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W.W. NORTON AND COMPANY, INC. GROUP INSURANCE POLICIES 401k Plan overview

Plan NameW.W. NORTON AND COMPANY, INC. GROUP INSURANCE POLICIES
Plan identification number 504

W.W. NORTON AND COMPANY, INC. GROUP INSURANCE POLICIES Benefits

401k Plan TypeWelfare Benefit
Plan Features/Benefits
  • Life insurance
  • Dental
  • Temporary disability (accident and sickness)
  • Long-term disability cover
  • Death benefits (include travel accident but not life insurance)

401k Sponsoring company profile

W. W. NORTON AND COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name:W. W. NORTON AND COMPANY, INC.
Employer identification number (EIN):135283680
NAIC Classification:511190

Additional information about W. W. NORTON AND COMPANY, INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1923-11-23
Company Identification Number: 19043
Legal Registered Office Address: ATT: JORIE KRUMPFER
500 FIFTH AVENUE
NEW YORK
United States of America (USA)
10110

More information about W. W. NORTON AND COMPANY, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan W.W. NORTON AND COMPANY, INC. GROUP INSURANCE POLICIES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
5042022-05-01JORIE KRUMPFER2023-11-21
5042021-05-01JORIE KRUMPFER2022-09-19
5042020-05-01JORIE KRUMPFER2022-02-14
5042019-05-01JAMIE FINKELMAN2021-02-04
5042018-05-01JAMIE FINKELMAN2020-02-07
5042017-05-01
5042016-05-01JAMIE FINKELMAN
5042015-05-01JAMIE FINKELMAN
5042014-05-01JAMIE FINKELMAN
5042013-05-01JAMIE FINKELMAN
5042012-05-01LISA GAETH
5042011-05-01LISA GAETH

Plan Statistics for W.W. NORTON AND COMPANY, INC. GROUP INSURANCE POLICIES

401k plan membership statisitcs for W.W. NORTON AND COMPANY, INC. GROUP INSURANCE POLICIES

Measure Date Value
2022: W.W. NORTON AND COMPANY, INC. GROUP INSURANCE POLICIES 2022 401k membership
Total participants, beginning-of-year2022-05-01447
Total number of active participants reported on line 7a of the Form 55002022-05-01648
Number of retired or separated participants receiving benefits2022-05-010
Number of other retired or separated participants entitled to future benefits2022-05-010
Total of all active and inactive participants2022-05-01648
Number of employers contributing to the scheme2022-05-010
2021: W.W. NORTON AND COMPANY, INC. GROUP INSURANCE POLICIES 2021 401k membership
Total participants, beginning-of-year2021-05-01437
Total number of active participants reported on line 7a of the Form 55002021-05-01447
Number of retired or separated participants receiving benefits2021-05-010
Number of other retired or separated participants entitled to future benefits2021-05-010
Total of all active and inactive participants2021-05-01447
Number of employers contributing to the scheme2021-05-010
2020: W.W. NORTON AND COMPANY, INC. GROUP INSURANCE POLICIES 2020 401k membership
Total participants, beginning-of-year2020-05-01433
Total number of active participants reported on line 7a of the Form 55002020-05-01437
Number of retired or separated participants receiving benefits2020-05-010
Number of other retired or separated participants entitled to future benefits2020-05-010
Total of all active and inactive participants2020-05-01437
Number of employers contributing to the scheme2020-05-010
2019: W.W. NORTON AND COMPANY, INC. GROUP INSURANCE POLICIES 2019 401k membership
Total participants, beginning-of-year2019-05-01639
Total number of active participants reported on line 7a of the Form 55002019-05-01433
Number of retired or separated participants receiving benefits2019-05-010
Number of other retired or separated participants entitled to future benefits2019-05-010
Total of all active and inactive participants2019-05-01433
Number of employers contributing to the scheme2019-05-010
2018: W.W. NORTON AND COMPANY, INC. GROUP INSURANCE POLICIES 2018 401k membership
Total participants, beginning-of-year2018-05-01614
Total number of active participants reported on line 7a of the Form 55002018-05-01639
Number of retired or separated participants receiving benefits2018-05-010
Number of other retired or separated participants entitled to future benefits2018-05-010
Total of all active and inactive participants2018-05-01639
Number of employers contributing to the scheme2018-05-010
2017: W.W. NORTON AND COMPANY, INC. GROUP INSURANCE POLICIES 2017 401k membership
Total participants, beginning-of-year2017-05-01622
Total number of active participants reported on line 7a of the Form 55002017-05-01614
Number of retired or separated participants receiving benefits2017-05-015
Number of other retired or separated participants entitled to future benefits2017-05-010
Total of all active and inactive participants2017-05-01619
2016: W.W. NORTON AND COMPANY, INC. GROUP INSURANCE POLICIES 2016 401k membership
Total participants, beginning-of-year2016-05-01594
Total number of active participants reported on line 7a of the Form 55002016-05-01617
Number of retired or separated participants receiving benefits2016-05-015
Number of other retired or separated participants entitled to future benefits2016-05-010
Total of all active and inactive participants2016-05-01622
2015: W.W. NORTON AND COMPANY, INC. GROUP INSURANCE POLICIES 2015 401k membership
Total participants, beginning-of-year2015-05-01544
Total number of active participants reported on line 7a of the Form 55002015-05-01594
Number of retired or separated participants receiving benefits2015-05-010
Number of other retired or separated participants entitled to future benefits2015-05-010
Total of all active and inactive participants2015-05-01594
2014: W.W. NORTON AND COMPANY, INC. GROUP INSURANCE POLICIES 2014 401k membership
Total participants, beginning-of-year2014-05-01536
Total number of active participants reported on line 7a of the Form 55002014-05-01544
Number of retired or separated participants receiving benefits2014-05-010
Number of other retired or separated participants entitled to future benefits2014-05-010
Total of all active and inactive participants2014-05-01544
2013: W.W. NORTON AND COMPANY, INC. GROUP INSURANCE POLICIES 2013 401k membership
Total participants, beginning-of-year2013-05-01491
Total number of active participants reported on line 7a of the Form 55002013-05-01536
Number of retired or separated participants receiving benefits2013-05-010
Number of other retired or separated participants entitled to future benefits2013-05-010
Total of all active and inactive participants2013-05-01536
2012: W.W. NORTON AND COMPANY, INC. GROUP INSURANCE POLICIES 2012 401k membership
Total participants, beginning-of-year2012-05-01491
Total number of active participants reported on line 7a of the Form 55002012-05-01491
Total of all active and inactive participants2012-05-01491
2011: W.W. NORTON AND COMPANY, INC. GROUP INSURANCE POLICIES 2011 401k membership
Total participants, beginning-of-year2011-05-01495
Total number of active participants reported on line 7a of the Form 55002011-05-01495
Total of all active and inactive participants2011-05-01495
Total participants2011-05-01495

Form 5500 Responses for W.W. NORTON AND COMPANY, INC. GROUP INSURANCE POLICIES

2022: W.W. NORTON AND COMPANY, INC. GROUP INSURANCE POLICIES 2022 form 5500 responses
2022-05-01Type of plan entitySingle employer plan
2022-05-01Plan funding arrangement – InsuranceYes
2022-05-01Plan benefit arrangement – InsuranceYes
2021: W.W. NORTON AND COMPANY, INC. GROUP INSURANCE POLICIES 2021 form 5500 responses
2021-05-01Type of plan entitySingle employer plan
2021-05-01Plan funding arrangement – InsuranceYes
2021-05-01Plan benefit arrangement – InsuranceYes
2020: W.W. NORTON AND COMPANY, INC. GROUP INSURANCE POLICIES 2020 form 5500 responses
2020-05-01Type of plan entitySingle employer plan
2020-05-01Plan funding arrangement – InsuranceYes
2020-05-01Plan benefit arrangement – InsuranceYes
2019: W.W. NORTON AND COMPANY, INC. GROUP INSURANCE POLICIES 2019 form 5500 responses
2019-05-01Type of plan entitySingle employer plan
2019-05-01Plan funding arrangement – InsuranceYes
2019-05-01Plan benefit arrangement – InsuranceYes
2018: W.W. NORTON AND COMPANY, INC. GROUP INSURANCE POLICIES 2018 form 5500 responses
2018-05-01Type of plan entitySingle employer plan
2018-05-01Plan funding arrangement – InsuranceYes
2018-05-01Plan benefit arrangement – InsuranceYes
2017: W.W. NORTON AND COMPANY, INC. GROUP INSURANCE POLICIES 2017 form 5500 responses
2017-05-01Type of plan entitySingle employer plan
2017-05-01Plan funding arrangement – InsuranceYes
2017-05-01Plan benefit arrangement – InsuranceYes
2016: W.W. NORTON AND COMPANY, INC. GROUP INSURANCE POLICIES 2016 form 5500 responses
2016-05-01Type of plan entitySingle employer plan
2016-05-01Submission has been amendedNo
2016-05-01This submission is the final filingNo
2016-05-01This return/report is a short plan year return/report (less than 12 months)No
2016-05-01Plan is a collectively bargained planNo
2016-05-01Plan funding arrangement – InsuranceYes
2016-05-01Plan benefit arrangement – InsuranceYes
2015: W.W. NORTON AND COMPANY, INC. GROUP INSURANCE POLICIES 2015 form 5500 responses
2015-05-01Type of plan entitySingle employer plan
2015-05-01Submission has been amendedNo
2015-05-01This submission is the final filingNo
2015-05-01This return/report is a short plan year return/report (less than 12 months)No
2015-05-01Plan is a collectively bargained planNo
2015-05-01Plan funding arrangement – InsuranceYes
2015-05-01Plan benefit arrangement – InsuranceYes
2014: W.W. NORTON AND COMPANY, INC. GROUP INSURANCE POLICIES 2014 form 5500 responses
2014-05-01Type of plan entitySingle employer plan
2014-05-01Submission has been amendedNo
2014-05-01This submission is the final filingNo
2014-05-01This return/report is a short plan year return/report (less than 12 months)No
2014-05-01Plan is a collectively bargained planNo
2014-05-01Plan funding arrangement – InsuranceYes
2014-05-01Plan benefit arrangement – InsuranceYes
2013: W.W. NORTON AND COMPANY, INC. GROUP INSURANCE POLICIES 2013 form 5500 responses
2013-05-01Type of plan entitySingle employer plan
2013-05-01Submission has been amendedNo
2013-05-01This submission is the final filingNo
2013-05-01This return/report is a short plan year return/report (less than 12 months)No
2013-05-01Plan is a collectively bargained planNo
2013-05-01Plan funding arrangement – InsuranceYes
2013-05-01Plan benefit arrangement – InsuranceYes
2012: W.W. NORTON AND COMPANY, INC. GROUP INSURANCE POLICIES 2012 form 5500 responses
2012-05-01Type of plan entitySingle employer plan
2012-05-01Submission has been amendedNo
2012-05-01This submission is the final filingNo
2012-05-01This return/report is a short plan year return/report (less than 12 months)No
2012-05-01Plan is a collectively bargained planNo
2012-05-01Plan funding arrangement – InsuranceYes
2012-05-01Plan benefit arrangement – InsuranceYes
2011: W.W. NORTON AND COMPANY, INC. GROUP INSURANCE POLICIES 2011 form 5500 responses
2011-05-01Type of plan entitySingle employer plan
2011-05-01Submission has been amendedYes
2011-05-01This submission is the final filingNo
2011-05-01This return/report is a short plan year return/report (less than 12 months)No
2011-05-01Plan is a collectively bargained planNo
2011-05-01Plan funding arrangement – InsuranceYes
2011-05-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )
Policy contract number36328
Policy instance 1
Insurance contract or identification number36328
Number of Individuals Covered648
Insurance policy start date2022-05-01
Insurance policy end date2023-04-30
Total amount of commissions paid to insurance brokerUSD $31,068
Total amount of fees paid to insurance companyUSD $19,969
Life Insurance Welfare BenefitYes
Long Term Disability Insurance Welfare BenefitYes
Other welfare benefits providedACCIDENTAL DEATH AND DISMEMBERMENT
Welfare Benefit Premiums Paid to CarrierUSD $310,679
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $31,068
Amount paid for insurance broker fees19969
Additional information about fees paid to insurance brokerFEES
Insurance broker organization code?3
ANTHEM LIFE & DISABILITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 13573 )
Policy contract numberAL00006739
Policy instance 1
Insurance contract or identification numberAL00006739
Number of Individuals Covered447
Insurance policy start date2021-05-01
Insurance policy end date2022-04-30
Total amount of commissions paid to insurance brokerUSD $23,674
Total amount of fees paid to insurance companyUSD $7,020
Life Insurance Welfare BenefitYes
Long Term Disability Insurance Welfare BenefitYes
Other welfare benefits providedACCIDENTAL DEATH AND DISMEMBERMENT
Welfare Benefit Premiums Paid to CarrierUSD $414,549
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $23,674
Amount paid for insurance broker fees7020
Additional information about fees paid to insurance brokerFEES
Insurance broker organization code?3
ANTHEM LIFE & DISABILITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 13573 )
Policy contract numberAL00006739
Policy instance 1
Insurance contract or identification numberAL00006739
Number of Individuals Covered611
Insurance policy start date2020-05-01
Insurance policy end date2021-04-30
Total amount of commissions paid to insurance brokerUSD $22,944
Total amount of fees paid to insurance companyUSD $10,530
Life Insurance Welfare BenefitYes
Long Term Disability Insurance Welfare BenefitYes
Other welfare benefits providedACCIDENTAL DEATH AND DISMEMBERMENT
Welfare Benefit Premiums Paid to CarrierUSD $401,461
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $22,944
Amount paid for insurance broker fees10530
Additional information about fees paid to insurance brokerFEES
Insurance broker organization code?3
ANTHEM LIFE & DISABILITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 13573 )
Policy contract numberAL00006739
Policy instance 1
Insurance contract or identification numberAL00006739
Number of Individuals Covered433
Insurance policy start date2019-05-01
Insurance policy end date2020-04-30
Total amount of commissions paid to insurance brokerUSD $18,616
Total amount of fees paid to insurance companyUSD $0
Life Insurance Welfare BenefitYes
Long Term Disability Insurance Welfare BenefitYes
Other welfare benefits providedACCIDENTAL DEATH AND DISMEMBERMENT
Welfare Benefit Premiums Paid to CarrierUSD $403,745
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $18,616
Amount paid for insurance broker fees0
Insurance broker organization code?3
MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 71412 )
Policy contract numberGMTD0840H
Policy instance 1
Insurance contract or identification numberGMTD0840H
Number of Individuals Covered636
Insurance policy start date2018-05-01
Insurance policy end date2019-04-30
Total amount of commissions paid to insurance brokerUSD $12,769
Total amount of fees paid to insurance companyUSD $6,590
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitYes
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedACCIDENTAL DEATH AND DISMEMBERMENT
Welfare Benefit Premiums Paid to CarrierUSD $165,154
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,769
Amount paid for insurance broker fees6590
Additional information about fees paid to insurance brokerOTHER COMPENSATION
Insurance broker organization code?3
COMPANION LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62243 )
Policy contract numberGCEL0544E
Policy instance 2
Insurance contract or identification numberGCEL0544E
Number of Individuals Covered639
Insurance policy start date2018-05-01
Insurance policy end date2019-04-30
Total amount of commissions paid to insurance brokerUSD $28,773
Total amount of fees paid to insurance companyUSD $12,012
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Welfare Benefit Premiums Paid to CarrierUSD $297,940
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $28,773
Amount paid for insurance broker fees12012
Additional information about fees paid to insurance brokerOTHER COMPENSATION
Insurance broker organization code?3
MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 71412 )
Policy contract numberMP0544E
Policy instance 1
Insurance contract or identification numberMP0544E
Number of Individuals Covered610
Insurance policy start date2017-05-01
Insurance policy end date2018-04-30
Total amount of commissions paid to insurance brokerUSD $12,154
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitYes
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedACCIDENTAL DEATH AND DISMEMBERMENT
Welfare Benefit Premiums Paid to CarrierUSD $156,934
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,154
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameUSI INSURANCE SERVICES LLC
COMPANION LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62243 )
Policy contract numberGLCL0544E
Policy instance 2
Insurance contract or identification numberGLCL0544E
Number of Individuals Covered619
Insurance policy start date2017-05-01
Insurance policy end date2018-04-30
Total amount of commissions paid to insurance brokerUSD $28,342
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Welfare Benefit Premiums Paid to CarrierUSD $288,615
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $28,342
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameUSI INSURANCE SERVICES LLC

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