NIAGARA UNIVERSITY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NIAGARA UNIVERSITY DEFINED CONTRIBUTION PLAN
Measure | Date | Value |
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2022 : NIAGARA UNIVERSITY DEFINED CONTRIBUTION PLAN 2022 401k financial data |
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Total income from all sources (including contributions) | 2022-12-31 | $-14,019,902 |
Total of all expenses incurred | 2022-12-31 | $7,861,226 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $7,787,825 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $5,461,323 |
Value of total assets at end of year | 2022-12-31 | $154,210,987 |
Value of total assets at beginning of year | 2022-12-31 | $176,092,115 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $73,401 |
Total interest from all sources | 2022-12-31 | $538,977 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $2,224,274 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $2,224,274 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $2,856,723 |
Participant contributions at end of year | 2022-12-31 | $286,794 |
Participant contributions at beginning of year | 2022-12-31 | $44,577 |
Participant contributions at end of year | 2022-12-31 | $101,211 |
Participant contributions at beginning of year | 2022-12-31 | $103,209 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $422,131 |
Administrative expenses (other) incurred | 2022-12-31 | $48,447 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-21,881,128 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $154,210,987 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $176,092,115 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $24,954 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $97,388,671 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $119,660,380 |
Value of interest in pooled separate accounts at end of year | 2022-12-31 | $6,483,054 |
Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $5,686,870 |
Interest on participant loans | 2022-12-31 | $8,180 |
Interest earned on other investments | 2022-12-31 | $530,797 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $49,860,374 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $50,517,053 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-22,720,000 |
Net investment gain/loss from pooled separate accounts | 2022-12-31 | $475,524 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $2,182,469 |
Employer contributions (assets) at end of year | 2022-12-31 | $90,883 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $80,026 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $7,787,825 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-12-31 | No |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | FREED MAXICK CPAS, P.C. |
Accountancy firm EIN | 2022-12-31 | 454051133 |
2021 : NIAGARA UNIVERSITY DEFINED CONTRIBUTION PLAN 2021 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2021-12-31 | $13,041,122 |
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $13,041,122 |
Total income from all sources (including contributions) | 2021-12-31 | $25,117,896 |
Total of all expenses incurred | 2021-12-31 | $12,113,466 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $12,087,992 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $5,702,393 |
Value of total assets at end of year | 2021-12-31 | $176,092,115 |
Value of total assets at beginning of year | 2021-12-31 | $163,087,685 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $25,474 |
Total interest from all sources | 2021-12-31 | $272,179 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $2,952,171 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Administrative expenses professional fees incurred | 2021-12-31 | $25,474 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $2,773,494 |
Participant contributions at end of year | 2021-12-31 | $44,577 |
Participant contributions at beginning of year | 2021-12-31 | $34,432 |
Participant contributions at end of year | 2021-12-31 | $103,209 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $767,984 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $13,004,430 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $176,092,115 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $163,087,685 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $119,660,380 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $107,539,025 |
Value of interest in pooled separate accounts at end of year | 2021-12-31 | $5,686,870 |
Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $4,936,994 |
Interest on participant loans | 2021-12-31 | $7 |
Interest earned on other investments | 2021-12-31 | $272,172 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $50,517,053 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $50,577,234 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $3,150,031 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $2,160,915 |
Employer contributions (assets) at end of year | 2021-12-31 | $80,026 |
Income. Dividends from common stock | 2021-12-31 | $2,952,171 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $12,087,992 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | No |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | FREED MAXICK CPAS, P.C. |
Accountancy firm EIN | 2021-12-31 | 454051133 |
2020 : NIAGARA UNIVERSITY DEFINED CONTRIBUTION PLAN 2020 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $12,065,581 |
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $12,065,581 |
Total transfer of assets to this plan | 2020-12-31 | $21,892,926 |
Total income from all sources (including contributions) | 2020-12-31 | $22,420,141 |
Total of all expenses incurred | 2020-12-31 | $8,197,609 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $8,089,016 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $5,106,322 |
Value of total assets at end of year | 2020-12-31 | $163,087,685 |
Value of total assets at beginning of year | 2020-12-31 | $126,972,227 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $108,593 |
Total interest from all sources | 2020-12-31 | $420,392 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $1,830,751 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Administrative expenses professional fees incurred | 2020-12-31 | $106,727 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $2,600,227 |
Participant contributions at end of year | 2020-12-31 | $34,432 |
Participant contributions at beginning of year | 2020-12-31 | $37,230 |
Participant contributions at end of year | 2020-12-31 | $0 |
Participant contributions at beginning of year | 2020-12-31 | $68,488 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $459,913 |
Administrative expenses (other) incurred | 2020-12-31 | $1,866 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $14,222,532 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $163,087,685 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $126,972,227 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $107,539,025 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $83,986,009 |
Value of interest in pooled separate accounts at end of year | 2020-12-31 | $4,936,994 |
Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $4,572,333 |
Interest on participant loans | 2020-12-31 | $1 |
Interest earned on other investments | 2020-12-31 | $420,391 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $50,577,234 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $38,230,462 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $2,997,095 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $2,046,182 |
Employer contributions (assets) at end of year | 2020-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $77,705 |
Income. Dividends from common stock | 2020-12-31 | $1,830,751 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $8,089,016 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-12-31 | No |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | FREED MAXICK CPAS, P.C. |
Accountancy firm EIN | 2020-12-31 | 454051133 |
2019 : NIAGARA UNIVERSITY DEFINED CONTRIBUTION PLAN 2019 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $19,867 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $19,867 |
Total income from all sources (including contributions) | 2019-12-31 | $22,279,405 |
Total of all expenses incurred | 2019-12-31 | $4,670,771 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $4,669,528 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $4,092,616 |
Value of total assets at end of year | 2019-12-31 | $126,972,227 |
Value of total assets at beginning of year | 2019-12-31 | $109,363,593 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $1,243 |
Total interest from all sources | 2019-12-31 | $1,449,849 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $1,234,012 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $1,904,599 |
Participant contributions at end of year | 2019-12-31 | $37,230 |
Participant contributions at beginning of year | 2019-12-31 | $21,072 |
Participant contributions at end of year | 2019-12-31 | $68,488 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $113,032 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $17,608,634 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $126,972,227 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $109,363,593 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $1,243 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $83,986,009 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $68,017,338 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $4,572,333 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $4,260,165 |
Interest on participant loans | 2019-12-31 | $1,289 |
Interest earned on other investments | 2019-12-31 | $1,448,560 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $38,230,462 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $37,065,018 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $14,143,356 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $1,339,705 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $2,074,985 |
Employer contributions (assets) at end of year | 2019-12-31 | $77,705 |
Income. Dividends from common stock | 2019-12-31 | $1,234,012 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $4,669,528 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | No |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2019-12-31 | 161131146 |
2018 : NIAGARA UNIVERSITY DEFINED CONTRIBUTION PLAN 2018 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $19,431 |
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $19,431 |
Total income from all sources (including contributions) | 2018-12-31 | $237,233 |
Total of all expenses incurred | 2018-12-31 | $6,882,803 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $6,881,740 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $4,089,460 |
Value of total assets at end of year | 2018-12-31 | $109,363,593 |
Value of total assets at beginning of year | 2018-12-31 | $116,009,163 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $1,063 |
Total interest from all sources | 2018-12-31 | $1,490,710 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,179,079 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $1,927,708 |
Participant contributions at end of year | 2018-12-31 | $21,072 |
Participant contributions at beginning of year | 2018-12-31 | $26,403 |
Participant contributions at end of year | 2018-12-31 | $0 |
Participant contributions at beginning of year | 2018-12-31 | $57,156 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $105,970 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-6,645,570 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $109,363,593 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $116,009,163 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $1,063 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $68,017,338 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $75,451,137 |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $4,260,165 |
Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $4,109,075 |
Interest on participant loans | 2018-12-31 | $1,125 |
Interest earned on other investments | 2018-12-31 | $1,489,585 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $37,065,018 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $36,286,485 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-6,261,444 |
Net investment gain/loss from pooled separate accounts | 2018-12-31 | $-280,003 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $2,055,782 |
Employer contributions (assets) at end of year | 2018-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $78,907 |
Income. Dividends from common stock | 2018-12-31 | $1,179,079 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $6,881,740 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2018-12-31 | 161131146 |
2017 : NIAGARA UNIVERSITY DEFINED CONTRIBUTION PLAN 2017 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $20,848 |
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $20,848 |
Total income from all sources (including contributions) | 2017-12-31 | $18,348,131 |
Total of all expenses incurred | 2017-12-31 | $4,569,847 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $4,566,233 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $4,309,773 |
Value of total assets at end of year | 2017-12-31 | $116,009,163 |
Value of total assets at beginning of year | 2017-12-31 | $102,230,879 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $3,614 |
Total interest from all sources | 2017-12-31 | $1,418,693 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $1,033,908 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $1,919,113 |
Participant contributions at end of year | 2017-12-31 | $26,403 |
Participant contributions at beginning of year | 2017-12-31 | $47,675 |
Participant contributions at end of year | 2017-12-31 | $57,156 |
Participant contributions at beginning of year | 2017-12-31 | $74,365 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $329,814 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $13,778,284 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $116,009,163 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $102,230,879 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $3,614 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $75,451,137 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $62,106,300 |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $4,109,075 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $3,648,701 |
Interest on participant loans | 2017-12-31 | $2,115 |
Interest earned on other investments | 2017-12-31 | $1,416,578 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $36,286,485 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $36,268,140 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $10,465,356 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $1,099,553 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $2,060,846 |
Employer contributions (assets) at end of year | 2017-12-31 | $78,907 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $85,698 |
Income. Dividends from common stock | 2017-12-31 | $1,033,908 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $4,566,233 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2017-12-31 | 161131146 |
2016 : NIAGARA UNIVERSITY DEFINED CONTRIBUTION PLAN 2016 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $29,931 |
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $29,931 |
Total income from all sources (including contributions) | 2016-12-31 | $11,127,943 |
Total of all expenses incurred | 2016-12-31 | $4,664,524 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $4,651,772 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $4,948,498 |
Value of total assets at end of year | 2016-12-31 | $102,230,879 |
Value of total assets at beginning of year | 2016-12-31 | $95,767,460 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $12,752 |
Total interest from all sources | 2016-12-31 | $1,507,435 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $588,493 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $1,924,473 |
Participant contributions at end of year | 2016-12-31 | $47,675 |
Participant contributions at beginning of year | 2016-12-31 | $42,099 |
Participant contributions at end of year | 2016-12-31 | $74,365 |
Participant contributions at beginning of year | 2016-12-31 | $79,023 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $993,881 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $6,463,419 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $102,230,879 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $95,767,460 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $12,752 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $62,106,300 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $57,334,689 |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $3,648,701 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $3,141,999 |
Interest on participant loans | 2016-12-31 | $2,061 |
Interest earned on other investments | 2016-12-31 | $1,505,374 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $36,268,140 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $35,086,202 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $3,446,564 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $607,022 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $2,030,144 |
Employer contributions (assets) at end of year | 2016-12-31 | $85,698 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $83,448 |
Income. Dividends from common stock | 2016-12-31 | $588,493 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $4,651,772 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2016-12-31 | 161131146 |
2015 : NIAGARA UNIVERSITY DEFINED CONTRIBUTION PLAN 2015 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $37,920 |
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $37,920 |
Total income from all sources (including contributions) | 2015-12-31 | $5,277,363 |
Total of all expenses incurred | 2015-12-31 | $7,289,449 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $7,282,997 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $3,882,785 |
Value of total assets at end of year | 2015-12-31 | $95,767,460 |
Value of total assets at beginning of year | 2015-12-31 | $97,779,546 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $6,452 |
Total interest from all sources | 2015-12-31 | $1,388,380 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $541,795 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $1,878,633 |
Participant contributions at end of year | 2015-12-31 | $42,099 |
Participant contributions at beginning of year | 2015-12-31 | $79,335 |
Participant contributions at end of year | 2015-12-31 | $79,023 |
Participant contributions at beginning of year | 2015-12-31 | $7,061 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $20,969 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-2,012,086 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $95,767,460 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $97,779,546 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $6,452 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $57,334,689 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $58,790,014 |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $3,141,999 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $2,897,028 |
Interest on participant loans | 2015-12-31 | $3,101 |
Interest earned on other investments | 2015-12-31 | $1,385,279 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $35,086,202 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $35,998,470 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-584,190 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $10,673 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $1,983,183 |
Employer contributions (assets) at end of year | 2015-12-31 | $83,448 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $7,638 |
Income. Dividends from common stock | 2015-12-31 | $541,795 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $7,282,997 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2015-12-31 | 161131146 |
2014 : NIAGARA UNIVERSITY DEFINED CONTRIBUTION PLAN 2014 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $46,337 |
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $46,337 |
Total income from all sources (including contributions) | 2014-12-31 | $9,048,353 |
Total of all expenses incurred | 2014-12-31 | $3,914,899 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $3,903,794 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $3,968,304 |
Value of total assets at end of year | 2014-12-31 | $97,779,546 |
Value of total assets at beginning of year | 2014-12-31 | $92,646,092 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $11,105 |
Total interest from all sources | 2014-12-31 | $1,425,185 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $398,399 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $1,872,823 |
Participant contributions at end of year | 2014-12-31 | $79,335 |
Participant contributions at beginning of year | 2014-12-31 | $180,581 |
Participant contributions at end of year | 2014-12-31 | $7,061 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $125,802 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $5,133,454 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $97,779,546 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $92,646,092 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $11,105 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $58,790,014 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $55,133,669 |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $2,897,028 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $2,358,486 |
Interest on participant loans | 2014-12-31 | $6,947 |
Interest earned on other investments | 2014-12-31 | $1,418,238 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $35,998,470 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $34,973,356 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $2,660,338 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $549,790 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $1,969,679 |
Employer contributions (assets) at end of year | 2014-12-31 | $7,638 |
Income. Dividends from common stock | 2014-12-31 | $398,399 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $3,903,794 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2014-12-31 | 161131146 |
2013 : NIAGARA UNIVERSITY DEFINED CONTRIBUTION PLAN 2013 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $1,042,626 |
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $1,042,626 |
Total income from all sources (including contributions) | 2013-12-31 | $15,942,781 |
Total of all expenses incurred | 2013-12-31 | $3,585,332 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $3,555,609 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $4,050,738 |
Value of total assets at end of year | 2013-12-31 | $92,646,092 |
Value of total assets at beginning of year | 2013-12-31 | $80,288,643 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $29,723 |
Total interest from all sources | 2013-12-31 | $336,030 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $178,207 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $1,979,649 |
Participant contributions at end of year | 2013-12-31 | $180,581 |
Participant contributions at beginning of year | 2013-12-31 | $190,306 |
Participant contributions at beginning of year | 2013-12-31 | $19,616 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $179,701 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $12,357,449 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $92,646,092 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $80,288,643 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $29,723 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $55,133,669 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $36,432,667 |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $2,358,486 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $10,370,384 |
Interest on participant loans | 2013-12-31 | $9,025 |
Interest earned on other investments | 2013-12-31 | $327,005 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $34,973,356 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $33,259,856 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $10,138,819 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $196,361 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $1,891,388 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $15,814 |
Income. Dividends from common stock | 2013-12-31 | $178,207 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $3,555,609 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2013-12-31 | 161131146 |
2012 : NIAGARA UNIVERSITY DEFINED CONTRIBUTION PLAN 2012 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $1,006,413 |
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $1,006,413 |
Total income from all sources (including contributions) | 2012-12-31 | $11,221,127 |
Total of all expenses incurred | 2012-12-31 | $3,352,099 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $3,344,207 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $4,220,777 |
Value of total assets at end of year | 2012-12-31 | $80,288,643 |
Value of total assets at beginning of year | 2012-12-31 | $72,419,615 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $7,892 |
Total interest from all sources | 2012-12-31 | $308,657 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $51,235 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $2,074,855 |
Participant contributions at end of year | 2012-12-31 | $190,306 |
Participant contributions at beginning of year | 2012-12-31 | $174,043 |
Participant contributions at end of year | 2012-12-31 | $19,616 |
Participant contributions at beginning of year | 2012-12-31 | $83,650 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $262,784 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $7,869,028 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $80,288,643 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $72,419,615 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $7,892 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $36,432,667 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $31,396,059 |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $10,370,384 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $8,374,323 |
Interest on participant loans | 2012-12-31 | $11,224 |
Interest earned on other investments | 2012-12-31 | $297,433 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $33,259,856 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $32,311,911 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $4,582,413 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $1,051,632 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $1,883,138 |
Employer contributions (assets) at end of year | 2012-12-31 | $15,814 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $79,629 |
Income. Dividends from common stock | 2012-12-31 | $51,235 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $3,344,207 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2012-12-31 | 161131146 |
2011 : NIAGARA UNIVERSITY DEFINED CONTRIBUTION PLAN 2011 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-1,295,264 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-1,295,264 |
Total income from all sources (including contributions) | 2011-12-31 | $4,428,009 |
Total of all expenses incurred | 2011-12-31 | $2,819,893 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $2,810,423 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $4,252,674 |
Value of total assets at end of year | 2011-12-31 | $72,419,615 |
Value of total assets at beginning of year | 2011-12-31 | $70,811,499 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $9,470 |
Total interest from all sources | 2011-12-31 | $293,689 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $13,738 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $2,066,138 |
Participant contributions at end of year | 2011-12-31 | $174,043 |
Participant contributions at beginning of year | 2011-12-31 | $123,872 |
Participant contributions at end of year | 2011-12-31 | $83,650 |
Participant contributions at beginning of year | 2011-12-31 | $87,891 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $306,522 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $1,608,116 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $72,419,615 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $70,811,499 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $9,470 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $31,396,059 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $33,355,281 |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $8,374,323 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $7,132,324 |
Interest on participant loans | 2011-12-31 | $5,459 |
Interest earned on other investments | 2011-12-31 | $288,230 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $32,311,911 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $30,031,897 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $965,545 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $197,627 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $1,880,014 |
Employer contributions (assets) at end of year | 2011-12-31 | $79,629 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $80,234 |
Income. Dividends from common stock | 2011-12-31 | $13,738 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $2,810,423 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2011-12-31 | 161131146 |
2010 : NIAGARA UNIVERSITY DEFINED CONTRIBUTION PLAN 2010 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $4,674,835 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $4,674,835 |
Total income from all sources (including contributions) | 2010-12-31 | $9,903,326 |
Total of all expenses incurred | 2010-12-31 | $1,912,157 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,903,022 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $3,933,550 |
Value of total assets at end of year | 2010-12-31 | $70,811,499 |
Value of total assets at beginning of year | 2010-12-31 | $62,720,330 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $9,135 |
Total interest from all sources | 2010-12-31 | $221,155 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $1,760 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $2,022,739 |
Participant contributions at end of year | 2010-12-31 | $123,872 |
Participant contributions at beginning of year | 2010-12-31 | $30,609 |
Participant contributions at end of year | 2010-12-31 | $87,891 |
Participant contributions at beginning of year | 2010-12-31 | $96,647 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $99,643 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $7,991,169 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $70,811,499 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $62,720,330 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $9,135 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $39,008,721 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $33,031,300 |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $1,492,247 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $1,212,683 |
Interest on participant loans | 2010-12-31 | $4,545 |
Interest earned on other investments | 2010-12-31 | $216,443 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $167 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $30,018,534 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $28,274,241 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $900,520 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $171,506 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $1,811,168 |
Employer contributions (assets) at end of year | 2010-12-31 | $80,234 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $74,850 |
Income. Dividends from common stock | 2010-12-31 | $1,760 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,903,022 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2010-12-31 | 161131146 |