RHINEBECK BANK has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THE RETIREMENT PLAN OF RHINEBECK BANK
| Measure | Date | Value |
|---|
| 2023 : THE RETIREMENT PLAN OF RHINEBECK BANK 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-09-30 | $0 |
| Total income from all sources (including contributions) | 2023-09-30 | $810,848 |
| Total loss/gain on sale of assets | 2023-09-30 | $0 |
| Total of all expenses incurred | 2023-09-30 | $753,692 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-09-30 | $695,712 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-09-30 | $0 |
| Value of total assets at end of year | 2023-09-30 | $16,501,051 |
| Value of total assets at beginning of year | 2023-09-30 | $16,443,895 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-09-30 | $57,980 |
| Total interest from all sources | 2023-09-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-09-30 | No |
| Was this plan covered by a fidelity bond | 2023-09-30 | Yes |
| Value of fidelity bond cover | 2023-09-30 | $4,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2023-09-30 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-09-30 | No |
| Value of net income/loss | 2023-09-30 | $57,156 |
| Value of net assets at end of year (total assets less liabilities) | 2023-09-30 | $16,501,051 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-09-30 | $16,443,895 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-09-30 | No |
| Value of interest in pooled separate accounts at end of year | 2023-09-30 | $16,501,051 |
| Value of interest in pooled separate accounts at beginning of year | 2023-09-30 | $16,443,895 |
| Net investment gain/loss from pooled separate accounts | 2023-09-30 | $810,848 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2023-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-09-30 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-09-30 | $695,712 |
| Contract administrator fees | 2023-09-30 | $57,980 |
| Did the plan have assets held for investment | 2023-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-09-30 | Unqualified |
| Accountancy firm name | 2023-09-30 | WOLF & COMPANY, P.C. |
| Accountancy firm EIN | 2023-09-30 | 042689883 |
| 2022 : THE RETIREMENT PLAN OF RHINEBECK BANK 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-10-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-10-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-10-01 | $0 |
| Total income from all sources (including contributions) | 2022-10-01 | $810,848 |
| Total loss/gain on sale of assets | 2022-10-01 | $0 |
| Total of all expenses incurred | 2022-10-01 | $753,692 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-10-01 | $695,712 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-10-01 | $0 |
| Value of total assets at end of year | 2022-10-01 | $16,501,051 |
| Value of total assets at beginning of year | 2022-10-01 | $16,443,895 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-10-01 | $57,980 |
| Total interest from all sources | 2022-10-01 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-10-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-10-01 | No |
| Was this plan covered by a fidelity bond | 2022-10-01 | Yes |
| Value of fidelity bond cover | 2022-10-01 | $4,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2022-10-01 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-10-01 | No |
| Value of net income/loss | 2022-10-01 | $57,156 |
| Value of net assets at end of year (total assets less liabilities) | 2022-10-01 | $16,501,051 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-10-01 | $16,443,895 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-10-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-10-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-10-01 | No |
| Value of interest in pooled separate accounts at end of year | 2022-10-01 | $16,501,051 |
| Value of interest in pooled separate accounts at beginning of year | 2022-10-01 | $16,443,895 |
| Net investment gain/loss from pooled separate accounts | 2022-10-01 | $810,848 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-10-01 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2022-10-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-10-01 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-10-01 | $695,712 |
| Contract administrator fees | 2022-10-01 | $57,980 |
| Did the plan have assets held for investment | 2022-10-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-10-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-10-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-10-01 | 1 |
| Accountancy firm name | 2022-10-01 | WOLF & COMPANY, P.C. |
| Accountancy firm EIN | 2022-10-01 | 042689883 |
| Total unrealized appreciation/depreciation of assets | 2022-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-09-30 | $0 |
| Total income from all sources (including contributions) | 2022-09-30 | $-5,023,662 |
| Total loss/gain on sale of assets | 2022-09-30 | $0 |
| Total of all expenses incurred | 2022-09-30 | $731,073 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-09-30 | $672,173 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-09-30 | $0 |
| Value of total assets at end of year | 2022-09-30 | $16,443,895 |
| Value of total assets at beginning of year | 2022-09-30 | $22,198,630 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-09-30 | $58,900 |
| Total interest from all sources | 2022-09-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-09-30 | No |
| Was this plan covered by a fidelity bond | 2022-09-30 | Yes |
| Value of fidelity bond cover | 2022-09-30 | $4,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2022-09-30 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-09-30 | No |
| Value of net income/loss | 2022-09-30 | $-5,754,735 |
| Value of net assets at end of year (total assets less liabilities) | 2022-09-30 | $16,443,895 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-09-30 | $22,198,630 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-09-30 | No |
| Value of interest in pooled separate accounts at end of year | 2022-09-30 | $16,443,895 |
| Value of interest in pooled separate accounts at beginning of year | 2022-09-30 | $22,198,630 |
| Net investment gain/loss from pooled separate accounts | 2022-09-30 | $-5,023,662 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2022-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-09-30 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-09-30 | $672,173 |
| Contract administrator fees | 2022-09-30 | $58,900 |
| Did the plan have assets held for investment | 2022-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-09-30 | Unqualified |
| Accountancy firm name | 2022-09-30 | WOLF & COMPANY, P.C. |
| Accountancy firm EIN | 2022-09-30 | 042689883 |
| 2021 : THE RETIREMENT PLAN OF RHINEBECK BANK 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-09-30 | $0 |
| Total income from all sources (including contributions) | 2021-09-30 | $1,070,535 |
| Total loss/gain on sale of assets | 2021-09-30 | $0 |
| Total of all expenses incurred | 2021-09-30 | $706,979 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-09-30 | $648,213 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-09-30 | $0 |
| Value of total assets at end of year | 2021-09-30 | $22,198,630 |
| Value of total assets at beginning of year | 2021-09-30 | $21,835,074 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-09-30 | $58,766 |
| Total interest from all sources | 2021-09-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-09-30 | No |
| Was this plan covered by a fidelity bond | 2021-09-30 | Yes |
| Value of fidelity bond cover | 2021-09-30 | $4,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-09-30 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
| Value of net income/loss | 2021-09-30 | $363,556 |
| Value of net assets at end of year (total assets less liabilities) | 2021-09-30 | $22,198,630 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-09-30 | $21,835,074 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-09-30 | No |
| Value of interest in pooled separate accounts at end of year | 2021-09-30 | $22,198,630 |
| Value of interest in pooled separate accounts at beginning of year | 2021-09-30 | $21,835,074 |
| Net investment gain/loss from pooled separate accounts | 2021-09-30 | $1,070,535 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2021-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-09-30 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-09-30 | $648,213 |
| Contract administrator fees | 2021-09-30 | $58,766 |
| Did the plan have assets held for investment | 2021-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-09-30 | Disclaimer |
| Accountancy firm name | 2021-09-30 | WOLF & COMPANY, P.C. |
| Accountancy firm EIN | 2021-09-30 | 042689883 |
| 2020 : THE RETIREMENT PLAN OF RHINEBECK BANK 2020 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2020-09-30 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2020-09-30 | $0 |
| Total unrealized appreciation/depreciation of assets | 2020-09-30 | $0 |
| Total transfer of assets to this plan | 2020-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $0 |
| Total income from all sources (including contributions) | 2020-09-30 | $2,110,619 |
| Total loss/gain on sale of assets | 2020-09-30 | $0 |
| Total of all expenses incurred | 2020-09-30 | $629,472 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-09-30 | $572,178 |
| Value of total corrective distributions | 2020-09-30 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-09-30 | $0 |
| Value of total assets at end of year | 2020-09-30 | $21,835,074 |
| Value of total assets at beginning of year | 2020-09-30 | $20,353,927 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-09-30 | $57,294 |
| Total income from rents | 2020-09-30 | $0 |
| Total interest from all sources | 2020-09-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-09-30 | $0 |
| Administrative expenses professional fees incurred | 2020-09-30 | $0 |
| Was this plan covered by a fidelity bond | 2020-09-30 | Yes |
| Value of fidelity bond cover | 2020-09-30 | $4,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-09-30 | No |
| Amount of non-exempt transactions with any party-in-interest | 2020-09-30 | $0 |
| Contributions received from participants | 2020-09-30 | $0 |
| Participant contributions at end of year | 2020-09-30 | $0 |
| Participant contributions at beginning of year | 2020-09-30 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-09-30 | $0 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2020-09-30 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-09-30 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-09-30 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-09-30 | $0 |
| Other income not declared elsewhere | 2020-09-30 | $0 |
| Administrative expenses (other) incurred | 2020-09-30 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2020-09-30 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
| Value of net income/loss | 2020-09-30 | $1,481,147 |
| Value of net assets at end of year (total assets less liabilities) | 2020-09-30 | $21,835,074 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-09-30 | $20,353,927 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-09-30 | No |
| Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2020-09-30 | $0 |
| Were any leases to which the plan was party in default or uncollectible | 2020-09-30 | No |
| Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year | 2020-09-30 | $0 |
| Investment advisory and management fees | 2020-09-30 | $0 |
| Value of interest in pooled separate accounts at end of year | 2020-09-30 | $21,835,074 |
| Value of interest in pooled separate accounts at beginning of year | 2020-09-30 | $20,353,927 |
| Income. Interest from loans (other than to participants) | 2020-09-30 | $0 |
| Interest earned on other investments | 2020-09-30 | $0 |
| Income. Interest from US Government securities | 2020-09-30 | $0 |
| Income. Interest from corporate debt instruments | 2020-09-30 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-09-30 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2020-09-30 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-09-30 | $0 |
| Net investment gain/loss from pooled separate accounts | 2020-09-30 | $2,110,619 |
| Net investment gain or loss from common/collective trusts | 2020-09-30 | $0 |
| Net gain/loss from 103.12 investment entities | 2020-09-30 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-09-30 | No |
| Contributions received in cash from employer | 2020-09-30 | $0 |
| Employer contributions (assets) at end of year | 2020-09-30 | $0 |
| Employer contributions (assets) at beginning of year | 2020-09-30 | $0 |
| Income. Dividends from preferred stock | 2020-09-30 | $0 |
| Income. Dividends from common stock | 2020-09-30 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-09-30 | $572,178 |
| Contract administrator fees | 2020-09-30 | $57,294 |
| Liabilities. Value of benefit claims payable at beginning of year | 2020-09-30 | $0 |
| Did the plan have assets held for investment | 2020-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-09-30 | No |
| Aggregate proceeds on sale of assets | 2020-09-30 | $0 |
| Aggregate carrying amount (costs) on sale of assets | 2020-09-30 | $0 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2020-09-30 | $0 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2020-09-30 | Unqualified |
| Accountancy firm name | 2020-09-30 | WOLF & COMPANY, P.C. |
| Accountancy firm EIN | 2020-09-30 | 042689883 |
| 2019 : THE RETIREMENT PLAN OF RHINEBECK BANK 2019 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2019-09-30 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2019-09-30 | $0 |
| Total unrealized appreciation/depreciation of assets | 2019-09-30 | $0 |
| Total transfer of assets to this plan | 2019-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $0 |
| Total income from all sources (including contributions) | 2019-09-30 | $2,633,611 |
| Total loss/gain on sale of assets | 2019-09-30 | $0 |
| Total of all expenses incurred | 2019-09-30 | $560,267 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-09-30 | $489,003 |
| Value of total corrective distributions | 2019-09-30 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-09-30 | $0 |
| Value of total assets at end of year | 2019-09-30 | $20,353,927 |
| Value of total assets at beginning of year | 2019-09-30 | $18,280,583 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-09-30 | $71,264 |
| Total income from rents | 2019-09-30 | $0 |
| Total interest from all sources | 2019-09-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-09-30 | $0 |
| Administrative expenses professional fees incurred | 2019-09-30 | $0 |
| Was this plan covered by a fidelity bond | 2019-09-30 | Yes |
| Value of fidelity bond cover | 2019-09-30 | $4,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-09-30 | No |
| Amount of non-exempt transactions with any party-in-interest | 2019-09-30 | $0 |
| Contributions received from participants | 2019-09-30 | $0 |
| Participant contributions at end of year | 2019-09-30 | $0 |
| Participant contributions at beginning of year | 2019-09-30 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-09-30 | $0 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2019-09-30 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-09-30 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-09-30 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-09-30 | $0 |
| Other income not declared elsewhere | 2019-09-30 | $0 |
| Administrative expenses (other) incurred | 2019-09-30 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2019-09-30 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
| Value of net income/loss | 2019-09-30 | $2,073,344 |
| Value of net assets at end of year (total assets less liabilities) | 2019-09-30 | $20,353,927 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-09-30 | $18,280,583 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-09-30 | No |
| Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2019-09-30 | $0 |
| Were any leases to which the plan was party in default or uncollectible | 2019-09-30 | No |
| Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year | 2019-09-30 | $0 |
| Investment advisory and management fees | 2019-09-30 | $0 |
| Value of interest in pooled separate accounts at end of year | 2019-09-30 | $20,353,927 |
| Value of interest in pooled separate accounts at beginning of year | 2019-09-30 | $18,280,583 |
| Income. Interest from loans (other than to participants) | 2019-09-30 | $0 |
| Interest earned on other investments | 2019-09-30 | $0 |
| Income. Interest from US Government securities | 2019-09-30 | $0 |
| Income. Interest from corporate debt instruments | 2019-09-30 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-09-30 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2019-09-30 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-09-30 | $0 |
| Net investment gain/loss from pooled separate accounts | 2019-09-30 | $2,633,611 |
| Net investment gain or loss from common/collective trusts | 2019-09-30 | $0 |
| Net gain/loss from 103.12 investment entities | 2019-09-30 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-09-30 | No |
| Contributions received in cash from employer | 2019-09-30 | $0 |
| Employer contributions (assets) at end of year | 2019-09-30 | $0 |
| Employer contributions (assets) at beginning of year | 2019-09-30 | $0 |
| Income. Dividends from preferred stock | 2019-09-30 | $0 |
| Income. Dividends from common stock | 2019-09-30 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-09-30 | $489,003 |
| Contract administrator fees | 2019-09-30 | $71,264 |
| Liabilities. Value of benefit claims payable at beginning of year | 2019-09-30 | $0 |
| Did the plan have assets held for investment | 2019-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-09-30 | No |
| Aggregate proceeds on sale of assets | 2019-09-30 | $0 |
| Aggregate carrying amount (costs) on sale of assets | 2019-09-30 | $0 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2019-09-30 | $0 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-09-30 | Disclaimer |
| Accountancy firm name | 2019-09-30 | WOLF & COMPANY, P.C. |
| Accountancy firm EIN | 2019-09-30 | 042689883 |
| 2018 : THE RETIREMENT PLAN OF RHINEBECK BANK 2018 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2018-09-30 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-09-30 | $0 |
| Total unrealized appreciation/depreciation of assets | 2018-09-30 | $0 |
| Total transfer of assets to this plan | 2018-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-09-30 | $0 |
| Expenses. Interest paid | 2018-09-30 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2018-09-30 | $0 |
| Total income from all sources (including contributions) | 2018-09-30 | $956,153 |
| Total loss/gain on sale of assets | 2018-09-30 | $0 |
| Total of all expenses incurred | 2018-09-30 | $460,725 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-09-30 | $411,301 |
| Value of total corrective distributions | 2018-09-30 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-09-30 | $570,000 |
| Value of total assets at end of year | 2018-09-30 | $18,280,583 |
| Value of total assets at beginning of year | 2018-09-30 | $17,785,155 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-09-30 | $49,424 |
| Total income from rents | 2018-09-30 | $0 |
| Total interest from all sources | 2018-09-30 | $314,780 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-09-30 | $0 |
| Administrative expenses professional fees incurred | 2018-09-30 | $0 |
| Was this plan covered by a fidelity bond | 2018-09-30 | Yes |
| Value of fidelity bond cover | 2018-09-30 | $4,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-09-30 | No |
| Amount of non-exempt transactions with any party-in-interest | 2018-09-30 | $0 |
| Contributions received from participants | 2018-09-30 | $0 |
| Participant contributions at end of year | 2018-09-30 | $0 |
| Participant contributions at beginning of year | 2018-09-30 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-09-30 | $0 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2018-09-30 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-09-30 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-09-30 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-09-30 | $0 |
| Other income not declared elsewhere | 2018-09-30 | $-323,533 |
| Administrative expenses (other) incurred | 2018-09-30 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2018-09-30 | $0 |
| Total non interest bearing cash at end of year | 2018-09-30 | $0 |
| Total non interest bearing cash at beginning of year | 2018-09-30 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-09-30 | No |
| Income. Non cash contributions | 2018-09-30 | $0 |
| Value of net income/loss | 2018-09-30 | $495,428 |
| Value of net assets at end of year (total assets less liabilities) | 2018-09-30 | $18,280,583 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-09-30 | $17,785,155 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-09-30 | No |
| Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2018-09-30 | $0 |
| Were any leases to which the plan was party in default or uncollectible | 2018-09-30 | No |
| Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year | 2018-09-30 | $0 |
| Investment advisory and management fees | 2018-09-30 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-09-30 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-09-30 | $10,600,278 |
| Value of interest in pooled separate accounts at end of year | 2018-09-30 | $18,280,583 |
| Value of interest in pooled separate accounts at beginning of year | 2018-09-30 | $0 |
| Income. Interest from loans (other than to participants) | 2018-09-30 | $0 |
| Interest earned on other investments | 2018-09-30 | $314,780 |
| Income. Interest from US Government securities | 2018-09-30 | $0 |
| Income. Interest from corporate debt instruments | 2018-09-30 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-09-30 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-09-30 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-09-30 | $7,184,877 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2018-09-30 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-09-30 | $420,269 |
| Net investment gain/loss from pooled separate accounts | 2018-09-30 | $-25,363 |
| Net investment gain or loss from common/collective trusts | 2018-09-30 | $0 |
| Net gain/loss from 103.12 investment entities | 2018-09-30 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2018-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-09-30 | No |
| Contributions received in cash from employer | 2018-09-30 | $570,000 |
| Employer contributions (assets) at end of year | 2018-09-30 | $0 |
| Employer contributions (assets) at beginning of year | 2018-09-30 | $0 |
| Income. Dividends from preferred stock | 2018-09-30 | $0 |
| Income. Dividends from common stock | 2018-09-30 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-09-30 | $411,301 |
| Contract administrator fees | 2018-09-30 | $49,424 |
| Liabilities. Value of benefit claims payable at beginning of year | 2018-09-30 | $0 |
| Did the plan have assets held for investment | 2018-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-09-30 | No |
| Aggregate proceeds on sale of assets | 2018-09-30 | $0 |
| Aggregate carrying amount (costs) on sale of assets | 2018-09-30 | $0 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2018-09-30 | $0 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-09-30 | Disclaimer |
| Accountancy firm name | 2018-09-30 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2018-09-30 | 390859910 |
| 2017 : THE RETIREMENT PLAN OF RHINEBECK BANK 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-09-30 | $1,200,998 |
| Total unrealized appreciation/depreciation of assets | 2017-09-30 | $1,200,998 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-09-30 | $0 |
| Total income from all sources (including contributions) | 2017-09-30 | $1,402,785 |
| Total loss/gain on sale of assets | 2017-09-30 | $0 |
| Total of all expenses incurred | 2017-09-30 | $426,784 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-09-30 | $424,534 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-09-30 | $0 |
| Value of total assets at end of year | 2017-09-30 | $17,785,155 |
| Value of total assets at beginning of year | 2017-09-30 | $16,809,154 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-09-30 | $2,250 |
| Total interest from all sources | 2017-09-30 | $201,787 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-09-30 | No |
| Was this plan covered by a fidelity bond | 2017-09-30 | Yes |
| Value of fidelity bond cover | 2017-09-30 | $3,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-09-30 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | No |
| Value of net income/loss | 2017-09-30 | $976,001 |
| Value of net assets at end of year (total assets less liabilities) | 2017-09-30 | $17,785,155 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-09-30 | $16,809,154 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-09-30 | $10,600,278 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-09-30 | $9,367,082 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-09-30 | $201,787 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-09-30 | $7,184,877 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-09-30 | $7,442,072 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-09-30 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-09-30 | $424,534 |
| Contract administrator fees | 2017-09-30 | $2,250 |
| Did the plan have assets held for investment | 2017-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-09-30 | Disclaimer |
| Accountancy firm name | 2017-09-30 | BAKER TILLY VIRCHOW KRAUSE LLP |
| Accountancy firm EIN | 2017-09-30 | 390859910 |
| 2016 : THE RETIREMENT PLAN OF RHINEBECK BANK 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-09-30 | $1,115,769 |
| Total unrealized appreciation/depreciation of assets | 2016-09-30 | $1,115,769 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $0 |
| Total income from all sources (including contributions) | 2016-09-30 | $1,317,165 |
| Total loss/gain on sale of assets | 2016-09-30 | $0 |
| Total of all expenses incurred | 2016-09-30 | $320,679 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-09-30 | $318,666 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-09-30 | $0 |
| Value of total assets at end of year | 2016-09-30 | $16,809,154 |
| Value of total assets at beginning of year | 2016-09-30 | $15,812,668 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-09-30 | $2,013 |
| Total interest from all sources | 2016-09-30 | $201,396 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-09-30 | No |
| Was this plan covered by a fidelity bond | 2016-09-30 | Yes |
| Value of fidelity bond cover | 2016-09-30 | $3,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-09-30 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
| Value of net income/loss | 2016-09-30 | $996,486 |
| Value of net assets at end of year (total assets less liabilities) | 2016-09-30 | $16,809,154 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-09-30 | $15,812,668 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-09-30 | $9,367,082 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-09-30 | $8,583,042 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-09-30 | $201,396 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-09-30 | $7,442,072 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-09-30 | $7,229,626 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-09-30 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-09-30 | $318,666 |
| Contract administrator fees | 2016-09-30 | $2,013 |
| Did the plan have assets held for investment | 2016-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-09-30 | Disclaimer |
| Accountancy firm name | 2016-09-30 | BAKER TILLY VIRCHOW KRAUSE LLP |
| Accountancy firm EIN | 2016-09-30 | 390859910 |
| 2015 : THE RETIREMENT PLAN OF RHINEBECK BANK 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-09-30 | $-89,499 |
| Total unrealized appreciation/depreciation of assets | 2015-09-30 | $-89,499 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-09-30 | $0 |
| Total income from all sources (including contributions) | 2015-09-30 | $109,365 |
| Total loss/gain on sale of assets | 2015-09-30 | $0 |
| Total of all expenses incurred | 2015-09-30 | $263,229 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-09-30 | $261,342 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-09-30 | $0 |
| Value of total assets at end of year | 2015-09-30 | $15,812,668 |
| Value of total assets at beginning of year | 2015-09-30 | $15,966,532 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-09-30 | $1,887 |
| Total interest from all sources | 2015-09-30 | $198,864 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-09-30 | No |
| Was this plan covered by a fidelity bond | 2015-09-30 | Yes |
| Value of fidelity bond cover | 2015-09-30 | $3,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-09-30 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-09-30 | No |
| Value of net income/loss | 2015-09-30 | $-153,864 |
| Value of net assets at end of year (total assets less liabilities) | 2015-09-30 | $15,812,668 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-09-30 | $15,966,532 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-09-30 | $8,583,042 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-09-30 | $8,954,609 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-09-30 | $198,864 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-09-30 | $7,229,626 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-09-30 | $7,011,923 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-09-30 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-09-30 | $261,342 |
| Contract administrator fees | 2015-09-30 | $1,887 |
| Did the plan have assets held for investment | 2015-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-09-30 | Disclaimer |
| Accountancy firm name | 2015-09-30 | BAKER TILLY VIRCHOW KRAUSE LLP |
| Accountancy firm EIN | 2015-09-30 | 390859910 |
| 2014 : THE RETIREMENT PLAN OF RHINEBECK BANK 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-09-30 | $925,294 |
| Total unrealized appreciation/depreciation of assets | 2014-09-30 | $925,294 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $0 |
| Total income from all sources (including contributions) | 2014-09-30 | $1,120,715 |
| Total loss/gain on sale of assets | 2014-09-30 | $0 |
| Total of all expenses incurred | 2014-09-30 | $217,424 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-09-30 | $215,749 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-09-30 | $0 |
| Value of total assets at end of year | 2014-09-30 | $15,966,532 |
| Value of total assets at beginning of year | 2014-09-30 | $15,063,241 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-09-30 | $1,675 |
| Total interest from all sources | 2014-09-30 | $195,421 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-09-30 | No |
| Was this plan covered by a fidelity bond | 2014-09-30 | Yes |
| Value of fidelity bond cover | 2014-09-30 | $3,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-09-30 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
| Value of net income/loss | 2014-09-30 | $903,291 |
| Value of net assets at end of year (total assets less liabilities) | 2014-09-30 | $15,966,532 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-09-30 | $15,063,241 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-09-30 | $8,954,609 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-09-30 | $8,353,824 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-09-30 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-09-30 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-09-30 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-09-30 | $195,421 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-09-30 | $7,011,923 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-09-30 | $6,709,417 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-09-30 | No |
| Employer contributions (assets) at end of year | 2014-09-30 | $0 |
| Employer contributions (assets) at beginning of year | 2014-09-30 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-09-30 | $215,749 |
| Contract administrator fees | 2014-09-30 | $1,675 |
| Did the plan have assets held for investment | 2014-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-09-30 | Disclaimer |
| Accountancy firm name | 2014-09-30 | BAKER TILLY VIRCHOW KRAUSE LLP |
| Accountancy firm EIN | 2014-09-30 | 390859910 |
| 2013 : THE RETIREMENT PLAN OF RHINEBECK BANK 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-09-30 | $858,090 |
| Total unrealized appreciation/depreciation of assets | 2013-09-30 | $858,090 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $0 |
| Total income from all sources (including contributions) | 2013-09-30 | $1,006,449 |
| Total loss/gain on sale of assets | 2013-09-30 | $0 |
| Total of all expenses incurred | 2013-09-30 | $182,205 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-09-30 | $180,705 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-09-30 | $0 |
| Value of total assets at end of year | 2013-09-30 | $15,063,241 |
| Value of total assets at beginning of year | 2013-09-30 | $14,238,997 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-09-30 | $1,500 |
| Total interest from all sources | 2013-09-30 | $148,359 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-09-30 | No |
| Was this plan covered by a fidelity bond | 2013-09-30 | Yes |
| Value of fidelity bond cover | 2013-09-30 | $3,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-09-30 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | No |
| Value of net income/loss | 2013-09-30 | $824,244 |
| Value of net assets at end of year (total assets less liabilities) | 2013-09-30 | $15,063,241 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-09-30 | $14,238,997 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-09-30 | $8,353,824 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-09-30 | $6,867,341 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-09-30 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-09-30 | $996,959 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-09-30 | $996,959 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-09-30 | $148,359 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-09-30 | $6,709,417 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-09-30 | $5,374,697 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2013-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-09-30 | No |
| Employer contributions (assets) at end of year | 2013-09-30 | $0 |
| Employer contributions (assets) at beginning of year | 2013-09-30 | $1,000,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-09-30 | $180,705 |
| Contract administrator fees | 2013-09-30 | $1,500 |
| Did the plan have assets held for investment | 2013-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-09-30 | Disclaimer |
| Accountancy firm name | 2013-09-30 | PARENTEBEARD |
| Accountancy firm EIN | 2013-09-30 | 232932984 |
| 2012 : THE RETIREMENT PLAN OF RHINEBECK BANK 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-09-30 | $1,352,528 |
| Total unrealized appreciation/depreciation of assets | 2012-09-30 | $1,352,528 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-30 | $0 |
| Total income from all sources (including contributions) | 2012-09-30 | $3,493,602 |
| Total loss/gain on sale of assets | 2012-09-30 | $0 |
| Total of all expenses incurred | 2012-09-30 | $161,389 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-09-30 | $159,939 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-09-30 | $2,000,000 |
| Value of total assets at end of year | 2012-09-30 | $14,238,997 |
| Value of total assets at beginning of year | 2012-09-30 | $10,906,784 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-09-30 | $1,450 |
| Total interest from all sources | 2012-09-30 | $141,074 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-09-30 | No |
| Was this plan covered by a fidelity bond | 2012-09-30 | Yes |
| Value of fidelity bond cover | 2012-09-30 | $3,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-09-30 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | No |
| Value of net income/loss | 2012-09-30 | $3,332,213 |
| Value of net assets at end of year (total assets less liabilities) | 2012-09-30 | $14,238,997 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-09-30 | $10,906,784 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-09-30 | $6,867,341 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-09-30 | $5,508,772 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-09-30 | $996,959 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-09-30 | $141,074 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-09-30 | $5,374,697 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-09-30 | $4,898,012 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-09-30 | No |
| Contributions received in cash from employer | 2012-09-30 | $2,000,000 |
| Employer contributions (assets) at end of year | 2012-09-30 | $1,000,000 |
| Employer contributions (assets) at beginning of year | 2012-09-30 | $500,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-09-30 | $159,939 |
| Contract administrator fees | 2012-09-30 | $1,450 |
| Did the plan have assets held for investment | 2012-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-09-30 | Disclaimer |
| Accountancy firm name | 2012-09-30 | PARENTEBEARD |
| Accountancy firm EIN | 2012-09-30 | 232932984 |
| 2011 : THE RETIREMENT PLAN OF RHINEBECK BANK 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-09-30 | $-95,265 |
| Total unrealized appreciation/depreciation of assets | 2011-09-30 | $-95,265 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $0 |
| Total income from all sources (including contributions) | 2011-09-30 | $1,043,511 |
| Total loss/gain on sale of assets | 2011-09-30 | $0 |
| Total of all expenses incurred | 2011-09-30 | $159,151 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-09-30 | $157,701 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-09-30 | $1,000,000 |
| Value of total assets at end of year | 2011-09-30 | $10,906,784 |
| Value of total assets at beginning of year | 2011-09-30 | $10,022,424 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-09-30 | $1,450 |
| Total interest from all sources | 2011-09-30 | $138,776 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-09-30 | No |
| Was this plan covered by a fidelity bond | 2011-09-30 | Yes |
| Value of fidelity bond cover | 2011-09-30 | $3,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-09-30 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | No |
| Value of net income/loss | 2011-09-30 | $884,360 |
| Value of net assets at end of year (total assets less liabilities) | 2011-09-30 | $10,906,784 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-09-30 | $10,022,424 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-09-30 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-09-30 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-09-30 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-09-30 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-09-30 | $138,776 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-09-30 | $10,406,784 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-09-30 | $9,272,424 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-09-30 | No |
| Contributions received in cash from employer | 2011-09-30 | $1,000,000 |
| Employer contributions (assets) at end of year | 2011-09-30 | $500,000 |
| Employer contributions (assets) at beginning of year | 2011-09-30 | $750,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-09-30 | $157,701 |
| Contract administrator fees | 2011-09-30 | $1,450 |
| Did the plan have assets held for investment | 2011-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-09-30 | Disclaimer |
| Accountancy firm name | 2011-09-30 | PARENTEBEARD |
| Accountancy firm EIN | 2011-09-30 | 232932984 |
| 2010 : THE RETIREMENT PLAN OF RHINEBECK BANK 2010 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-09-30 | $0 |
