STATE STREET BANK AND TRUST COMPANY has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2013 : CANADIAN ALPHA NL CTF (ZVCD) 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total transfer of assets to this plan | 2013-12-31 | $211,000 |
| Total transfer of assets from this plan | 2013-12-31 | $10,259,261 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $2,627 |
| Total income from all sources (including contributions) | 2013-12-31 | $268,012 |
| Total loss/gain on sale of assets | 2013-12-31 | $223,639 |
| Total of all expenses incurred | 2013-12-31 | $14,753 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $0 |
| Value of total assets at end of year | 2013-12-31 | $0 |
| Value of total assets at beginning of year | 2013-12-31 | $9,797,629 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $14,753 |
| Total interest from all sources | 2013-12-31 | $844 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $43,529 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $19,788 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $2,627 |
| Administrative expenses (other) incurred | 2013-12-31 | $14,753 |
| Value of net income/loss | 2013-12-31 | $253,259 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $9,795,002 |
| Interest earned on other investments | 2013-12-31 | $836 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $26,531 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $26,531 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $8 |
| Income. Dividends from common stock | 2013-12-31 | $43,529 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $9,751,310 |
| Aggregate proceeds on sale of assets | 2013-12-31 | $12,589,887 |
| Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $12,366,248 |
| 2012 : CANADIAN ALPHA NL CTF (ZVCD) 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $795,512 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $795,512 |
| Total transfer of assets to this plan | 2012-12-31 | $2,060,243 |
| Total transfer of assets from this plan | 2012-12-31 | $4,576,206 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $2,627 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $3,093 |
| Total income from all sources (including contributions) | 2012-12-31 | $947,391 |
| Total loss/gain on sale of assets | 2012-12-31 | $-76,394 |
| Total of all expenses incurred | 2012-12-31 | $42,569 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $0 |
| Value of total assets at end of year | 2012-12-31 | $9,797,629 |
| Value of total assets at beginning of year | 2012-12-31 | $11,409,236 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $42,569 |
| Total interest from all sources | 2012-12-31 | $42 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $228,231 |
| Administrative expenses professional fees incurred | 2012-12-31 | $19,250 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $19,788 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $25,130 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $2,627 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $3,093 |
| Administrative expenses (other) incurred | 2012-12-31 | $23,319 |
| Value of net income/loss | 2012-12-31 | $904,822 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $9,795,002 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $11,406,143 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $26,531 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $24,771 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $24,771 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $42 |
| Income. Dividends from common stock | 2012-12-31 | $228,231 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $9,751,310 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $11,359,335 |
| Aggregate proceeds on sale of assets | 2012-12-31 | $17,844,299 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $17,920,693 |
| 2011 : CANADIAN ALPHA NL CTF (ZVCD) 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-382,445 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-382,445 |
| Total transfer of assets to this plan | 2011-12-31 | $3,709,528 |
| Total transfer of assets from this plan | 2011-12-31 | $3,145,527 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $3,093 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $11,315 |
| Total income from all sources (including contributions) | 2011-12-31 | $-1,360,124 |
| Total loss/gain on sale of assets | 2011-12-31 | $-1,191,052 |
| Total of all expenses incurred | 2011-12-31 | $61,846 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
| Value of total assets at end of year | 2011-12-31 | $11,409,236 |
| Value of total assets at beginning of year | 2011-12-31 | $12,275,427 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $61,846 |
| Total interest from all sources | 2011-12-31 | $47 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $213,326 |
| Administrative expenses professional fees incurred | 2011-12-31 | $19,750 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $25,130 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $21,305 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $3,093 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $11,315 |
| Administrative expenses (other) incurred | 2011-12-31 | $42,096 |
| Value of net income/loss | 2011-12-31 | $-1,421,970 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $11,406,143 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $12,264,112 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $24,771 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $61,537 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $61,537 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $47 |
| Income. Dividends from common stock | 2011-12-31 | $213,326 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $11,359,335 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $12,192,585 |
| Aggregate proceeds on sale of assets | 2011-12-31 | $16,503,506 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $17,694,558 |
| 2010 : CANADIAN ALPHA NL CTF (ZVCD) 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $1,747,878 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $1,747,878 |
| Total transfer of assets to this plan | 2010-12-31 | $2,866,702 |
| Total transfer of assets from this plan | 2010-12-31 | $8,388,696 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $11,315 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $468,318 |
| Total income from all sources (including contributions) | 2010-12-31 | $2,221,701 |
| Total loss/gain on sale of assets | 2010-12-31 | $229,282 |
| Total of all expenses incurred | 2010-12-31 | $60,229 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $0 |
| Value of total assets at end of year | 2010-12-31 | $12,275,427 |
| Value of total assets at beginning of year | 2010-12-31 | $16,092,952 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $60,229 |
| Total interest from all sources | 2010-12-31 | $31 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $244,510 |
| Administrative expenses professional fees incurred | 2010-12-31 | $15,619 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $21,305 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $495,532 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $11,315 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $468,318 |
| Administrative expenses (other) incurred | 2010-12-31 | $44,610 |
| Value of net income/loss | 2010-12-31 | $2,161,472 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $12,264,112 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $15,624,634 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $61,537 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $90,774 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $90,774 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $31 |
| Income. Dividends from common stock | 2010-12-31 | $244,510 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $12,192,585 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $15,506,646 |
| Aggregate proceeds on sale of assets | 2010-12-31 | $17,333,318 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $17,104,036 |
