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NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameNEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN
Plan identification number 001

NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE NEW YORK INDEPENDENT SYSTEM OPERATOR INC. has sponsored the creation of one or more 401k plans.

Company Name:THE NEW YORK INDEPENDENT SYSTEM OPERATOR INC.
Employer identification number (EIN):141815612
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01CHERYL HUSSEY CHERYL HUSSEY2018-08-21
0012016-01-01CHERYL HUSSEY CHERYL HUSSEY2017-09-25
0012015-01-01CHERYL HUSSEY
0012014-01-01CHERYL HUSSEY
0012013-01-01JENNIFER CHATT
0012012-01-01JENNIFER CHATT
0012011-01-01JENNIFER CHATT
0012010-01-01WAYNE BAILEY
0012009-01-01WAYNE BAILEY WAYNE BAILEY2010-10-13

Plan Statistics for NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN

401k plan membership statisitcs for NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN

Measure Date Value
2022: NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01739
Total number of active participants reported on line 7a of the Form 55002022-01-01571
Number of retired or separated participants receiving benefits2022-01-016
Number of other retired or separated participants entitled to future benefits2022-01-01203
Total of all active and inactive participants2022-01-01780
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01780
Number of participants with account balances2022-01-01780
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-018
2021: NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01729
Total number of active participants reported on line 7a of the Form 55002021-01-01548
Number of retired or separated participants receiving benefits2021-01-016
Number of other retired or separated participants entitled to future benefits2021-01-01185
Total of all active and inactive participants2021-01-01739
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01739
Number of participants with account balances2021-01-01739
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-019
2020: NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01718
Total number of active participants reported on line 7a of the Form 55002020-01-01571
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-01156
Total of all active and inactive participants2020-01-01729
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01729
Number of participants with account balances2020-01-01729
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-014
2019: NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01695
Total number of active participants reported on line 7a of the Form 55002019-01-01560
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-01157
Total of all active and inactive participants2019-01-01718
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01718
Number of participants with account balances2019-01-01718
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-018
2018: NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01676
Total number of active participants reported on line 7a of the Form 55002018-01-01558
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-01136
Total of all active and inactive participants2018-01-01695
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01695
Number of participants with account balances2018-01-01695
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0111
2017: NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01658
Total number of active participants reported on line 7a of the Form 55002017-01-01555
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-01119
Total of all active and inactive participants2017-01-01676
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01676
Number of participants with account balances2017-01-01676
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-016
2016: NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01649
Total number of active participants reported on line 7a of the Form 55002016-01-01543
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01111
Total of all active and inactive participants2016-01-01654
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01654
Number of participants with account balances2016-01-01654
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-014
2015: NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01644
Total number of active participants reported on line 7a of the Form 55002015-01-01559
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0189
Total of all active and inactive participants2015-01-01649
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01649
Number of participants with account balances2015-01-01649
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-014
2014: NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01647
Total number of active participants reported on line 7a of the Form 55002014-01-01534
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-01107
Total of all active and inactive participants2014-01-01643
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01644
Number of participants with account balances2014-01-01645
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-017
2013: NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01624
Total number of active participants reported on line 7a of the Form 55002013-01-01517
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-01120
Total of all active and inactive participants2013-01-01638
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01639
Number of participants with account balances2013-01-01639
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0112
2012: NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01623
Total number of active participants reported on line 7a of the Form 55002012-01-01513
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-01106
Total of all active and inactive participants2012-01-01620
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01621
Number of participants with account balances2012-01-01619
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0112
2011: NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01570
Total number of active participants reported on line 7a of the Form 55002011-01-01513
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01107
Total of all active and inactive participants2011-01-01620
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01620
Number of participants with account balances2011-01-01615
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0110
2010: NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01562
Total number of active participants reported on line 7a of the Form 55002010-01-01468
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01100
Total of all active and inactive participants2010-01-01568
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-012
Total participants2010-01-01570
Number of participants with account balances2010-01-01555
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0116
2009: NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01547
Total number of active participants reported on line 7a of the Form 55002009-01-01448
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01113
Total of all active and inactive participants2009-01-01561
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01562
Number of participants with account balances2009-01-01562
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN

Measure Date Value
2022 : NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-33,510,625
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$10,157,080
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$9,946,850
Value of total corrective distributions2022-12-31$704
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$16,596,641
Value of total assets at end of year2022-12-31$235,384,699
Value of total assets at beginning of year2022-12-31$279,052,404
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$209,526
Total interest from all sources2022-12-31$589,974
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$3,314,579
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$3,314,579
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$25,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$7,772,147
Participant contributions at end of year2022-12-31$2,173,993
Participant contributions at beginning of year2022-12-31$2,192,886
Assets. Other investments not covered elsewhere at end of year2022-12-31$1,507,808
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$1,056,458
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,282,930
Other income not declared elsewhere2022-12-31$-215,214
Administrative expenses (other) incurred2022-12-31$209,526
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-43,667,705
Value of net assets at end of year (total assets less liabilities)2022-12-31$235,384,699
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$279,052,404
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$204,541,227
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$251,517,206
Interest on participant loans2022-12-31$101,482
Interest earned on other investments2022-12-31$488,492
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$27,103,528
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$24,238,322
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-53,796,605
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$7,541,564
Employer contributions (assets) at end of year2022-12-31$58,143
Employer contributions (assets) at beginning of year2022-12-31$47,532
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$9,946,850
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BST & CO. CPAS, LLP
Accountancy firm EIN2022-12-31141442607
2021 : NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$53,947,267
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$12,271,134
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$12,051,997
Expenses. Certain deemed distributions of participant loans2021-12-31$-76
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$14,620,434
Value of total assets at end of year2021-12-31$279,052,404
Value of total assets at beginning of year2021-12-31$237,376,271
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$219,213
Total interest from all sources2021-12-31$584,891
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,753,547
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,753,547
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$25,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$7,205,482
Participant contributions at end of year2021-12-31$2,192,886
Participant contributions at beginning of year2021-12-31$2,393,271
Assets. Other investments not covered elsewhere at end of year2021-12-31$1,056,458
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$806,459
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$526,732
Other income not declared elsewhere2021-12-31$280,207
Administrative expenses (other) incurred2021-12-31$219,213
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$41,676,133
Value of net assets at end of year (total assets less liabilities)2021-12-31$279,052,404
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$237,376,271
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$251,517,206
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$211,083,389
Interest on participant loans2021-12-31$114,873
Interest earned on other investments2021-12-31$470,018
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$24,238,322
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$23,051,896
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$35,708,188
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$6,888,220
Employer contributions (assets) at end of year2021-12-31$47,532
Employer contributions (assets) at beginning of year2021-12-31$41,256
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$12,051,997
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BST & CO. CPAS, LLP
Accountancy firm EIN2021-12-31141442607
2020 : NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$51,486,961
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$7,411,542
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$7,199,861
Expenses. Certain deemed distributions of participant loans2020-12-31$-7
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$15,241,472
Value of total assets at end of year2020-12-31$237,376,271
Value of total assets at beginning of year2020-12-31$193,300,852
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$211,688
Total interest from all sources2020-12-31$598,167
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,571,356
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,571,356
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$25,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$7,172,826
Participant contributions at end of year2020-12-31$2,393,271
Participant contributions at beginning of year2020-12-31$2,708,049
Assets. Other investments not covered elsewhere at end of year2020-12-31$806,459
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$783,050
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$856,688
Other income not declared elsewhere2020-12-31$187,297
Administrative expenses (other) incurred2020-12-31$211,688
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$51
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$44,075,419
Value of net assets at end of year (total assets less liabilities)2020-12-31$237,376,271
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$193,300,852
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$211,083,389
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$171,722,558
Interest on participant loans2020-12-31$136,625
Interest earned on other investments2020-12-31$461,542
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$23,051,896
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$18,040,135
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$32,888,669
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$7,211,958
Employer contributions (assets) at end of year2020-12-31$41,256
Employer contributions (assets) at beginning of year2020-12-31$47,009
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$7,199,861
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BST & CO. CPAS, LLP
Accountancy firm EIN2020-12-31141442607
2019 : NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$50,852,839
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$4,449,059
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,276,065
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$15,011,938
Value of total assets at end of year2019-12-31$193,300,852
Value of total assets at beginning of year2019-12-31$146,897,072
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$172,994
Total interest from all sources2019-12-31$579,105
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,822,729
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,822,729
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$25,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$6,732,965
Participant contributions at end of year2019-12-31$2,708,049
Participant contributions at beginning of year2019-12-31$2,566,465
Assets. Other investments not covered elsewhere at end of year2019-12-31$783,050
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$615,468
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,637,765
Other income not declared elsewhere2019-12-31$277,229
Administrative expenses (other) incurred2019-12-31$172,994
Total non interest bearing cash at end of year2019-12-31$51
Total non interest bearing cash at beginning of year2019-12-31$131
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$46,403,780
Value of net assets at end of year (total assets less liabilities)2019-12-31$193,300,852
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$146,897,072
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$171,722,558
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$128,259,244
Interest on participant loans2019-12-31$136,069
Interest earned on other investments2019-12-31$443,036
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$18,040,135
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$15,408,828
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$32,161,838
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$6,641,208
Employer contributions (assets) at end of year2019-12-31$47,009
Employer contributions (assets) at beginning of year2019-12-31$46,936
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,276,065
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BST & CO. CPAS, LLP
Accountancy firm EIN2019-12-31141442607
2018 : NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets from this plan2018-12-31$76
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$5,823,999
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$7,990,280
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$7,880,982
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$13,805,086
Value of total assets at end of year2018-12-31$146,897,072
Value of total assets at beginning of year2018-12-31$149,063,429
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$109,298
Total interest from all sources2018-12-31$455,369
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,440,943
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,440,943
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$25,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$6,516,869
Participant contributions at end of year2018-12-31$2,566,465
Participant contributions at beginning of year2018-12-31$2,482,448
Assets. Other investments not covered elsewhere at end of year2018-12-31$615,468
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$1,125,102
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$810,331
Other income not declared elsewhere2018-12-31$-84,291
Administrative expenses (other) incurred2018-12-31$109,298
Total non interest bearing cash at end of year2018-12-31$131
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,166,281
Value of net assets at end of year (total assets less liabilities)2018-12-31$146,897,072
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$149,063,429
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$128,259,244
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$132,179,444
Interest on participant loans2018-12-31$124,482
Interest earned on other investments2018-12-31$330,887
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$15,408,828
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$13,224,711
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-10,793,108
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$6,477,886
Employer contributions (assets) at end of year2018-12-31$46,936
Employer contributions (assets) at beginning of year2018-12-31$51,724
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$7,880,982
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BST & CO. CPAS, LLP
Accountancy firm EIN2018-12-31141442607
2017 : NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$35,297,861
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$6,246,272
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$6,122,822
Expenses. Certain deemed distributions of participant loans2017-12-31$79
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$12,570,985
Value of total assets at end of year2017-12-31$149,063,429
Value of total assets at beginning of year2017-12-31$120,011,840
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$123,371
Total interest from all sources2017-12-31$419,919
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,985,377
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,985,377
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$25,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$5,956,535
Participant contributions at end of year2017-12-31$2,482,448
Participant contributions at beginning of year2017-12-31$2,223,027
Assets. Other investments not covered elsewhere at end of year2017-12-31$1,125,102
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$854,394
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$479,947
Other income not declared elsewhere2017-12-31$127,941
Administrative expenses (other) incurred2017-12-31$123,371
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$29,051,589
Value of net assets at end of year (total assets less liabilities)2017-12-31$149,063,429
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$120,011,840
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$132,179,444
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$102,867,819
Interest on participant loans2017-12-31$105,306
Interest earned on other investments2017-12-31$314,613
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$13,224,711
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$13,991,200
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$20,193,639
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$6,134,503
Employer contributions (assets) at end of year2017-12-31$51,724
Employer contributions (assets) at beginning of year2017-12-31$75,400
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$6,122,822
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BST & CO. CPAS, LLP
Accountancy firm EIN2017-12-31141442607
2016 : NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$20,699,247
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$6,833,532
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$6,721,195
Expenses. Certain deemed distributions of participant loans2016-12-31$2
Value of total corrective distributions2016-12-31$4,343
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$11,923,417
Value of total assets at end of year2016-12-31$120,011,840
Value of total assets at beginning of year2016-12-31$106,146,125
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$107,992
Total interest from all sources2016-12-31$350,771
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,827,119
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,827,119
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$25,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$5,719,846
Participant contributions at end of year2016-12-31$2,223,027
Participant contributions at beginning of year2016-12-31$2,066,777
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$123,848
Assets. Other investments not covered elsewhere at end of year2016-12-31$854,394
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$971,779
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$351,416
Other income not declared elsewhere2016-12-31$109,616
Administrative expenses (other) incurred2016-12-31$107,992
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$13,865,715
Value of net assets at end of year (total assets less liabilities)2016-12-31$120,011,840
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$106,146,125
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$102,867,819
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$92,613,022
Interest on participant loans2016-12-31$95,508
Interest earned on other investments2016-12-31$255,263
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$13,991,200
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$10,194,871
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$6,488,324
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$5,852,155
Employer contributions (assets) at end of year2016-12-31$75,400
Employer contributions (assets) at beginning of year2016-12-31$175,828
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$6,721,195
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BST & CO. CPAS, LLP
Accountancy firm EIN2016-12-31141442607
2015 : NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$11,681,092
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$5,434,702
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,399,892
Expenses. Certain deemed distributions of participant loans2015-12-31$126
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$11,925,836
Value of total assets at end of year2015-12-31$106,146,125
Value of total assets at beginning of year2015-12-31$99,899,735
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$34,684
Total interest from all sources2015-12-31$248,358
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,695,260
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,695,260
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$25,000,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$5,579,664
Participant contributions at end of year2015-12-31$2,066,777
Participant contributions at beginning of year2015-12-31$2,001,277
Participant contributions at end of year2015-12-31$123,848
Assets. Other investments not covered elsewhere at end of year2015-12-31$971,779
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$1,182,137
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$863,404
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$247
Other income not declared elsewhere2015-12-31$-47,123
Administrative expenses (other) incurred2015-12-31$34,684
Total non interest bearing cash at beginning of year2015-12-31$10,631
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$6,246,390
Value of net assets at end of year (total assets less liabilities)2015-12-31$106,146,125
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$99,899,735
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$92,613,022
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$87,061,851
Interest on participant loans2015-12-31$86,752
Interest earned on other investments2015-12-31$161,603
Value of interest in common/collective trusts at beginning of year2015-12-31$9,539,669
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$103,923
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$103,923
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$3
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$10,194,871
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,212,191
Net investment gain or loss from common/collective trusts2015-12-31$70,952
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$5,482,768
Employer contributions (assets) at end of year2015-12-31$175,828
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,399,892
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BST & CO. CPAS, LLP
Accountancy firm EIN2015-12-31141442607
2014 : NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$17,777,933
Total of all expenses incurred2014-12-31$4,535,548
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,508,590
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$11,500,980
Value of total assets at end of year2014-12-31$99,899,735
Value of total assets at beginning of year2014-12-31$86,657,350
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$26,958
Total interest from all sources2014-12-31$75,997
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,770,184
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,770,184
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$25,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$5,255,560
Participant contributions at end of year2014-12-31$2,001,277
Participant contributions at beginning of year2014-12-31$1,760,968
Assets. Other investments not covered elsewhere at end of year2014-12-31$1,182,137
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$1,271,900
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,143,361
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$247
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$144
Other income not declared elsewhere2014-12-31$40,690
Administrative expenses (other) incurred2014-12-31$26,958
Total non interest bearing cash at end of year2014-12-31$10,631
Total non interest bearing cash at beginning of year2014-12-31$10,631
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$13,242,385
Value of net assets at end of year (total assets less liabilities)2014-12-31$99,899,735
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$86,657,350
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$87,061,851
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$74,255,553
Interest on participant loans2014-12-31$75,977
Value of interest in common/collective trusts at end of year2014-12-31$9,539,669
Value of interest in common/collective trusts at beginning of year2014-12-31$9,153,763
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$103,923
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$204,391
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$204,391
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$20
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$4,199,999
Net investment gain or loss from common/collective trusts2014-12-31$190,083
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$5,102,059
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,508,590
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SAXBST LLP
Accountancy firm EIN2014-12-31464001827
2013 : NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$23,760,127
Total of all expenses incurred2013-12-31$4,358,449
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,348,073
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$10,391,393
Value of total assets at end of year2013-12-31$86,657,350
Value of total assets at beginning of year2013-12-31$67,255,672
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$10,376
Total interest from all sources2013-12-31$74,284
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,458,387
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,458,387
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$25,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$4,947,417
Participant contributions at end of year2013-12-31$1,760,968
Participant contributions at beginning of year2013-12-31$1,725,516
Assets. Other investments not covered elsewhere at end of year2013-12-31$1,271,900
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$754,841
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$467,273
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$144
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$113
Other income not declared elsewhere2013-12-31$99,011
Administrative expenses (other) incurred2013-12-31$10,376
Total non interest bearing cash at end of year2013-12-31$10,631
Total non interest bearing cash at beginning of year2013-12-31$10,631
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$19,401,678
Value of net assets at end of year (total assets less liabilities)2013-12-31$86,657,350
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$67,255,672
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$74,255,553
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$57,457,601
Interest on participant loans2013-12-31$74,267
Value of interest in common/collective trusts at end of year2013-12-31$9,153,763
Value of interest in common/collective trusts at beginning of year2013-12-31$7,157,479
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$204,391
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$149,491
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$149,491
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$17
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$11,551,920
Net investment gain or loss from common/collective trusts2013-12-31$185,132
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$4,976,703
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,348,073
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SAXBST LLP
Accountancy firm EIN2013-12-31464001827
2012 : NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$16,818,315
Total of all expenses incurred2012-12-31$4,515,932
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,507,532
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$9,886,976
Value of total assets at end of year2012-12-31$67,255,672
Value of total assets at beginning of year2012-12-31$54,953,289
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$8,400
Total interest from all sources2012-12-31$64,671
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,170,525
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,170,525
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$25,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$4,801,329
Participant contributions at end of year2012-12-31$1,725,516
Participant contributions at beginning of year2012-12-31$1,196,705
Assets. Other investments not covered elsewhere at end of year2012-12-31$754,841
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$960,862
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$360,510
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$113
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$246
Other income not declared elsewhere2012-12-31$56,433
Administrative expenses (other) incurred2012-12-31$8,400
Total non interest bearing cash at end of year2012-12-31$10,631
Total non interest bearing cash at beginning of year2012-12-31$10,630
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$12,302,383
Value of net assets at end of year (total assets less liabilities)2012-12-31$67,255,672
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$54,953,289
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$57,457,601
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$47,557,841
Value of interest in pooled separate accounts at beginning of year2012-12-31$5,168,048
Interest on participant loans2012-12-31$64,660
Value of interest in common/collective trusts at end of year2012-12-31$7,157,479
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$149,491
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$58,957
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$58,957
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$11
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$5,549,501
Net investment gain/loss from pooled separate accounts2012-12-31$84,310
Net investment gain or loss from common/collective trusts2012-12-31$5,899
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$4,725,137
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,507,532
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BOLLAM SHEEDY & TORANI & CO
Accountancy firm EIN2012-12-31141442607
2011 : NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$7,870,033
Total of all expenses incurred2011-12-31$1,755,899
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,745,482
Expenses. Certain deemed distributions of participant loans2011-12-31$374
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$9,305,188
Value of total assets at end of year2011-12-31$54,953,289
Value of total assets at beginning of year2011-12-31$48,839,155
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$10,043
Total interest from all sources2011-12-31$55,014
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$899,702
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$899,702
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$25,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$4,443,266
Participant contributions at end of year2011-12-31$1,196,705
Participant contributions at beginning of year2011-12-31$1,165,822
Assets. Other investments not covered elsewhere at end of year2011-12-31$960,862
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$595,354
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$555,594
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$246
Other income not declared elsewhere2011-12-31$-23,644
Administrative expenses (other) incurred2011-12-31$10,043
Total non interest bearing cash at end of year2011-12-31$10,630
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$6,114,134
Value of net assets at end of year (total assets less liabilities)2011-12-31$54,953,289
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$48,839,155
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$47,557,841
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$43,120,283
Value of interest in pooled separate accounts at end of year2011-12-31$5,168,048
Value of interest in pooled separate accounts at beginning of year2011-12-31$3,926,506
Interest on participant loans2011-12-31$55,009
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$58,957
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$31,190
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$31,190
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$5
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-2,455,145
Net investment gain/loss from pooled separate accounts2011-12-31$88,918
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$4,306,328
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,745,482
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BOLLAM SHEEDY & TORANI & CO
Accountancy firm EIN2011-12-31141442607
2010 : NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$13,542,959
Total of all expenses incurred2010-12-31$1,580,617
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,575,413
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$8,263,516
Value of total assets at end of year2010-12-31$48,839,155
Value of total assets at beginning of year2010-12-31$36,876,813
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$5,204
Total interest from all sources2010-12-31$52,024
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$798,781
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$798,781
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$25,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$3,981,411
Participant contributions at end of year2010-12-31$1,165,822
Participant contributions at beginning of year2010-12-31$909,320
Assets. Other investments not covered elsewhere at end of year2010-12-31$595,354
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$269,142
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$322,544
Other income not declared elsewhere2010-12-31$43,406
Administrative expenses (other) incurred2010-12-31$5,204
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$11,962,342
Value of net assets at end of year (total assets less liabilities)2010-12-31$48,839,155
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$36,876,813
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$43,120,283
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$34,441,145
Value of interest in pooled separate accounts at end of year2010-12-31$3,926,506
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,252,127
Interest on participant loans2010-12-31$52,024
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$31,190
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$5,079
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$5,079
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$4,285,009
Net investment gain/loss from pooled separate accounts2010-12-31$100,223
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$3,959,561
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,575,413
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BOLLAM SHEEDY & TORANI & CO
Accountancy firm EIN2010-12-31141442607
2009 : NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN

2022: NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074336
Policy instance 1
Insurance contract or identification number074336
Number of Individuals Covered780
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074336
Policy instance 1
Insurance contract or identification number074336
Number of Individuals Covered739
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074336
Policy instance 1
Insurance contract or identification number074336
Number of Individuals Covered729
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074336
Policy instance 1
Insurance contract or identification number074336
Number of Individuals Covered718
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074336
Policy instance 1
Insurance contract or identification number074336
Number of Individuals Covered695
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074336
Policy instance 1
Insurance contract or identification number074336
Number of Individuals Covered676
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074336
Policy instance 1
Insurance contract or identification number074336
Number of Individuals Covered649
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberQK62331
Policy instance 1
Insurance contract or identification numberQK62331
Number of Individuals Covered619
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberQK62331
Policy instance 1
Insurance contract or identification numberQK62331
Number of Individuals Covered615
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberQK62331
Policy instance 1
Insurance contract or identification numberQK62331
Number of Individuals Covered555
Insurance policy start date2010-01-01
Insurance policy end date2010-01-01
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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