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THE BARDEN AND ROBESON CORPORATION RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameTHE BARDEN AND ROBESON CORPORATION RETIREMENT SAVINGS PLAN
Plan identification number 001

THE BARDEN AND ROBESON CORPORATION RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE BARDEN & ROBESON CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:THE BARDEN & ROBESON CORPORATION
Employer identification number (EIN):160342190
NAIC Classification:321900

Additional information about THE BARDEN & ROBESON CORPORATION

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1916-09-02
Company Identification Number: 12579
Legal Registered Office Address: 103 KELLY AVE
Niagara
MIDDLEPORT
United States of America (USA)
14105

More information about THE BARDEN & ROBESON CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE BARDEN AND ROBESON CORPORATION RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01KYLE GEERHART2023-07-31 KYLE GEERHART2023-07-31
0012021-01-01KYLE GEERHART2022-09-21 KYLE GEERHART2022-09-21
0012020-01-01KYLE GEERHART2021-07-20 KYLE GEERHART2021-07-20
0012019-01-01TIMOTHY GELDER2020-07-17 TIMOTHY GELDER2020-07-17
0012018-01-01TIMOTHY GELDER2019-07-25 TIMOTHY GELDER2019-07-25
0012017-01-01TIMOTHY GELDER2018-06-13 TIMOTHY GELDER2018-06-13
0012016-01-01TIMOTHY GELDER2017-05-24 TIMOTHY GELDER2017-05-24
0012015-01-01TIMOTHY GELDER2016-04-21 TIMOTHY GELDER2016-04-21
0012014-01-01TIMOTHY GELDER2015-06-22 TIMOTHY GELDER2015-06-22
0012013-01-01TIMOTHY GELDER2014-06-20 TIMOTHY GELDER2014-06-20
0012012-01-01TIMOTHY GELDER2013-06-04
0012011-01-01TIMOTHY GELDER2012-05-23 TIMOTHY GELDER2012-05-23
0012010-01-01TIMOTHY GELDER
0012009-01-01TIMOTHY GELDER

Plan Statistics for THE BARDEN AND ROBESON CORPORATION RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for THE BARDEN AND ROBESON CORPORATION RETIREMENT SAVINGS PLAN

Measure Date Value
2010: THE BARDEN AND ROBESON CORPORATION RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01136
Total number of active participants reported on line 7a of the Form 55002010-01-0137
Number of retired or separated participants receiving benefits2010-01-017
Number of other retired or separated participants entitled to future benefits2010-01-0141
Total of all active and inactive participants2010-01-0185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0185
Number of participants with account balances2010-01-0177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-011
2009: THE BARDEN AND ROBESON CORPORATION RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01202
Total number of active participants reported on line 7a of the Form 55002009-01-0136
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0197
Total of all active and inactive participants2009-01-01133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01134
Number of participants with account balances2009-01-01134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0114

Financial Data on THE BARDEN AND ROBESON CORPORATION RETIREMENT SAVINGS PLAN

Measure Date Value
2010 : THE BARDEN AND ROBESON CORPORATION RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,019,295
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,260,237
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,244,818
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$29,982
Value of total assets at end of year2010-12-31$8,070,262
Value of total assets at beginning of year2010-12-31$8,311,204
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$15,419
Total interest from all sources2010-12-31$33,314
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$29,982
Participant contributions at end of year2010-12-31$59,914
Participant contributions at beginning of year2010-12-31$122,626
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$43
Assets. Other investments not covered elsewhere at end of year2010-12-31$7,590
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$6,620
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$-240,942
Value of net assets at end of year (total assets less liabilities)2010-12-31$8,070,262
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$8,311,204
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$7,195,347
Value of interest in pooled separate accounts at beginning of year2010-12-31$7,093,269
Interest on participant loans2010-12-31$4,893
Interest earned on other investments2010-12-31$970
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$27,451
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$807,411
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,088,646
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$1,869
Net investment gain/loss from pooled separate accounts2010-12-31$955,999
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,242,949
Contract administrator fees2010-12-31$15,419
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DOPKINS & COMPANY,LLP
Accountancy firm EIN2010-12-31160929175

Form 5500 Responses for THE BARDEN AND ROBESON CORPORATION RETIREMENT SAVINGS PLAN

2010: THE BARDEN AND ROBESON CORPORATION RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan benefit arrangement – InsuranceYes
2009: THE BARDEN AND ROBESON CORPORATION RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 84551-1
Policy instance 1
Insurance contract or identification numberRM 84551-1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $18,862
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
SECURITY MUTUAL LIFE INSURANCE COMPANY OF NY (National Association of Insurance Commissioners NAIC id number: 68772 )
Policy contract number01006083
Policy instance 2
Insurance contract or identification number01006083
Number of Individuals Covered2
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $145
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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