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JENNIFER R PEGLOW KEOGH PLAN 401k Plan overview

Plan NameJENNIFER R PEGLOW KEOGH PLAN
Plan identification number 001

JENNIFER R PEGLOW KEOGH PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Plan covering Self-Employed individuals.

401k Sponsoring company profile

JENNIFER R PEGLOW has sponsored the creation of one or more 401k plans.

Company Name:JENNIFER R PEGLOW
Employer identification number (EIN):134228633
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JENNIFER R PEGLOW KEOGH PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012015-01-01JENNIFER R PEGLOW2016-09-27 JENNIFER R PEGLOW2016-09-27
0012014-01-01JENNIFER R PEGLOW JENNIFER R PEGLOW2015-10-20
0012014-01-01JENNIFER R PEGLOW2015-10-26 JENNIFER R PEGLOW2015-10-26
0012013-01-01JENNIFER R PEGLOW2014-10-06 JENNIFER R PEGLOW2014-10-13
0012012-01-01JENNIFER R PEGLOW2014-02-03
0012011-01-01JENNIFER R PEGLOW
0012010-01-01JENNIFER R PEGLOW
0012009-01-01JENNIFER R PEGLOW
0012009-01-01JENNIFER R PEGLOW

Plan Statistics for JENNIFER R PEGLOW KEOGH PLAN

401k plan membership statisitcs for JENNIFER R PEGLOW KEOGH PLAN

Measure Date Value
2015: JENNIFER R PEGLOW KEOGH PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0110
Total number of active participants reported on line 7a of the Form 55002015-01-0110
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0110
Number of participants with account balances2015-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: JENNIFER R PEGLOW KEOGH PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-018
Total number of active participants reported on line 7a of the Form 55002014-01-018
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-018
Number of participants with account balances2014-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: JENNIFER R PEGLOW KEOGH PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-018
Total number of active participants reported on line 7a of the Form 55002013-01-018
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-018
Number of participants with account balances2013-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: JENNIFER R PEGLOW KEOGH PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-018
Total number of active participants reported on line 7a of the Form 55002012-01-0110
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0110
Number of participants with account balances2012-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: JENNIFER R PEGLOW KEOGH PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-018
Total number of active participants reported on line 7a of the Form 55002011-01-018
Total of all active and inactive participants2011-01-018
Total participants2011-01-018
Number of participants with account balances2011-01-018
2010: JENNIFER R PEGLOW KEOGH PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-019
Total number of active participants reported on line 7a of the Form 55002010-01-016
Number of other retired or separated participants entitled to future benefits2010-01-012
Total of all active and inactive participants2010-01-018
Total participants2010-01-018
Number of participants with account balances2010-01-018
2009: JENNIFER R PEGLOW KEOGH PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-018
Total number of active participants reported on line 7a of the Form 55002009-01-017
Number of other retired or separated participants entitled to future benefits2009-01-012
Total of all active and inactive participants2009-01-019
Total participants2009-01-019
Number of participants with account balances2009-01-018

Financial Data on JENNIFER R PEGLOW KEOGH PLAN

Measure Date Value
2015 : JENNIFER R PEGLOW KEOGH PLAN 2015 401k financial data
Total income from all sources2015-12-31$67,735
Expenses. Total of all expenses incurred2015-12-31$60
Total plan assets at end of year2015-12-31$1,032,846
Total plan assets at beginning of year2015-12-31$965,171
Other income received2015-12-31$10,799
Net income (gross income less expenses)2015-12-31$67,675
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,032,846
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$965,171
Total contributions received or receivable from employer(s)2015-12-31$56,936
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$60
2014 : JENNIFER R PEGLOW KEOGH PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$-344,701
Total income from all sources2014-12-31$459,638
Expenses. Total of all expenses incurred2014-12-31$98
Total plan assets at end of year2014-12-31$965,171
Total plan assets at beginning of year2014-12-31$850,332
Expenses. Other expenses not covered elsewhere2014-12-31$8
Other income received2014-12-31$389,596
Net income (gross income less expenses)2014-12-31$459,540
Net plan assets at end of year (total assets less liabilities)2014-12-31$965,171
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$850,332
Total contributions received or receivable from employer(s)2014-12-31$70,042
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$90
2013 : JENNIFER R PEGLOW KEOGH PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$-100,000
Total income from all sources2013-12-31$354,202
Expenses. Total of all expenses incurred2013-12-31$172
Total plan assets at end of year2013-12-31$850,332
Total plan assets at beginning of year2013-12-31$596,302
Expenses. Other expenses not covered elsewhere2013-12-31$22
Other income received2013-12-31$283,068
Net income (gross income less expenses)2013-12-31$354,030
Net plan assets at end of year (total assets less liabilities)2013-12-31$850,332
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$596,302
Total contributions received or receivable from employer(s)2013-12-31$71,134
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$150
2012 : JENNIFER R PEGLOW KEOGH PLAN 2012 401k financial data
Total income from all sources2012-12-31$128,342
Total plan assets at end of year2012-12-31$596,302
Total plan assets at beginning of year2012-12-31$467,960
Other income received2012-12-31$58,818
Net income (gross income less expenses)2012-12-31$128,342
Net plan assets at end of year (total assets less liabilities)2012-12-31$596,302
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$467,960
Total contributions received or receivable from employer(s)2012-12-31$69,524
2011 : JENNIFER R PEGLOW KEOGH PLAN 2011 401k financial data
Total income from all sources2011-12-31$32,506
Expenses. Total of all expenses incurred2011-12-31$90
Total plan assets at end of year2011-12-31$467,960
Total plan assets at beginning of year2011-12-31$435,544
Expenses. Other expenses not covered elsewhere2011-12-31$90
Other income received2011-12-31$-19,693
Noncash contributions received2011-12-31$7
Net income (gross income less expenses)2011-12-31$32,416
Net plan assets at end of year (total assets less liabilities)2011-12-31$467,960
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$435,544
Total contributions received or receivable from employer(s)2011-12-31$52,192
2010 : JENNIFER R PEGLOW KEOGH PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$-25,141
Total income from all sources2010-12-31$117,738
Expenses. Total of all expenses incurred2010-12-31$60
Total plan assets at end of year2010-12-31$435,544
Total plan assets at beginning of year2010-12-31$343,007
Expenses. Other expenses not covered elsewhere2010-12-31$60
Other income received2010-12-31$60,552
Net income (gross income less expenses)2010-12-31$117,678
Net plan assets at end of year (total assets less liabilities)2010-12-31$435,544
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$343,007
Total contributions received or receivable from employer(s)2010-12-31$57,186

Form 5500 Responses for JENNIFER R PEGLOW KEOGH PLAN

2015: JENNIFER R PEGLOW KEOGH PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: JENNIFER R PEGLOW KEOGH PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: JENNIFER R PEGLOW KEOGH PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: JENNIFER R PEGLOW KEOGH PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: JENNIFER R PEGLOW KEOGH PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: JENNIFER R PEGLOW KEOGH PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: JENNIFER R PEGLOW KEOGH PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number0071480070
Policy instance 1
Insurance contract or identification number0071480070
Number of Individuals Covered10
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $1,677
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,584
Insurance broker organization code?3
Insurance broker nameTIMOTHY ROMAN
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number0071480070
Policy instance 1
Insurance contract or identification number0071480070
Number of Individuals Covered10
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $1,470
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,332
Insurance broker organization code?3
Insurance broker nameTIMOTHY ROMAN
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number0071480070
Policy instance 1
Insurance contract or identification number0071480070
Number of Individuals Covered10
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $1,963
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,352
Insurance broker organization code?3
Insurance broker nameTIMOTHY ROMAN
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number0071480070
Policy instance 1
Insurance contract or identification number0071480070
Number of Individuals Covered10
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $1,898
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,295
Insurance broker organization code?3
Insurance broker nameTIMOTHY ROMAN
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number0071480070
Policy instance 1
Insurance contract or identification number0071480070
Number of Individuals Covered8
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $1,226
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number0071480070
Policy instance 1
Insurance contract or identification number0071480070
Number of Individuals Covered8
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $1,657
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $482
Insurance broker organization code?3
Insurance broker nameFRAN ROMAN

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