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RV ONE SUPERSTORES, INC. PROFIT SHARING/401K PLAN 401k Plan overview

Plan NameRV ONE SUPERSTORES, INC. PROFIT SHARING/401K PLAN
Plan identification number 001

RV ONE SUPERSTORES, INC. PROFIT SHARING/401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RV ONE SUPERSTORES, INC. has sponsored the creation of one or more 401k plans.

Company Name:RV ONE SUPERSTORES, INC.
Employer identification number (EIN):141662158
NAIC Classification:441210
NAIC Description:Recreational Vehicle Dealers

Additional information about RV ONE SUPERSTORES, INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1985-01-14
Company Identification Number: 966323
Legal Registered Office Address: 1771 FOSS AVENUE
Albany
ORLANDO
United States of America (USA)
32814

More information about RV ONE SUPERSTORES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RV ONE SUPERSTORES, INC. PROFIT SHARING/401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01DONALD STROLLO2020-08-15 DONALD STROLLO2020-08-15
0012018-01-01DONALD STROLLO2019-10-15 DONALD STROLLO2019-10-15
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01RALPH DIVIETRO
0012013-01-01RALPH DIVIETRO
0012012-01-01RALPH DIVIETRO2013-07-15
0012011-01-01DONALD J. STROLLO2012-07-25
0012010-01-01DONALD J. STROLLO2011-07-20
0012009-01-01DONALD J. STROLLO

Plan Statistics for RV ONE SUPERSTORES, INC. PROFIT SHARING/401K PLAN

401k plan membership statisitcs for RV ONE SUPERSTORES, INC. PROFIT SHARING/401K PLAN

Measure Date Value
2019: RV ONE SUPERSTORES, INC. PROFIT SHARING/401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01247
Total number of active participants reported on line 7a of the Form 55002019-01-010
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-010
Number of participants with account balances2019-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: RV ONE SUPERSTORES, INC. PROFIT SHARING/401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01348
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01247
Total of all active and inactive participants2018-01-01247
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01247
Number of participants with account balances2018-01-01247
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: RV ONE SUPERSTORES, INC. PROFIT SHARING/401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01316
Total number of active participants reported on line 7a of the Form 55002017-01-01212
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0192
Total of all active and inactive participants2017-01-01304
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01305
Number of participants with account balances2017-01-01305
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: RV ONE SUPERSTORES, INC. PROFIT SHARING/401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01291
Total number of active participants reported on line 7a of the Form 55002016-01-01199
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0193
Total of all active and inactive participants2016-01-01292
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01292
Number of participants with account balances2016-01-01292
2015: RV ONE SUPERSTORES, INC. PROFIT SHARING/401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01219
Total number of active participants reported on line 7a of the Form 55002015-01-01167
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0176
Total of all active and inactive participants2015-01-01243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01243
Number of participants with account balances2015-01-01243
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: RV ONE SUPERSTORES, INC. PROFIT SHARING/401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01170
Total number of active participants reported on line 7a of the Form 55002014-01-01116
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0168
Total of all active and inactive participants2014-01-01184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01184
Number of participants with account balances2014-01-01184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-014
2013: RV ONE SUPERSTORES, INC. PROFIT SHARING/401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01143
Total number of active participants reported on line 7a of the Form 55002013-01-01116
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0140
Total of all active and inactive participants2013-01-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01156
Number of participants with account balances2013-01-01156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-015
2009: RV ONE SUPERSTORES, INC. PROFIT SHARING/401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0189
Total number of active participants reported on line 7a of the Form 55002009-01-0168
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0119
Total of all active and inactive participants2009-01-0187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0187
Number of participants with account balances2009-01-0187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on RV ONE SUPERSTORES, INC. PROFIT SHARING/401K PLAN

Measure Date Value
2019 : RV ONE SUPERSTORES, INC. PROFIT SHARING/401K PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-10-10$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-10-10$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-10-10$0
Total income from all sources (including contributions)2019-10-10$717,337
Total loss/gain on sale of assets2019-10-10$0
Total of all expenses incurred2019-10-10$9,441,457
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-10-10$9,412,408
Expenses. Certain deemed distributions of participant loans2019-10-10$27,167
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-10-10$0
Value of total assets at end of year2019-10-10$0
Value of total assets at beginning of year2019-10-10$8,724,120
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-10-10$1,882
Total interest from all sources2019-10-10$21,461
Total dividends received (eg from common stock, registered investment company shares)2019-10-10$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-10-10Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-10-10$0
Was this plan covered by a fidelity bond2019-10-10Yes
Value of fidelity bond cover2019-10-10$500,000
If this is an individual account plan, was there a blackout period2019-10-10No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-10-10$0
Were there any nonexempt tranactions with any party-in-interest2019-10-10No
Participant contributions at end of year2019-10-10$0
Participant contributions at beginning of year2019-10-10$234,933
Participant contributions at end of year2019-10-10$0
Participant contributions at beginning of year2019-10-10$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-10-10No
Value of net income/loss2019-10-10$-8,724,120
Value of net assets at end of year (total assets less liabilities)2019-10-10$0
Value of net assets at beginning of year (total assets less liabilities)2019-10-10$8,724,120
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-10-10No
Were any loans by the plan or fixed income obligations due to the plan in default2019-10-10No
Were any leases to which the plan was party in default or uncollectible2019-10-10No
Investment advisory and management fees2019-10-10$1,882
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-10-10$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-10-10$7,948,663
Income. Interest from loans (other than to participants)2019-10-10$5,074
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-10-10$16,387
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-10-10$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-10-10$540,524
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-10-10$695,876
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-10-10Yes
Was there a failure to transmit to the plan any participant contributions2019-10-10No
Has the plan failed to provide any benefit when due under the plan2019-10-10No
Employer contributions (assets) at end of year2019-10-10$0
Employer contributions (assets) at beginning of year2019-10-10$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-10-10$9,412,408
Did the plan have assets held for investment2019-10-10No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-10-10No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-10-10Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-10-10Yes
Opinion of an independent qualified public accountant for this plan2019-10-10Disclaimer
Accountancy firm name2019-10-10LUTZ, SELIG & ZERONDA, L.L.P.
Accountancy firm EIN2019-10-10141745230
2018 : RV ONE SUPERSTORES, INC. PROFIT SHARING/401K PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$432,032
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$818,598
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$790,115
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$834,761
Value of total assets at end of year2018-12-31$8,724,120
Value of total assets at beginning of year2018-12-31$9,110,686
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$28,483
Total interest from all sources2018-12-31$11,892
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$594,546
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2018-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$594,546
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$834,761
Participant contributions at end of year2018-12-31$234,933
Participant contributions at beginning of year2018-12-31$217,240
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$14,332
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-386,566
Value of net assets at end of year (total assets less liabilities)2018-12-31$8,724,120
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$9,110,686
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$28,483
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$7,948,663
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$7,938,578
Interest on participant loans2018-12-31$10,657
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$1,235
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$540,524
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$388,193
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,009,167
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$552,343
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$790,115
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31LUTZ, SELIG & ZERONDA, L.L.P.
Accountancy firm EIN2018-12-31141745230
2017 : RV ONE SUPERSTORES, INC. PROFIT SHARING/401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,670,383
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$550,028
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$529,329
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,432,830
Value of total assets at end of year2017-12-31$9,110,686
Value of total assets at beginning of year2017-12-31$6,990,331
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$20,699
Total interest from all sources2017-12-31$11,559
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$434,986
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$434,986
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$775,956
Participant contributions at end of year2017-12-31$217,240
Participant contributions at beginning of year2017-12-31$224,371
Participant contributions at end of year2017-12-31$14,332
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$104,188
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,120,355
Value of net assets at end of year (total assets less liabilities)2017-12-31$9,110,686
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$6,990,331
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$20,699
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$7,938,578
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$5,925,366
Interest on participant loans2017-12-31$11,559
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$388,193
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$365,228
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$791,008
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$552,686
Employer contributions (assets) at end of year2017-12-31$552,343
Employer contributions (assets) at beginning of year2017-12-31$475,366
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$529,329
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31LUTZ, SELIG & ZERONDA, L.L.P.
Accountancy firm EIN2017-12-31141745230
2016 : RV ONE SUPERSTORES, INC. PROFIT SHARING/401K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,621,830
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$338,092
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$322,599
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,195,998
Value of total assets at end of year2016-12-31$6,990,331
Value of total assets at beginning of year2016-12-31$5,706,593
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$15,493
Total interest from all sources2016-12-31$11,147
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$265,995
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$265,995
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$720,864
Participant contributions at end of year2016-12-31$224,371
Participant contributions at beginning of year2016-12-31$144,280
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,283,738
Value of net assets at end of year (total assets less liabilities)2016-12-31$6,990,331
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$5,706,593
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$15,493
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$5,925,366
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$4,797,949
Income. Interest from loans (other than to participants)2016-12-31$11,147
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$365,228
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$352,773
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$148,690
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$475,134
Employer contributions (assets) at end of year2016-12-31$475,366
Employer contributions (assets) at beginning of year2016-12-31$411,591
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$322,599
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31LCS & Z LLP
Accountancy firm EIN2016-12-31141745230
2015 : RV ONE SUPERSTORES, INC. PROFIT SHARING/401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,030,951
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$255,148
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$241,817
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,076,597
Value of total assets at end of year2015-12-31$5,706,593
Value of total assets at beginning of year2015-12-31$4,930,790
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$13,331
Total interest from all sources2015-12-31$9,045
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$333,641
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$333,641
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$641,414
Participant contributions at end of year2015-12-31$144,280
Participant contributions at beginning of year2015-12-31$168,910
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$23,592
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$775,803
Value of net assets at end of year (total assets less liabilities)2015-12-31$5,706,593
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,930,790
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$13,331
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$4,797,949
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$4,105,226
Interest on participant loans2015-12-31$9,045
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$352,773
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$377,035
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-388,332
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$411,591
Employer contributions (assets) at end of year2015-12-31$411,591
Employer contributions (assets) at beginning of year2015-12-31$279,619
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$241,817
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31LCS & Z LLP
Accountancy firm EIN2015-12-31141745230
2014 : RV ONE SUPERSTORES, INC. PROFIT SHARING/401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,131,078
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$279,865
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$268,727
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$802,831
Value of total assets at end of year2014-12-31$4,930,790
Value of total assets at beginning of year2014-12-31$4,079,577
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$11,138
Total interest from all sources2014-12-31$9,081
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$295,271
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$295,271
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$425,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$508,221
Participant contributions at end of year2014-12-31$168,910
Participant contributions at beginning of year2014-12-31$113,967
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$14,991
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$851,213
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,930,790
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$4,079,577
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$11,138
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$4,105,226
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,482,240
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$9,081
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$377,035
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$238,333
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$23,895
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$279,619
Employer contributions (assets) at end of year2014-12-31$279,619
Employer contributions (assets) at beginning of year2014-12-31$245,037
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$268,727
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31LCS & Z LLP
Accountancy firm EIN2014-12-31141745230
2013 : RV ONE SUPERSTORES, INC. PROFIT SHARING/401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,329,447
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$232,942
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$216,579
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$666,672
Value of total assets at end of year2013-12-31$4,079,577
Value of total assets at beginning of year2013-12-31$2,983,072
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$16,363
Total interest from all sources2013-12-31$5,359
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$189,769
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$189,769
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$425,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$421,635
Participant contributions at end of year2013-12-31$113,967
Participant contributions at beginning of year2013-12-31$70,819
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,096,505
Value of net assets at end of year (total assets less liabilities)2013-12-31$4,079,577
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,983,072
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$16,363
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$3,482,240
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$0
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$2,504,062
Interest on participant loans2013-12-31$5,359
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$238,333
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$206,438
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$467,647
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$245,037
Employer contributions (assets) at end of year2013-12-31$245,037
Employer contributions (assets) at beginning of year2013-12-31$201,753
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$216,579
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31LCS & Z LLP
Accountancy firm EIN2013-12-31141745230
2009 : RV ONE SUPERSTORES, INC. PROFIT SHARING/401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for RV ONE SUPERSTORES, INC. PROFIT SHARING/401K PLAN

2019: RV ONE SUPERSTORES, INC. PROFIT SHARING/401K PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingYes
2019-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RV ONE SUPERSTORES, INC. PROFIT SHARING/401K PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RV ONE SUPERSTORES, INC. PROFIT SHARING/401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RV ONE SUPERSTORES, INC. PROFIT SHARING/401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RV ONE SUPERSTORES, INC. PROFIT SHARING/401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RV ONE SUPERSTORES, INC. PROFIT SHARING/401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RV ONE SUPERSTORES, INC. PROFIT SHARING/401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2009: RV ONE SUPERSTORES, INC. PROFIT SHARING/401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number386549-01
Policy instance 1
Insurance contract or identification number386549-01
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-10-10
Total amount of commissions paid to insurance brokerUSD $233
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $233
Insurance broker organization code?3
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number386549-01
Policy instance 1
Insurance contract or identification number386549-01
Number of Individuals Covered17
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $1,413
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,413
Insurance broker organization code?3
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number386549-01
Policy instance 1
Insurance contract or identification number386549-01
Number of Individuals Covered17
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $1,165
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,165
Insurance broker organization code?3
Insurance broker nameHAZARD & SIEGEL AGENCY, LLC
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number386549-01
Policy instance 1
Insurance contract or identification number386549-01
Number of Individuals Covered18
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $1,156
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,156
Insurance broker organization code?3
Insurance broker nameHAZARD & SIEGEL AGENCY, LLC
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number386549-01
Policy instance 1
Insurance contract or identification number386549-01
Number of Individuals Covered21
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $1,186
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,186
Insurance broker organization code?3
Insurance broker nameHAZARD & SIEGEL AGENCY, LLC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number341175-000
Policy instance 1
Insurance contract or identification number341175-000
Number of Individuals Covered0
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $5,530
Total amount of fees paid to insurance companyUSD $2,192
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,530
Insurance broker organization code?3
Amount paid for insurance broker fees2192
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameSTRATEGIC PENSION SERVICES, LLC
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number386549-01
Policy instance 2
Insurance contract or identification number386549-01
Number of Individuals Covered156
Insurance policy start date2013-07-15
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $319
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $319
Insurance broker organization code?3
Insurance broker nameHAZARD & SIEGEL, INC.

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