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PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 401k Plan overview

Plan NamePUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN
Plan identification number 002

PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PUTNAM COUNTY CHAPTER NYSARC has sponsored the creation of one or more 401k plans.

Company Name:PUTNAM COUNTY CHAPTER NYSARC
Employer identification number (EIN):141426729
NAIC Classification:624310
NAIC Description:Vocational Rehabilitation Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022019-01-01JENNIFER LEALE2020-09-16
0022018-01-01
0022017-01-01STEVEN CONSTABLE
0022016-01-01STEVEN CONSTABLE
0022015-01-01STEVEN CONSTABLE
0022014-01-01ST
0022013-01-01
0022012-01-01SUSAN LIMONGELLO SUSAN LIMONGELLO2013-10-14
0022011-01-01SUSAN LIMONGELLO SUSAN LIMONGELLO2013-10-11
0022010-01-01ACTUARIAL PENSION ANALYSTS, INC. ACTUARIAL PENSION ANALYSTS, INC.2011-10-31
0022009-01-01LISA BLENKLE LISA BLENKLE2010-10-14

Plan Statistics for PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN

401k plan membership statisitcs for PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN

Measure Date Value
2019: PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01930
Total number of active participants reported on line 7a of the Form 55002019-01-01333
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01581
Total of all active and inactive participants2019-01-01914
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01914
Number of participants with account balances2019-01-01859
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01861
Total number of active participants reported on line 7a of the Form 55002018-01-01547
Number of retired or separated participants receiving benefits2018-01-013
Number of other retired or separated participants entitled to future benefits2018-01-01379
Total of all active and inactive participants2018-01-01929
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01930
Number of participants with account balances2018-01-01826
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01804
Total number of active participants reported on line 7a of the Form 55002017-01-01556
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-01302
Total of all active and inactive participants2017-01-01861
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01861
Number of participants with account balances2017-01-01769
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01728
Total number of active participants reported on line 7a of the Form 55002016-01-01585
Number of retired or separated participants receiving benefits2016-01-014
Number of other retired or separated participants entitled to future benefits2016-01-01215
Total of all active and inactive participants2016-01-01804
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01804
Number of participants with account balances2016-01-01707
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01657
Total number of active participants reported on line 7a of the Form 55002015-01-01571
Number of retired or separated participants receiving benefits2015-01-013
Number of other retired or separated participants entitled to future benefits2015-01-01154
Total of all active and inactive participants2015-01-01728
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01728
Number of participants with account balances2015-01-01643
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01632
Total number of active participants reported on line 7a of the Form 55002014-01-01513
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-01143
Total of all active and inactive participants2014-01-01657
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01657
Number of participants with account balances2014-01-01584
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01615
Total number of active participants reported on line 7a of the Form 55002013-01-01465
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01167
Total of all active and inactive participants2013-01-01632
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01632
Number of participants with account balances2013-01-01443
2012: PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01607
Total number of active participants reported on line 7a of the Form 55002012-01-01422
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01186
Total of all active and inactive participants2012-01-01608
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01608
Number of participants with account balances2012-01-01456
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01585
Total number of active participants reported on line 7a of the Form 55002011-01-01444
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01167
Total of all active and inactive participants2011-01-01611
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01611
Number of participants with account balances2011-01-01432
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01576
Total number of active participants reported on line 7a of the Form 55002010-01-01422
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01147
Total of all active and inactive participants2010-01-01569
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01569
Number of participants with account balances2010-01-01373
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01563
Total number of active participants reported on line 7a of the Form 55002009-01-01417
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01156
Total of all active and inactive participants2009-01-01573
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01573
Number of participants with account balances2009-01-01403
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01445

Financial Data on PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN

Measure Date Value
2019 : PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,687,571
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,000,322
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$986,221
Expenses. Certain deemed distributions of participant loans2019-12-31$925
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$367,306
Value of total assets at end of year2019-12-31$12,457,457
Value of total assets at beginning of year2019-12-31$11,770,208
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$13,176
Total interest from all sources2019-12-31$235,313
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$800,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$359,982
Participant contributions at end of year2019-12-31$64,084
Participant contributions at beginning of year2019-12-31$86,204
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$7,324
Administrative expenses (other) incurred2019-12-31$13,176
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$687,249
Value of net assets at end of year (total assets less liabilities)2019-12-31$12,457,457
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$11,770,208
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$5,178,581
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$4,608,282
Interest on participant loans2019-12-31$4,021
Interest earned on other investments2019-12-31$231,292
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$7,214,792
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$7,075,722
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,084,952
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$986,221
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BKD CPAS & ADVISORS
Accountancy firm EIN2019-12-31440160260
2018 : PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$416,081
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,279,261
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,265,495
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$505,358
Value of total assets at end of year2018-12-31$11,770,208
Value of total assets at beginning of year2018-12-31$12,633,388
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$13,766
Total interest from all sources2018-12-31$204,559
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$211,318
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$211,318
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$800,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$492,281
Participant contributions at end of year2018-12-31$86,204
Participant contributions at beginning of year2018-12-31$103,763
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$13,077
Other income not declared elsewhere2018-12-31$317
Administrative expenses (other) incurred2018-12-31$13,766
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-863,180
Value of net assets at end of year (total assets less liabilities)2018-12-31$11,770,208
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$12,633,388
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$4,608,282
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$5,289,398
Interest on participant loans2018-12-31$5,043
Interest earned on other investments2018-12-31$199,516
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$7,075,722
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$7,240,227
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-505,471
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,265,495
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BONADIO AND CO., LLP
Accountancy firm EIN2018-12-31161131146
2017 : PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,619,801
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$516,379
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$502,895
Expenses. Certain deemed distributions of participant loans2017-12-31$646
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$561,836
Value of total assets at end of year2017-12-31$12,633,388
Value of total assets at beginning of year2017-12-31$11,529,966
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$12,838
Total interest from all sources2017-12-31$205,716
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$150,448
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$150,448
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$800,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$487,721
Participant contributions at end of year2017-12-31$103,763
Participant contributions at beginning of year2017-12-31$135,243
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$74,115
Administrative expenses (other) incurred2017-12-31$12,838
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,103,422
Value of net assets at end of year (total assets less liabilities)2017-12-31$12,633,388
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$11,529,966
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$5,289,398
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$4,276,618
Interest on participant loans2017-12-31$5,313
Interest earned on other investments2017-12-31$200,403
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$7,240,227
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$7,118,105
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$582,266
Net investment gain/loss from pooled separate accounts2017-12-31$119,535
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$502,895
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31LOEB AND TROPER, LLP
Accountancy firm EIN2017-12-31131517563
2016 : PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$15,490
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,227,576
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$961,847
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$951,739
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$689,109
Value of total assets at end of year2016-12-31$11,529,966
Value of total assets at beginning of year2016-12-31$11,248,747
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$10,108
Total interest from all sources2016-12-31$222,447
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$67,839
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$67,839
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$800,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$460,015
Participant contributions at end of year2016-12-31$135,243
Participant contributions at beginning of year2016-12-31$144,985
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$229,094
Other income not declared elsewhere2016-12-31$207
Administrative expenses (other) incurred2016-12-31$10,108
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$265,729
Value of net assets at end of year (total assets less liabilities)2016-12-31$11,529,966
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$11,248,747
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$4,276,618
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,787,256
Interest on participant loans2016-12-31$8,927
Interest earned on other investments2016-12-31$213,520
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$7,118,105
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$7,316,506
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$212,338
Net investment gain/loss from pooled separate accounts2016-12-31$35,636
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$951,739
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31LOEB AND TROPER, LLP
Accountancy firm EIN2016-12-31131517563
2015 : PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$723,128
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$927,124
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$914,063
Expenses. Certain deemed distributions of participant loans2015-12-31$2,891
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$479,456
Value of total assets at end of year2015-12-31$11,248,747
Value of total assets at beginning of year2015-12-31$11,452,743
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$10,170
Total interest from all sources2015-12-31$231,702
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$96,044
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$96,044
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$800,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$425,337
Participant contributions at end of year2015-12-31$144,985
Participant contributions at beginning of year2015-12-31$104,975
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$54,119
Other income not declared elsewhere2015-12-31$6,913
Administrative expenses (other) incurred2015-12-31$10,170
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-203,996
Value of net assets at end of year (total assets less liabilities)2015-12-31$11,248,747
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$11,452,743
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,787,256
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$3,134,568
Value of interest in pooled separate accounts at end of year2015-12-31$0
Value of interest in pooled separate accounts at beginning of year2015-12-31$611,721
Interest on participant loans2015-12-31$10,386
Interest earned on other investments2015-12-31$221,316
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$7,316,506
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$7,601,479
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-84,159
Net investment gain/loss from pooled separate accounts2015-12-31$-6,828
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$914,063
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GRASSI & CO., CPA'S
Accountancy firm EIN2015-12-31113266576
2014 : PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$921,665
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,936,208
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,885,902
Expenses. Certain deemed distributions of participant loans2014-12-31$44,507
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$399,658
Value of total assets at end of year2014-12-31$11,452,743
Value of total assets at beginning of year2014-12-31$12,467,286
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$5,799
Total interest from all sources2014-12-31$266,495
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$108,467
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$108,467
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$800,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$397,832
Participant contributions at end of year2014-12-31$104,975
Participant contributions at beginning of year2014-12-31$206,284
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$12,690
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,826
Other income not declared elsewhere2014-12-31$-16,780
Administrative expenses (other) incurred2014-12-31$5,799
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-1,014,543
Value of net assets at end of year (total assets less liabilities)2014-12-31$11,452,743
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$12,467,286
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$3,134,568
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$0
Value of interest in pooled separate accounts at end of year2014-12-31$611,721
Value of interest in pooled separate accounts at beginning of year2014-12-31$4,029,133
Interest on participant loans2014-12-31$9,191
Interest earned on other investments2014-12-31$257,304
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$7,601,479
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$8,219,179
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$23,997
Net investment gain/loss from pooled separate accounts2014-12-31$139,828
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,885,902
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GRASSI & CO., CPA'S
Accountancy firm EIN2014-12-31113266576
2013 : PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 2013 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,917,422
Total of all expenses incurred2013-12-31$1,115,087
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,115,087
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$696,393
Value of total assets at end of year2013-12-31$12,467,286
Value of total assets at beginning of year2013-12-31$11,664,951
Total interest from all sources2013-12-31$302,319
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$800,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$425,485
Participant contributions at end of year2013-12-31$206,284
Participant contributions at beginning of year2013-12-31$235,649
Participant contributions at end of year2013-12-31$12,690
Participant contributions at beginning of year2013-12-31$15,718
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$267,650
Other income not declared elsewhere2013-12-31$12,302
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$802,335
Value of net assets at end of year (total assets less liabilities)2013-12-31$12,467,286
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$11,664,951
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$4,029,133
Value of interest in pooled separate accounts at beginning of year2013-12-31$3,781,797
Interest on participant loans2013-12-31$11,362
Interest earned on other investments2013-12-31$290,957
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$8,219,179
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$7,628,588
Net investment gain/loss from pooled separate accounts2013-12-31$906,408
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3,258
Employer contributions (assets) at beginning of year2013-12-31$3,199
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,115,087
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GRASSI & CO., CPA'S
Accountancy firm EIN2013-12-31113266576
2012 : PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,626,364
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$878,068
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$862,814
Expenses. Certain deemed distributions of participant loans2012-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$778,131
Value of total assets at end of year2012-12-31$11,664,951
Value of total assets at beginning of year2012-12-31$10,916,655
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$15,254
Total interest from all sources2012-12-31$255,852
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$800,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$418,058
Participant contributions at end of year2012-12-31$235,649
Participant contributions at beginning of year2012-12-31$196,653
Participant contributions at end of year2012-12-31$15,718
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$267,285
Administrative expenses (other) incurred2012-12-31$15,254
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$748,296
Value of net assets at end of year (total assets less liabilities)2012-12-31$11,664,951
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$10,916,655
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$3,781,797
Value of interest in pooled separate accounts at beginning of year2012-12-31$4,138,485
Interest on participant loans2012-12-31$9,635
Interest earned on other investments2012-12-31$246,217
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$7,628,588
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$6,581,517
Net investment gain/loss from pooled separate accounts2012-12-31$592,381
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$92,788
Employer contributions (assets) at end of year2012-12-31$3,199
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$862,814
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GRASSI & CO., CPA'S
Accountancy firm EIN2012-12-31113266576
2011 : PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$458,783
Total of all expenses incurred2011-12-31$385,081
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$385,081
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$461,085
Value of total assets at end of year2011-12-31$11,257,614
Value of total assets at beginning of year2011-12-31$11,183,912
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$340,959
Total interest from all sources2011-12-31$229,461
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$800,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$310,282
Participant contributions at end of year2011-12-31$537,612
Participant contributions at beginning of year2011-12-31$597,752
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$74,165
Administrative expenses (other) incurred2011-12-31$340,959
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$73,702
Value of net assets at end of year (total assets less liabilities)2011-12-31$11,257,614
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$11,183,912
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$4,138,485
Value of interest in pooled separate accounts at beginning of year2011-12-31$4,520,832
Interest earned on other investments2011-12-31$229,461
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$6,581,517
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$6,065,328
Net investment gain/loss from pooled separate accounts2011-12-31$-231,763
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$76,638
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$385,081
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BONADIO & CO., LLP
Accountancy firm EIN2011-12-31161131146
2010 : PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,250,930
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$856,359
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$856,359
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$431,657
Value of total assets at end of year2010-12-31$11,183,912
Value of total assets at beginning of year2010-12-31$10,789,341
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$215,841
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$800,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$313,073
Participant contributions at end of year2010-12-31$597,752
Participant contributions at beginning of year2010-12-31$651,285
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$93,864
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$394,571
Value of net assets at end of year (total assets less liabilities)2010-12-31$11,183,912
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$10,789,341
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$4,520,832
Value of interest in pooled separate accounts at beginning of year2010-12-31$4,214,495
Interest earned on other investments2010-12-31$215,841
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$6,065,328
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$5,923,561
Net investment gain/loss from pooled separate accounts2010-12-31$603,432
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$24,720
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$856,359
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BONADIO & CO., LLP
Accountancy firm EIN2010-12-31161131146

Form 5500 Responses for PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN

2019: PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: PUTNAM COUNTY CHAPTER NYSARC, INC. D/B/A PUTNAM ASSOCIATED RESOURCE CENTERS EMPLOYEES' DEFERRED ANNUITY PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF5767
Policy instance 3
Insurance contract or identification numberVF5767
Number of Individuals Covered60
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $3,036
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,550
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number666422
Policy instance 1
Insurance contract or identification number666422
Number of Individuals Covered823
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $53,847
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $51,905
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVC2190
Policy instance 2
Insurance contract or identification numberVC2190
Number of Individuals Covered19
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $818
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $796
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF7113
Policy instance 4
Insurance contract or identification numberVF7113
Number of Individuals Covered51
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $407
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $407
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF5767
Policy instance 3
Insurance contract or identification numberVF5767
Number of Individuals Covered64
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $2,839
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,839
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVC2190
Policy instance 2
Insurance contract or identification numberVC2190
Number of Individuals Covered21
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $799
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $799
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVFZ422
Policy instance 1
Insurance contract or identification numberVFZ422
Number of Individuals Covered930
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $23,604
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $23,604
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF7113
Policy instance 4
Insurance contract or identification numberVF7113
Number of Individuals Covered55
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $431
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $431
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF7113
Policy instance 4
Insurance contract or identification numberVF7113
Number of Individuals Covered59
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $438
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $438
Insurance broker organization code?3
Insurance broker nameSUPPO-NOTT EILEEN
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF5767
Policy instance 3
Insurance contract or identification numberVF5767
Number of Individuals Covered67
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $2,699
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,699
Insurance broker organization code?3
Insurance broker nameSUPPO-NOTT EILEEN M
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVC2190
Policy instance 2
Insurance contract or identification numberVC2190
Number of Individuals Covered22
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $788
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $788
Insurance broker organization code?3
Insurance broker nameSUPPO-NOTT EILEEN M
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVFZ422
Policy instance 1
Insurance contract or identification numberVFZ422
Number of Individuals Covered861
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $22,926
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $22,788
Insurance broker organization code?3
Insurance broker nameRANSOM THURMAN

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