Logo

PHILLIPS LYTLE LLP RETIREMENT PLAN 401k Plan overview

Plan NamePHILLIPS LYTLE LLP RETIREMENT PLAN
Plan identification number 002

PHILLIPS LYTLE LLP RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PHILLIPS LYTLE LLP has sponsored the creation of one or more 401k plans.

Company Name:PHILLIPS LYTLE LLP
Employer identification number (EIN):160505790
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Additional information about PHILLIPS LYTLE LLP

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1997-07-24
Company Identification Number: 2165173
Legal Registered Office Address: ONE CANALSIDE, 125 MAIN ST

BUFFALO
United States of America (USA)
14203

More information about PHILLIPS LYTLE LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PHILLIPS LYTLE LLP RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022023-01-01
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01DAVID KERNAN DAVID KERNAN2018-10-11
0022016-01-01DAVID H. KERNAN DAVID H. KERNAN2017-10-10
0022015-01-01DAVID H. KERNAN DAVID H. KERNAN2016-10-11
0022014-01-01DAVID H. KERNAN DAVID H. KERNAN2015-10-14
0022013-01-01DAVID H. KERNAN DAVID H. KERNAN2014-10-13
0022012-01-01DAVID H. KERNAN DAVID H. KERNAN2013-10-10
0022011-01-01DAVID H. KERNAN
0022009-01-01DAVID H. KERNAN DAVID H. KERNAN2010-10-13

Plan Statistics for PHILLIPS LYTLE LLP RETIREMENT PLAN

401k plan membership statisitcs for PHILLIPS LYTLE LLP RETIREMENT PLAN

Measure Date Value
2023: PHILLIPS LYTLE LLP RETIREMENT PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01360
Total number of active participants reported on line 7a of the Form 55002023-01-01248
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-0198
Total of all active and inactive participants2023-01-01346
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-011
Total participants2023-01-01347
Number of participants with account balances2023-01-01345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
2022: PHILLIPS LYTLE LLP RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01363
Total number of active participants reported on line 7a of the Form 55002022-01-01258
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01102
Total of all active and inactive participants2022-01-01360
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01360
Number of participants with account balances2022-01-01352
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: PHILLIPS LYTLE LLP RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01376
Total number of active participants reported on line 7a of the Form 55002021-01-01244
Number of retired or separated participants receiving benefits2021-01-0113
Number of other retired or separated participants entitled to future benefits2021-01-01106
Total of all active and inactive participants2021-01-01363
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01363
Number of participants with account balances2021-01-01363
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: PHILLIPS LYTLE LLP RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01389
Total number of active participants reported on line 7a of the Form 55002020-01-01271
Number of retired or separated participants receiving benefits2020-01-019
Number of other retired or separated participants entitled to future benefits2020-01-0196
Total of all active and inactive participants2020-01-01376
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01376
Number of participants with account balances2020-01-01376
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: PHILLIPS LYTLE LLP RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01386
Total number of active participants reported on line 7a of the Form 55002019-01-01301
Number of retired or separated participants receiving benefits2019-01-018
Number of other retired or separated participants entitled to future benefits2019-01-0180
Total of all active and inactive participants2019-01-01389
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01389
Number of participants with account balances2019-01-01389
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: PHILLIPS LYTLE LLP RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01432
Total number of active participants reported on line 7a of the Form 55002018-01-01308
Number of retired or separated participants receiving benefits2018-01-015
Number of other retired or separated participants entitled to future benefits2018-01-0170
Total of all active and inactive participants2018-01-01383
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01383
Number of participants with account balances2018-01-01383
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: PHILLIPS LYTLE LLP RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01434
Total number of active participants reported on line 7a of the Form 55002017-01-01313
Number of retired or separated participants receiving benefits2017-01-014
Number of other retired or separated participants entitled to future benefits2017-01-01114
Total of all active and inactive participants2017-01-01431
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01431
Number of participants with account balances2017-01-01431
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: PHILLIPS LYTLE LLP RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01434
Total number of active participants reported on line 7a of the Form 55002016-01-01320
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-01112
Total of all active and inactive participants2016-01-01434
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01434
Number of participants with account balances2016-01-01434
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: PHILLIPS LYTLE LLP RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01427
Total number of active participants reported on line 7a of the Form 55002015-01-01320
Number of retired or separated participants receiving benefits2015-01-013
Number of other retired or separated participants entitled to future benefits2015-01-01111
Total of all active and inactive participants2015-01-01434
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01434
Number of participants with account balances2015-01-01434
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: PHILLIPS LYTLE LLP RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01417
Total number of active participants reported on line 7a of the Form 55002014-01-01320
Number of retired or separated participants receiving benefits2014-01-014
Number of other retired or separated participants entitled to future benefits2014-01-01101
Total of all active and inactive participants2014-01-01425
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01425
Number of participants with account balances2014-01-01425
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: PHILLIPS LYTLE LLP RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01395
Total number of active participants reported on line 7a of the Form 55002013-01-01324
Number of retired or separated participants receiving benefits2013-01-013
Number of other retired or separated participants entitled to future benefits2013-01-0190
Total of all active and inactive participants2013-01-01417
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01417
Number of participants with account balances2013-01-01417
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: PHILLIPS LYTLE LLP RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01372
Total number of active participants reported on line 7a of the Form 55002012-01-01325
Number of retired or separated participants receiving benefits2012-01-013
Number of other retired or separated participants entitled to future benefits2012-01-0167
Total of all active and inactive participants2012-01-01395
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01395
Number of participants with account balances2012-01-01395
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: PHILLIPS LYTLE LLP RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01408
Total number of active participants reported on line 7a of the Form 55002011-01-01320
Number of retired or separated participants receiving benefits2011-01-012
Number of other retired or separated participants entitled to future benefits2011-01-0150
Total of all active and inactive participants2011-01-01372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01372
Number of participants with account balances2011-01-01372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: PHILLIPS LYTLE LLP RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01392
Total number of active participants reported on line 7a of the Form 55002009-01-01395
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-0123
Total of all active and inactive participants2009-01-01419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01419
Number of participants with account balances2009-01-01419
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on PHILLIPS LYTLE LLP RETIREMENT PLAN

Measure Date Value
2023 : PHILLIPS LYTLE LLP RETIREMENT PLAN 2023 401k financial data
Total transfer of assets to this plan2023-12-31$524,409
Total income from all sources (including contributions)2023-12-31$28,850,224
Total of all expenses incurred2023-12-31$21,624,432
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$21,549,332
Expenses. Certain deemed distributions of participant loans2023-12-31$34,550
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$6,417,257
Value of total assets at end of year2023-12-31$170,694,355
Value of total assets at beginning of year2023-12-31$162,944,154
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$40,550
Total interest from all sources2023-12-31$37,416
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$2,158,498
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$2,158,498
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$1,396,526
Participant contributions at end of year2023-12-31$609,188
Participant contributions at beginning of year2023-12-31$600,461
Participant contributions at end of year2023-12-31$0
Participant contributions at beginning of year2023-12-31$7,748
Assets. Other investments not covered elsewhere at end of year2023-12-31$26,736,113
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$25,461,529
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$56,504
Other income not declared elsewhere2023-12-31$3,058,943
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$7,225,792
Value of net assets at end of year (total assets less liabilities)2023-12-31$170,694,355
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$162,944,154
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$27,196
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$110,141,603
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$106,423,898
Value of interest in pooled separate accounts at end of year2023-12-31$23,603,122
Value of interest in pooled separate accounts at beginning of year2023-12-31$29,658,098
Interest on participant loans2023-12-31$37,416
Value of interest in common/collective trusts at end of year2023-12-31$8,668,558
Value of interest in common/collective trusts at beginning of year2023-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$15,886,921
Net investment gain/loss from pooled separate accounts2023-12-31$843,081
Net investment gain or loss from common/collective trusts2023-12-31$448,108
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$4,964,227
Employer contributions (assets) at end of year2023-12-31$935,771
Employer contributions (assets) at beginning of year2023-12-31$792,420
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$21,549,332
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31DOPKINS & COMPANY, LLP
Accountancy firm EIN2023-12-31160929175
2022 : PHILLIPS LYTLE LLP RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$320,534
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-21,704,714
Total loss/gain on sale of assets2022-12-31$14,966
Total of all expenses incurred2022-12-31$23,629,981
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$23,567,831
Expenses. Certain deemed distributions of participant loans2022-12-31$22,250
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$6,000,178
Value of total assets at end of year2022-12-31$162,944,154
Value of total assets at beginning of year2022-12-31$207,958,315
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$39,900
Total interest from all sources2022-12-31$30,195
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$3,411,952
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$3,411,952
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,420,024
Participant contributions at end of year2022-12-31$600,461
Participant contributions at beginning of year2022-12-31$636,363
Participant contributions at end of year2022-12-31$7,748
Participant contributions at beginning of year2022-12-31$43,859
Assets. Other investments not covered elsewhere at end of year2022-12-31$25,461,529
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$26,462,638
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$8,585
Other income not declared elsewhere2022-12-31$1,135,249
Administrative expenses (other) incurred2022-12-31$39,900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-45,334,695
Value of net assets at end of year (total assets less liabilities)2022-12-31$162,944,154
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$207,958,315
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$106,423,898
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$101,588,887
Value of interest in pooled separate accounts at end of year2022-12-31$29,658,098
Value of interest in pooled separate accounts at beginning of year2022-12-31$49,531,403
Interest on participant loans2022-12-31$30,195
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$28,738,551
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-32,431,624
Net investment gain/loss from pooled separate accounts2022-12-31$134,370
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$4,571,569
Employer contributions (assets) at end of year2022-12-31$792,420
Employer contributions (assets) at beginning of year2022-12-31$956,614
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$23,567,831
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$14,966
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31DOPKINS & COMPANY, LLP
Accountancy firm EIN2022-12-31160929175
2021 : PHILLIPS LYTLE LLP RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$608,215
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$31,454,817
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$20,502,874
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$20,462,045
Expenses. Certain deemed distributions of participant loans2021-12-31$-2,443
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$6,402,581
Value of total assets at end of year2021-12-31$207,958,315
Value of total assets at beginning of year2021-12-31$196,398,157
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$43,272
Total interest from all sources2021-12-31$584,361
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,204,162
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,204,162
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,495,912
Participant contributions at end of year2021-12-31$636,363
Participant contributions at beginning of year2021-12-31$900,030
Participant contributions at end of year2021-12-31$43,859
Participant contributions at beginning of year2021-12-31$0
Assets. Other investments not covered elsewhere at end of year2021-12-31$26,462,638
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$25,278,272
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$616,499
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$0
Other income not declared elsewhere2021-12-31$3,579,492
Administrative expenses (other) incurred2021-12-31$43,272
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$10,951,943
Value of net assets at end of year (total assets less liabilities)2021-12-31$207,958,315
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$196,398,157
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$101,588,887
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$84,942,874
Value of interest in pooled separate accounts at end of year2021-12-31$49,531,403
Value of interest in pooled separate accounts at beginning of year2021-12-31$52,630,771
Interest on participant loans2021-12-31$39,815
Interest earned on other investments2021-12-31$544,546
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$28,738,551
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$31,786,833
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$11,900,572
Net investment gain/loss from pooled separate accounts2021-12-31$7,783,649
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$4,290,170
Employer contributions (assets) at end of year2021-12-31$956,614
Employer contributions (assets) at beginning of year2021-12-31$859,377
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$20,462,045
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31DOPKINS & COMPANY, LLP
Accountancy firm EIN2021-12-31160929175
2020 : PHILLIPS LYTLE LLP RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$377,852
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$1,556
Total income from all sources (including contributions)2020-12-31$34,081,409
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$16,929,265
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$16,865,189
Expenses. Certain deemed distributions of participant loans2020-12-31$-472
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$9,041,678
Value of total assets at end of year2020-12-31$196,398,157
Value of total assets at beginning of year2020-12-31$178,869,717
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$64,548
Total interest from all sources2020-12-31$629,837
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,213,865
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,213,865
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,464,267
Participant contributions at end of year2020-12-31$900,030
Participant contributions at beginning of year2020-12-31$939,861
Assets. Other investments not covered elsewhere at end of year2020-12-31$25,278,272
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$25,578,042
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$3,220,771
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$1,556
Other income not declared elsewhere2020-12-31$2,206,497
Administrative expenses (other) incurred2020-12-31$64,548
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$183
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$17,152,144
Value of net assets at end of year (total assets less liabilities)2020-12-31$196,398,157
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$178,868,161
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$84,942,874
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$71,295,744
Value of interest in pooled separate accounts at end of year2020-12-31$52,630,771
Value of interest in pooled separate accounts at beginning of year2020-12-31$56,539,609
Interest on participant loans2020-12-31$45,726
Interest earned on other investments2020-12-31$584,111
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$31,786,833
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$23,944,285
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$11,234,232
Net investment gain/loss from pooled separate accounts2020-12-31$9,755,300
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$4,356,640
Employer contributions (assets) at end of year2020-12-31$859,377
Employer contributions (assets) at beginning of year2020-12-31$571,993
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$16,865,189
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31DOPKINS & COMPANY, LLP
Accountancy firm EIN2020-12-31160929175
2019 : PHILLIPS LYTLE LLP RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$382,782
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,556
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$36,647,159
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$10,134,801
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$10,005,532
Expenses. Certain deemed distributions of participant loans2019-12-31$-504
Value of total corrective distributions2019-12-31$1,556
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$5,978,301
Value of total assets at end of year2019-12-31$178,869,717
Value of total assets at beginning of year2019-12-31$151,973,021
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$128,217
Total interest from all sources2019-12-31$552,086
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,054,475
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,054,475
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,418,076
Participant contributions at end of year2019-12-31$939,861
Participant contributions at beginning of year2019-12-31$895,915
Assets. Other investments not covered elsewhere at end of year2019-12-31$25,578,042
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$26,010,658
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$10,248
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$1,556
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$4,775,134
Administrative expenses (other) incurred2019-12-31$128,217
Total non interest bearing cash at end of year2019-12-31$183
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$26,512,358
Value of net assets at end of year (total assets less liabilities)2019-12-31$178,868,161
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$151,973,021
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$71,295,744
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$52,618,930
Value of interest in pooled separate accounts at end of year2019-12-31$56,539,609
Value of interest in pooled separate accounts at beginning of year2019-12-31$52,020,617
Interest on participant loans2019-12-31$52,749
Interest earned on other investments2019-12-31$499,337
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$23,944,285
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$19,741,235
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$12,118,884
Net investment gain/loss from pooled separate accounts2019-12-31$12,168,279
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$4,549,977
Employer contributions (assets) at end of year2019-12-31$571,993
Employer contributions (assets) at beginning of year2019-12-31$685,666
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$10,005,532
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31DOPKINS & COMPANY, LLP
Accountancy firm EIN2019-12-31160929175
2018 : PHILLIPS LYTLE LLP RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$28,478
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$32,866
Total income from all sources (including contributions)2018-12-31$106,790
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$14,126,543
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$14,043,385
Expenses. Certain deemed distributions of participant loans2018-12-31$-19,039
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$7,293,027
Value of total assets at end of year2018-12-31$151,973,021
Value of total assets at beginning of year2018-12-31$165,997,162
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$102,197
Total interest from all sources2018-12-31$492,915
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$856,127
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$856,127
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,318,850
Participant contributions at end of year2018-12-31$895,915
Participant contributions at beginning of year2018-12-31$977,312
Assets. Other investments not covered elsewhere at end of year2018-12-31$26,010,658
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$34,287,409
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,569,017
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$32,866
Other income not declared elsewhere2018-12-31$-1,681,807
Administrative expenses (other) incurred2018-12-31$102,197
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-14,019,753
Value of net assets at end of year (total assets less liabilities)2018-12-31$151,973,021
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$165,964,296
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$52,618,930
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$12,062,367
Value of interest in pooled separate accounts at end of year2018-12-31$52,020,617
Value of interest in pooled separate accounts at beginning of year2018-12-31$90,728,686
Interest on participant loans2018-12-31$46,771
Interest earned on other investments2018-12-31$446,144
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$19,741,235
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$27,495,021
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-4,086,471
Net investment gain/loss from pooled separate accounts2018-12-31$-2,767,001
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$4,405,160
Employer contributions (assets) at end of year2018-12-31$685,666
Employer contributions (assets) at beginning of year2018-12-31$446,367
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$14,043,385
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31DOPKINS & COMPANY, LLP
Accountancy firm EIN2018-12-31160929175
2017 : PHILLIPS LYTLE LLP RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$1,053,542
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$32,866
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$12,480
Total income from all sources (including contributions)2017-12-31$27,424,544
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$10,914,622
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$10,896,453
Value of total corrective distributions2017-12-31$4,106
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$5,702,197
Value of total assets at end of year2017-12-31$165,997,162
Value of total assets at beginning of year2017-12-31$148,413,312
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$14,063
Total interest from all sources2017-12-31$587,687
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$233,076
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$233,076
Administrative expenses professional fees incurred2017-12-31$9,371
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,292,334
Participant contributions at end of year2017-12-31$977,312
Participant contributions at beginning of year2017-12-31$1,022,701
Assets. Other investments not covered elsewhere at end of year2017-12-31$34,287,409
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$33,484,027
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$32,512
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$32,866
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$12,480
Other income not declared elsewhere2017-12-31$4,407,000
Administrative expenses (other) incurred2017-12-31$4,692
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$16,509,922
Value of net assets at end of year (total assets less liabilities)2017-12-31$165,964,296
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$148,400,832
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$12,062,367
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$9,672,703
Value of interest in pooled separate accounts at end of year2017-12-31$90,728,686
Value of interest in pooled separate accounts at beginning of year2017-12-31$77,805,009
Interest on participant loans2017-12-31$44,852
Interest earned on other investments2017-12-31$542,835
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$27,495,021
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$25,999,555
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,679,535
Net investment gain/loss from pooled separate accounts2017-12-31$14,815,049
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$4,377,351
Employer contributions (assets) at end of year2017-12-31$446,367
Employer contributions (assets) at beginning of year2017-12-31$429,317
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$10,896,453
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31DOPKINS & COMPANY, LLP
Accountancy firm EIN2017-12-31160929175
2016 : PHILLIPS LYTLE LLP RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$392,182
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$12,480
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$4,200
Total income from all sources (including contributions)2016-12-31$14,456,060
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$6,329,524
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$6,262,410
Value of total corrective distributions2016-12-31$50,394
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$5,760,495
Value of total assets at end of year2016-12-31$148,413,312
Value of total assets at beginning of year2016-12-31$139,886,314
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$16,720
Total interest from all sources2016-12-31$581,247
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$193,383
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$193,383
Administrative expenses professional fees incurred2016-12-31$11,850
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,175,039
Participant contributions at end of year2016-12-31$1,022,701
Participant contributions at beginning of year2016-12-31$1,113,313
Assets. Other investments not covered elsewhere at end of year2016-12-31$33,484,027
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$30,003,681
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$102,623
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$12,480
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$4,200
Other income not declared elsewhere2016-12-31$2,324,628
Administrative expenses (other) incurred2016-12-31$4,870
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$8,126,536
Value of net assets at end of year (total assets less liabilities)2016-12-31$148,400,832
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$139,882,114
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$9,672,703
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$7,557,975
Value of interest in pooled separate accounts at end of year2016-12-31$77,805,009
Value of interest in pooled separate accounts at beginning of year2016-12-31$75,550,943
Interest on participant loans2016-12-31$45,122
Interest earned on other investments2016-12-31$536,125
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$25,999,555
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$25,117,196
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$651,200
Net investment gain/loss from pooled separate accounts2016-12-31$4,945,107
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$4,482,833
Employer contributions (assets) at end of year2016-12-31$429,317
Employer contributions (assets) at beginning of year2016-12-31$543,206
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$6,262,410
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DOPKINS & COMPANY, LLP
Accountancy firm EIN2016-12-31160929175
2015 : PHILLIPS LYTLE LLP RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$497,880
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$4,200
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$736,122
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$8,767,249
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$8,762,947
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,841,263
Value of total assets at end of year2015-12-31$139,886,314
Value of total assets at beginning of year2015-12-31$147,415,361
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$4,302
Total interest from all sources2015-12-31$606,094
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$153,364
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$153,364
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,092,879
Participant contributions at end of year2015-12-31$1,113,313
Participant contributions at beginning of year2015-12-31$1,140,406
Assets. Other investments not covered elsewhere at end of year2015-12-31$30,003,681
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$39,985,484
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$246,078
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$4,200
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$-5,178,211
Administrative expenses (other) incurred2015-12-31$4,302
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$781
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-8,031,127
Value of net assets at end of year (total assets less liabilities)2015-12-31$139,882,114
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$147,415,361
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$7,557,975
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$5,636,024
Value of interest in pooled separate accounts at end of year2015-12-31$75,550,943
Value of interest in pooled separate accounts at beginning of year2015-12-31$76,688,465
Interest on participant loans2015-12-31$48,184
Interest earned on other investments2015-12-31$557,910
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$25,117,196
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$23,069,942
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-201,671
Net investment gain/loss from pooled separate accounts2015-12-31$-484,717
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$4,502,306
Employer contributions (assets) at end of year2015-12-31$543,206
Employer contributions (assets) at beginning of year2015-12-31$894,259
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$8,762,947
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31DOPKINS & COMPANY, LLP
Accountancy firm EIN2015-12-31160929175
2014 : PHILLIPS LYTLE LLP RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$158,049
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$13,278,787
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$4,928,633
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,922,062
Expenses. Certain deemed distributions of participant loans2014-12-31$2,196
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,593,329
Value of total assets at end of year2014-12-31$147,415,361
Value of total assets at beginning of year2014-12-31$138,907,158
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$4,375
Total interest from all sources2014-12-31$627,627
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$119,551
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$119,551
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,045,092
Participant contributions at end of year2014-12-31$1,140,406
Participant contributions at beginning of year2014-12-31$1,046,362
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$1,911
Assets. Other investments not covered elsewhere at end of year2014-12-31$39,985,484
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$37,058,862
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$97,198
Other income not declared elsewhere2014-12-31$2,565,554
Administrative expenses (other) incurred2014-12-31$4,375
Total non interest bearing cash at end of year2014-12-31$781
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$8,350,154
Value of net assets at end of year (total assets less liabilities)2014-12-31$147,415,361
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$138,907,158
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$5,636,024
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$5,148,371
Value of interest in pooled separate accounts at end of year2014-12-31$76,688,465
Value of interest in pooled separate accounts at beginning of year2014-12-31$71,126,134
Interest on participant loans2014-12-31$46,992
Interest earned on other investments2014-12-31$580,635
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$23,069,942
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$23,828,268
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$321,281
Net investment gain/loss from pooled separate accounts2014-12-31$4,051,445
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$4,451,039
Employer contributions (assets) at end of year2014-12-31$894,259
Employer contributions (assets) at beginning of year2014-12-31$697,250
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,922,062
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DOPKINS & COMPANY, LLP
Accountancy firm EIN2014-12-31160929175
2013 : PHILLIPS LYTLE LLP RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$27,537,067
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$5,774,756
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$5,740,656
Expenses. Certain deemed distributions of participant loans2013-12-31$29,660
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$5,810,395
Value of total assets at end of year2013-12-31$138,907,158
Value of total assets at beginning of year2013-12-31$117,144,847
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$4,440
Total interest from all sources2013-12-31$647,303
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$95,451
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$95,451
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,052,821
Participant contributions at end of year2013-12-31$1,046,362
Participant contributions at beginning of year2013-12-31$878,091
Participant contributions at end of year2013-12-31$1,911
Assets. Other investments not covered elsewhere at end of year2013-12-31$37,058,862
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$33,691,577
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$295,024
Other income not declared elsewhere2013-12-31$6,644,152
Administrative expenses (other) incurred2013-12-31$4,440
Total non interest bearing cash at beginning of year2013-12-31$761
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$21,762,311
Value of net assets at end of year (total assets less liabilities)2013-12-31$138,907,158
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$117,144,847
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$5,148,371
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$14,015,114
Value of interest in pooled separate accounts at end of year2013-12-31$71,126,134
Value of interest in pooled separate accounts at beginning of year2013-12-31$44,568,037
Interest on participant loans2013-12-31$39,536
Interest earned on other investments2013-12-31$607,767
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$23,828,268
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$22,868,356
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,296,851
Net investment gain/loss from pooled separate accounts2013-12-31$13,042,915
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$4,462,550
Employer contributions (assets) at end of year2013-12-31$697,250
Employer contributions (assets) at beginning of year2013-12-31$1,122,911
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$5,740,656
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DOPKINS & COMPANY, LLP
Accountancy firm EIN2013-12-31160929175
2012 : PHILLIPS LYTLE LLP RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$17,879,015
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,302,663
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,297,516
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$5,951,389
Value of total assets at end of year2012-12-31$117,144,847
Value of total assets at beginning of year2012-12-31$101,568,495
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$5,147
Total interest from all sources2012-12-31$668,456
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$127,349
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$127,349
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$200,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$956,589
Participant contributions at end of year2012-12-31$878,091
Participant contributions at beginning of year2012-12-31$918,922
Assets. Other investments not covered elsewhere at end of year2012-12-31$33,691,577
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$30,444,248
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$273,206
Other income not declared elsewhere2012-12-31$3,597,126
Administrative expenses (other) incurred2012-12-31$5,147
Total non interest bearing cash at end of year2012-12-31$761
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$15,576,352
Value of net assets at end of year (total assets less liabilities)2012-12-31$117,144,847
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$101,568,495
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$14,015,114
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$12,288,001
Value of interest in pooled separate accounts at end of year2012-12-31$44,568,037
Value of interest in pooled separate accounts at beginning of year2012-12-31$37,664,408
Interest on participant loans2012-12-31$40,860
Interest earned on other investments2012-12-31$627,596
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$22,868,356
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$18,553,136
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,835,918
Net investment gain/loss from pooled separate accounts2012-12-31$5,698,777
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$4,721,594
Employer contributions (assets) at end of year2012-12-31$1,122,911
Employer contributions (assets) at beginning of year2012-12-31$1,699,780
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,297,516
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DOPKINS & COMPANY, LLP
Accountancy firm EIN2012-12-31160929175
2011 : PHILLIPS LYTLE LLP RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$4,064,820
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,318,276
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,291,962
Value of total corrective distributions2011-12-31$12,284
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$5,782,991
Value of total assets at end of year2011-12-31$101,568,495
Value of total assets at beginning of year2011-12-31$98,821,951
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$14,030
Total interest from all sources2011-12-31$651,767
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$124,166
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$124,166
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$877,007
Participant contributions at end of year2011-12-31$918,922
Participant contributions at beginning of year2011-12-31$735,045
Assets. Other investments not covered elsewhere at end of year2011-12-31$30,444,248
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$30,424,350
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$133,289
Other income not declared elsewhere2011-12-31$-632,537
Administrative expenses (other) incurred2011-12-31$14,030
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$2,746,544
Value of net assets at end of year (total assets less liabilities)2011-12-31$101,568,495
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$98,821,951
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$12,288,001
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$12,762,027
Value of interest in pooled separate accounts at end of year2011-12-31$37,664,408
Value of interest in pooled separate accounts at beginning of year2011-12-31$36,802,972
Interest on participant loans2011-12-31$38,629
Interest earned on other investments2011-12-31$613,138
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$18,553,136
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$16,586,007
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-962,218
Net investment gain/loss from pooled separate accounts2011-12-31$-899,349
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$4,772,695
Employer contributions (assets) at end of year2011-12-31$1,699,780
Employer contributions (assets) at beginning of year2011-12-31$1,511,550
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,291,962
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DOPKINS & COMPANY
Accountancy firm EIN2011-12-31160929175
2010 : PHILLIPS LYTLE LLP RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$15,411,295
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,506,063
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,503,487
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$5,459,501
Value of total assets at end of year2010-12-31$98,821,951
Value of total assets at beginning of year2010-12-31$84,916,719
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,576
Total interest from all sources2010-12-31$630,602
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$95,120
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$95,120
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$825,117
Participant contributions at end of year2010-12-31$735,045
Participant contributions at beginning of year2010-12-31$729,320
Assets. Other investments not covered elsewhere at end of year2010-12-31$30,424,350
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$26,176,780
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$10,977
Other income not declared elsewhere2010-12-31$18,932
Administrative expenses (other) incurred2010-12-31$2,576
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$13,905,232
Value of net assets at end of year (total assets less liabilities)2010-12-31$98,821,951
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$84,916,719
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$12,762,027
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$11,562,985
Value of interest in pooled separate accounts at end of year2010-12-31$36,802,972
Value of interest in pooled separate accounts at beginning of year2010-12-31$30,240,705
Interest on participant loans2010-12-31$38,938
Interest earned on other investments2010-12-31$591,664
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$16,586,007
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$14,817,023
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$5,323,958
Net investment gain/loss from pooled separate accounts2010-12-31$3,883,182
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$4,623,407
Employer contributions (assets) at end of year2010-12-31$1,511,550
Employer contributions (assets) at beginning of year2010-12-31$1,389,906
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,503,487
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DOPKINS & CO.
Accountancy firm EIN2010-12-31160929175
2009 : PHILLIPS LYTLE LLP RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for PHILLIPS LYTLE LLP RETIREMENT PLAN

2023: PHILLIPS LYTLE LLP RETIREMENT PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: PHILLIPS LYTLE LLP RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: PHILLIPS LYTLE LLP RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: PHILLIPS LYTLE LLP RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: PHILLIPS LYTLE LLP RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: PHILLIPS LYTLE LLP RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: PHILLIPS LYTLE LLP RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: PHILLIPS LYTLE LLP RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PHILLIPS LYTLE LLP RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PHILLIPS LYTLE LLP RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PHILLIPS LYTLE LLP RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PHILLIPS LYTLE LLP RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PHILLIPS LYTLE LLP RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: PHILLIPS LYTLE LLP RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA32228
Policy instance 1
Insurance contract or identification numberGA32228
Number of Individuals Covered107
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA32228
Policy instance 2
Insurance contract or identification numberGA32228
Number of Individuals Covered111
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040148
Policy instance 1
Insurance contract or identification number040148
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040148
Policy instance 1
Insurance contract or identification number040148
Number of Individuals Covered363
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040148
Policy instance 1
Insurance contract or identification number040148
Number of Individuals Covered376
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040148
Policy instance 1
Insurance contract or identification number040148
Number of Individuals Covered389
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040148
Policy instance 1
Insurance contract or identification number040148
Number of Individuals Covered383
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040148
Policy instance 1
Insurance contract or identification number040148
Number of Individuals Covered431
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040148
Policy instance 1
Insurance contract or identification number040148
Number of Individuals Covered434
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040148
Policy instance 1
Insurance contract or identification number040148
Number of Individuals Covered425
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040148
Policy instance 1
Insurance contract or identification number040148
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040148
Policy instance 1
Insurance contract or identification number040148
Number of Individuals Covered395
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040148
Policy instance 1
Insurance contract or identification number040148
Number of Individuals Covered372
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040148
Policy instance 1
Insurance contract or identification number040148
Number of Individuals Covered367
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S1