NEW YORK STATE ELECTRIC & GAS CORPORATION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN
401k plan membership statisitcs for NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN
Measure | Date | Value |
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2021 : NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-07-30 | $0 |
Total transfer of assets to this plan | 2021-07-30 | $7,279 |
Total transfer of assets from this plan | 2021-07-30 | $463,470,184 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-07-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-07-30 | $0 |
Total income from all sources (including contributions) | 2021-07-30 | $60,933,750 |
Total loss/gain on sale of assets | 2021-07-30 | $-44,092 |
Total of all expenses incurred | 2021-07-30 | $61,293,822 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-07-30 | $61,238,851 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-07-30 | $14,663,563 |
Value of total assets at end of year | 2021-07-30 | $0 |
Value of total assets at beginning of year | 2021-07-30 | $463,822,977 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-07-30 | $54,971 |
Total interest from all sources | 2021-07-30 | $727,001 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-07-30 | $254,974 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-07-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-07-30 | $251,801 |
Administrative expenses professional fees incurred | 2021-07-30 | $21,551 |
Was this plan covered by a fidelity bond | 2021-07-30 | Yes |
Value of fidelity bond cover | 2021-07-30 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2021-07-30 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-07-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-07-30 | No |
Contributions received from participants | 2021-07-30 | $10,453,919 |
Participant contributions at end of year | 2021-07-30 | $0 |
Participant contributions at beginning of year | 2021-07-30 | $4,572,132 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-07-30 | $614,708 |
Other income not declared elsewhere | 2021-07-30 | $15,877 |
Administrative expenses (other) incurred | 2021-07-30 | $33,420 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-07-30 | No |
Value of net income/loss | 2021-07-30 | $-360,072 |
Value of net assets at end of year (total assets less liabilities) | 2021-07-30 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-07-30 | $463,822,977 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-07-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-07-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-07-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-07-30 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-07-30 | $35,563,249 |
Interest on participant loans | 2021-07-30 | $148,076 |
Interest earned on other investments | 2021-07-30 | $578,925 |
Value of interest in common/collective trusts at end of year | 2021-07-30 | $0 |
Value of interest in common/collective trusts at beginning of year | 2021-07-30 | $371,925,889 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-07-30 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-07-30 | $51,487,417 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-07-30 | $3,029,621 |
Net investment gain or loss from common/collective trusts | 2021-07-30 | $42,286,806 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-07-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-07-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-07-30 | No |
Assets. Invements in employer securities at end of year | 2021-07-30 | $0 |
Assets. Invements in employer securities at beginning of year | 2021-07-30 | $274,290 |
Contributions received in cash from employer | 2021-07-30 | $3,594,936 |
Income. Dividends from common stock | 2021-07-30 | $3,173 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-07-30 | $61,238,851 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-07-30 | Yes |
Did the plan have assets held for investment | 2021-07-30 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-07-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-07-30 | Yes |
Aggregate proceeds on sale of assets | 2021-07-30 | $233,359 |
Aggregate carrying amount (costs) on sale of assets | 2021-07-30 | $277,451 |
Opinion of an independent qualified public accountant for this plan | 2021-07-30 | Disclaimer |
Accountancy firm name | 2021-07-30 | THE BONADIO GROUP |
Accountancy firm EIN | 2021-07-30 | 161131146 |
2020 : NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2020 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $75,868 |
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $75,868 |
Total transfer of assets to this plan | 2020-12-31 | $97,195 |
Total transfer of assets from this plan | 2020-12-31 | $1,642,400 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $87,810,099 |
Total loss/gain on sale of assets | 2020-12-31 | $1,544 |
Total of all expenses incurred | 2020-12-31 | $26,288,942 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $26,191,427 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $21,868,967 |
Value of total assets at end of year | 2020-12-31 | $463,822,977 |
Value of total assets at beginning of year | 2020-12-31 | $403,847,025 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $97,515 |
Total interest from all sources | 2020-12-31 | $1,594,787 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $1,081,059 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $1,073,224 |
Administrative expenses professional fees incurred | 2020-12-31 | $43,727 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $15,828,554 |
Participant contributions at end of year | 2020-12-31 | $4,572,132 |
Participant contributions at beginning of year | 2020-12-31 | $4,899,411 |
Participant contributions at end of year | 2020-12-31 | $0 |
Participant contributions at beginning of year | 2020-12-31 | $136,012 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $759,968 |
Other income not declared elsewhere | 2020-12-31 | $19,890 |
Administrative expenses (other) incurred | 2020-12-31 | $53,788 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $61,521,157 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $463,822,977 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $403,847,025 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $35,563,249 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $30,682,250 |
Interest on participant loans | 2020-12-31 | $262,030 |
Interest earned on other investments | 2020-12-31 | $1,332,757 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $371,925,889 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $327,674,512 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $51,487,417 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $40,243,236 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $3,027,172 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $60,140,812 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Assets. Invements in employer securities at end of year | 2020-12-31 | $274,290 |
Assets. Invements in employer securities at beginning of year | 2020-12-31 | $211,604 |
Contributions received in cash from employer | 2020-12-31 | $5,280,445 |
Income. Dividends from common stock | 2020-12-31 | $7,835 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $26,191,427 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Aggregate proceeds on sale of assets | 2020-12-31 | $22,522 |
Aggregate carrying amount (costs) on sale of assets | 2020-12-31 | $20,978 |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | THE BONADIO GROUP |
Accountancy firm EIN | 2020-12-31 | 161131146 |
2019 : NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2019 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $46,273 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $46,273 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $46,273 |
Total transfer of assets to this plan | 2019-12-31 | $414,538 |
Total transfer of assets to this plan | 2019-12-31 | $414,538 |
Total transfer of assets from this plan | 2019-12-31 | $1,364,971 |
Total transfer of assets from this plan | 2019-12-31 | $1,364,971 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $89,480,066 |
Total income from all sources (including contributions) | 2019-12-31 | $89,480,066 |
Total loss/gain on sale of assets | 2019-12-31 | $9,503 |
Total loss/gain on sale of assets | 2019-12-31 | $9,503 |
Total of all expenses incurred | 2019-12-31 | $25,807,236 |
Total of all expenses incurred | 2019-12-31 | $25,807,236 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $25,697,094 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $25,697,094 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $19,514,291 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $19,514,291 |
Value of total assets at end of year | 2019-12-31 | $403,847,025 |
Value of total assets at end of year | 2019-12-31 | $403,847,025 |
Value of total assets at beginning of year | 2019-12-31 | $341,124,628 |
Value of total assets at beginning of year | 2019-12-31 | $341,124,628 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $110,142 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $110,142 |
Total interest from all sources | 2019-12-31 | $1,104,340 |
Total interest from all sources | 2019-12-31 | $1,104,340 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $938,303 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $938,303 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $930,188 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $930,188 |
Administrative expenses professional fees incurred | 2019-12-31 | $29,529 |
Administrative expenses professional fees incurred | 2019-12-31 | $29,529 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $14,558,579 |
Contributions received from participants | 2019-12-31 | $14,558,579 |
Participant contributions at end of year | 2019-12-31 | $4,899,411 |
Participant contributions at end of year | 2019-12-31 | $4,899,411 |
Participant contributions at beginning of year | 2019-12-31 | $4,461,903 |
Participant contributions at beginning of year | 2019-12-31 | $4,461,903 |
Participant contributions at end of year | 2019-12-31 | $136,012 |
Participant contributions at end of year | 2019-12-31 | $136,012 |
Participant contributions at beginning of year | 2019-12-31 | $84,801 |
Participant contributions at beginning of year | 2019-12-31 | $84,801 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $418,160 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $418,160 |
Other income not declared elsewhere | 2019-12-31 | $4,935 |
Other income not declared elsewhere | 2019-12-31 | $4,935 |
Administrative expenses (other) incurred | 2019-12-31 | $50,144 |
Administrative expenses (other) incurred | 2019-12-31 | $50,144 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $63,672,830 |
Value of net income/loss | 2019-12-31 | $63,672,830 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $403,847,025 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $403,847,025 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $341,124,628 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $341,124,628 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $30,469 |
Investment advisory and management fees | 2019-12-31 | $30,469 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $30,682,250 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $30,682,250 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $20,353,427 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $20,353,427 |
Interest on participant loans | 2019-12-31 | $261,294 |
Interest on participant loans | 2019-12-31 | $261,294 |
Interest earned on other investments | 2019-12-31 | $843,046 |
Interest earned on other investments | 2019-12-31 | $843,046 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $327,674,512 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $327,674,512 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $271,423,682 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $271,423,682 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $40,243,236 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $40,243,236 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $44,593,510 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $44,593,510 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $4,246,277 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $4,246,277 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $63,616,144 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $63,616,144 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Assets. Invements in employer securities at end of year | 2019-12-31 | $211,604 |
Assets. Invements in employer securities at end of year | 2019-12-31 | $211,604 |
Assets. Invements in employer securities at beginning of year | 2019-12-31 | $207,305 |
Assets. Invements in employer securities at beginning of year | 2019-12-31 | $207,305 |
Contributions received in cash from employer | 2019-12-31 | $4,537,552 |
Contributions received in cash from employer | 2019-12-31 | $4,537,552 |
Income. Dividends from common stock | 2019-12-31 | $8,115 |
Income. Dividends from common stock | 2019-12-31 | $8,115 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $25,697,094 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $25,697,094 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Aggregate proceeds on sale of assets | 2019-12-31 | $59,569 |
Aggregate proceeds on sale of assets | 2019-12-31 | $59,569 |
Aggregate carrying amount (costs) on sale of assets | 2019-12-31 | $50,066 |
Aggregate carrying amount (costs) on sale of assets | 2019-12-31 | $50,066 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | THE BONADIO GROUP |
Accountancy firm EIN | 2019-12-31 | 161131146 |
2018 : NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2018 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $13,113 |
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $13,113 |
Total transfer of assets from this plan | 2018-12-31 | $1,137,497 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $4,946,053 |
Total loss/gain on sale of assets | 2018-12-31 | $-1,703 |
Total of all expenses incurred | 2018-12-31 | $24,969,014 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $24,940,295 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $18,193,619 |
Value of total assets at end of year | 2018-12-31 | $341,124,628 |
Value of total assets at beginning of year | 2018-12-31 | $362,285,086 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $28,719 |
Total interest from all sources | 2018-12-31 | $1,466,883 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,273,238 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,258,763 |
Administrative expenses professional fees incurred | 2018-12-31 | $6,801 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $13,949,681 |
Participant contributions at end of year | 2018-12-31 | $4,461,903 |
Participant contributions at beginning of year | 2018-12-31 | $4,405,927 |
Participant contributions at end of year | 2018-12-31 | $84,801 |
Participant contributions at beginning of year | 2018-12-31 | $169,575 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $125,794 |
Other income not declared elsewhere | 2018-12-31 | $254,568 |
Administrative expenses (other) incurred | 2018-12-31 | $6,443 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-20,022,961 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $341,124,628 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $362,285,086 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $15,475 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $20,353,427 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $63,277,028 |
Interest on participant loans | 2018-12-31 | $220,813 |
Interest earned on other investments | 2018-12-31 | $1,246,070 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $271,423,682 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $250,604,557 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $44,593,510 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $41,880,127 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-2,435,569 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $-13,818,096 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Assets. Invements in employer securities at end of year | 2018-12-31 | $207,305 |
Assets. Invements in employer securities at beginning of year | 2018-12-31 | $283,344 |
Contributions received in cash from employer | 2018-12-31 | $4,118,144 |
Employer contributions (assets) at end of year | 2018-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $1,664,528 |
Income. Dividends from common stock | 2018-12-31 | $14,475 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $24,940,295 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Aggregate proceeds on sale of assets | 2018-12-31 | $316,675 |
Aggregate carrying amount (costs) on sale of assets | 2018-12-31 | $318,378 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | THE BONADIO GROUP |
Accountancy firm EIN | 2018-12-31 | 161131146 |
2017 : NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2017 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $30,195 |
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $30,195 |
Total transfer of assets to this plan | 2017-12-31 | $401,054 |
Total transfer of assets from this plan | 2017-12-31 | $1,273,490 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $70,476,166 |
Total loss/gain on sale of assets | 2017-12-31 | $1,973 |
Total of all expenses incurred | 2017-12-31 | $17,831,475 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $17,815,544 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $17,041,341 |
Value of total assets at end of year | 2017-12-31 | $362,285,086 |
Value of total assets at beginning of year | 2017-12-31 | $310,512,831 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $15,931 |
Total interest from all sources | 2017-12-31 | $1,291,414 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $3,022,587 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $3,014,186 |
Administrative expenses professional fees incurred | 2017-12-31 | $11,698 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $13,033,139 |
Participant contributions at end of year | 2017-12-31 | $4,405,927 |
Participant contributions at beginning of year | 2017-12-31 | $4,512,763 |
Participant contributions at end of year | 2017-12-31 | $169,575 |
Participant contributions at beginning of year | 2017-12-31 | $186,137 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $74,880 |
Other income not declared elsewhere | 2017-12-31 | $135,691 |
Administrative expenses (other) incurred | 2017-12-31 | $4,233 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $52,644,691 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $362,285,086 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $310,512,831 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $63,277,028 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $63,838,412 |
Interest on participant loans | 2017-12-31 | $191,774 |
Interest earned on other investments | 2017-12-31 | $1,099,640 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $250,604,557 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $198,586,283 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $41,880,127 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $41,507,271 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $7,351,452 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $41,601,513 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Assets. Invements in employer securities at end of year | 2017-12-31 | $283,344 |
Assets. Invements in employer securities at beginning of year | 2017-12-31 | $192,974 |
Contributions received in cash from employer | 2017-12-31 | $3,933,322 |
Employer contributions (assets) at end of year | 2017-12-31 | $1,664,528 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $1,688,991 |
Income. Dividends from common stock | 2017-12-31 | $8,401 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $17,815,544 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Aggregate proceeds on sale of assets | 2017-12-31 | $41,471 |
Aggregate carrying amount (costs) on sale of assets | 2017-12-31 | $39,498 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | BAKER NEWMAN & NOYES, LLC |
Accountancy firm EIN | 2017-12-31 | 010494526 |
2016 : NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2016 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $-5,247 |
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $-5,247 |
Total transfer of assets to this plan | 2016-12-31 | $22,745 |
Total transfer of assets from this plan | 2016-12-31 | $1,769,117 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $36,983,414 |
Total loss/gain on sale of assets | 2016-12-31 | $-4,598 |
Total of all expenses incurred | 2016-12-31 | $16,140,210 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $16,128,457 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $15,695,702 |
Value of total assets at end of year | 2016-12-31 | $310,512,831 |
Value of total assets at beginning of year | 2016-12-31 | $291,415,999 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $11,753 |
Total interest from all sources | 2016-12-31 | $1,242,383 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $1,846,610 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $1,840,060 |
Administrative expenses professional fees incurred | 2016-12-31 | $9,584 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $11,920,767 |
Participant contributions at end of year | 2016-12-31 | $4,512,763 |
Participant contributions at beginning of year | 2016-12-31 | $4,599,004 |
Participant contributions at end of year | 2016-12-31 | $186,137 |
Participant contributions at beginning of year | 2016-12-31 | $187,310 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $100,942 |
Other income not declared elsewhere | 2016-12-31 | $230,215 |
Administrative expenses (other) incurred | 2016-12-31 | $2,169 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $20,843,204 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $310,512,831 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $291,415,999 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $63,838,412 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $59,281,598 |
Interest on participant loans | 2016-12-31 | $187,001 |
Interest earned on other investments | 2016-12-31 | $1,055,382 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $198,586,283 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $189,250,544 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $41,507,271 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $37,856,006 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $2,799,542 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $15,178,807 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Assets. Invements in employer securities at end of year | 2016-12-31 | $192,974 |
Assets. Invements in employer securities at beginning of year | 2016-12-31 | $178,805 |
Contributions received in cash from employer | 2016-12-31 | $3,673,993 |
Employer contributions (assets) at end of year | 2016-12-31 | $1,688,991 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $62,732 |
Income. Dividends from common stock | 2016-12-31 | $6,550 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $16,128,457 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Aggregate proceeds on sale of assets | 2016-12-31 | $112,615 |
Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $117,213 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | BAKER NEWMAN & NOYES, LLC |
Accountancy firm EIN | 2016-12-31 | 010494526 |
2015 : NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2015 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $7,874 |
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $7,874 |
Total transfer of assets to this plan | 2015-12-31 | $64,447 |
Total transfer of assets from this plan | 2015-12-31 | $691,301 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $17,231,554 |
Total loss/gain on sale of assets | 2015-12-31 | $1,587 |
Total of all expenses incurred | 2015-12-31 | $34,389,404 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $34,385,092 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $14,089,925 |
Value of total assets at end of year | 2015-12-31 | $291,415,999 |
Value of total assets at beginning of year | 2015-12-31 | $309,200,703 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $4,312 |
Total interest from all sources | 2015-12-31 | $1,284,969 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $3,862,622 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $3,858,659 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $12,083,242 |
Participant contributions at end of year | 2015-12-31 | $4,599,004 |
Participant contributions at beginning of year | 2015-12-31 | $4,723,304 |
Participant contributions at end of year | 2015-12-31 | $187,310 |
Participant contributions at beginning of year | 2015-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $124,436 |
Other income not declared elsewhere | 2015-12-31 | $112,976 |
Administrative expenses (other) incurred | 2015-12-31 | $4,312 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-17,157,850 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $291,415,999 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $309,200,703 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $59,281,598 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $63,919,331 |
Interest on participant loans | 2015-12-31 | $190,544 |
Interest earned on other investments | 2015-12-31 | $1,094,425 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $189,250,544 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $200,838,769 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $37,856,006 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $39,618,934 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-4,060,047 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $1,931,648 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Assets. Invements in employer securities at end of year | 2015-12-31 | $178,805 |
Assets. Invements in employer securities at beginning of year | 2015-12-31 | $100,365 |
Contributions received in cash from employer | 2015-12-31 | $1,882,247 |
Employer contributions (assets) at end of year | 2015-12-31 | $62,732 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $0 |
Income. Dividends from common stock | 2015-12-31 | $3,963 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $34,385,092 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Aggregate proceeds on sale of assets | 2015-12-31 | $73,993 |
Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $72,406 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | BAKER NEWMAN & NOYES, LLC |
Accountancy firm EIN | 2015-12-31 | 010494526 |
2014 : NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2014 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $-4,038 |
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $-4,038 |
Total transfer of assets to this plan | 2014-12-31 | $230,534 |
Total transfer of assets from this plan | 2014-12-31 | $525,555 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $30,188,642 |
Total loss/gain on sale of assets | 2014-12-31 | $81 |
Total of all expenses incurred | 2014-12-31 | $20,772,224 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $20,767,537 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $13,752,013 |
Value of total assets at end of year | 2014-12-31 | $309,200,703 |
Value of total assets at beginning of year | 2014-12-31 | $300,079,306 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $4,687 |
Total interest from all sources | 2014-12-31 | $190,023 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $3,683,257 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Administrative expenses professional fees incurred | 2014-12-31 | $3,130 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $12,072,464 |
Participant contributions at end of year | 2014-12-31 | $4,723,304 |
Participant contributions at beginning of year | 2014-12-31 | $4,499,924 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $89,740 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2014-12-31 | $28,209 |
Other income not declared elsewhere | 2014-12-31 | $1,586,297 |
Administrative expenses (other) incurred | 2014-12-31 | $1,557 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $9,416,418 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $309,200,703 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $300,079,306 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $63,919,331 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $65,411,272 |
Interest on participant loans | 2014-12-31 | $190,023 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $200,838,769 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $190,561,369 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $39,618,934 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $39,583,468 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-1,691,368 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $12,672,377 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Assets. Invements in employer securities at end of year | 2014-12-31 | $100,365 |
Assets. Invements in employer securities at beginning of year | 2014-12-31 | $23,273 |
Contributions received in cash from employer | 2014-12-31 | $1,589,809 |
Income. Dividends from preferred stock | 2014-12-31 | $1,990 |
Income. Dividends from common stock | 2014-12-31 | $3,681,267 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $20,739,328 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Aggregate proceeds on sale of assets | 2014-12-31 | $2,003 |
Aggregate carrying amount (costs) on sale of assets | 2014-12-31 | $1,922 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | BAKER NEWMAN & NOYES, LLC |
Accountancy firm EIN | 2014-12-31 | 010494526 |
2013 : NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2013 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $3,459 |
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $3,459 |
Total transfer of assets from this plan | 2013-12-31 | $404,088 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $60,506,432 |
Total loss/gain on sale of assets | 2013-12-31 | $29 |
Total of all expenses incurred | 2013-12-31 | $16,987,954 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $16,955,919 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $13,124,212 |
Value of total assets at end of year | 2013-12-31 | $300,079,306 |
Value of total assets at beginning of year | 2013-12-31 | $256,964,916 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $32,035 |
Total interest from all sources | 2013-12-31 | $186,597 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $2,388,527 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $2,388,083 |
Administrative expenses professional fees incurred | 2013-12-31 | $31,621 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $11,674,564 |
Participant contributions at end of year | 2013-12-31 | $4,499,924 |
Participant contributions at beginning of year | 2013-12-31 | $4,455,955 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $16,177 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2013-12-31 | $47,996 |
Other income not declared elsewhere | 2013-12-31 | $-571,925 |
Administrative expenses (other) incurred | 2013-12-31 | $414 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $43,518,478 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $300,079,306 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $256,964,916 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $65,411,272 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $55,540,918 |
Interest on participant loans | 2013-12-31 | $186,597 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $190,561,369 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $155,420,589 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $39,583,468 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $41,547,454 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $8,792,295 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $36,583,238 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Assets. Invements in employer securities at end of year | 2013-12-31 | $23,273 |
Assets. Invements in employer securities at beginning of year | 2013-12-31 | $0 |
Contributions received in cash from employer | 2013-12-31 | $1,433,471 |
Income. Dividends from common stock | 2013-12-31 | $444 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $16,907,923 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Aggregate proceeds on sale of assets | 2013-12-31 | $1,454 |
Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $1,425 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | BAKER NEWMAN & NOYES, LLC |
Accountancy firm EIN | 2013-12-31 | 010494526 |
2012 : NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total transfer of assets from this plan | 2012-12-31 | $460,123 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $44,380,218 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $13,546,791 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $13,525,744 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $4,055 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $13,381,416 |
Value of total assets at end of year | 2012-12-31 | $256,964,916 |
Value of total assets at beginning of year | 2012-12-31 | $226,591,612 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $16,992 |
Total interest from all sources | 2012-12-31 | $198,863 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $2,118,500 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $2,118,500 |
Administrative expenses professional fees incurred | 2012-12-31 | $16,875 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $11,862,622 |
Participant contributions at end of year | 2012-12-31 | $4,455,955 |
Participant contributions at beginning of year | 2012-12-31 | $4,634,626 |
Participant contributions at end of year | 2012-12-31 | $0 |
Participant contributions at beginning of year | 2012-12-31 | $138,193 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $41,547,454 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $196,337 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2012-12-31 | $24,202 |
Other income not declared elsewhere | 2012-12-31 | $1,539,992 |
Administrative expenses (other) incurred | 2012-12-31 | $117 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $30,833,427 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $256,964,916 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $226,591,612 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $55,540,918 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $45,876,159 |
Interest on participant loans | 2012-12-31 | $198,863 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $155,420,589 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $175,935,820 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $2,747 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $4,844,357 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $22,297,090 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $1,322,457 |
Employer contributions (assets) at end of year | 2012-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $4,067 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $13,501,542 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | BAKER NEWMAN & NOYES, LLC |
Accountancy firm EIN | 2012-12-31 | 010494526 |
2011 : NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total transfer of assets to this plan | 2011-12-31 | $165,410 |
Total transfer of assets from this plan | 2011-12-31 | $486,739 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $11,471,271 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $10,819,392 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $10,818,764 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $12,859,893 |
Value of total assets at end of year | 2011-12-31 | $226,591,612 |
Value of total assets at beginning of year | 2011-12-31 | $226,261,062 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $628 |
Total interest from all sources | 2011-12-31 | $201,194 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $1,219,504 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $1,219,504 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $11,630,946 |
Participant contributions at end of year | 2011-12-31 | $4,634,626 |
Participant contributions at beginning of year | 2011-12-31 | $4,161,331 |
Participant contributions at end of year | 2011-12-31 | $138,193 |
Participant contributions at beginning of year | 2011-12-31 | $143,031 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $6,763 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-12-31 | $4,704 |
Other income not declared elsewhere | 2011-12-31 | $93,862 |
Administrative expenses (other) incurred | 2011-12-31 | $628 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $651,879 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $226,591,612 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $226,261,062 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $45,876,159 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $146,979,566 |
Interest on participant loans | 2011-12-31 | $201,194 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $175,935,820 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $74,973,004 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $2,747 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-3,806,395 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $903,213 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $1,222,184 |
Employer contributions (assets) at end of year | 2011-12-31 | $4,067 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $4,130 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $10,814,060 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | Yes |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | BAKER NEWMAN & NOYES, LLC |
Accountancy firm EIN | 2011-12-31 | 010494526 |
2010 : NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total transfer of assets from this plan | 2010-12-31 | $910,608 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $39,840,627 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $35,406,680 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $35,406,680 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $12,807,068 |
Value of total assets at end of year | 2010-12-31 | $226,261,062 |
Value of total assets at beginning of year | 2010-12-31 | $222,737,723 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $0 |
Total interest from all sources | 2010-12-31 | $224,764 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $3,590,038 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $3,590,038 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $11,431,982 |
Participant contributions at end of year | 2010-12-31 | $4,161,331 |
Participant contributions at beginning of year | 2010-12-31 | $4,299,884 |
Participant contributions at end of year | 2010-12-31 | $143,031 |
Participant contributions at beginning of year | 2010-12-31 | $178,176 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $40,948 |
Other income not declared elsewhere | 2010-12-31 | $67,132 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $4,433,947 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $226,261,062 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $222,737,723 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $146,979,566 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $142,966,082 |
Interest on participant loans | 2010-12-31 | $224,764 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $74,973,004 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $75,289,044 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $14,864,086 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $8,287,539 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $1,334,138 |
Employer contributions (assets) at end of year | 2010-12-31 | $4,130 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $4,537 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $35,406,680 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | BAKER NEWMAN & NOYES, LLC |
Accountancy firm EIN | 2010-12-31 | 010494526 |
2009 : NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2009 401k financial data |
---|
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |