CALDWELL MANUFACTURING COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CALDWELL MANUFACTURING COMPANY PENSION PLAN
| Measure | Date | Value |
|---|
| 2021 : CALDWELL MANUFACTURING COMPANY PENSION PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $872,204 |
| Total loss/gain on sale of assets | 2021-12-31 | $112,681 |
| Total of all expenses incurred | 2021-12-31 | $835,108 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $783,321 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $0 |
| Value of total assets at end of year | 2021-12-31 | $6,950,480 |
| Value of total assets at beginning of year | 2021-12-31 | $6,913,384 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $51,787 |
| Total interest from all sources | 2021-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $173,750 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $173,750 |
| Administrative expenses professional fees incurred | 2021-12-31 | $16,175 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Administrative expenses (other) incurred | 2021-12-31 | $7,171 |
| Total non interest bearing cash at end of year | 2021-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2021-12-31 | $119,438 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $37,096 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $6,950,480 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $6,913,384 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Investment advisory and management fees | 2021-12-31 | $28,441 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $1,739,434 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $6,793,946 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $137,734 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $585,773 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $783,321 |
| Asset. Corporate debt instrument debt (other) at end of year | 2021-12-31 | $851,904 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2021-12-31 | $0 |
| Contract administrator fees | 2021-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2021-12-31 | $4,221,408 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2021-12-31 | $0 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Aggregate proceeds on sale of assets | 2021-12-31 | $2,811,764 |
| Aggregate carrying amount (costs) on sale of assets | 2021-12-31 | $2,699,083 |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | BONADIO & CO., LLP |
| Accountancy firm EIN | 2021-12-31 | 161131146 |
| 2020 : CALDWELL MANUFACTURING COMPANY PENSION PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $935,888 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $509,883 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $463,218 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $118,700 |
| Value of total assets at end of year | 2020-12-31 | $6,913,384 |
| Value of total assets at beginning of year | 2020-12-31 | $6,487,379 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $46,665 |
| Total interest from all sources | 2020-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Administrative expenses professional fees incurred | 2020-12-31 | $13,825 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Administrative expenses (other) incurred | 2020-12-31 | $4,163 |
| Total non interest bearing cash at end of year | 2020-12-31 | $119,438 |
| Total non interest bearing cash at beginning of year | 2020-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $426,005 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $6,913,384 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $6,487,379 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Investment advisory and management fees | 2020-12-31 | $26,000 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $6,793,946 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $0 |
| Value of interest in pooled separate accounts at end of year | 2020-12-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $6,487,379 |
| Net investment gain/loss from pooled separate accounts | 2020-12-31 | $817,188 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $118,700 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $463,218 |
| Contract administrator fees | 2020-12-31 | $2,677 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | BONADIO & CO., LLP |
| Accountancy firm EIN | 2020-12-31 | 161131146 |
| 2019 : CALDWELL MANUFACTURING COMPANY PENSION PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $1,146,501 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $383,728 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $378,454 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $0 |
| Value of total assets at end of year | 2019-12-31 | $6,487,379 |
| Value of total assets at beginning of year | 2019-12-31 | $5,724,606 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $5,274 |
| Total interest from all sources | 2019-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $762,773 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $6,487,379 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $5,724,606 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2019-12-31 | $6,487,379 |
| Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $5,724,606 |
| Net investment gain/loss from pooled separate accounts | 2019-12-31 | $1,146,501 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $378,454 |
| Contract administrator fees | 2019-12-31 | $5,274 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | BONADIO & CO., LLP |
| Accountancy firm EIN | 2019-12-31 | 161131146 |
| 2018 : CALDWELL MANUFACTURING COMPANY PENSION PLAN 2018 401k financial data |
|---|
| Total income from all sources (including contributions) | 2018-12-31 | $-341,246 |
| Total of all expenses incurred | 2018-12-31 | $674,800 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $668,976 |
| Value of total assets at end of year | 2018-12-31 | $5,724,606 |
| Value of total assets at beginning of year | 2018-12-31 | $6,740,652 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $5,824 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-1,016,046 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $5,724,606 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $6,740,652 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2018-12-31 | $5,724,606 |
| Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $6,740,652 |
| Net investment gain/loss from pooled separate accounts | 2018-12-31 | $-341,246 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $668,976 |
| Contract administrator fees | 2018-12-31 | $5,824 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | BONADIO & CO., LLP |
| Accountancy firm EIN | 2018-12-31 | 161131146 |
| 2017 : CALDWELL MANUFACTURING COMPANY PENSION PLAN 2017 401k financial data |
|---|
| Total income from all sources (including contributions) | 2017-12-31 | $936,328 |
| Total of all expenses incurred | 2017-12-31 | $506,718 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $501,374 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $0 |
| Value of total assets at end of year | 2017-12-31 | $6,740,652 |
| Value of total assets at beginning of year | 2017-12-31 | $6,311,042 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $5,344 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $429,610 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $6,740,652 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $6,311,042 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2017-12-31 | $6,740,652 |
| Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $6,264,842 |
| Net investment gain/loss from pooled separate accounts | 2017-12-31 | $936,328 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $0 |
| Employer contributions (assets) at end of year | 2017-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $46,200 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $501,374 |
| Contract administrator fees | 2017-12-31 | $5,344 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | BONADIO & CO., LLP |
| Accountancy firm EIN | 2017-12-31 | 161131146 |
| 2016 : CALDWELL MANUFACTURING COMPANY PENSION PLAN 2016 401k financial data |
|---|
| Total income from all sources (including contributions) | 2016-12-31 | $447,617 |
| Total of all expenses incurred | 2016-12-31 | $323,545 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $318,241 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $49,860 |
| Value of total assets at end of year | 2016-12-31 | $6,311,042 |
| Value of total assets at beginning of year | 2016-12-31 | $6,186,970 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $5,304 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $124,072 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $6,311,042 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $6,186,970 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2016-12-31 | $6,264,842 |
| Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $6,145,870 |
| Net investment gain/loss from pooled separate accounts | 2016-12-31 | $397,757 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $49,860 |
| Employer contributions (assets) at end of year | 2016-12-31 | $46,200 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $41,100 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $318,241 |
| Contract administrator fees | 2016-12-31 | $5,304 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | BONADIO & CO., LLP |
| Accountancy firm EIN | 2016-12-31 | 161131146 |
| 2015 : CALDWELL MANUFACTURING COMPANY PENSION PLAN 2015 401k financial data |
|---|
| Total transfer of assets to this plan | 2015-12-31 | $1,728,825 |
| Total income from all sources (including contributions) | 2015-12-31 | $49,674 |
| Total of all expenses incurred | 2015-12-31 | $157,284 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $152,020 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $41,100 |
| Value of total assets at end of year | 2015-12-31 | $6,186,970 |
| Value of total assets at beginning of year | 2015-12-31 | $4,565,755 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $5,264 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-107,610 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $6,186,970 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $4,565,755 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $6,145,870 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $4,565,755 |
| Net investment gain/loss from pooled separate accounts | 2015-12-31 | $8,574 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $41,100 |
| Employer contributions (assets) at end of year | 2015-12-31 | $41,100 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $152,020 |
| Contract administrator fees | 2015-12-31 | $5,264 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | BONADIO & CO., LLP |
| Accountancy firm EIN | 2015-12-31 | 161131146 |
| 2014 : CALDWELL MANUFACTURING COMPANY PENSION PLAN 2014 401k financial data |
|---|
| Total income from all sources (including contributions) | 2014-12-31 | $337,402 |
| Total of all expenses incurred | 2014-12-31 | $709,807 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $703,584 |
| Value of total assets at end of year | 2014-12-31 | $4,565,755 |
| Value of total assets at beginning of year | 2014-12-31 | $4,938,160 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $6,223 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $-372,405 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $4,565,755 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $4,938,160 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $4,565,755 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $4,898,664 |
| Net investment gain/loss from pooled separate accounts | 2014-12-31 | $337,402 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $39,496 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $703,584 |
| Contract administrator fees | 2014-12-31 | $6,223 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | BONADIO & CO., LLP |
| Accountancy firm EIN | 2014-12-31 | 161131146 |
| 2013 : CALDWELL MANUFACTURING COMPANY PENSION PLAN 2013 401k financial data |
|---|
| Total income from all sources (including contributions) | 2013-12-31 | $762,460 |
| Total of all expenses incurred | 2013-12-31 | $339,066 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $333,698 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $118,488 |
| Value of total assets at end of year | 2013-12-31 | $4,938,160 |
| Value of total assets at beginning of year | 2013-12-31 | $4,514,766 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $5,368 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $423,394 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $4,938,160 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $4,514,766 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $5,368 |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $4,898,664 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $4,400,765 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $643,972 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $118,488 |
| Employer contributions (assets) at end of year | 2013-12-31 | $39,496 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $114,001 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $333,698 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | BONADIO & CO., LLP |
| Accountancy firm EIN | 2013-12-31 | 161131146 |
| 2012 : CALDWELL MANUFACTURING COMPANY PENSION PLAN 2012 401k financial data |
|---|
| Total income from all sources (including contributions) | 2012-12-31 | $672,477 |
| Total of all expenses incurred | 2012-12-31 | $354,694 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $348,781 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $168,004 |
| Value of total assets at end of year | 2012-12-31 | $4,514,766 |
| Value of total assets at beginning of year | 2012-12-31 | $4,196,983 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $5,913 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $317,783 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $4,514,766 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $4,196,983 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Investment advisory and management fees | 2012-12-31 | $5,913 |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $4,400,765 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $4,153,744 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $504,473 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $168,004 |
| Employer contributions (assets) at end of year | 2012-12-31 | $114,001 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $43,239 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $348,781 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | BONADIO & CO., LLP |
| Accountancy firm EIN | 2012-12-31 | 161131146 |
| 2011 : CALDWELL MANUFACTURING COMPANY PENSION PLAN 2011 401k financial data |
|---|
| Total income from all sources (including contributions) | 2011-12-31 | $168,437 |
| Total of all expenses incurred | 2011-12-31 | $421,184 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $398,581 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $76,956 |
| Value of total assets at end of year | 2011-12-31 | $4,196,983 |
| Value of total assets at beginning of year | 2011-12-31 | $4,449,730 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $22,603 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Administrative expenses (other) incurred | 2011-12-31 | $17,115 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-252,747 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $4,196,983 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $4,449,730 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $5,488 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $4,153,744 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $4,432,615 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $91,481 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $76,956 |
| Employer contributions (assets) at end of year | 2011-12-31 | $43,239 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $17,115 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $398,581 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | BONADIO & CO., LLP |
| Accountancy firm EIN | 2011-12-31 | 161131146 |
| 2010 : CALDWELL MANUFACTURING COMPANY PENSION PLAN 2010 401k financial data |
|---|
| Total income from all sources (including contributions) | 2010-12-31 | $711,140 |
| Total of all expenses incurred | 2010-12-31 | $277,514 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $272,927 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $146,363 |
| Value of total assets at end of year | 2010-12-31 | $4,449,730 |
| Value of total assets at beginning of year | 2010-12-31 | $4,016,104 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $4,587 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $433,626 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $4,449,730 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $4,016,104 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Investment advisory and management fees | 2010-12-31 | $4,587 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $4,432,615 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $3,751,132 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $564,777 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $146,363 |
| Employer contributions (assets) at end of year | 2010-12-31 | $17,115 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $264,972 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $272,927 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | BONADIO & CO., LLP |
| Accountancy firm EIN | 2010-12-31 | 161131146 |
