401k Plan data: JOSEPH GERARDI, MD, PC PROFIT SHARING/401(K) PLAN plan

JOSEPH GERARDI, MD, PC PROFIT SHARING/401(K) PLAN 401k Plan overview

Plan Name	JOSEPH GERARDI, MD, PC PROFIT SHARING/401(K) PLAN
Plan identification number	001

JOSEPH GERARDI, MD, PC PROFIT SHARING/401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

JOSEPH GERARDI, MD, PC has sponsored the creation of one or more 401k plans.

Company Name: JOSEPH GERARDI, MD, PC

Employer identification number (EIN): 141829410

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JOSEPH GERARDI, MD, PC PROFIT SHARING/401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01
001 2013-01-01
001 2012-01-01 JOSEPH GERARDI MD JOSEPH GERARDI MD 2013-09-10
001 2011-01-01 JOSEPH GERARDI MD JOSEPH GERARDI MD 2012-10-04
001 2010-01-01 JOSEPH GERARDI MD JOSEPH GERARDI MD 2011-08-08
001 2009-01-01 JOSEPH GERARDI JOSEPH GERARDI 2010-08-27

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2018-01-01
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01
001	2013-01-01
001	2012-01-01	JOSEPH GERARDI MD	JOSEPH GERARDI MD	2013-09-10
001	2011-01-01	JOSEPH GERARDI MD	JOSEPH GERARDI MD	2012-10-04
001	2010-01-01	JOSEPH GERARDI MD	JOSEPH GERARDI MD	2011-08-08
001	2009-01-01	JOSEPH GERARDI	JOSEPH GERARDI	2010-08-27

Financial Data on JOSEPH GERARDI, MD, PC PROFIT SHARING/401(K) PLAN

Measure	Date	Value
2018 : JOSEPH GERARDI, MD, PC PROFIT SHARING/401(K) PLAN 2018 401k financial data
Total plan liabilities at end of year	2018-12-31	$0
Total income from all sources	2018-12-31	$19,433
Expenses. Total of all expenses incurred	2018-12-31	$878,883
Benefits paid (including direct rollovers)	2018-12-31	$869,260
Total plan assets at end of year	2018-12-31	$0
Total plan assets at beginning of year	2018-12-31	$859,450
Value of fidelity bond covering the plan	2018-12-31	$80,000
Other income received	2018-12-31	$19,433
Net income (gross income less expenses)	2018-12-31	$-859,450
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$859,450
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$9,623
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
2017 : JOSEPH GERARDI, MD, PC PROFIT SHARING/401(K) PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$86,748
Expenses. Total of all expenses incurred	2017-12-31	$6,893
Total plan assets at end of year	2017-12-31	$859,450
Total plan assets at beginning of year	2017-12-31	$779,595
Value of fidelity bond covering the plan	2017-12-31	$80,000
Total contributions received or receivable from participants	2017-12-31	$7,760
Other income received	2017-12-31	$59,988
Net income (gross income less expenses)	2017-12-31	$79,855
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$859,450
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$779,595
Total contributions received or receivable from employer(s)	2017-12-31	$19,000
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$6,893
2016 : JOSEPH GERARDI, MD, PC PROFIT SHARING/401(K) PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$69,646
Expenses. Total of all expenses incurred	2016-12-31	$8,879
Total plan assets at end of year	2016-12-31	$779,595
Total plan assets at beginning of year	2016-12-31	$718,828
Value of fidelity bond covering the plan	2016-12-31	$80,000
Total contributions received or receivable from participants	2016-12-31	$8,060
Expenses. Other expenses not covered elsewhere	2016-12-31	$8,879
Other income received	2016-12-31	$40,086
Net income (gross income less expenses)	2016-12-31	$60,767
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$779,595
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$718,828
Total contributions received or receivable from employer(s)	2016-12-31	$21,500
2015 : JOSEPH GERARDI, MD, PC PROFIT SHARING/401(K) PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$31,650
Expenses. Total of all expenses incurred	2015-12-31	$69,650
Benefits paid (including direct rollovers)	2015-12-31	$61,881
Total plan assets at end of year	2015-12-31	$718,828
Total plan assets at beginning of year	2015-12-31	$756,828
Value of fidelity bond covering the plan	2015-12-31	$70,000
Total contributions received or receivable from participants	2015-12-31	$8,060
Other income received	2015-12-31	$-1,410
Net income (gross income less expenses)	2015-12-31	$-38,000
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$718,828
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$756,828
Total contributions received or receivable from employer(s)	2015-12-31	$25,000
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$7,769
2014 : JOSEPH GERARDI, MD, PC PROFIT SHARING/401(K) PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$92,179
Expenses. Total of all expenses incurred	2014-12-31	$7,652
Total plan assets at end of year	2014-12-31	$756,828
Total plan assets at beginning of year	2014-12-31	$672,301
Value of fidelity bond covering the plan	2014-12-31	$70,000
Total contributions received or receivable from participants	2014-12-31	$8,060
Other income received	2014-12-31	$46,812
Net income (gross income less expenses)	2014-12-31	$84,527
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$756,828
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$672,301
Total contributions received or receivable from employer(s)	2014-12-31	$37,307
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$7,652
2013 : JOSEPH GERARDI, MD, PC PROFIT SHARING/401(K) PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$143,549
Expenses. Total of all expenses incurred	2013-12-31	$6,294
Total plan assets at end of year	2013-12-31	$672,301
Total plan assets at beginning of year	2013-12-31	$535,046
Value of fidelity bond covering the plan	2013-12-31	$70,000
Total contributions received or receivable from participants	2013-12-31	$8,710
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$104,839
Net income (gross income less expenses)	2013-12-31	$137,255
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$672,301
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$535,046
Total contributions received or receivable from employer(s)	2013-12-31	$30,000
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$6,294
2012 : JOSEPH GERARDI, MD, PC PROFIT SHARING/401(K) PLAN 2012 401k financial data
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$99,015
Expenses. Total of all expenses incurred	2012-12-31	$5,250
Benefits paid (including direct rollovers)	2012-12-31	$264
Total plan assets at end of year	2012-12-31	$535,046
Total plan assets at beginning of year	2012-12-31	$441,281
Value of fidelity bond covering the plan	2012-12-31	$40,000
Total contributions received or receivable from participants	2012-12-31	$7,738
Other income received	2012-12-31	$42,277
Net income (gross income less expenses)	2012-12-31	$93,765
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$535,046
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$441,281
Total contributions received or receivable from employer(s)	2012-12-31	$49,000
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$4,986
2011 : JOSEPH GERARDI, MD, PC PROFIT SHARING/401(K) PLAN 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$30,558
Expenses. Total of all expenses incurred	2011-12-31	$4,544
Benefits paid (including direct rollovers)	2011-12-31	$0
Total plan assets at end of year	2011-12-31	$441,281
Total plan assets at beginning of year	2011-12-31	$415,267
Value of fidelity bond covering the plan	2011-12-31	$40,000
Total contributions received or receivable from participants	2011-12-31	$8,710
Expenses. Other expenses not covered elsewhere	2011-12-31	$0
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$-8,152
Noncash contributions received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$26,014
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$441,281
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$415,267
Total contributions received or receivable from employer(s)	2011-12-31	$30,000
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$4,544
2010 : JOSEPH GERARDI, MD, PC PROFIT SHARING/401(K) PLAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$83,400
Expenses. Total of all expenses incurred	2010-12-31	$5,829
Benefits paid (including direct rollovers)	2010-12-31	$2,307
Total plan assets at end of year	2010-12-31	$415,267
Total plan assets at beginning of year	2010-12-31	$337,696
Value of fidelity bond covering the plan	2010-12-31	$40,000
Total contributions received or receivable from participants	2010-12-31	$8,650
Expenses. Other expenses not covered elsewhere	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$38,750
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$77,571
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$415,267
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$337,696
Total contributions received or receivable from employer(s)	2010-12-31	$36,000
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$3,522

Form 5500 Responses for JOSEPH GERARDI, MD, PC PROFIT SHARING/401(K) PLAN

2018: JOSEPH GERARDI, MD, PC PROFIT SHARING/401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	Yes
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: JOSEPH GERARDI, MD, PC PROFIT SHARING/401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: JOSEPH GERARDI, MD, PC PROFIT SHARING/401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: JOSEPH GERARDI, MD, PC PROFIT SHARING/401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: JOSEPH GERARDI, MD, PC PROFIT SHARING/401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: JOSEPH GERARDI, MD, PC PROFIT SHARING/401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: JOSEPH GERARDI, MD, PC PROFIT SHARING/401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: JOSEPH GERARDI, MD, PC PROFIT SHARING/401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: JOSEPH GERARDI, MD, PC PROFIT SHARING/401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: JOSEPH GERARDI, MD, PC PROFIT SHARING/401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

(National Association of Insurance Commissioners NAIC id number: 62111 )
Policy contract number	000GEROONY00K1
Policy instance	1
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number	0000GERA00NY00K
Policy instance	2
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number	0000GERA01NYOOS
Policy instance	1
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number	0000GERA01NYOOS
Policy instance	1
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number	0000GERA00NY00K
Policy instance	2
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number	0000GERA01NYOOS
Policy instance	1
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number	0000GERA00NY00K
Policy instance	2
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number	0000GERA01NYOOS
Policy instance	1
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number	0000GERA00NY00K
Policy instance	2
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number	0000GERA01NYOOS
Policy instance	1
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number	0000GERA00NY00K
Policy instance	2

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Company Name:	JOSEPH GERARDI, MD, PC
Employer identification number (EIN):	141829410
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)