401k Plan data: GLAUCOMA CONSULTANTS OF THE CAPITAL REGION, PLLC SAFE HARBOR 401(K) PROFIT SHARING PLAN & TRUST plan

GLAUCOMA CONSULTANTS OF THE CAPITAL REGION, PLLC SAFE HARBOR 401(K) PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan Name	GLAUCOMA CONSULTANTS OF THE CAPITAL REGION, PLLC SAFE HARBOR 401(K) PROFIT SHARING PLAN & TRUST
Plan identification number	001

GLAUCOMA CONSULTANTS OF THE CAPITAL REGION, PLLC SAFE HARBOR 401(K) PROFIT SHARING PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GLAUCOMA CONSULTANTS OF THE CAPITAL REGION, PLLC has sponsored the creation of one or more 401k plans.

Company Name: GLAUCOMA CONSULTANTS OF THE CAPITAL REGION, PLLC

Employer identification number (EIN): 141818392

NAIC Classification: 621320
NAIC Description: Offices of Optometrists

Additional information about GLAUCOMA CONSULTANTS OF THE CAPITAL REGION, PLLC

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1999-11-23

Company Identification Number: 2443093

Legal Registered Office Address: NIXON PEABODY LLP
30 S PEARL ST 9TH FL
ALBANY
United States of America (USA)
12207

More information about GLAUCOMA CONSULTANTS OF THE CAPITAL REGION, PLLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GLAUCOMA CONSULTANTS OF THE CAPITAL REGION, PLLC SAFE HARBOR 401(K) PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01 MICHAEL POKABLA 2024-09-30
001 2022-01-01 MICHAEL POKABLA 2023-10-10
001 2021-01-01 STEVE SIMMONS 2022-10-10
001 2020-01-01 STEVE SIMMONS 2021-08-30
001 2019-01-01 STEVE SIMMONS 2020-07-28 STEVE SIMMONS 2020-07-28
001 2018-01-01 STEVE SIMMONS 2019-07-28 STEVE SIMMONS 2019-07-28
001 2017-01-01 STEVE SIMMONS 2018-07-20 STEVE SIMMONS 2018-07-20
001 2016-01-01 STEVE SIMMONS 2017-07-20 STEVE SIMMONS 2017-07-20
001 2015-01-01 STEVE SIMMONS 2016-07-28 STEVE SIMMONS 2016-07-28
001 2014-01-01 STEVE SIMMONS 2015-07-26 STEVE SIMMONS 2015-07-26
001 2013-01-01 STEVE SIMMONS 2014-07-24 STEVE SIMMONS 2014-07-24
001 2012-01-01 STEVE SIMMONS 2013-07-22 STEVE SIMMONS 2013-07-22
001 2011-01-01 STEVE SIMMONS 2012-09-05 STEVE SIMMONS 2012-09-05
001 2010-01-01 STEVE SIMMONS 2011-09-14 STEVE SIMMONS 2011-09-14

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01	MICHAEL POKABLA	2024-09-30
001	2022-01-01	MICHAEL POKABLA	2023-10-10
001	2021-01-01	STEVE SIMMONS	2022-10-10
001	2020-01-01	STEVE SIMMONS	2021-08-30
001	2019-01-01	STEVE SIMMONS	2020-07-28	STEVE SIMMONS	2020-07-28
001	2018-01-01	STEVE SIMMONS	2019-07-28	STEVE SIMMONS	2019-07-28
001	2017-01-01	STEVE SIMMONS	2018-07-20	STEVE SIMMONS	2018-07-20
001	2016-01-01	STEVE SIMMONS	2017-07-20	STEVE SIMMONS	2017-07-20
001	2015-01-01	STEVE SIMMONS	2016-07-28	STEVE SIMMONS	2016-07-28
001	2014-01-01	STEVE SIMMONS	2015-07-26	STEVE SIMMONS	2015-07-26
001	2013-01-01	STEVE SIMMONS	2014-07-24	STEVE SIMMONS	2014-07-24
001	2012-01-01	STEVE SIMMONS	2013-07-22	STEVE SIMMONS	2013-07-22
001	2011-01-01	STEVE SIMMONS	2012-09-05	STEVE SIMMONS	2012-09-05
001	2010-01-01	STEVE SIMMONS	2011-09-14	STEVE SIMMONS	2011-09-14

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Company Name:	GLAUCOMA CONSULTANTS OF THE CAPITAL REGION, PLLC
Employer identification number (EIN):	141818392
NAIC Classification:	621320
NAIC Description:	Offices of Optometrists

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1999-11-23
Company Identification Number:	2443093
Legal Registered Office Address:	NIXON PEABODY LLP 30 S PEARL ST 9TH FL ALBANY United States of America (USA) 12207