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COLUMBIA UNIVERSITY DEFINED CONTRIBUTION PLAN FOR SUPPORTING STAFF 401k Plan overview

Plan NameCOLUMBIA UNIVERSITY DEFINED CONTRIBUTION PLAN FOR SUPPORTING STAFF
Plan identification number 011

COLUMBIA UNIVERSITY DEFINED CONTRIBUTION PLAN FOR SUPPORTING STAFF Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.

401k Sponsoring company profile

TRUSTEES OF COLUMBIA UNIVERSITY C/O BENEFITS DEPARTMENT has sponsored the creation of one or more 401k plans.

Company Name:TRUSTEES OF COLUMBIA UNIVERSITY C/O BENEFITS DEPARTMENT
Employer identification number (EIN):135598093
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COLUMBIA UNIVERSITY DEFINED CONTRIBUTION PLAN FOR SUPPORTING STAFF

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0112022-07-01
0112022-01-01
0112022-01-01

Plan Statistics for COLUMBIA UNIVERSITY DEFINED CONTRIBUTION PLAN FOR SUPPORTING STAFF

401k plan membership statisitcs for COLUMBIA UNIVERSITY DEFINED CONTRIBUTION PLAN FOR SUPPORTING STAFF

Measure Date Value
2022: COLUMBIA UNIVERSITY DEFINED CONTRIBUTION PLAN FOR SUPPORTING STAFF 2022 401k membership
Total participants, beginning-of-year2022-07-014,299
Total number of active participants reported on line 7a of the Form 55002022-07-011,129
Number of retired or separated participants receiving benefits2022-07-010
Number of other retired or separated participants entitled to future benefits2022-07-012,932
Total of all active and inactive participants2022-07-014,061
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-07-0190
Total participants2022-07-014,151
Number of participants with account balances2022-07-014,147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-07-01583
Total participants, beginning-of-year2022-01-014,931
Total number of active participants reported on line 7a of the Form 55002022-01-011,131
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-013,076
Total of all active and inactive participants2022-01-014,207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0192
Total participants2022-01-014,299
Number of participants with account balances2022-01-014,105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01185

Financial Data on COLUMBIA UNIVERSITY DEFINED CONTRIBUTION PLAN FOR SUPPORTING STAFF

Measure Date Value
2022 : COLUMBIA UNIVERSITY DEFINED CONTRIBUTION PLAN FOR SUPPORTING STAFF 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$963,383
Total unrealized appreciation/depreciation of assets2022-12-31$963,383
Total transfer of assets to this plan2022-12-31$191,803
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$172,501
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$172,501
Total income from all sources (including contributions)2022-12-31$3,993,304
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$5,185,439
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$5,149,214
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,387,199
Value of total assets at end of year2022-12-31$148,190,770
Value of total assets at beginning of year2022-12-31$149,191,102
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$36,225
Total interest from all sources2022-12-31$1,144,670
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,112,636
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,112,636
Administrative expenses professional fees incurred2022-12-31$952
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$25,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$172,501
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$172,501
Other income not declared elsewhere2022-12-31$53,099
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,192,135
Value of net assets at end of year (total assets less liabilities)2022-12-31$148,018,269
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$149,018,601
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$35,273
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$93,302,107
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$93,081,457
Value of interest in pooled separate accounts at end of year2022-12-31$2,991,094
Value of interest in pooled separate accounts at beginning of year2022-12-31$3,319,122
Interest earned on other investments2022-12-31$1,144,670
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$51,897,569
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$52,790,523
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-594,513
Net investment gain/loss from pooled separate accounts2022-12-31$-73,170
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,387,199
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$5,149,214
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2022-12-31134008324
Unrealized appreciation/depreciation of other (non real estate) assets2022-06-30$-12,461,496
Total unrealized appreciation/depreciation of assets2022-06-30$-12,461,496
Total transfer of assets to this plan2022-06-30$171,640,975
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$217,501
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total income from all sources (including contributions)2022-06-30$-17,527,726
Total loss/gain on sale of assets2022-06-30$0
Total of all expenses incurred2022-06-30$5,139,648
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$5,048,517
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$2,292,312
Value of total assets at end of year2022-06-30$149,191,102
Value of total assets at beginning of year2022-06-30$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$91,131
Total interest from all sources2022-06-30$1,050,686
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$450,819
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-06-30$450,819
Administrative expenses professional fees incurred2022-06-30$45,000
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$25,000,000
If this is an individual account plan, was there a blackout period2022-06-30No
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Income. Received or receivable in cash from other sources (including rollovers)2022-06-30$248,763
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-06-30$217,501
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-06-30$0
Other income not declared elsewhere2022-06-30$56,637
Administrative expenses (other) incurred2022-06-30$739
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$-22,667,374
Value of net assets at end of year (total assets less liabilities)2022-06-30$148,973,601
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Investment advisory and management fees2022-06-30$45,392
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-06-30$47,737,354
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-06-30$0
Value of interest in pooled separate accounts at end of year2022-06-30$3,319,122
Value of interest in pooled separate accounts at beginning of year2022-06-30$0
Interest earned on other investments2022-06-30$1,050,686
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-06-30$98,134,626
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-06-30$-9,239,589
Net investment gain/loss from pooled separate accounts2022-06-30$322,905
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30No
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Contributions received in cash from employer2022-06-30$2,043,549
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$5,048,517
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-06-30Yes
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No

Form 5500 Responses for COLUMBIA UNIVERSITY DEFINED CONTRIBUTION PLAN FOR SUPPORTING STAFF

2022: COLUMBIA UNIVERSITY DEFINED CONTRIBUTION PLAN FOR SUPPORTING STAFF 2022 form 5500 responses
2022-07-01Type of plan entitySingle employer plan
2022-07-01Submission has been amendedNo
2022-07-01This submission is the final filingNo
2022-07-01This return/report is a short plan year return/report (less than 12 months)Yes
2022-07-01Plan is a collectively bargained planYes
2022-07-01Plan funding arrangement – InsuranceYes
2022-07-01Plan funding arrangement – TrustYes
2022-07-01Plan benefit arrangement – InsuranceYes
2022-07-01Plan benefit arrangement - TrustYes
2022-01-01Type of plan entitySingle employer plan
2022-01-01First time form 5500 has been submittedYes
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100432
Policy instance 1
Insurance contract or identification number100432
Number of Individuals Covered1803
Insurance policy start date2022-07-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100432
Policy instance 1
Insurance contract or identification number100432
Number of Individuals Covered1830
Insurance policy start date2022-01-01
Insurance policy end date2022-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Potentially related plans

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