401k Plan data: UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI- COUNTIES INC. TAX SHELTERED ANNUITY SECTION 403(B) RETIREMENT PLAN plan

UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI- COUNTIES INC. TAX SHELTERED ANNUITY SECTION 403(B) RETIREMENT PLAN 401k Plan overview

Plan Name	UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI- COUNTIES INC. TAX SHELTERED ANNUITY SECTION 403(B) RETIREMENT PLAN
Plan identification number	002

UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI- COUNTIES INC. TAX SHELTERED ANNUITY SECTION 403(B) RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI-COUNTIES, INC. has sponsored the creation of one or more 401k plans.

Company Name: UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI-COUNTIES, INC.

Employer identification number (EIN): 141495700

NAIC Classification: 624100
NAIC Description: Individual and Family Services

Additional information about UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI-COUNTIES, INC.

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1952-11-13

Company Identification Number: 78518

Legal Registered Office Address: 133 AVIATION ROAD
Warren
QUEENSBURY
United States of America (USA)
12804

More information about UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI-COUNTIES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI- COUNTIES INC. TAX SHELTERED ANNUITY SECTION 403(B) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2017-01-01 GREG SORRENTINO 2018-03-29 GREG SORRENTINO 2018-03-29
002 2016-01-01 GREG SORRENTINO 2017-05-26
002 2015-01-01 GREG SORRENTINO GREG SORRENTINO 2016-10-17
002 2014-01-01 GREG SORRENTINO GREG SORRENTINO 2015-10-02
002 2013-01-01 GREG SORRENTINO GREG SORRENTINO 2014-10-14
002 2012-01-01 H. PATRICK BENNETT H. PATRICK BENNETT 2013-10-15
002 2011-01-01 H. PATRICK BENNETT H. PATRICK BENNETT 2012-07-16

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2017-01-01	GREG SORRENTINO	2018-03-29	GREG SORRENTINO	2018-03-29
002	2016-01-01	GREG SORRENTINO	2017-05-26
002	2015-01-01	GREG SORRENTINO		GREG SORRENTINO	2016-10-17
002	2014-01-01	GREG SORRENTINO		GREG SORRENTINO	2015-10-02
002	2013-01-01	GREG SORRENTINO		GREG SORRENTINO	2014-10-14
002	2012-01-01	H. PATRICK BENNETT		H. PATRICK BENNETT	2013-10-15
002	2011-01-01	H. PATRICK BENNETT		H. PATRICK BENNETT	2012-07-16

Plan Statistics for UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI- COUNTIES INC. TAX SHELTERED ANNUITY SECTION 403(B) RETIREMENT PLAN

401k plan membership statisitcs for UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI- COUNTIES INC. TAX SHELTERED ANNUITY SECTION 403(B) RETIREMENT PLAN

Measure Date Value
2015: UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI- COUNTIES INC. TAX SHELTERED ANNUITY SECTION 403(B) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 104
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 64
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 18
Total of all active and inactive participants 2015-01-01 82
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 82
Number of participants with account balances 2015-01-01 82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI- COUNTIES INC. TAX SHELTERED ANNUITY SECTION 403(B) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 166
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 71
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 33
Total of all active and inactive participants 2014-01-01 104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 104
Number of participants with account balances 2014-01-01 104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI- COUNTIES INC. TAX SHELTERED ANNUITY SECTION 403(B) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 200
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 132
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 33
Total of all active and inactive participants 2013-01-01 165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 166
Number of participants with account balances 2013-01-01 117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI- COUNTIES INC. TAX SHELTERED ANNUITY SECTION 403(B) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 205
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 173
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 27
Total of all active and inactive participants 2012-01-01 200
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 200
Number of participants with account balances 2012-01-01 125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI- COUNTIES INC. TAX SHELTERED ANNUITY SECTION 403(B) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 265
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 177
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 28
Total of all active and inactive participants 2011-01-01 205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 205
Number of participants with account balances 2011-01-01 131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0

Measure	Date	Value
2015: UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI- COUNTIES INC. TAX SHELTERED ANNUITY SECTION 403(B) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	104
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	64
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	18
Total of all active and inactive participants	2015-01-01	82
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	82
Number of participants with account balances	2015-01-01	82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI- COUNTIES INC. TAX SHELTERED ANNUITY SECTION 403(B) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	166
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	71
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	33
Total of all active and inactive participants	2014-01-01	104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	104
Number of participants with account balances	2014-01-01	104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI- COUNTIES INC. TAX SHELTERED ANNUITY SECTION 403(B) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	200
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	132
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	33
Total of all active and inactive participants	2013-01-01	165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	166
Number of participants with account balances	2013-01-01	117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI- COUNTIES INC. TAX SHELTERED ANNUITY SECTION 403(B) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	205
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	173
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	27
Total of all active and inactive participants	2012-01-01	200
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	200
Number of participants with account balances	2012-01-01	125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI- COUNTIES INC. TAX SHELTERED ANNUITY SECTION 403(B) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	265
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	177
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	28
Total of all active and inactive participants	2011-01-01	205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	205
Number of participants with account balances	2011-01-01	131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0

Financial Data on UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI- COUNTIES INC. TAX SHELTERED ANNUITY SECTION 403(B) RETIREMENT PLAN

Measure	Date	Value
2015 : UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI- COUNTIES INC. TAX SHELTERED ANNUITY SECTION 403(B) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$36,629
Total loss/gain on sale of assets	2015-12-31	$20,617
Total of all expenses incurred	2015-12-31	$492,072
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$467,651
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$0
Value of total assets at end of year	2015-12-31	$2,528,949
Value of total assets at beginning of year	2015-12-31	$2,984,392
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$24,421
Total interest from all sources	2015-12-31	$1,277
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$90,420
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$90,420
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Participant contributions at end of year	2015-12-31	$18,425
Participant contributions at beginning of year	2015-12-31	$34,274
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$1,272
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$1,632
Administrative expenses (other) incurred	2015-12-31	$6,597
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-455,443
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$2,528,949
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$2,984,392
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$17,824
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$2,424,516
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$2,850,425
Interest on participant loans	2015-12-31	$1,198
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$84,736
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$98,061
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$98,061
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$79
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-75,685
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$467,651
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$1,208,574
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$1,187,957
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	UHY LLP
Accountancy firm EIN	2015-12-31	200694403
2014 : UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI- COUNTIES INC. TAX SHELTERED ANNUITY SECTION 403(B) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$508
Total income from all sources (including contributions)	2014-12-31	$218,539
Total loss/gain on sale of assets	2014-12-31	$11,415
Total of all expenses incurred	2014-12-31	$245,850
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$218,021
Expenses. Certain deemed distributions of participant loans	2014-12-31	$678
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$0
Value of total assets at end of year	2014-12-31	$2,984,392
Value of total assets at beginning of year	2014-12-31	$3,012,211
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$27,151
Total interest from all sources	2014-12-31	$2,203
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$139,105
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$139,105
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Participant contributions at end of year	2014-12-31	$34,274
Participant contributions at beginning of year	2014-12-31	$52,439
Participant contributions at beginning of year	2014-12-31	$13,235
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$1,632
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$1,656
Administrative expenses (other) incurred	2014-12-31	$7,633
Liabilities. Value of operating payables at beginning of year	2014-12-31	$508
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-27,311
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$2,984,392
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$3,011,703
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$19,518
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$2,850,425
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$2,751,255
Interest on participant loans	2014-12-31	$2,177
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$98,061
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$187,565
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$187,565
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$26
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$65,816
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Employer contributions (assets) at beginning of year	2014-12-31	$6,061
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$218,021
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$1,335,787
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$1,324,372
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	UHY LLP
Accountancy firm EIN	2014-12-31	200694403
2013 : UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI- COUNTIES INC. TAX SHELTERED ANNUITY SECTION 403(B) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$508
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$1,538
Total income from all sources (including contributions)	2013-12-31	$780,466
Total loss/gain on sale of assets	2013-12-31	$109,743
Total of all expenses incurred	2013-12-31	$915,979
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$887,838
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$271,377
Value of total assets at end of year	2013-12-31	$3,012,211
Value of total assets at beginning of year	2013-12-31	$3,148,754
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$28,141
Total interest from all sources	2013-12-31	$1,830
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$63,665
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$63,665
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$187,847
Participant contributions at end of year	2013-12-31	$52,439
Participant contributions at beginning of year	2013-12-31	$39,515
Participant contributions at end of year	2013-12-31	$13,235
Participant contributions at beginning of year	2013-12-31	$7,741
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$1,656
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$2,383
Administrative expenses (other) incurred	2013-12-31	$9,436
Liabilities. Value of operating payables at end of year	2013-12-31	$508
Liabilities. Value of operating payables at beginning of year	2013-12-31	$1,538
Total non interest bearing cash at beginning of year	2013-12-31	$13
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-135,513
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$3,011,703
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$3,147,216
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$18,705
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$2,751,255
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$2,800,990
Interest on participant loans	2013-12-31	$1,746
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$187,565
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$293,267
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$293,267
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$84
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$333,851
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$83,530
Employer contributions (assets) at end of year	2013-12-31	$6,061
Employer contributions (assets) at beginning of year	2013-12-31	$4,845
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$887,838
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$2,129,772
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$2,020,029
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	UHY LLP
Accountancy firm EIN	2013-12-31	200694403
2012 : UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI- COUNTIES INC. TAX SHELTERED ANNUITY SECTION 403(B) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$1,538
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$965
Total income from all sources (including contributions)	2012-12-31	$709,640
Total loss/gain on sale of assets	2012-12-31	$69,385
Total of all expenses incurred	2012-12-31	$163,257
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$130,218
Value of total corrective distributions	2012-12-31	$1,538
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$378,082
Value of total assets at end of year	2012-12-31	$3,148,754
Value of total assets at beginning of year	2012-12-31	$2,601,798
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$31,501
Total interest from all sources	2012-12-31	$2,195
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$60,445
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$60,445
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$210,171
Participant contributions at end of year	2012-12-31	$39,515
Participant contributions at beginning of year	2012-12-31	$49,242
Participant contributions at end of year	2012-12-31	$7,741
Participant contributions at beginning of year	2012-12-31	$8,690
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$46,383
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$2,383
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$2,421
Administrative expenses (other) incurred	2012-12-31	$12,936
Liabilities. Value of operating payables at end of year	2012-12-31	$1,538
Liabilities. Value of operating payables at beginning of year	2012-12-31	$965
Total non interest bearing cash at end of year	2012-12-31	$13
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$546,383
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$3,147,216
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,600,833
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$18,565
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$2,800,990
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$2,338,106
Interest on participant loans	2012-12-31	$1,908
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$293,267
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$198,489
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$198,489
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$287
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$199,533
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$121,528
Employer contributions (assets) at end of year	2012-12-31	$4,845
Employer contributions (assets) at beginning of year	2012-12-31	$4,850
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$130,218
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$1,319,057
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$1,249,672
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MARVIN & COMPANY, PC
Accountancy firm EIN	2012-12-31	141567343
2011 : UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI- COUNTIES INC. TAX SHELTERED ANNUITY SECTION 403(B) RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$965
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$7,718
Total income from all sources (including contributions)	2011-12-31	$360,280
Total loss/gain on sale of assets	2011-12-31	$-11,492
Total of all expenses incurred	2011-12-31	$247,429
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$211,900
Value of total corrective distributions	2011-12-31	$3,332
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$385,086
Value of total assets at end of year	2011-12-31	$2,601,798
Value of total assets at beginning of year	2011-12-31	$2,495,700
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$32,197
Total interest from all sources	2011-12-31	$1,564
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$67,526
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$67,526
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$253,410
Participant contributions at end of year	2011-12-31	$49,242
Participant contributions at beginning of year	2011-12-31	$20,353
Participant contributions at end of year	2011-12-31	$8,690
Participant contributions at beginning of year	2011-12-31	$9,864
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$478
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$2,421
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$3,601
Administrative expenses (other) incurred	2011-12-31	$15,743
Liabilities. Value of operating payables at end of year	2011-12-31	$965
Liabilities. Value of operating payables at beginning of year	2011-12-31	$7,718
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$112,851
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$2,600,833
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,487,982
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$16,454
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$2,338,106
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$2,321,772
Interest on participant loans	2011-12-31	$1,347
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$198,489
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$132,384
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$132,384
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$217
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-82,404
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$131,198
Employer contributions (assets) at end of year	2011-12-31	$4,850
Employer contributions (assets) at beginning of year	2011-12-31	$7,726
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$211,900
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$1,025,928
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$1,037,420
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MARVIN AND COMPANY, P.C.
Accountancy firm EIN	2011-12-31	141567343
2010 : UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI- COUNTIES INC. TAX SHELTERED ANNUITY SECTION 403(B) RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$7,718
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$877,946
Total loss/gain on sale of assets	2010-12-31	$56,450
Total of all expenses incurred	2010-12-31	$127,202
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$101,937
Expenses. Certain deemed distributions of participant loans	2010-12-31	$4,251
Value of total corrective distributions	2010-12-31	$9,817
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$568,176
Value of total assets at end of year	2010-12-31	$2,495,700
Value of total assets at beginning of year	2010-12-31	$1,737,238
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$11,197
Total interest from all sources	2010-12-31	$992
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$44,837
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$44,837
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$288,226
Participant contributions at end of year	2010-12-31	$20,353
Participant contributions at beginning of year	2010-12-31	$5,709
Participant contributions at end of year	2010-12-31	$9,864
Participant contributions at beginning of year	2010-12-31	$10,138
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$73,196
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$3,601
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$2,395
Administrative expenses (other) incurred	2010-12-31	$1,326
Liabilities. Value of operating payables at end of year	2010-12-31	$7,718
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$750,744
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,487,982
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,737,238
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$9,871
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$2,321,772
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$1,607,899
Income. Interest from loans (other than to participants)	2010-12-31	$779
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$132,384
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$102,694
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$102,694
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$213
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$207,491
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$206,754
Employer contributions (assets) at end of year	2010-12-31	$7,726
Employer contributions (assets) at beginning of year	2010-12-31	$8,403
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$101,937
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$1,637,087
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$1,580,637
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	ROSS RIGBY & PATTEN, LLP
Accountancy firm EIN	2010-12-31	161644956

Form 5500 Responses for UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI- COUNTIES INC. TAX SHELTERED ANNUITY SECTION 403(B) RETIREMENT PLAN

2015: UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI- COUNTIES INC. TAX SHELTERED ANNUITY SECTION 403(B) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI- COUNTIES INC. TAX SHELTERED ANNUITY SECTION 403(B) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI- COUNTIES INC. TAX SHELTERED ANNUITY SECTION 403(B) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI- COUNTIES INC. TAX SHELTERED ANNUITY SECTION 403(B) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI- COUNTIES INC. TAX SHELTERED ANNUITY SECTION 403(B) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	UNITED CEREBRAL PALSY ASSOCIATION OF THE TRI-COUNTIES, INC.
Employer identification number (EIN):	141495700
NAIC Classification:	624100
NAIC Description:	Individual and Family Services

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1952-11-13
Company Identification Number:	78518
Legal Registered Office Address:	133 AVIATION ROAD Warren QUEENSBURY United States of America (USA) 12804