401k Plan data: HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN plan

HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN 401k Plan overview

Plan Name	HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN
Plan identification number	003

HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

HOBART AND WILLIAM SMITH COLLEGES has sponsored the creation of one or more 401k plans.

Company Name: HOBART AND WILLIAM SMITH COLLEGES

Employer identification number (EIN): 160743040

NAIC Classification: 611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2018-01-01 SONYA WILLIAMS 2019-09-27
003 2017-01-01
003 2016-01-01
003 2015-01-01
003 2014-01-01 CAROLEE WHITE CAROLEE WHITE 2015-10-13
003 2013-01-01 PETER POLINAK PETER POLINAK 2014-10-07
003 2012-01-01 PETER POLINAK PETER POLINAK 2013-10-11
003 2011-01-01 PETER POLINAK PETER POLINAK 2012-10-10
003 2010-01-01 PETER POLINAK PETER POLINAK 2011-10-12
003 2009-01-01 PETER POLINAK PETER POLINAK 2010-10-14
003 2009-01-01 PETER POLINAK PETER POLINAK 2010-10-14

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
003	2018-01-01	SONYA WILLIAMS	2019-09-27
003	2017-01-01
003	2016-01-01
003	2015-01-01
003	2014-01-01	CAROLEE WHITE		CAROLEE WHITE	2015-10-13
003	2013-01-01	PETER POLINAK		PETER POLINAK	2014-10-07
003	2012-01-01	PETER POLINAK		PETER POLINAK	2013-10-11
003	2011-01-01	PETER POLINAK		PETER POLINAK	2012-10-10
003	2010-01-01	PETER POLINAK		PETER POLINAK	2011-10-12
003	2009-01-01	PETER POLINAK		PETER POLINAK	2010-10-14
003	2009-01-01	PETER POLINAK		PETER POLINAK	2010-10-14

Plan Statistics for HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN

401k plan membership statisitcs for HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN

Measure Date Value
2018: HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 237
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 0
Number of participants with account balances 2018-01-01 0
2017: HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 246
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 114
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 119
Total of all active and inactive participants 2017-01-01 233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 234
Number of participants with account balances 2017-01-01 227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 258
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 122
Number of other retired or separated participants entitled to future benefits 2016-01-01 122
Total of all active and inactive participants 2016-01-01 244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 245
Number of participants with account balances 2016-01-01 252
2015: HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 264
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 124
Number of other retired or separated participants entitled to future benefits 2015-01-01 133
Total of all active and inactive participants 2015-01-01 257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 258
Number of participants with account balances 2015-01-01 258
2014: HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 279
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 133
Number of other retired or separated participants entitled to future benefits 2014-01-01 128
Total of all active and inactive participants 2014-01-01 261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 3
Total participants 2014-01-01 264
Number of participants with account balances 2014-01-01 262
2013: HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 311
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 139
Number of other retired or separated participants entitled to future benefits 2013-01-01 139
Total of all active and inactive participants 2013-01-01 278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 2
Total participants 2013-01-01 280
Number of participants with account balances 2013-01-01 279
2012: HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 310
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 166
Number of other retired or separated participants entitled to future benefits 2012-01-01 140
Total of all active and inactive participants 2012-01-01 306
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 5
Total participants 2012-01-01 311
Number of participants with account balances 2012-01-01 294
2011: HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 291
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 153
Number of other retired or separated participants entitled to future benefits 2011-01-01 156
Total of all active and inactive participants 2011-01-01 309
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 310
Number of participants with account balances 2011-01-01 320
2010: HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 397
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 139
Number of other retired or separated participants entitled to future benefits 2010-01-01 152
Total of all active and inactive participants 2010-01-01 291
Total participants 2010-01-01 291
Number of participants with account balances 2010-01-01 291
2009: HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 405
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 371
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 26
Total of all active and inactive participants 2009-01-01 397
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 397
Number of participants with account balances 2009-01-01 294

Measure	Date	Value
2018: HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	237
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	0
Number of participants with account balances	2018-01-01	0
2017: HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	246
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	114
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	119
Total of all active and inactive participants	2017-01-01	233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	234
Number of participants with account balances	2017-01-01	227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	258
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	122
Number of other retired or separated participants entitled to future benefits	2016-01-01	122
Total of all active and inactive participants	2016-01-01	244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	245
Number of participants with account balances	2016-01-01	252
2015: HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	264
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	124
Number of other retired or separated participants entitled to future benefits	2015-01-01	133
Total of all active and inactive participants	2015-01-01	257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	258
Number of participants with account balances	2015-01-01	258
2014: HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	279
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	133
Number of other retired or separated participants entitled to future benefits	2014-01-01	128
Total of all active and inactive participants	2014-01-01	261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	3
Total participants	2014-01-01	264
Number of participants with account balances	2014-01-01	262
2013: HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	311
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	139
Number of other retired or separated participants entitled to future benefits	2013-01-01	139
Total of all active and inactive participants	2013-01-01	278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	2
Total participants	2013-01-01	280
Number of participants with account balances	2013-01-01	279
2012: HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	310
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	166
Number of other retired or separated participants entitled to future benefits	2012-01-01	140
Total of all active and inactive participants	2012-01-01	306
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	5
Total participants	2012-01-01	311
Number of participants with account balances	2012-01-01	294
2011: HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	291
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	153
Number of other retired or separated participants entitled to future benefits	2011-01-01	156
Total of all active and inactive participants	2011-01-01	309
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	310
Number of participants with account balances	2011-01-01	320
2010: HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	397
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	139
Number of other retired or separated participants entitled to future benefits	2010-01-01	152
Total of all active and inactive participants	2010-01-01	291
Total participants	2010-01-01	291
Number of participants with account balances	2010-01-01	291
2009: HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	405
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	371
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	26
Total of all active and inactive participants	2009-01-01	397
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	397
Number of participants with account balances	2009-01-01	294

Financial Data on HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN

Measure	Date	Value
2018 : HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN 2018 401k financial data
Total transfer of assets from this plan	2018-12-31	$19,672,477
Total income from all sources (including contributions)	2018-12-31	$222,727
Total of all expenses incurred	2018-12-31	$4,890,478
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$4,886,251
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$571,863
Value of total assets at beginning of year	2018-12-31	$24,340,228
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$4,227
Total interest from all sources	2018-12-31	$234,483
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$447,372
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2018-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$447,372
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$392,653
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$179,210
Administrative expenses (other) incurred	2018-12-31	$4,227
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-4,667,751
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$24,340,228
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$15,881,380
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$1,519,263
Interest earned on other investments	2018-12-31	$234,483
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$494
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$494
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$6,939,091
Expenses. Payments to insurance carriers foe the provision of benefits	2018-12-31	$72,901
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,101,729
Net investment gain/loss from pooled separate accounts	2018-12-31	$70,738
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$4,813,350
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	Yes
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2018-12-31	161131146
2017 : HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$4,928,250
Total of all expenses incurred	2017-12-31	$1,008,956
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,008,956
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,945,932
Value of total assets at end of year	2017-12-31	$24,340,228
Value of total assets at beginning of year	2017-12-31	$20,420,934
Total interest from all sources	2017-12-31	$215,273
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$504,034
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$504,034
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$506,537
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$1,439,395
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$3,919,294
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$24,340,228
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$20,420,934
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$15,881,380
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$13,619,996
Value of interest in pooled separate accounts at end of year	2017-12-31	$1,519,263
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$1,433,637
Interest earned on other investments	2017-12-31	$215,273
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$494
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$50,232
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$50,232
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$6,939,091
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$5,317,069
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-31	$551
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$2,199,008
Net investment gain/loss from pooled separate accounts	2017-12-31	$64,003
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,008,405
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2017-12-31	161131146
2016 : HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$1,989,182
Total of all expenses incurred	2016-12-31	$850,418
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$849,651
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$843,181
Value of total assets at end of year	2016-12-31	$20,420,934
Value of total assets at beginning of year	2016-12-31	$19,282,170
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$767
Total interest from all sources	2016-12-31	$186,011
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$262,653
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$262,653
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$519,432
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$323,749
Administrative expenses (other) incurred	2016-12-31	$767
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,138,764
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$20,420,934
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$19,282,170
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$13,619,996
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$12,920,888
Value of interest in pooled separate accounts at end of year	2016-12-31	$1,433,637
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$1,292,555
Interest earned on other investments	2016-12-31	$186,011
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$50,232
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$47,416
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$47,416
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$5,317,069
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$5,021,311
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$257
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$629,160
Net investment gain/loss from pooled separate accounts	2016-12-31	$68,177
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$849,394
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2016-12-31	161131146
2015 : HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$1,023,324
Total of all expenses incurred	2015-12-31	$1,558,272
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,557,518
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$555,943
Value of total assets at end of year	2015-12-31	$19,282,170
Value of total assets at beginning of year	2015-12-31	$19,817,118
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$754
Total interest from all sources	2015-12-31	$169,415
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$435,937
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$435,937
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$508,864
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$47,079
Administrative expenses (other) incurred	2015-12-31	$754
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-534,948
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$19,282,170
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$19,817,118
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$12,920,888
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$13,637,199
Value of interest in pooled separate accounts at end of year	2015-12-31	$1,292,555
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$1,108,236
Interest earned on other investments	2015-12-31	$169,415
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$47,416
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$44,813
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$44,813
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$5,021,311
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$5,026,870
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-231,879
Net investment gain/loss from pooled separate accounts	2015-12-31	$93,908
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,557,518
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BONADIO & CO. LLP
Accountancy firm EIN	2015-12-31	161131146
2014 : HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$1,901,742
Total of all expenses incurred	2014-12-31	$1,686,992
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,686,077
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$549,142
Value of total assets at end of year	2014-12-31	$19,817,118
Value of total assets at beginning of year	2014-12-31	$19,602,368
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$915
Total interest from all sources	2014-12-31	$177,488
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$521,475
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$521,475
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$521,579
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$27,563
Administrative expenses (other) incurred	2014-12-31	$915
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$214,750
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$19,817,118
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$19,602,368
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$13,637,199
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$13,659,264
Value of interest in pooled separate accounts at end of year	2014-12-31	$1,108,236
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$822,663
Interest earned on other investments	2014-12-31	$177,485
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$44,813
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$83,745
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$83,745
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$3
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$5,026,870
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$5,036,696
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$67,920
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$544,260
Net investment gain/loss from pooled separate accounts	2014-12-31	$109,377
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,618,157
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2014-12-31	161131146
2013 : HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$4,276,275
Total of all expenses incurred	2013-12-31	$1,646,453
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,645,285
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,317,076
Value of total assets at end of year	2013-12-31	$19,602,368
Value of total assets at beginning of year	2013-12-31	$16,972,546
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$1,168
Total interest from all sources	2013-12-31	$166,943
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$398,993
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$398,993
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$476,234
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$840,842
Administrative expenses (other) incurred	2013-12-31	$1,168
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,629,822
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$19,602,368
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$16,972,546
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$13,659,264
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$11,211,808
Value of interest in pooled separate accounts at end of year	2013-12-31	$822,663
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$644,456
Interest earned on other investments	2013-12-31	$166,932
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$83,745
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$242,314
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$242,314
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$11
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$5,036,696
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$4,873,968
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$47,137
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$2,327,012
Net investment gain/loss from pooled separate accounts	2013-12-31	$66,251
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,598,148
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2013-12-31	161131146
2012 : HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$2,215,026
Total of all expenses incurred	2012-12-31	$1,738,148
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,736,900
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$491,736
Value of total assets at end of year	2012-12-31	$16,972,546
Value of total assets at beginning of year	2012-12-31	$16,495,668
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,248
Total interest from all sources	2012-12-31	$179,571
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$201,324
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$201,324
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$467,168
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$24,568
Administrative expenses (other) incurred	2012-12-31	$1,248
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$476,878
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$16,972,546
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$16,495,668
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$11,211,808
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$10,022,311
Value of interest in pooled separate accounts at end of year	2012-12-31	$644,456
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$367,306
Interest earned on other investments	2012-12-31	$179,547
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$242,314
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$665,528
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$665,528
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$24
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$4,873,968
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$5,440,523
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$105
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,294,631
Net investment gain/loss from pooled separate accounts	2012-12-31	$47,764
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,736,795
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2012-12-31	161131146
2011 : HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$495,126
Total of all expenses incurred	2011-12-31	$838,333
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$836,862
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$520,600
Value of total assets at end of year	2011-12-31	$16,495,668
Value of total assets at beginning of year	2011-12-31	$16,838,875
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$1,471
Total interest from all sources	2011-12-31	$180,886
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$160,338
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$160,338
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$520,600
Administrative expenses (other) incurred	2011-12-31	$1,471
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-343,207
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$16,495,668
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$16,838,875
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$10,022,311
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$10,595,507
Value of interest in pooled separate accounts at end of year	2011-12-31	$367,306
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$316,277
Interest earned on other investments	2011-12-31	$180,845
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$665,528
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$758,718
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$758,718
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$41
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$5,440,523
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$5,168,373
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$173
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-408,486
Net investment gain/loss from pooled separate accounts	2011-12-31	$41,788
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$836,689
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2011-12-31	161131146
2010 : HOBART AND WILLIAM SMITH COLLEGES TAX DEFERRED ANNUITY PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$2,243,094
Total of all expenses incurred	2010-12-31	$1,202,748
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,201,384
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$694,701
Value of total assets at end of year	2010-12-31	$16,838,875
Value of total assets at beginning of year	2010-12-31	$15,798,529
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,364
Total interest from all sources	2010-12-31	$166,685
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$79,348
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$79,348
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$494,034
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$200,667
Administrative expenses (other) incurred	2010-12-31	$1,364
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,040,346
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$16,838,875
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$15,798,529
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$10,595,507
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$9,599,322
Value of interest in pooled separate accounts at end of year	2010-12-31	$316,277
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$203,660
Interest earned on other investments	2010-12-31	$166,568
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$758,718
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$730,262
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$730,262
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$117
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$5,168,373
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$5,265,285
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,270,191
Net investment gain/loss from pooled separate accounts	2010-12-31	$32,169
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,201,384
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2010-12-31	161131146