$3,383,079
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$13,196,357
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$9,813,278
Assets. Value of assets in partnership/joint-venture interests	2020-12-31	$199,090
Total contributions received or receivable from employer(s)	2020-12-31	$1,043,509
Value of corrective distributions	2020-12-31	$961,400
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$209,365
2019 : GAGNON SECURITIES LLC PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources	2019-12-31	$2,926,342
Expenses. Total of all expenses incurred	2019-12-31	$255,349
Total plan assets at end of year	2019-12-31	$9,813,278
Total plan assets at beginning of year	2019-12-31	$7,142,285
Value of fidelity bond covering the plan	2019-12-31	$1,000,000
Other income received	2019-12-31	$1,924,968
Net income (gross income less expenses)	2019-12-31	$2,670,993
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$9,813,278
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$7,142,285
Assets. Value of assets in partnership/joint-venture interests	2019-12-31	$161,096
Total contributions received or receivable from employer(s)	2019-12-31	$1,001,374
Value of corrective distributions	2019-12-31	$61,170
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$194,179
2018 : GAGNON SECURITIES LLC PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$1,261,025
Expenses. Total of all expenses incurred	2018-12-31	$450,129
Total plan assets at end of year	2018-12-31	$7,142,285
Total plan assets at beginning of year	2018-12-31	$6,331,389
Value of fidelity bond covering the plan	2018-12-31	$1,000,000
Other income received	2018-12-31	$661,025
Net income (gross income less expenses)	2018-12-31	$810,896
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$7,142,285
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$6,331,389
Total contributions received or receivable from employer(s)	2018-12-31	$600,000
Value of corrective distributions	2018-12-31	$271,608
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$178,521
2017 : GAGNON SECURITIES LLC PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$1,708,917
Expenses. Total of all expenses incurred	2017-12-31	$244,471
Total plan assets at end of year	2017-12-31	$6,331,389
Total plan assets at beginning of year	2017-12-31	$4,866,943
Value of fidelity bond covering the plan	2017-12-31	$1,000,000
Other income received	2017-12-31	$1,115,275
Net income (gross income less expenses)	2017-12-31	$1,464,446
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$6,331,389
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$4,866,943
Total contributions received or receivable from employer(s)	2017-12-31	$593,642
Value of corrective distributions	2017-12-31	$125,039
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$119,432
2016 : GAGNON SECURITIES LLC PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$263,377
Expenses. Total of all expenses incurred	2016-12-31	$452,563
Total plan assets at end of year	2016-12-31	$4,907,749
Total plan assets at beginning of year	2016-12-31	$5,096,935
Value of fidelity bond covering the plan	2016-12-31	$14,000,000
Other income received	2016-12-31	$263,377
Net income (gross income less expenses)	2016-12-31	$-189,186
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$4,907,749
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$5,096,935
Value of corrective distributions	2016-12-31	$343,805
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$108,758
2015 : GAGNON SECURITIES LLC PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$-922,682
Expenses. Total of all expenses incurred	2015-12-31	$229,293
Total plan assets at end of year	2015-12-31	$5,096,935
Total plan assets at beginning of year	2015-12-31	$6,248,910
Value of fidelity bond covering the plan	2015-12-31	$14,000,000
Other income received	2015-12-31	$-922,682
Net income (gross income less expenses)	2015-12-31	$-1,151,975
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$5,096,935
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$6,248,910
Value of corrective distributions	2015-12-31	$107,188
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$122,105
2014 : GAGNON SECURITIES LLC PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$751,805
Expenses. Total of all expenses incurred	2014-12-31	$200,211
Total plan assets at end of year	2014-12-31	$6,248,910
Total plan assets at beginning of year	2014-12-31	$5,697,316
Value of fidelity bond covering the plan	2014-12-31	$14,000,000
Other income received	2014-12-31	$19,549
Net income (gross income less expenses)	2014-12-31	$551,594
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$6,248,910
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$5,697,316
Total contributions received or receivable from employer(s)	2014-12-31	$732,256
Value of corrective distributions	2014-12-31	$81,120
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$119,091
2013 : GAGNON SECURITIES LLC PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$2,128,279
Expenses. Total of all expenses incurred	2013-12-31	$91,751
Total plan assets at end of year	2013-12-31	$5,697,316
Total plan assets at beginning of year	2013-12-31	$3,660,788
Other income received	2013-12-31	$1,506,222
Net income (gross income less expenses)	2013-12-31	$2,036,528
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$5,697,316
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$3,660,788
Total contributions received or receivable from employer(s)	2013-12-31	$622,057
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$91,751
2012 : GAGNON SECURITIES LLC PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$1,157,398
Expenses. Total of all expenses incurred	2012-12-31	$377,874
Benefits paid (including direct rollovers)	2012-12-31	$314,354
Total plan assets at end of year	2012-12-31	$3,660,788
Total plan assets at beginning of year	2012-12-31	$2,881,264
Other income received	2012-12-31	$681,469
Net income (gross income less expenses)	2012-12-31	$779,524
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$3,660,788
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$2,881,264
Total contributions received or receivable from employer(s)	2012-12-31	$475,929
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$63,520
2011 : GAGNON SECURITIES LLC PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$232,718
Expenses. Total of all expenses incurred	2011-12-31	$52,816
Total plan assets at end of year	2011-12-31	$2,881,264
Total plan assets at beginning of year	2011-12-31	$2,701,362
Other income received	2011-12-31	$-212,715
Net income (gross income less expenses)	2011-12-31	$179,902
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$2,881,264
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$2,701,362
Total contributions received or receivable from employer(s)	2011-12-31	$445,433
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$52,816
2010 : GAGNON SECURITIES LLC PROFIT SHARING PLAN 2010 401k financial data
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$669,062
Expenses. Total of all expenses incurred	2010-12-31	$43,474
Total plan assets at end of year	2010-12-31	$2,701,362
Total plan assets at beginning of year	2010-12-31	$2,075,774
Other income received	2010-12-31	$386,758
Net income (gross income less expenses)	2010-12-31	$625,588
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$2,701,362
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$2,075,774
Total contributions received or receivable from employer(s)	2010-12-31	$282,304
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$43,474

Form 5500 Responses for GAGNON SECURITIES LLC PROFIT SHARING PLAN

2022: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: GAGNON SECURITIES LLC PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	GAGNON SECURITIES, LLC
Employer identification number (EIN):	134087058
NAIC Classification:	523120
NAIC Description:	Securities Brokerage

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	3109270