401k Plan data: KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN plan

KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 401k Plan overview

Plan Name	KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN
Plan identification number	003

KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Profit-sharing Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.

401k Sponsoring company profile

KOCH GROUP & CO., LLP has sponsored the creation of one or more 401k plans.

Company Name: KOCH GROUP & CO., LLP

Employer identification number (EIN): 134195975

NAIC Classification: 523120
NAIC Description: Securities Brokerage

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2017-01-01
003 2016-01-01
003 2015-01-01
003 2014-01-01
003 2013-01-01
003 2012-01-01 STUART KOCH STUART KOCH 2013-09-15
003 2011-01-01 STUART KOCH STUART KOCH 2012-10-12
003 2010-01-01 STUART KOCH STUART KOCH 2011-10-11
003 2009-01-01 STUART KOCH STUART KOCH 2010-10-16

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
003	2017-01-01
003	2016-01-01
003	2015-01-01
003	2014-01-01
003	2013-01-01
003	2012-01-01	STUART KOCH	STUART KOCH	2013-09-15
003	2011-01-01	STUART KOCH	STUART KOCH	2012-10-12
003	2010-01-01	STUART KOCH	STUART KOCH	2011-10-11
003	2009-01-01	STUART KOCH	STUART KOCH	2010-10-16

Plan Statistics for KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN

401k plan membership statisitcs for KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN

Measure Date Value
2017: KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 18
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 19
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 19
Number of participants with account balances 2016-01-01 19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 24
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 18
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 18
Number of participants with account balances 2015-01-01 18
2014: KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 17
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 20
Number of other retired or separated participants entitled to future benefits 2014-01-01 4
Total of all active and inactive participants 2014-01-01 24
Total participants 2014-01-01 24
2013: KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 16
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 12
Number of other retired or separated participants entitled to future benefits 2013-01-01 5
Total of all active and inactive participants 2013-01-01 17
Total participants 2013-01-01 17
2012: KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 16
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 13
Number of other retired or separated participants entitled to future benefits 2012-01-01 3
Total of all active and inactive participants 2012-01-01 16
Total participants 2012-01-01 16
2011: KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 14
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 16
Total of all active and inactive participants 2011-01-01 16
Total participants 2011-01-01 16
2010: KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 14
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 14
Total of all active and inactive participants 2010-01-01 14
Total participants 2010-01-01 14
2009: KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 8
Total of all active and inactive participants 2009-01-01 8
Total participants 2009-01-01 8

Measure	Date	Value
2017: KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	18
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	19
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	19
Number of participants with account balances	2016-01-01	19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	24
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	18
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	18
Number of participants with account balances	2015-01-01	18
2014: KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	17
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	20
Number of other retired or separated participants entitled to future benefits	2014-01-01	4
Total of all active and inactive participants	2014-01-01	24
Total participants	2014-01-01	24
2013: KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	16
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	12
Number of other retired or separated participants entitled to future benefits	2013-01-01	5
Total of all active and inactive participants	2013-01-01	17
Total participants	2013-01-01	17
2012: KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	16
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	13
Number of other retired or separated participants entitled to future benefits	2012-01-01	3
Total of all active and inactive participants	2012-01-01	16
Total participants	2012-01-01	16
2011: KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	14
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	16
Total of all active and inactive participants	2011-01-01	16
Total participants	2011-01-01	16
2010: KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	14
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	14
Total of all active and inactive participants	2010-01-01	14
Total participants	2010-01-01	14
2009: KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	8
Total of all active and inactive participants	2009-01-01	8
Total participants	2009-01-01	8

Financial Data on KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN

Measure	Date	Value
2017 : KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2017 401k financial data
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$277,018
Expenses. Total of all expenses incurred	2017-12-31	$1,905,735
Benefits paid (including direct rollovers)	2017-12-31	$1,905,735
Total plan assets at end of year	2017-12-31	$0
Total plan assets at beginning of year	2017-12-31	$1,628,717
Value of fidelity bond covering the plan	2017-12-31	$100,000
Total contributions received or receivable from participants	2017-12-31	$90,900
Other income received	2017-12-31	$170,655
Net income (gross income less expenses)	2017-12-31	$-1,628,717
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$1,628,717
Total contributions received or receivable from employer(s)	2017-12-31	$15,463
2016 : KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2016 401k financial data
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$209,392
Total plan assets at end of year	2016-12-31	$1,628,717
Total plan assets at beginning of year	2016-12-31	$1,419,325
Value of fidelity bond covering the plan	2016-12-31	$100,000
Total contributions received or receivable from participants	2016-12-31	$157,606
Other income received	2016-12-31	$-2,228
Net income (gross income less expenses)	2016-12-31	$209,392
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$1,628,717
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$1,419,325
Total contributions received or receivable from employer(s)	2016-12-31	$54,014
2015 : KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2015 401k financial data
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$124,908
Expenses. Total of all expenses incurred	2015-12-31	$42,850
Benefits paid (including direct rollovers)	2015-12-31	$42,850
Total plan assets at end of year	2015-12-31	$1,419,325
Total plan assets at beginning of year	2015-12-31	$1,337,267
Value of fidelity bond covering the plan	2015-12-31	$100,000
Total contributions received or receivable from participants	2015-12-31	$151,235
Other income received	2015-12-31	$-59,855
Net income (gross income less expenses)	2015-12-31	$82,058
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,419,325
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,337,267
Total contributions received or receivable from employer(s)	2015-12-31	$33,528
2014 : KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2014 401k financial data
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$225,778
Total plan assets at end of year	2014-12-31	$1,337,267
Total plan assets at beginning of year	2014-12-31	$1,111,489
Value of fidelity bond covering the plan	2014-12-31	$100,000
Total contributions received or receivable from participants	2014-12-31	$160,656
Other income received	2014-12-31	$-8,910
Net income (gross income less expenses)	2014-12-31	$225,778
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,337,267
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,111,489
Total contributions received or receivable from employer(s)	2014-12-31	$74,032
2013 : KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$238,433
Expenses. Total of all expenses incurred	2013-12-31	$0
Total plan assets at end of year	2013-12-31	$1,111,489
Total plan assets at beginning of year	2013-12-31	$873,056
Total contributions received or receivable from participants	2013-12-31	$133,850
Other income received	2013-12-31	$35,516
Net income (gross income less expenses)	2013-12-31	$238,433
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,111,489
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$873,056
Total contributions received or receivable from employer(s)	2013-12-31	$69,067
2012 : KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$250,060
Expenses. Total of all expenses incurred	2012-12-31	$0
Total plan assets at end of year	2012-12-31	$873,056
Total plan assets at beginning of year	2012-12-31	$622,996
Total contributions received or receivable from participants	2012-12-31	$133,319
Other income received	2012-12-31	$53,206
Net income (gross income less expenses)	2012-12-31	$250,060
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$873,056
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$622,996
Total contributions received or receivable from employer(s)	2012-12-31	$63,535
2011 : KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$179,070
Expenses. Total of all expenses incurred	2011-12-31	$0
Total plan assets at end of year	2011-12-31	$622,996
Total plan assets at beginning of year	2011-12-31	$443,926
Total contributions received or receivable from participants	2011-12-31	$129,550
Other income received	2011-12-31	$-12,058
Net income (gross income less expenses)	2011-12-31	$179,070
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$622,996
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$443,926
Total contributions received or receivable from employer(s)	2011-12-31	$61,578
2010 : KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$185,968
Expenses. Total of all expenses incurred	2010-12-31	$0
Total plan assets at end of year	2010-12-31	$430,102
Total plan assets at beginning of year	2010-12-31	$244,134
Total contributions received or receivable from participants	2010-12-31	$125,660
Other income received	2010-12-31	$8,909
Net income (gross income less expenses)	2010-12-31	$185,968
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$430,102
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$244,134
Total contributions received or receivable from employer(s)	2010-12-31	$51,399

Form 5500 Responses for KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN

2017: KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	This submission is the final filing	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: KOCH GROUP & CO., LLP 401-K SALARY SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	KOCH GROUP & CO., LLP
Employer identification number (EIN):	134195975
NAIC Classification:	523120
NAIC Description:	Securities Brokerage