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| Plan Name | KOCH GROUP & CO., LLP DEFINED CONTRIBUTION PLAN |
| Plan identification number | 002 |
| 401k Plan Type | Defined Contribution Pension |
| Plan Features/Benefits |
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| Company Name: | KOCH GROUP & CO., LLP |
| Employer identification number (EIN): | 134195975 |
| NAIC Classification: | 523120 |
| NAIC Description: | Securities Brokerage |
| Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
|---|---|---|---|---|---|
| 002 | 2009-01-01 | STUART KOCH | STUART KOCH | 2010-10-16 |
| Measure | Date | Value |
|---|---|---|
| 2009: KOCH GROUP & CO., LLP DEFINED CONTRIBUTION PLAN 2009 401k membership | ||
| Total participants, beginning-of-year | 2009-01-01 | 4 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 4 |
| Total of all active and inactive participants | 2009-01-01 | 4 |
| Total participants | 2009-01-01 | 4 |
| Measure | Date | Value |
|---|---|---|
| 2010 : KOCH GROUP & CO., LLP DEFINED CONTRIBUTION PLAN 2010 401k financial data | ||
| Total income from all sources | 2010-12-31 | $0 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $9,257 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $9,257 |
| Total plan assets at end of year | 2010-12-31 | $0 |
| Total plan assets at beginning of year | 2010-12-31 | $9,257 |
| Other income received | 2010-12-31 | $0 |
| Net income (gross income less expenses) | 2010-12-31 | $-9,257 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $9,257 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $0 |
| 2009: KOCH GROUP & CO., LLP DEFINED CONTRIBUTION PLAN 2009 form 5500 responses | ||
|---|---|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | No |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
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