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NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 401k Plan overview

Plan NameNEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN
Plan identification number 006

NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NEW YORK STATE ELECTRIC & GAS CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:NEW YORK STATE ELECTRIC & GAS CORPORATION
Employer identification number (EIN):150398550
NAIC Classification:221100

Additional information about NEW YORK STATE ELECTRIC & GAS CORPORATION

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1852-10-28
Company Identification Number: 10358
Legal Registered Office Address: 80 STATE STREET
Tompkins
ALBANY
United States of America (USA)
122072543

More information about NEW YORK STATE ELECTRIC & GAS CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0062021-01-01
0062020-01-01
0062019-01-01
0062018-01-01
0062017-01-01DIANE BYRON DIANE BYRON2018-10-15
0062016-01-01ANGEL BRUNO ANGEL BRUNO2017-10-16
0062015-01-01JOSEPH SYTA JOSEPH SYTA2016-10-17
0062014-01-01JOSEPH SYTA JOSEPH SYTA2015-10-15
0062013-01-01JOSEPH SYTA JOSEPH SYTA2014-10-13
0062012-01-01JOSEPH SYTA JOSEPH SYTA2013-10-14
0062011-01-01JOSEPH SYTA JOSEPH SYTA2012-10-08
0062009-01-01JOSEPH VICIDOMINO JOSEPH VICIDOMINO2010-09-24

Plan Statistics for NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN

401k plan membership statisitcs for NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN

Measure Date Value
2021: NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,831
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,668
Total number of active participants reported on line 7a of the Form 55002020-01-011,495
Number of retired or separated participants receiving benefits2020-01-0125
Number of other retired or separated participants entitled to future benefits2020-01-01291
Total of all active and inactive participants2020-01-011,811
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0120
Total participants2020-01-011,831
Number of participants with account balances2020-01-011,585
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-012
2019: NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,685
Total number of active participants reported on line 7a of the Form 55002019-01-011,395
Number of retired or separated participants receiving benefits2019-01-0126
Number of other retired or separated participants entitled to future benefits2019-01-01274
Total of all active and inactive participants2019-01-011,695
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0118
Total participants2019-01-011,713
Number of participants with account balances2019-01-011,475
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-011
2018: NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,682
Total number of active participants reported on line 7a of the Form 55002018-01-011,340
Number of retired or separated participants receiving benefits2018-01-0125
Number of other retired or separated participants entitled to future benefits2018-01-01299
Total of all active and inactive participants2018-01-011,664
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0122
Total participants2018-01-011,686
Number of participants with account balances2018-01-011,483
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,719
Total number of active participants reported on line 7a of the Form 55002017-01-011,329
Number of retired or separated participants receiving benefits2017-01-0131
Number of other retired or separated participants entitled to future benefits2017-01-01301
Total of all active and inactive participants2017-01-011,661
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0121
Total participants2017-01-011,682
Number of participants with account balances2017-01-011,497
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,757
Total number of active participants reported on line 7a of the Form 55002016-01-011,376
Number of retired or separated participants receiving benefits2016-01-0131
Number of other retired or separated participants entitled to future benefits2016-01-01289
Total of all active and inactive participants2016-01-011,696
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0123
Total participants2016-01-011,719
Number of participants with account balances2016-01-011,475
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-014
2015: NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,797
Total number of active participants reported on line 7a of the Form 55002015-01-011,412
Number of retired or separated participants receiving benefits2015-01-0131
Number of other retired or separated participants entitled to future benefits2015-01-01295
Total of all active and inactive participants2015-01-011,738
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0120
Total participants2015-01-011,758
Number of participants with account balances2015-01-011,497
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,856
Total number of active participants reported on line 7a of the Form 55002014-01-011,474
Number of retired or separated participants receiving benefits2014-01-0132
Number of other retired or separated participants entitled to future benefits2014-01-01276
Total of all active and inactive participants2014-01-011,782
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0121
Total participants2014-01-011,803
Number of participants with account balances2014-01-011,543
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,900
Total number of active participants reported on line 7a of the Form 55002013-01-011,470
Number of retired or separated participants receiving benefits2013-01-0130
Number of other retired or separated participants entitled to future benefits2013-01-01324
Total of all active and inactive participants2013-01-011,824
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0120
Total participants2013-01-011,844
Number of participants with account balances2013-01-011,597
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,882
Total number of active participants reported on line 7a of the Form 55002012-01-011,501
Number of retired or separated participants receiving benefits2012-01-0130
Number of other retired or separated participants entitled to future benefits2012-01-01338
Total of all active and inactive participants2012-01-011,869
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0123
Total participants2012-01-011,892
Number of participants with account balances2012-01-011,624
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,915
Total number of active participants reported on line 7a of the Form 55002011-01-011,508
Number of retired or separated participants receiving benefits2011-01-0134
Number of other retired or separated participants entitled to future benefits2011-01-01307
Total of all active and inactive participants2011-01-011,849
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0119
Total participants2011-01-011,868
Number of participants with account balances2011-01-011,621
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012,188
Total number of active participants reported on line 7a of the Form 55002009-01-011,796
Number of retired or separated participants receiving benefits2009-01-0127
Number of other retired or separated participants entitled to future benefits2009-01-01349
Total of all active and inactive participants2009-01-012,172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0113
Total participants2009-01-012,185
Number of participants with account balances2009-01-011,912
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN

Measure Date Value
2021 : NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-07-30$0
Total transfer of assets to this plan2021-07-30$7,279
Total transfer of assets from this plan2021-07-30$463,470,184
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-07-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-07-30$0
Total income from all sources (including contributions)2021-07-30$60,933,750
Total loss/gain on sale of assets2021-07-30$-44,092
Total of all expenses incurred2021-07-30$61,293,822
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-07-30$61,238,851
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-07-30$14,663,563
Value of total assets at end of year2021-07-30$0
Value of total assets at beginning of year2021-07-30$463,822,977
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-07-30$54,971
Total interest from all sources2021-07-30$727,001
Total dividends received (eg from common stock, registered investment company shares)2021-07-30$254,974
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-07-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-07-30$251,801
Administrative expenses professional fees incurred2021-07-30$21,551
Was this plan covered by a fidelity bond2021-07-30Yes
Value of fidelity bond cover2021-07-30$15,000,000
If this is an individual account plan, was there a blackout period2021-07-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-07-30$0
Were there any nonexempt tranactions with any party-in-interest2021-07-30No
Contributions received from participants2021-07-30$10,453,919
Participant contributions at end of year2021-07-30$0
Participant contributions at beginning of year2021-07-30$4,572,132
Income. Received or receivable in cash from other sources (including rollovers)2021-07-30$614,708
Other income not declared elsewhere2021-07-30$15,877
Administrative expenses (other) incurred2021-07-30$33,420
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-07-30No
Value of net income/loss2021-07-30$-360,072
Value of net assets at end of year (total assets less liabilities)2021-07-30$0
Value of net assets at beginning of year (total assets less liabilities)2021-07-30$463,822,977
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-07-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-07-30No
Were any leases to which the plan was party in default or uncollectible2021-07-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-07-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-07-30$35,563,249
Interest on participant loans2021-07-30$148,076
Interest earned on other investments2021-07-30$578,925
Value of interest in common/collective trusts at end of year2021-07-30$0
Value of interest in common/collective trusts at beginning of year2021-07-30$371,925,889
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-07-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-07-30$51,487,417
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-07-30$3,029,621
Net investment gain or loss from common/collective trusts2021-07-30$42,286,806
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-07-30No
Was there a failure to transmit to the plan any participant contributions2021-07-30No
Has the plan failed to provide any benefit when due under the plan2021-07-30No
Assets. Invements in employer securities at end of year2021-07-30$0
Assets. Invements in employer securities at beginning of year2021-07-30$274,290
Contributions received in cash from employer2021-07-30$3,594,936
Income. Dividends from common stock2021-07-30$3,173
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-07-30$61,238,851
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-07-30Yes
Did the plan have assets held for investment2021-07-30No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-07-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-07-30Yes
Aggregate proceeds on sale of assets2021-07-30$233,359
Aggregate carrying amount (costs) on sale of assets2021-07-30$277,451
Opinion of an independent qualified public accountant for this plan2021-07-30Disclaimer
Accountancy firm name2021-07-30THE BONADIO GROUP
Accountancy firm EIN2021-07-30161131146
2020 : NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$75,868
Total unrealized appreciation/depreciation of assets2020-12-31$75,868
Total transfer of assets to this plan2020-12-31$97,195
Total transfer of assets from this plan2020-12-31$1,642,400
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$87,810,099
Total loss/gain on sale of assets2020-12-31$1,544
Total of all expenses incurred2020-12-31$26,288,942
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$26,191,427
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$21,868,967
Value of total assets at end of year2020-12-31$463,822,977
Value of total assets at beginning of year2020-12-31$403,847,025
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$97,515
Total interest from all sources2020-12-31$1,594,787
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,081,059
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,073,224
Administrative expenses professional fees incurred2020-12-31$43,727
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$15,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$15,828,554
Participant contributions at end of year2020-12-31$4,572,132
Participant contributions at beginning of year2020-12-31$4,899,411
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$136,012
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$759,968
Other income not declared elsewhere2020-12-31$19,890
Administrative expenses (other) incurred2020-12-31$53,788
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$61,521,157
Value of net assets at end of year (total assets less liabilities)2020-12-31$463,822,977
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$403,847,025
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$35,563,249
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$30,682,250
Interest on participant loans2020-12-31$262,030
Interest earned on other investments2020-12-31$1,332,757
Value of interest in common/collective trusts at end of year2020-12-31$371,925,889
Value of interest in common/collective trusts at beginning of year2020-12-31$327,674,512
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$51,487,417
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$40,243,236
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$3,027,172
Net investment gain or loss from common/collective trusts2020-12-31$60,140,812
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$274,290
Assets. Invements in employer securities at beginning of year2020-12-31$211,604
Contributions received in cash from employer2020-12-31$5,280,445
Income. Dividends from common stock2020-12-31$7,835
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$26,191,427
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$22,522
Aggregate carrying amount (costs) on sale of assets2020-12-31$20,978
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31THE BONADIO GROUP
Accountancy firm EIN2020-12-31161131146
2019 : NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$46,273
Total unrealized appreciation/depreciation of assets2019-12-31$46,273
Total unrealized appreciation/depreciation of assets2019-12-31$46,273
Total transfer of assets to this plan2019-12-31$414,538
Total transfer of assets to this plan2019-12-31$414,538
Total transfer of assets from this plan2019-12-31$1,364,971
Total transfer of assets from this plan2019-12-31$1,364,971
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$89,480,066
Total income from all sources (including contributions)2019-12-31$89,480,066
Total loss/gain on sale of assets2019-12-31$9,503
Total loss/gain on sale of assets2019-12-31$9,503
Total of all expenses incurred2019-12-31$25,807,236
Total of all expenses incurred2019-12-31$25,807,236
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$25,697,094
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$25,697,094
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$19,514,291
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$19,514,291
Value of total assets at end of year2019-12-31$403,847,025
Value of total assets at end of year2019-12-31$403,847,025
Value of total assets at beginning of year2019-12-31$341,124,628
Value of total assets at beginning of year2019-12-31$341,124,628
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$110,142
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$110,142
Total interest from all sources2019-12-31$1,104,340
Total interest from all sources2019-12-31$1,104,340
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$938,303
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$938,303
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$930,188
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$930,188
Administrative expenses professional fees incurred2019-12-31$29,529
Administrative expenses professional fees incurred2019-12-31$29,529
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$14,558,579
Contributions received from participants2019-12-31$14,558,579
Participant contributions at end of year2019-12-31$4,899,411
Participant contributions at end of year2019-12-31$4,899,411
Participant contributions at beginning of year2019-12-31$4,461,903
Participant contributions at beginning of year2019-12-31$4,461,903
Participant contributions at end of year2019-12-31$136,012
Participant contributions at end of year2019-12-31$136,012
Participant contributions at beginning of year2019-12-31$84,801
Participant contributions at beginning of year2019-12-31$84,801
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$418,160
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$418,160
Other income not declared elsewhere2019-12-31$4,935
Other income not declared elsewhere2019-12-31$4,935
Administrative expenses (other) incurred2019-12-31$50,144
Administrative expenses (other) incurred2019-12-31$50,144
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$63,672,830
Value of net income/loss2019-12-31$63,672,830
Value of net assets at end of year (total assets less liabilities)2019-12-31$403,847,025
Value of net assets at end of year (total assets less liabilities)2019-12-31$403,847,025
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$341,124,628
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$341,124,628
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$30,469
Investment advisory and management fees2019-12-31$30,469
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$30,682,250
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$30,682,250
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$20,353,427
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$20,353,427
Interest on participant loans2019-12-31$261,294
Interest on participant loans2019-12-31$261,294
Interest earned on other investments2019-12-31$843,046
Interest earned on other investments2019-12-31$843,046
Value of interest in common/collective trusts at end of year2019-12-31$327,674,512
Value of interest in common/collective trusts at end of year2019-12-31$327,674,512
Value of interest in common/collective trusts at beginning of year2019-12-31$271,423,682
Value of interest in common/collective trusts at beginning of year2019-12-31$271,423,682
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$40,243,236
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$40,243,236
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$44,593,510
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$44,593,510
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,246,277
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,246,277
Net investment gain or loss from common/collective trusts2019-12-31$63,616,144
Net investment gain or loss from common/collective trusts2019-12-31$63,616,144
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$211,604
Assets. Invements in employer securities at end of year2019-12-31$211,604
Assets. Invements in employer securities at beginning of year2019-12-31$207,305
Assets. Invements in employer securities at beginning of year2019-12-31$207,305
Contributions received in cash from employer2019-12-31$4,537,552
Contributions received in cash from employer2019-12-31$4,537,552
Income. Dividends from common stock2019-12-31$8,115
Income. Dividends from common stock2019-12-31$8,115
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$25,697,094
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$25,697,094
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$59,569
Aggregate proceeds on sale of assets2019-12-31$59,569
Aggregate carrying amount (costs) on sale of assets2019-12-31$50,066
Aggregate carrying amount (costs) on sale of assets2019-12-31$50,066
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31THE BONADIO GROUP
Accountancy firm EIN2019-12-31161131146
2018 : NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$13,113
Total unrealized appreciation/depreciation of assets2018-12-31$13,113
Total transfer of assets from this plan2018-12-31$1,137,497
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$4,946,053
Total loss/gain on sale of assets2018-12-31$-1,703
Total of all expenses incurred2018-12-31$24,969,014
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$24,940,295
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$18,193,619
Value of total assets at end of year2018-12-31$341,124,628
Value of total assets at beginning of year2018-12-31$362,285,086
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$28,719
Total interest from all sources2018-12-31$1,466,883
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,273,238
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,258,763
Administrative expenses professional fees incurred2018-12-31$6,801
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$13,949,681
Participant contributions at end of year2018-12-31$4,461,903
Participant contributions at beginning of year2018-12-31$4,405,927
Participant contributions at end of year2018-12-31$84,801
Participant contributions at beginning of year2018-12-31$169,575
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$125,794
Other income not declared elsewhere2018-12-31$254,568
Administrative expenses (other) incurred2018-12-31$6,443
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-20,022,961
Value of net assets at end of year (total assets less liabilities)2018-12-31$341,124,628
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$362,285,086
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$15,475
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$20,353,427
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$63,277,028
Interest on participant loans2018-12-31$220,813
Interest earned on other investments2018-12-31$1,246,070
Value of interest in common/collective trusts at end of year2018-12-31$271,423,682
Value of interest in common/collective trusts at beginning of year2018-12-31$250,604,557
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$44,593,510
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$41,880,127
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,435,569
Net investment gain or loss from common/collective trusts2018-12-31$-13,818,096
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$207,305
Assets. Invements in employer securities at beginning of year2018-12-31$283,344
Contributions received in cash from employer2018-12-31$4,118,144
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$1,664,528
Income. Dividends from common stock2018-12-31$14,475
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$24,940,295
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$316,675
Aggregate carrying amount (costs) on sale of assets2018-12-31$318,378
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31THE BONADIO GROUP
Accountancy firm EIN2018-12-31161131146
2017 : NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$30,195
Total unrealized appreciation/depreciation of assets2017-12-31$30,195
Total transfer of assets to this plan2017-12-31$401,054
Total transfer of assets from this plan2017-12-31$1,273,490
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$70,476,166
Total loss/gain on sale of assets2017-12-31$1,973
Total of all expenses incurred2017-12-31$17,831,475
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$17,815,544
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$17,041,341
Value of total assets at end of year2017-12-31$362,285,086
Value of total assets at beginning of year2017-12-31$310,512,831
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$15,931
Total interest from all sources2017-12-31$1,291,414
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$3,022,587
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$3,014,186
Administrative expenses professional fees incurred2017-12-31$11,698
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$13,033,139
Participant contributions at end of year2017-12-31$4,405,927
Participant contributions at beginning of year2017-12-31$4,512,763
Participant contributions at end of year2017-12-31$169,575
Participant contributions at beginning of year2017-12-31$186,137
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$74,880
Other income not declared elsewhere2017-12-31$135,691
Administrative expenses (other) incurred2017-12-31$4,233
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$52,644,691
Value of net assets at end of year (total assets less liabilities)2017-12-31$362,285,086
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$310,512,831
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$63,277,028
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$63,838,412
Interest on participant loans2017-12-31$191,774
Interest earned on other investments2017-12-31$1,099,640
Value of interest in common/collective trusts at end of year2017-12-31$250,604,557
Value of interest in common/collective trusts at beginning of year2017-12-31$198,586,283
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$41,880,127
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$41,507,271
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$7,351,452
Net investment gain or loss from common/collective trusts2017-12-31$41,601,513
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$283,344
Assets. Invements in employer securities at beginning of year2017-12-31$192,974
Contributions received in cash from employer2017-12-31$3,933,322
Employer contributions (assets) at end of year2017-12-31$1,664,528
Employer contributions (assets) at beginning of year2017-12-31$1,688,991
Income. Dividends from common stock2017-12-31$8,401
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$17,815,544
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$41,471
Aggregate carrying amount (costs) on sale of assets2017-12-31$39,498
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BAKER NEWMAN & NOYES, LLC
Accountancy firm EIN2017-12-31010494526
2016 : NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$-5,247
Total unrealized appreciation/depreciation of assets2016-12-31$-5,247
Total transfer of assets to this plan2016-12-31$22,745
Total transfer of assets from this plan2016-12-31$1,769,117
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$36,983,414
Total loss/gain on sale of assets2016-12-31$-4,598
Total of all expenses incurred2016-12-31$16,140,210
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$16,128,457
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$15,695,702
Value of total assets at end of year2016-12-31$310,512,831
Value of total assets at beginning of year2016-12-31$291,415,999
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$11,753
Total interest from all sources2016-12-31$1,242,383
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,846,610
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,840,060
Administrative expenses professional fees incurred2016-12-31$9,584
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$11,920,767
Participant contributions at end of year2016-12-31$4,512,763
Participant contributions at beginning of year2016-12-31$4,599,004
Participant contributions at end of year2016-12-31$186,137
Participant contributions at beginning of year2016-12-31$187,310
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$100,942
Other income not declared elsewhere2016-12-31$230,215
Administrative expenses (other) incurred2016-12-31$2,169
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$20,843,204
Value of net assets at end of year (total assets less liabilities)2016-12-31$310,512,831
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$291,415,999
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$63,838,412
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$59,281,598
Interest on participant loans2016-12-31$187,001
Interest earned on other investments2016-12-31$1,055,382
Value of interest in common/collective trusts at end of year2016-12-31$198,586,283
Value of interest in common/collective trusts at beginning of year2016-12-31$189,250,544
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$41,507,271
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$37,856,006
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,799,542
Net investment gain or loss from common/collective trusts2016-12-31$15,178,807
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$192,974
Assets. Invements in employer securities at beginning of year2016-12-31$178,805
Contributions received in cash from employer2016-12-31$3,673,993
Employer contributions (assets) at end of year2016-12-31$1,688,991
Employer contributions (assets) at beginning of year2016-12-31$62,732
Income. Dividends from common stock2016-12-31$6,550
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$16,128,457
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$112,615
Aggregate carrying amount (costs) on sale of assets2016-12-31$117,213
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BAKER NEWMAN & NOYES, LLC
Accountancy firm EIN2016-12-31010494526
2015 : NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$7,874
Total unrealized appreciation/depreciation of assets2015-12-31$7,874
Total transfer of assets to this plan2015-12-31$64,447
Total transfer of assets from this plan2015-12-31$691,301
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$17,231,554
Total loss/gain on sale of assets2015-12-31$1,587
Total of all expenses incurred2015-12-31$34,389,404
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$34,385,092
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$14,089,925
Value of total assets at end of year2015-12-31$291,415,999
Value of total assets at beginning of year2015-12-31$309,200,703
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$4,312
Total interest from all sources2015-12-31$1,284,969
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$3,862,622
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$3,858,659
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$12,083,242
Participant contributions at end of year2015-12-31$4,599,004
Participant contributions at beginning of year2015-12-31$4,723,304
Participant contributions at end of year2015-12-31$187,310
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$124,436
Other income not declared elsewhere2015-12-31$112,976
Administrative expenses (other) incurred2015-12-31$4,312
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-17,157,850
Value of net assets at end of year (total assets less liabilities)2015-12-31$291,415,999
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$309,200,703
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$59,281,598
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$63,919,331
Interest on participant loans2015-12-31$190,544
Interest earned on other investments2015-12-31$1,094,425
Value of interest in common/collective trusts at end of year2015-12-31$189,250,544
Value of interest in common/collective trusts at beginning of year2015-12-31$200,838,769
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$37,856,006
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$39,618,934
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-4,060,047
Net investment gain or loss from common/collective trusts2015-12-31$1,931,648
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$178,805
Assets. Invements in employer securities at beginning of year2015-12-31$100,365
Contributions received in cash from employer2015-12-31$1,882,247
Employer contributions (assets) at end of year2015-12-31$62,732
Employer contributions (assets) at beginning of year2015-12-31$0
Income. Dividends from common stock2015-12-31$3,963
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$34,385,092
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$73,993
Aggregate carrying amount (costs) on sale of assets2015-12-31$72,406
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BAKER NEWMAN & NOYES, LLC
Accountancy firm EIN2015-12-31010494526
2014 : NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-4,038
Total unrealized appreciation/depreciation of assets2014-12-31$-4,038
Total transfer of assets to this plan2014-12-31$230,534
Total transfer of assets from this plan2014-12-31$525,555
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$30,188,642
Total loss/gain on sale of assets2014-12-31$81
Total of all expenses incurred2014-12-31$20,772,224
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$20,767,537
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$13,752,013
Value of total assets at end of year2014-12-31$309,200,703
Value of total assets at beginning of year2014-12-31$300,079,306
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$4,687
Total interest from all sources2014-12-31$190,023
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$3,683,257
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$3,130
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$12,072,464
Participant contributions at end of year2014-12-31$4,723,304
Participant contributions at beginning of year2014-12-31$4,499,924
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$89,740
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$28,209
Other income not declared elsewhere2014-12-31$1,586,297
Administrative expenses (other) incurred2014-12-31$1,557
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$9,416,418
Value of net assets at end of year (total assets less liabilities)2014-12-31$309,200,703
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$300,079,306
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$63,919,331
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$65,411,272
Interest on participant loans2014-12-31$190,023
Value of interest in common/collective trusts at end of year2014-12-31$200,838,769
Value of interest in common/collective trusts at beginning of year2014-12-31$190,561,369
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$39,618,934
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$39,583,468
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-1,691,368
Net investment gain or loss from common/collective trusts2014-12-31$12,672,377
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$100,365
Assets. Invements in employer securities at beginning of year2014-12-31$23,273
Contributions received in cash from employer2014-12-31$1,589,809
Income. Dividends from preferred stock2014-12-31$1,990
Income. Dividends from common stock2014-12-31$3,681,267
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$20,739,328
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$2,003
Aggregate carrying amount (costs) on sale of assets2014-12-31$1,922
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BAKER NEWMAN & NOYES, LLC
Accountancy firm EIN2014-12-31010494526
2013 : NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$3,459
Total unrealized appreciation/depreciation of assets2013-12-31$3,459
Total transfer of assets from this plan2013-12-31$404,088
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$60,506,432
Total loss/gain on sale of assets2013-12-31$29
Total of all expenses incurred2013-12-31$16,987,954
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$16,955,919
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$13,124,212
Value of total assets at end of year2013-12-31$300,079,306
Value of total assets at beginning of year2013-12-31$256,964,916
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$32,035
Total interest from all sources2013-12-31$186,597
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,388,527
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$2,388,083
Administrative expenses professional fees incurred2013-12-31$31,621
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$11,674,564
Participant contributions at end of year2013-12-31$4,499,924
Participant contributions at beginning of year2013-12-31$4,455,955
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$16,177
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$47,996
Other income not declared elsewhere2013-12-31$-571,925
Administrative expenses (other) incurred2013-12-31$414
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$43,518,478
Value of net assets at end of year (total assets less liabilities)2013-12-31$300,079,306
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$256,964,916
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$65,411,272
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$55,540,918
Interest on participant loans2013-12-31$186,597
Value of interest in common/collective trusts at end of year2013-12-31$190,561,369
Value of interest in common/collective trusts at beginning of year2013-12-31$155,420,589
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$39,583,468
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$41,547,454
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$8,792,295
Net investment gain or loss from common/collective trusts2013-12-31$36,583,238
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$23,273
Assets. Invements in employer securities at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$1,433,471
Income. Dividends from common stock2013-12-31$444
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$16,907,923
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$1,454
Aggregate carrying amount (costs) on sale of assets2013-12-31$1,425
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BAKER NEWMAN & NOYES, LLC
Accountancy firm EIN2013-12-31010494526
2012 : NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets from this plan2012-12-31$460,123
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$44,380,218
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$13,546,791
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$13,525,744
Expenses. Certain deemed distributions of participant loans2012-12-31$4,055
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$13,381,416
Value of total assets at end of year2012-12-31$256,964,916
Value of total assets at beginning of year2012-12-31$226,591,612
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$16,992
Total interest from all sources2012-12-31$198,863
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$2,118,500
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$2,118,500
Administrative expenses professional fees incurred2012-12-31$16,875
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$11,862,622
Participant contributions at end of year2012-12-31$4,455,955
Participant contributions at beginning of year2012-12-31$4,634,626
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$138,193
Assets. Other investments not covered elsewhere at end of year2012-12-31$41,547,454
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$196,337
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$24,202
Other income not declared elsewhere2012-12-31$1,539,992
Administrative expenses (other) incurred2012-12-31$117
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$30,833,427
Value of net assets at end of year (total assets less liabilities)2012-12-31$256,964,916
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$226,591,612
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$55,540,918
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$45,876,159
Interest on participant loans2012-12-31$198,863
Value of interest in common/collective trusts at end of year2012-12-31$155,420,589
Value of interest in common/collective trusts at beginning of year2012-12-31$175,935,820
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$2,747
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$4,844,357
Net investment gain or loss from common/collective trusts2012-12-31$22,297,090
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,322,457
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$4,067
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$13,501,542
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BAKER NEWMAN & NOYES, LLC
Accountancy firm EIN2012-12-31010494526
2011 : NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$165,410
Total transfer of assets from this plan2011-12-31$486,739
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$11,471,271
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$10,819,392
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$10,818,764
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$12,859,893
Value of total assets at end of year2011-12-31$226,591,612
Value of total assets at beginning of year2011-12-31$226,261,062
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$628
Total interest from all sources2011-12-31$201,194
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,219,504
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,219,504
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$11,630,946
Participant contributions at end of year2011-12-31$4,634,626
Participant contributions at beginning of year2011-12-31$4,161,331
Participant contributions at end of year2011-12-31$138,193
Participant contributions at beginning of year2011-12-31$143,031
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$6,763
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$4,704
Other income not declared elsewhere2011-12-31$93,862
Administrative expenses (other) incurred2011-12-31$628
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$651,879
Value of net assets at end of year (total assets less liabilities)2011-12-31$226,591,612
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$226,261,062
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$45,876,159
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$146,979,566
Interest on participant loans2011-12-31$201,194
Value of interest in common/collective trusts at end of year2011-12-31$175,935,820
Value of interest in common/collective trusts at beginning of year2011-12-31$74,973,004
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,747
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-3,806,395
Net investment gain or loss from common/collective trusts2011-12-31$903,213
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,222,184
Employer contributions (assets) at end of year2011-12-31$4,067
Employer contributions (assets) at beginning of year2011-12-31$4,130
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$10,814,060
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BAKER NEWMAN & NOYES, LLC
Accountancy firm EIN2011-12-31010494526
2010 : NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets from this plan2010-12-31$910,608
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$39,840,627
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$35,406,680
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$35,406,680
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$12,807,068
Value of total assets at end of year2010-12-31$226,261,062
Value of total assets at beginning of year2010-12-31$222,737,723
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$224,764
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$3,590,038
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$3,590,038
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$11,431,982
Participant contributions at end of year2010-12-31$4,161,331
Participant contributions at beginning of year2010-12-31$4,299,884
Participant contributions at end of year2010-12-31$143,031
Participant contributions at beginning of year2010-12-31$178,176
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$40,948
Other income not declared elsewhere2010-12-31$67,132
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,433,947
Value of net assets at end of year (total assets less liabilities)2010-12-31$226,261,062
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$222,737,723
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$146,979,566
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$142,966,082
Interest on participant loans2010-12-31$224,764
Value of interest in common/collective trusts at end of year2010-12-31$74,973,004
Value of interest in common/collective trusts at beginning of year2010-12-31$75,289,044
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$14,864,086
Net investment gain or loss from common/collective trusts2010-12-31$8,287,539
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,334,138
Employer contributions (assets) at end of year2010-12-31$4,130
Employer contributions (assets) at beginning of year2010-12-31$4,537
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$35,406,680
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BAKER NEWMAN & NOYES, LLC
Accountancy firm EIN2010-12-31010494526
2009 : NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN

2021: NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: NEW YORK STATE ELECTRIC & GAS CORPORATION 401(K) UNION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

T. ROWE PRICE (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number105490
Policy instance 1
Insurance contract or identification number105490
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-07-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
T. ROWE PRICE (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number105490
Policy instance 1
Insurance contract or identification number105490
Number of Individuals Covered1585
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
T. ROWE PRICE (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number105490
Policy instance 1
Insurance contract or identification number105490
Number of Individuals Covered1475
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSAGIC 20051
Policy instance 2
Insurance contract or identification numberSAGIC 20051
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-10-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
T. ROWE PRICE (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number105490
Policy instance 1
Insurance contract or identification number105490
Number of Individuals Covered1483
Insurance policy start date2018-11-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSAGIC 20051
Policy instance 1
Insurance contract or identification numberSAGIC 20051
Number of Individuals Covered1497
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSAGIC 20051
Policy instance 1
Insurance contract or identification numberSAGIC 20051
Number of Individuals Covered1497
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSAGIC 20051
Policy instance 1
Insurance contract or identification numberSAGIC 20051
Number of Individuals Covered1543
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSAGIC 20051
Policy instance 1
Insurance contract or identification numberSAGIC 20051
Number of Individuals Covered1597
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSGIC 20051
Policy instance 2
Insurance contract or identification numberSGIC 20051
Number of Individuals Covered1624
Insurance policy start date2012-04-30
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract numberMDA00720TR
Policy instance 1
Insurance contract or identification numberMDA00720TR
Insurance policy start date2012-01-01
Insurance policy end date2012-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract numberMDA00720TR
Policy instance 1
Insurance contract or identification numberMDA00720TR
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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