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ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN 401k Plan overview

Plan NameROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN
Plan identification number 002

ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROCHESTER MIDLAND CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:ROCHESTER MIDLAND CORPORATION
Employer identification number (EIN):160612150
NAIC Classification:325600

Additional information about ROCHESTER MIDLAND CORPORATION

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1897-08-03
Company Identification Number: 31339
Legal Registered Office Address: 155 PARAGON DR
Monroe
ROCHESTER
United States of America (USA)
14624

More information about ROCHESTER MIDLAND CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022024-01-01SHIRLEY HORNER
0022023-01-01
0022023-01-01SHIRLEY HORNER
0022022-01-01
0022022-01-01SHIRLEY HORNER
0022021-01-01
0022021-01-01SHIRLEY HORNER
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01ELIZABETH A GATES
0022017-01-01ELIZABETH A GATES
0022016-01-01ELIZABETH A GATES
0022015-01-01ELIZABETH WAIDELICH
0022014-01-01ELIZABETH WAIDELICH
0022013-01-01ELIZABETH WAIDELICH
0022012-01-01ELIZABETH WAIDELICH
0022011-01-01ELIZABETH WAIDELICH
0022009-01-01ELIZABETH WAIDELICH
0022009-01-01ELIZABETH WAIDELICH
0022009-01-01ELIZABETH WAIDELICH
0022009-01-01 ELIZABETH WAIDELICH2010-08-19

Financial Data on ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN

Measure Date Value
2023 : ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total transfer of assets to this plan2023-12-31$4,022,953
Total transfer of assets from this plan2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$5,986,141
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$2,993,425
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$2,958,141
Expenses. Certain deemed distributions of participant loans2023-12-31$68
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$2,002,106
Value of total assets at end of year2023-12-31$30,857,769
Value of total assets at beginning of year2023-12-31$23,842,100
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$35,216
Total interest from all sources2023-12-31$20,312
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$1,010,135
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$1,010,135
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$1,689,775
Participant contributions at end of year2023-12-31$397,696
Participant contributions at beginning of year2023-12-31$382,380
Participant contributions at end of year2023-12-31$2,098
Participant contributions at beginning of year2023-12-31$1,423
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$205,255
Other income not declared elsewhere2023-12-31$1,031
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$2,992,716
Value of net assets at end of year (total assets less liabilities)2023-12-31$30,857,769
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$23,842,100
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$25,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$28,538,751
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$21,168,043
Interest on participant loans2023-12-31$20,312
Value of interest in common/collective trusts at end of year2023-12-31$1,919,023
Value of interest in common/collective trusts at beginning of year2023-12-31$2,290,080
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$2,881,729
Net investment gain or loss from common/collective trusts2023-12-31$70,828
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$107,076
Employer contributions (assets) at end of year2023-12-31$201
Employer contributions (assets) at beginning of year2023-12-31$174
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$2,958,141
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31DAVIE KAPLAN CPA P.C.
Accountancy firm EIN2023-12-31161182991
Total unrealized appreciation/depreciation of assets2023-01-01$0
Total transfer of assets to this plan2023-01-01$4,022,953
Total transfer of assets from this plan2023-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total income from all sources (including contributions)2023-01-01$5,986,141
Total loss/gain on sale of assets2023-01-01$0
Total of all expenses incurred2023-01-01$2,993,425
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-01-01$2,958,141
Expenses. Certain deemed distributions of participant loans2023-01-01$68
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-01-01$2,002,106
Value of total assets at end of year2023-01-01$30,857,769
Value of total assets at beginning of year2023-01-01$23,842,100
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-01-01$35,216
Total interest from all sources2023-01-01$20,312
Total dividends received (eg from common stock, registered investment company shares)2023-01-01$1,010,135
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2023-01-01$1,010,135
Was this plan covered by a fidelity bond2023-01-01Yes
Value of fidelity bond cover2023-01-01$500,000
If this is an individual account plan, was there a blackout period2023-01-01No
Were there any nonexempt tranactions with any party-in-interest2023-01-01No
Contributions received from participants2023-01-01$1,689,775
Participant contributions at end of year2023-01-01$397,696
Participant contributions at beginning of year2023-01-01$382,380
Participant contributions at end of year2023-01-01$2,098
Participant contributions at beginning of year2023-01-01$1,423
Income. Received or receivable in cash from other sources (including rollovers)2023-01-01$205,255
Other income not declared elsewhere2023-01-01$1,031
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Value of net income/loss2023-01-01$2,992,716
Value of net assets at end of year (total assets less liabilities)2023-01-01$30,857,769
Value of net assets at beginning of year (total assets less liabilities)2023-01-01$23,842,100
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2023-01-01No
Were any leases to which the plan was party in default or uncollectible2023-01-01No
Investment advisory and management fees2023-01-01$25,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-01-01$28,538,751
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-01-01$21,168,043
Interest on participant loans2023-01-01$20,312
Value of interest in common/collective trusts at end of year2023-01-01$1,919,023
Value of interest in common/collective trusts at beginning of year2023-01-01$2,290,080
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-01-01$2,881,729
Net investment gain or loss from common/collective trusts2023-01-01$70,828
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-01-01No
Was there a failure to transmit to the plan any participant contributions2023-01-01No
Has the plan failed to provide any benefit when due under the plan2023-01-01No
Contributions received in cash from employer2023-01-01$107,076
Employer contributions (assets) at end of year2023-01-01$201
Employer contributions (assets) at beginning of year2023-01-01$174
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-01-01$2,958,141
Did the plan have assets held for investment2023-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-01-01No
Opinion of an independent qualified public accountant for this plan2023-01-011
Accountancy firm name2023-01-01DAVIE KAPLAN CPA P.C.
Accountancy firm EIN2023-01-01161182991
2022 : ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$0
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-2,621,177
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$3,800,613
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,768,491
Expenses. Certain deemed distributions of participant loans2022-12-31$65
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,720,931
Value of total assets at end of year2022-12-31$23,842,100
Value of total assets at beginning of year2022-12-31$30,263,890
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$32,057
Total interest from all sources2022-12-31$19,589
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$941,349
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$941,349
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,557,282
Participant contributions at end of year2022-12-31$382,380
Participant contributions at beginning of year2022-12-31$495,577
Participant contributions at end of year2022-12-31$1,423
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$61,664
Other income not declared elsewhere2022-12-31$1,922
Administrative expenses (other) incurred2022-12-31$32,057
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-6,421,790
Value of net assets at end of year (total assets less liabilities)2022-12-31$23,842,100
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$30,263,890
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$21,168,043
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$27,268,620
Interest on participant loans2022-12-31$19,589
Value of interest in common/collective trusts at end of year2022-12-31$2,290,080
Value of interest in common/collective trusts at beginning of year2022-12-31$2,499,693
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-5,345,804
Net investment gain or loss from common/collective trusts2022-12-31$40,836
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$101,985
Employer contributions (assets) at end of year2022-12-31$174
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,768,491
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31DAVIE KAPLAN CPA P.C.
Accountancy firm EIN2022-12-31161182991
Total unrealized appreciation/depreciation of assets2022-01-01$0
Total transfer of assets to this plan2022-01-01$0
Total transfer of assets from this plan2022-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total income from all sources (including contributions)2022-01-01$-2,621,177
Total loss/gain on sale of assets2022-01-01$0
Total of all expenses incurred2022-01-01$3,800,613
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-01$3,768,491
Expenses. Certain deemed distributions of participant loans2022-01-01$65
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-01$1,720,931
Value of total assets at end of year2022-01-01$23,842,100
Value of total assets at beginning of year2022-01-01$30,263,890
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-01$32,057
Total interest from all sources2022-01-01$19,589
Total dividends received (eg from common stock, registered investment company shares)2022-01-01$941,349
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2022-01-01$941,349
Was this plan covered by a fidelity bond2022-01-01Yes
Value of fidelity bond cover2022-01-01$500,000
If this is an individual account plan, was there a blackout period2022-01-01No
Were there any nonexempt tranactions with any party-in-interest2022-01-01No
Contributions received from participants2022-01-01$1,557,282
Participant contributions at end of year2022-01-01$382,380
Participant contributions at beginning of year2022-01-01$495,577
Participant contributions at end of year2022-01-01$1,423
Income. Received or receivable in cash from other sources (including rollovers)2022-01-01$61,664
Other income not declared elsewhere2022-01-01$1,922
Administrative expenses (other) incurred2022-01-01$32,057
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Value of net income/loss2022-01-01$-6,421,790
Value of net assets at end of year (total assets less liabilities)2022-01-01$23,842,100
Value of net assets at beginning of year (total assets less liabilities)2022-01-01$30,263,890
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-01No
Were any leases to which the plan was party in default or uncollectible2022-01-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-01-01$21,168,043
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-01-01$27,268,620
Interest on participant loans2022-01-01$19,589
Value of interest in common/collective trusts at end of year2022-01-01$2,290,080
Value of interest in common/collective trusts at beginning of year2022-01-01$2,499,693
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-01-01$-5,345,804
Net investment gain or loss from common/collective trusts2022-01-01$40,836
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-01No
Was there a failure to transmit to the plan any participant contributions2022-01-01No
Has the plan failed to provide any benefit when due under the plan2022-01-01No
Contributions received in cash from employer2022-01-01$101,985
Employer contributions (assets) at end of year2022-01-01$174
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-01$3,768,491
Did the plan have assets held for investment2022-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-01No
Opinion of an independent qualified public accountant for this plan2022-01-011
Accountancy firm name2022-01-01DAVIE KAPLAN CPA P.C.
Accountancy firm EIN2022-01-01161182991
2021 : ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$5,541,060
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,884,144
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,847,532
Expenses. Certain deemed distributions of participant loans2021-12-31$2,604
Value of total corrective distributions2021-12-31$3,353
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,840,726
Value of total assets at end of year2021-12-31$30,263,890
Value of total assets at beginning of year2021-12-31$26,606,974
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$30,655
Total interest from all sources2021-12-31$25,118
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,496,124
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,496,124
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,529,373
Participant contributions at end of year2021-12-31$495,577
Participant contributions at beginning of year2021-12-31$502,725
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$223,327
Other income not declared elsewhere2021-12-31$7,104
Administrative expenses (other) incurred2021-12-31$30,655
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,656,916
Value of net assets at end of year (total assets less liabilities)2021-12-31$30,263,890
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$26,606,974
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$26,300,746
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$21,500,957
Interest on participant loans2021-12-31$25,118
Value of interest in common/collective trusts at end of year2021-12-31$2,499,692
Value of interest in common/collective trusts at beginning of year2021-12-31$2,480,466
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$967,875
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$2,122,826
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$2,122,826
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,133,728
Net investment gain or loss from common/collective trusts2021-12-31$38,260
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$88,026
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,847,532
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31DAVIE KAPLAN CPA P.C.
Accountancy firm EIN2021-12-31161182991
2020 : ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets from this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$4,188,718
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,783,296
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,760,687
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,583,712
Value of total assets at end of year2020-12-31$26,606,974
Value of total assets at beginning of year2020-12-31$25,201,552
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$22,609
Total interest from all sources2020-12-31$3,625
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$763,054
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$763,054
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,334,468
Participant contributions at end of year2020-12-31$502,725
Participant contributions at beginning of year2020-12-31$456,687
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$149,293
Other income not declared elsewhere2020-12-31$6,085
Administrative expenses (other) incurred2020-12-31$22,609
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,405,422
Value of net assets at end of year (total assets less liabilities)2020-12-31$26,606,974
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$25,201,552
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$21,500,957
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$21,516,626
Interest on participant loans2020-12-31$3,625
Value of interest in common/collective trusts at end of year2020-12-31$2,480,466
Value of interest in common/collective trusts at beginning of year2020-12-31$2,039,294
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$2,122,826
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$1,144,916
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$1,144,916
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,822,896
Net investment gain or loss from common/collective trusts2020-12-31$9,346
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$99,951
Employer contributions (assets) at beginning of year2020-12-31$44,029
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,760,687
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31DAVIE KAPLAN, CPA P.C.
Accountancy firm EIN2020-12-31161182991
2019 : ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Expenses. Interest paid2019-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$0
Total income from all sources (including contributions)2019-12-31$5,606,083
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,289,633
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,215,726
Expenses. Certain deemed distributions of participant loans2019-12-31$46
Value of total corrective distributions2019-12-31$10,809
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,605,117
Value of total assets at end of year2019-12-31$25,201,552
Value of total assets at beginning of year2019-12-31$20,885,102
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$63,052
Total interest from all sources2019-12-31$25,955
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,031,691
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,031,691
Assets. Real estate other than employer real property at end of year2019-12-31$0
Assets. Real estate other than employer real property at beginning of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,215,901
Participant contributions at end of year2019-12-31$456,687
Participant contributions at beginning of year2019-12-31$344,745
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$247,151
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Assets. Loans (other than to participants) at end of year2019-12-31$0
Assets. Loans (other than to participants) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$8,515
Administrative expenses (other) incurred2019-12-31$63,052
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Income. Non cash contributions2019-12-31$0
Value of net income/loss2019-12-31$4,316,450
Value of net assets at end of year (total assets less liabilities)2019-12-31$25,201,552
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$20,885,102
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$0
Assets. partnership/joint venture interests at beginning of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$21,516,626
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$17,656,789
Interest on participant loans2019-12-31$21,490
Interest earned on other investments2019-12-31$0
Income. Interest from US Government securities2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$2,039,294
Value of interest in common/collective trusts at beginning of year2019-12-31$2,204,190
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$1,144,916
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$637,658
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$637,658
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$4,465
Asset value of US Government securities at end of year2019-12-31$0
Asset value of US Government securities at beginning of year2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,897,171
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain or loss from common/collective trusts2019-12-31$37,634
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$0
Assets. Invements in employer securities at beginning of year2019-12-31$0
Contributions received in cash from employer2019-12-31$142,065
Employer contributions (assets) at end of year2019-12-31$44,029
Employer contributions (assets) at beginning of year2019-12-31$41,720
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,215,726
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$284,271
Aggregate carrying amount (costs) on sale of assets2019-12-31$284,271
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31DAVIE KAPLAN, CPA P.C.
Accountancy firm EIN2019-12-31161182991
2018 : ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$0
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$0
Total transfer of assets from this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Expenses. Interest paid2018-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-12-31$0
Total income from all sources (including contributions)2018-12-31$197,395
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,897,612
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,864,138
Expenses. Certain deemed distributions of participant loans2018-12-31$12,643
Value of total corrective distributions2018-12-31$730
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,470,961
Value of total assets at end of year2018-12-31$20,885,102
Value of total assets at beginning of year2018-12-31$24,585,319
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$20,101
Total interest from all sources2018-12-31$21,516
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,089,544
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,089,544
Assets. Real estate other than employer real property at end of year2018-12-31$0
Assets. Real estate other than employer real property at beginning of year2018-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,229,738
Participant contributions at end of year2018-12-31$344,745
Participant contributions at beginning of year2018-12-31$385,466
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Assets. Other investments not covered elsewhere at end of year2018-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$107,869
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Assets. Loans (other than to participants) at end of year2018-12-31$0
Assets. Loans (other than to participants) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$30,593
Administrative expenses (other) incurred2018-12-31$20,101
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$0
Value of net income/loss2018-12-31$-3,700,217
Value of net assets at end of year (total assets less liabilities)2018-12-31$20,885,102
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$24,585,319
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$0
Assets. partnership/joint venture interests at beginning of year2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$17,656,789
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$20,800,719
Interest on participant loans2018-12-31$17,151
Interest earned on other investments2018-12-31$0
Income. Interest from US Government securities2018-12-31$0
Income. Interest from corporate debt instruments2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$2,204,190
Value of interest in common/collective trusts at beginning of year2018-12-31$2,778,203
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$637,658
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$579,144
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$579,144
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$4,365
Asset value of US Government securities at end of year2018-12-31$0
Asset value of US Government securities at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,449,247
Net investment gain/loss from pooled separate accounts2018-12-31$0
Net investment gain or loss from common/collective trusts2018-12-31$34,028
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$0
Assets. Invements in employer securities at beginning of year2018-12-31$0
Contributions received in cash from employer2018-12-31$133,354
Employer contributions (assets) at end of year2018-12-31$41,720
Employer contributions (assets) at beginning of year2018-12-31$41,787
Income. Dividends from preferred stock2018-12-31$0
Income. Dividends from common stock2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,864,138
Asset. Corporate debt instrument preferred debt at end of year2018-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$974,583
Aggregate carrying amount (costs) on sale of assets2018-12-31$974,583
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31DAVIE KAPLAN, CPA P.C.
Accountancy firm EIN2018-12-31161182991
2017 : ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$0
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total transfer of assets from this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Expenses. Interest paid2017-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-12-31$0
Total income from all sources (including contributions)2017-12-31$4,836,011
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,727,024
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,652,884
Expenses. Certain deemed distributions of participant loans2017-12-31$21,420
Value of total corrective distributions2017-12-31$26,145
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,565,231
Value of total assets at end of year2017-12-31$24,585,319
Value of total assets at beginning of year2017-12-31$21,476,332
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$26,575
Total interest from all sources2017-12-31$18,152
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,221,291
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,221,291
Assets. Real estate other than employer real property at end of year2017-12-31$0
Assets. Real estate other than employer real property at beginning of year2017-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,265,284
Participant contributions at end of year2017-12-31$385,466
Participant contributions at beginning of year2017-12-31$343,021
Assets. Other investments not covered elsewhere at end of year2017-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$163,792
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Assets. Loans (other than to participants) at end of year2017-12-31$0
Assets. Loans (other than to participants) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$42,299
Administrative expenses (other) incurred2017-12-31$26,575
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$0
Value of net income/loss2017-12-31$3,108,987
Value of net assets at end of year (total assets less liabilities)2017-12-31$24,585,319
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$21,476,332
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$0
Assets. partnership/joint venture interests at beginning of year2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$20,800,719
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$18,775,056
Interest on participant loans2017-12-31$17,003
Interest earned on other investments2017-12-31$0
Income. Interest from US Government securities2017-12-31$0
Income. Interest from corporate debt instruments2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$2,778,203
Value of interest in common/collective trusts at beginning of year2017-12-31$1,936,029
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$579,144
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$353,617
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$353,617
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$1,149
Asset value of US Government securities at end of year2017-12-31$0
Asset value of US Government securities at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,963,559
Net investment gain/loss from pooled separate accounts2017-12-31$0
Net investment gain or loss from common/collective trusts2017-12-31$25,479
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$0
Assets. Invements in employer securities at beginning of year2017-12-31$0
Contributions received in cash from employer2017-12-31$136,155
Employer contributions (assets) at end of year2017-12-31$41,787
Employer contributions (assets) at beginning of year2017-12-31$68,609
Income. Dividends from preferred stock2017-12-31$0
Income. Dividends from common stock2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,652,884
Asset. Corporate debt instrument preferred debt at end of year2017-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$156,775
Aggregate carrying amount (costs) on sale of assets2017-12-31$156,775
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31DAVIE KAPLAN, CPA P.C.
Accountancy firm EIN2017-12-31161182991
2016 : ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$0
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total transfer of assets from this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Expenses. Interest paid2016-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,102,185
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,776,425
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,710,390
Expenses. Certain deemed distributions of participant loans2016-12-31$20,519
Value of total corrective distributions2016-12-31$2,174
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,616,921
Value of total assets at end of year2016-12-31$21,476,332
Value of total assets at beginning of year2016-12-31$21,150,572
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$43,342
Total interest from all sources2016-12-31$13,994
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$835,665
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$835,665
Assets. Real estate other than employer real property at end of year2016-12-31$0
Assets. Real estate other than employer real property at beginning of year2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,244,892
Participant contributions at end of year2016-12-31$343,021
Participant contributions at beginning of year2016-12-31$363,260
Assets. Other investments not covered elsewhere at end of year2016-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$210,482
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Assets. Loans (other than to participants) at end of year2016-12-31$0
Assets. Loans (other than to participants) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$43,388
Administrative expenses (other) incurred2016-12-31$43,342
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$13,225
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$0
Value of net income/loss2016-12-31$325,760
Value of net assets at end of year (total assets less liabilities)2016-12-31$21,476,332
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$21,150,572
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$0
Assets. partnership/joint venture interests at beginning of year2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$18,775,056
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$18,095,415
Interest on participant loans2016-12-31$13,089
Interest earned on other investments2016-12-31$0
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$1,936,029
Value of interest in common/collective trusts at beginning of year2016-12-31$1,807,571
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$353,617
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$789,663
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$789,663
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$905
Asset value of US Government securities at end of year2016-12-31$0
Asset value of US Government securities at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$575,702
Net investment gain/loss from pooled separate accounts2016-12-31$0
Net investment gain or loss from common/collective trusts2016-12-31$16,515
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$0
Assets. Invements in employer securities at beginning of year2016-12-31$0
Contributions received in cash from employer2016-12-31$161,547
Employer contributions (assets) at end of year2016-12-31$68,609
Employer contributions (assets) at beginning of year2016-12-31$81,438
Income. Dividends from preferred stock2016-12-31$0
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,710,390
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$1,936,029
Aggregate carrying amount (costs) on sale of assets2016-12-31$1,936,029
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DAVIE KAPLAN, CPA P.C.
Accountancy firm EIN2016-12-31161182991
2015 : ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$0
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total transfer of assets from this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Expenses. Interest paid2015-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,417,597
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,349,680
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,235,950
Expenses. Certain deemed distributions of participant loans2015-12-31$37,690
Value of total corrective distributions2015-12-31$19,570
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,481,682
Value of total assets at end of year2015-12-31$21,150,572
Value of total assets at beginning of year2015-12-31$22,082,655
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$56,470
Total interest from all sources2015-12-31$16,197
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,076,473
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,076,473
Assets. Real estate other than employer real property at end of year2015-12-31$0
Assets. Real estate other than employer real property at beginning of year2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,223,635
Participant contributions at end of year2015-12-31$363,260
Participant contributions at beginning of year2015-12-31$343,682
Assets. Other investments not covered elsewhere at end of year2015-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$89,285
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Assets. Loans (other than to participants) at end of year2015-12-31$0
Assets. Loans (other than to participants) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$47,561
Administrative expenses (other) incurred2015-12-31$56,470
Total non interest bearing cash at end of year2015-12-31$13,225
Total non interest bearing cash at beginning of year2015-12-31$25
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$-932,083
Value of net assets at end of year (total assets less liabilities)2015-12-31$21,150,572
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$22,082,655
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$0
Assets. partnership/joint venture interests at beginning of year2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$18,095,415
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$18,963,209
Interest on participant loans2015-12-31$15,372
Interest earned on other investments2015-12-31$0
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$1,807,571
Value of interest in common/collective trusts at beginning of year2015-12-31$1,705,942
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$789,663
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$952,755
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$952,755
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$825
Asset value of US Government securities at end of year2015-12-31$0
Asset value of US Government securities at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,216,144
Net investment gain/loss from pooled separate accounts2015-12-31$0
Net investment gain or loss from common/collective trusts2015-12-31$11,828
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$0
Assets. Invements in employer securities at beginning of year2015-12-31$0
Contributions received in cash from employer2015-12-31$168,762
Employer contributions (assets) at end of year2015-12-31$81,438
Employer contributions (assets) at beginning of year2015-12-31$117,042
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,235,950
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$3,578,970
Aggregate carrying amount (costs) on sale of assets2015-12-31$3,578,970
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31DAVIE KAPLAN, CPA, P.C.
Accountancy firm EIN2015-12-31161182991
2014 : ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$0
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Expenses. Interest paid2014-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,741,064
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$3,491,587
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,376,798
Expenses. Certain deemed distributions of participant loans2014-12-31$83,152
Value of total corrective distributions2014-12-31$6,961
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,478,907
Value of total assets at end of year2014-12-31$22,082,655
Value of total assets at beginning of year2014-12-31$22,833,178
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$24,676
Total interest from all sources2014-12-31$15,078
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,647,053
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,647,053
Assets. Real estate other than employer real property at end of year2014-12-31$0
Assets. Real estate other than employer real property at beginning of year2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,181,427
Participant contributions at end of year2014-12-31$343,682
Participant contributions at beginning of year2014-12-31$371,041
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$88,589
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Assets. Loans (other than to participants) at end of year2014-12-31$0
Assets. Loans (other than to participants) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$20,493
Administrative expenses (other) incurred2014-12-31$24,676
Total non interest bearing cash at end of year2014-12-31$25
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$-750,523
Value of net assets at end of year (total assets less liabilities)2014-12-31$22,082,655
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$22,833,178
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$0
Assets. partnership/joint venture interests at beginning of year2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$18,963,209
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$19,964,597
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$14,399
Interest earned on other investments2014-12-31$0
Income. Interest from US Government securities2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$1,705,942
Value of interest in common/collective trusts at beginning of year2014-12-31$1,911,997
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$952,755
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$461,158
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$461,158
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$679
Asset value of US Government securities at end of year2014-12-31$0
Asset value of US Government securities at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-431,028
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$10,561
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$0
Assets. Invements in employer securities at beginning of year2014-12-31$0
Contributions received in cash from employer2014-12-31$208,891
Employer contributions (assets) at end of year2014-12-31$117,042
Employer contributions (assets) at beginning of year2014-12-31$124,385
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,376,798
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DAVIE KAPLAN, CPA, P.C.
Accountancy firm EIN2014-12-31161182991
2013 : ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,937,609
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,302,926
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,241,741
Expenses. Certain deemed distributions of participant loans2013-12-31$36,216
Value of total corrective distributions2013-12-31$10,735
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,459,954
Value of total assets at end of year2013-12-31$22,833,178
Value of total assets at beginning of year2013-12-31$19,198,495
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$14,234
Total interest from all sources2013-12-31$15,469
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,181,545
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,181,545
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,205,080
Participant contributions at end of year2013-12-31$371,041
Participant contributions at beginning of year2013-12-31$337,536
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$35,995
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$33,212
Other income not declared elsewhere2013-12-31$1,862
Administrative expenses (other) incurred2013-12-31$14,234
Total non interest bearing cash at end of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,634,683
Value of net assets at end of year (total assets less liabilities)2013-12-31$22,833,178
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$19,198,495
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$19,964,597
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$16,535,489
Interest on participant loans2013-12-31$15,038
Value of interest in common/collective trusts at end of year2013-12-31$1,911,997
Value of interest in common/collective trusts at beginning of year2013-12-31$1,746,918
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$461,158
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$439,199
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$439,199
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$431
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,261,483
Net investment gain or loss from common/collective trusts2013-12-31$17,296
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$221,662
Employer contributions (assets) at end of year2013-12-31$124,385
Employer contributions (assets) at beginning of year2013-12-31$103,358
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,241,741
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DAVIE KAPLAN, CPA, P.C.
Accountancy firm EIN2013-12-31161182991
2012 : ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$0
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$0
Total transfer of assets from this plan2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Expenses. Interest paid2012-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,519,350
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,957,325
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,906,545
Expenses. Certain deemed distributions of participant loans2012-12-31$48,152
Value of total corrective distributions2012-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,511,752
Value of total assets at end of year2012-12-31$19,198,495
Value of total assets at beginning of year2012-12-31$17,636,470
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,628
Total interest from all sources2012-12-31$14,129
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$668,606
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$668,606
Assets. Real estate other than employer real property at end of year2012-12-31$0
Assets. Real estate other than employer real property at beginning of year2012-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,118,396
Participant contributions at end of year2012-12-31$337,536
Participant contributions at beginning of year2012-12-31$396,104
Participant contributions at end of year2012-12-31$35,995
Assets. Other investments not covered elsewhere at end of year2012-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$222,380
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Assets. Loans (other than to participants) at end of year2012-12-31$0
Assets. Loans (other than to participants) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$1,508
Administrative expenses (other) incurred2012-12-31$2,628
Total non interest bearing cash at end of year2012-12-31$0
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Income. Non cash contributions2012-12-31$0
Value of net income/loss2012-12-31$1,562,025
Value of net assets at end of year (total assets less liabilities)2012-12-31$19,198,495
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$17,636,470
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$0
Assets. partnership/joint venture interests at beginning of year2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$16,535,489
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$15,033,548
Value of interest in pooled separate accounts at end of year2012-12-31$0
Value of interest in pooled separate accounts at beginning of year2012-12-31$0
Interest on participant loans2012-12-31$13,597
Interest earned on other investments2012-12-31$0
Income. Interest from US Government securities2012-12-31$0
Value of interest in common/collective trusts at end of year2012-12-31$1,746,918
Value of interest in common/collective trusts at beginning of year2012-12-31$2,050,480
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$439,199
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$156,338
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$156,338
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$532
Asset value of US Government securities at end of year2012-12-31$0
Asset value of US Government securities at beginning of year2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,296,333
Net investment gain/loss from pooled separate accounts2012-12-31$0
Net investment gain or loss from common/collective trusts2012-12-31$27,022
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$0
Assets. Invements in employer securities at beginning of year2012-12-31$0
Contributions received in cash from employer2012-12-31$170,976
Employer contributions (assets) at end of year2012-12-31$103,358
Income. Dividends from preferred stock2012-12-31$0
Income. Dividends from common stock2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,906,545
Asset. Corporate debt instrument preferred debt at end of year2012-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2012-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$0
Aggregate carrying amount (costs) on sale of assets2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DAVIE KAPLAN, CPA, P.C.
Accountancy firm EIN2012-12-31161182991
2011 : ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Expenses. Interest paid2011-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-12-31$0
Total income from all sources (including contributions)2011-12-31$998,752
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$3,690,334
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,673,499
Expenses. Certain deemed distributions of participant loans2011-12-31$5,685
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,416,578
Value of total assets at end of year2011-12-31$17,636,470
Value of total assets at beginning of year2011-12-31$20,328,052
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$11,150
Total interest from all sources2011-12-31$17,191
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$359,812
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$359,812
Assets. Real estate other than employer real property at end of year2011-12-31$0
Assets. Real estate other than employer real property at beginning of year2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,151,515
Participant contributions at end of year2011-12-31$396,104
Participant contributions at beginning of year2011-12-31$345,187
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$172,589
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Assets. Loans (other than to participants) at end of year2011-12-31$0
Assets. Loans (other than to participants) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$2,042
Administrative expenses (other) incurred2011-12-31$11,150
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$-2,691,582
Value of net assets at end of year (total assets less liabilities)2011-12-31$17,636,470
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$20,328,052
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$0
Assets. partnership/joint venture interests at beginning of year2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$15,033,548
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$16,910,590
Value of interest in pooled separate accounts at end of year2011-12-31$0
Value of interest in pooled separate accounts at beginning of year2011-12-31$0
Interest on participant loans2011-12-31$16,465
Interest earned on other investments2011-12-31$0
Income. Interest from US Government securities2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$2,050,480
Value of interest in common/collective trusts at beginning of year2011-12-31$2,967,349
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$156,338
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$104,926
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$104,926
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$726
Asset value of US Government securities at end of year2011-12-31$0
Asset value of US Government securities at beginning of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-828,878
Net investment gain/loss from pooled separate accounts2011-12-31$0
Net investment gain or loss from common/collective trusts2011-12-31$32,007
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$0
Assets. Invements in employer securities at beginning of year2011-12-31$0
Contributions received in cash from employer2011-12-31$92,474
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,673,499
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DAVIE KAPLAN, CPA, P.C.
Accountancy firm EIN2011-12-31161182991
2010 : ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Expenses. Interest paid2010-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,777,847
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,434,399
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,411,854
Expenses. Certain deemed distributions of participant loans2010-12-31$10,228
Value of total corrective distributions2010-12-31$4,207
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,500,442
Value of total assets at end of year2010-12-31$20,328,052
Value of total assets at beginning of year2010-12-31$18,984,604
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$8,110
Total interest from all sources2010-12-31$20,341
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$359,448
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$359,448
Assets. Real estate other than employer real property at end of year2010-12-31$0
Assets. Real estate other than employer real property at beginning of year2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,209,214
Participant contributions at end of year2010-12-31$345,187
Participant contributions at beginning of year2010-12-31$311,855
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$199,072
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Assets. Loans (other than to participants) at end of year2010-12-31$0
Assets. Loans (other than to participants) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$8,110
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$1,343,448
Value of net assets at end of year (total assets less liabilities)2010-12-31$20,328,052
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$18,984,604
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$0
Assets. partnership/joint venture interests at beginning of year2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$16,910,590
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$15,939,057
Value of interest in pooled separate accounts at end of year2010-12-31$0
Value of interest in pooled separate accounts at beginning of year2010-12-31$0
Interest on participant loans2010-12-31$17,560
Interest earned on other investments2010-12-31$0
Income. Interest from US Government securities2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$2,967,349
Value of interest in common/collective trusts at beginning of year2010-12-31$2,730,882
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$104,926
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$2,810
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$2,810
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$2,781
Asset value of US Government securities at end of year2010-12-31$0
Asset value of US Government securities at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,651,841
Net investment gain/loss from pooled separate accounts2010-12-31$0
Net investment gain or loss from common/collective trusts2010-12-31$245,775
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$0
Assets. Invements in employer securities at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$92,156
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,411,854
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DAVIE KAPLAN, CPA, P.C.
Accountancy firm EIN2010-12-31161182991
2009 : ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN

2023: ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ROCHESTER MIDLAND CORPORATION 401(K) SALARY DEFERRAL AND DEFERRED PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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