401k Plan data: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN plan

NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 401k Plan overview

Plan Name	NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN
Plan identification number	003

NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

NIAGARA UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name: NIAGARA UNIVERSITY

Employer identification number (EIN): 160755807

NAIC Classification: 611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2020-01-01
003 2019-01-01 ROBERT MORREALE 2020-10-06 ROBERT MORREALE 2020-10-06
003 2018-01-01 ROBERT MORREALE 2019-10-15
003 2017-01-01
003 2016-01-01
003 2015-01-01
003 2014-01-01
003 2013-01-01
003 2012-01-01 MICHAEL JASZKA MICHAEL JASZKA 2013-10-09
003 2011-01-01 MICHAEL JASZKA MICHAEL JASZKA 2012-10-12
003 2009-01-01 MICHAEL S. JASZKA
003 2009-01-01 MICHAEL S. JASZKA
003 2009-01-01 MICHAEL S. JASZKA

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
003	2020-01-01
003	2019-01-01	ROBERT MORREALE	2020-10-06	ROBERT MORREALE	2020-10-06
003	2018-01-01	ROBERT MORREALE	2019-10-15
003	2017-01-01
003	2016-01-01
003	2015-01-01
003	2014-01-01
003	2013-01-01
003	2012-01-01	MICHAEL JASZKA		MICHAEL JASZKA	2013-10-09
003	2011-01-01	MICHAEL JASZKA		MICHAEL JASZKA	2012-10-12
003	2009-01-01	MICHAEL S. JASZKA
003	2009-01-01	MICHAEL S. JASZKA
003	2009-01-01	MICHAEL S. JASZKA

Plan Statistics for NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN

401k plan membership statisitcs for NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN

Measure Date Value
2020: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 0
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 0
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 0
Number of participants with account balances 2020-01-01 0
2019: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 462
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 234
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 222
Total of all active and inactive participants 2019-01-01 456
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 3
Total participants 2019-01-01 459
Number of participants with account balances 2019-01-01 428
2018: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 487
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 238
Number of other retired or separated participants entitled to future benefits 2018-01-01 221
Total of all active and inactive participants 2018-01-01 459
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 3
Total participants 2018-01-01 462
Number of participants with account balances 2018-01-01 433
2017: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 480
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 277
Number of other retired or separated participants entitled to future benefits 2017-01-01 190
Total of all active and inactive participants 2017-01-01 467
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 468
Number of participants with account balances 2017-01-01 432
2016: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 432
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 269
Number of other retired or separated participants entitled to future benefits 2016-01-01 191
Total of all active and inactive participants 2016-01-01 460
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 461
Number of participants with account balances 2016-01-01 415
2015: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 417
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 235
Number of other retired or separated participants entitled to future benefits 2015-01-01 202
Total of all active and inactive participants 2015-01-01 437
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 438
Number of participants with account balances 2015-01-01 382
2014: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 442
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 212
Number of other retired or separated participants entitled to future benefits 2014-01-01 208
Total of all active and inactive participants 2014-01-01 420
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 421
Number of participants with account balances 2014-01-01 367
2013: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 375
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 235
Number of other retired or separated participants entitled to future benefits 2013-01-01 205
Total of all active and inactive participants 2013-01-01 440
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 2
Total participants 2013-01-01 442
Number of participants with account balances 2013-01-01 385
2012: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 382
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 161
Number of other retired or separated participants entitled to future benefits 2012-01-01 212
Total of all active and inactive participants 2012-01-01 373
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 2
Total participants 2012-01-01 375
Number of participants with account balances 2012-01-01 353
2011: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 430
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 161
Number of other retired or separated participants entitled to future benefits 2011-01-01 219
Total of all active and inactive participants 2011-01-01 380
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 2
Total participants 2011-01-01 382
Number of participants with account balances 2011-01-01 362
2009: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 459
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 282
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 148
Total of all active and inactive participants 2009-01-01 430
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 430
Number of participants with account balances 2009-01-01 357
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2020: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	0
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	0
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	0
Number of participants with account balances	2020-01-01	0
2019: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	462
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	234
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	222
Total of all active and inactive participants	2019-01-01	456
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	3
Total participants	2019-01-01	459
Number of participants with account balances	2019-01-01	428
2018: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	487
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	238
Number of other retired or separated participants entitled to future benefits	2018-01-01	221
Total of all active and inactive participants	2018-01-01	459
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	3
Total participants	2018-01-01	462
Number of participants with account balances	2018-01-01	433
2017: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	480
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	277
Number of other retired or separated participants entitled to future benefits	2017-01-01	190
Total of all active and inactive participants	2017-01-01	467
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	468
Number of participants with account balances	2017-01-01	432
2016: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	432
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	269
Number of other retired or separated participants entitled to future benefits	2016-01-01	191
Total of all active and inactive participants	2016-01-01	460
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	461
Number of participants with account balances	2016-01-01	415
2015: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	417
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	235
Number of other retired or separated participants entitled to future benefits	2015-01-01	202
Total of all active and inactive participants	2015-01-01	437
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	438
Number of participants with account balances	2015-01-01	382
2014: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	442
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	212
Number of other retired or separated participants entitled to future benefits	2014-01-01	208
Total of all active and inactive participants	2014-01-01	420
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	421
Number of participants with account balances	2014-01-01	367
2013: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	375
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	235
Number of other retired or separated participants entitled to future benefits	2013-01-01	205
Total of all active and inactive participants	2013-01-01	440
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	2
Total participants	2013-01-01	442
Number of participants with account balances	2013-01-01	385
2012: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	382
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	161
Number of other retired or separated participants entitled to future benefits	2012-01-01	212
Total of all active and inactive participants	2012-01-01	373
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	2
Total participants	2012-01-01	375
Number of participants with account balances	2012-01-01	353
2011: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	430
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	161
Number of other retired or separated participants entitled to future benefits	2011-01-01	219
Total of all active and inactive participants	2011-01-01	380
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	2
Total participants	2011-01-01	382
Number of participants with account balances	2011-01-01	362
2009: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	459
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	282
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	148
Total of all active and inactive participants	2009-01-01	430
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	430
Number of participants with account balances	2009-01-01	357
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN

Measure	Date	Value
2020 : NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2020 401k financial data
Transfers to/from the plan	2020-12-31	$-21,892,926
Total plan assets at end of year	2020-12-31	$0
Total plan assets at beginning of year	2020-12-31	$21,892,926
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$21,892,926
2019 : NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$465
Total unrealized appreciation/depreciation of assets	2019-12-31	$465
Total income from all sources (including contributions)	2019-12-31	$7,701,325
Total of all expenses incurred	2019-12-31	$857,032
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$856,882
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$5,188,508
Value of total assets at end of year	2019-12-31	$21,892,926
Value of total assets at beginning of year	2019-12-31	$15,048,633
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$150
Total interest from all sources	2019-12-31	$191,633
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$214,579
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$656,656
Participant contributions at end of year	2019-12-31	$22,045
Participant contributions at beginning of year	2019-12-31	$2,739
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$4,531,852
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$6,844,293
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$21,892,926
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$15,048,633
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$150
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$13,764,528
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$9,040,439
Value of interest in pooled separate accounts at end of year	2019-12-31	$1,015,206
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$558,136
Interest earned on other investments	2019-12-31	$191,633
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$7,091,147
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$5,447,319
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$2,028,982
Net investment gain/loss from pooled separate accounts	2019-12-31	$77,158
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Income. Dividends from common stock	2019-12-31	$214,579
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$856,882
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2019-12-31	161131146
2018 : NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$653
Total unrealized appreciation/depreciation of assets	2018-12-31	$653
Total income from all sources (including contributions)	2018-12-31	$2,711,905
Total of all expenses incurred	2018-12-31	$971,360
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$971,210
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$3,339,343
Value of total assets at end of year	2018-12-31	$15,048,633
Value of total assets at beginning of year	2018-12-31	$13,308,088
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$150
Total interest from all sources	2018-12-31	$172,937
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$202,008
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$687,693
Participant contributions at end of year	2018-12-31	$2,739
Participant contributions at beginning of year	2018-12-31	$26,449
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$2,651,650
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$1,740,545
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$15,048,633
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$13,308,088
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$150
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$9,040,439
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$8,168,920
Value of interest in pooled separate accounts at end of year	2018-12-31	$558,136
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$411,894
Interest earned on other investments	2018-12-31	$172,937
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$5,447,319
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$4,700,825
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,006,532
Net investment gain/loss from pooled separate accounts	2018-12-31	$3,496
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Income. Dividends from common stock	2018-12-31	$202,008
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$971,210
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2018-12-31	161131146
2017 : NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$600
Total unrealized appreciation/depreciation of assets	2017-12-31	$600
Total income from all sources (including contributions)	2017-12-31	$3,005,852
Total of all expenses incurred	2017-12-31	$728,772
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$728,600
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,570,467
Value of total assets at end of year	2017-12-31	$13,308,088
Value of total assets at beginning of year	2017-12-31	$11,031,008
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$172
Total interest from all sources	2017-12-31	$150,133
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$144,876
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$706,321
Participant contributions at end of year	2017-12-31	$26,449
Participant contributions at beginning of year	2017-12-31	$26,122
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$864,146
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$2,277,080
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$13,308,088
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$11,031,008
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$172
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$8,168,920
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$6,451,205
Value of interest in pooled separate accounts at end of year	2017-12-31	$411,894
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$435,452
Interest earned on other investments	2017-12-31	$150,133
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$4,700,825
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$4,118,229
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,090,592
Net investment gain/loss from pooled separate accounts	2017-12-31	$49,184
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Income. Dividends from common stock	2017-12-31	$144,876
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$728,600
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2017-12-31	161131146
2016 : NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$848
Total unrealized appreciation/depreciation of assets	2016-12-31	$848
Total income from all sources (including contributions)	2016-12-31	$1,710,073
Total of all expenses incurred	2016-12-31	$700,829
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$700,213
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,045,327
Value of total assets at end of year	2016-12-31	$11,031,008
Value of total assets at beginning of year	2016-12-31	$10,021,764
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$616
Total interest from all sources	2016-12-31	$161,864
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$99,970
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$657,563
Participant contributions at end of year	2016-12-31	$26,122
Participant contributions at beginning of year	2016-12-31	$20,654
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$387,764
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,009,244
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$11,031,008
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$10,021,764
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$616
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$6,451,205
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$5,186,514
Value of interest in pooled separate accounts at end of year	2016-12-31	$435,452
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$444,599
Interest on participant loans	2016-12-31	$0
Interest earned on other investments	2016-12-31	$161,864
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$4,118,229
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$4,369,997
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$365,851
Net investment gain/loss from pooled separate accounts	2016-12-31	$36,213
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Income. Dividends from common stock	2016-12-31	$99,970
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$700,213
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2016-12-31	161131146
2015 : NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$1,054
Total unrealized appreciation/depreciation of assets	2015-12-31	$1,054
Total income from all sources (including contributions)	2015-12-31	$769,933
Total of all expenses incurred	2015-12-31	$1,142,669
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,141,961
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$600,338
Value of total assets at end of year	2015-12-31	$10,021,764
Value of total assets at beginning of year	2015-12-31	$10,394,500
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$708
Total interest from all sources	2015-12-31	$158,974
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$75,697
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$481,004
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$8,062
Participant contributions at end of year	2015-12-31	$20,654
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$119,334
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-372,736
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$10,021,764
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$10,394,500
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$708
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$5,186,514
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$5,239,968
Value of interest in pooled separate accounts at end of year	2015-12-31	$444,599
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$434,626
Interest on participant loans	2015-12-31	$275
Interest earned on other investments	2015-12-31	$158,699
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$4,369,997
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$4,711,844
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-92,755
Net investment gain/loss from pooled separate accounts	2015-12-31	$26,625
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Income. Dividends from common stock	2015-12-31	$75,697
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,141,961
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2015-12-31	161131146
2014 : NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$1,234
Total unrealized appreciation/depreciation of assets	2014-12-31	$1,234
Total income from all sources (including contributions)	2014-12-31	$1,474,685
Total of all expenses incurred	2014-12-31	$648,339
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$647,924
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$957,813
Value of total assets at end of year	2014-12-31	$10,394,500
Value of total assets at beginning of year	2014-12-31	$9,568,154
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$415
Total interest from all sources	2014-12-31	$169,647
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$51,982
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$492,734
Participant contributions at end of year	2014-12-31	$8,062
Participant contributions at beginning of year	2014-12-31	$4,680
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$465,079
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$826,346
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$10,394,500
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$9,568,154
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$415
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$5,239,968
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$4,685,569
Value of interest in pooled separate accounts at end of year	2014-12-31	$434,626
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$338,369
Interest on participant loans	2014-12-31	$234
Interest earned on other investments	2014-12-31	$169,413
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$4,711,844
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$4,539,536
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$242,884
Net investment gain/loss from pooled separate accounts	2014-12-31	$51,125
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Income. Dividends from common stock	2014-12-31	$51,982
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$647,924
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2014-12-31	161131146
2013 : NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$125,720
Total unrealized appreciation/depreciation of assets	2013-12-31	$125,720
Total income from all sources (including contributions)	2013-12-31	$1,760,006
Total of all expenses incurred	2013-12-31	$409,973
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$408,691
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$723,654
Value of total assets at end of year	2013-12-31	$9,568,154
Value of total assets at beginning of year	2013-12-31	$8,218,121
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$1,282
Total interest from all sources	2013-12-31	$27,177
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$23,490
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$402,244
Participant contributions at end of year	2013-12-31	$4,680
Participant contributions at beginning of year	2013-12-31	$750
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$321,410
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,350,033
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$9,568,154
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$8,218,121
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$1,282
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$4,685,569
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$3,555,043
Value of interest in pooled separate accounts at end of year	2013-12-31	$338,369
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$545,035
Interest on participant loans	2013-12-31	$324
Interest earned on other investments	2013-12-31	$26,853
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$4,539,536
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$4,117,293
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$767,317
Net investment gain/loss from pooled separate accounts	2013-12-31	$92,648
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Income. Dividends from common stock	2013-12-31	$23,490
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$408,691
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2013-12-31	161131146
2012 : NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$120,228
Total unrealized appreciation/depreciation of assets	2012-12-31	$120,228
Total income from all sources (including contributions)	2012-12-31	$1,098,706
Total of all expenses incurred	2012-12-31	$389,415
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$388,368
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$453,920
Value of total assets at end of year	2012-12-31	$8,218,121
Value of total assets at beginning of year	2012-12-31	$7,508,830
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,047
Total interest from all sources	2012-12-31	$23,868
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$9,660
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$256,564
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$7,652
Participant contributions at end of year	2012-12-31	$750
Participant contributions at beginning of year	2012-12-31	$12,176
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$197,356
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$709,291
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$8,218,121
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$7,508,830
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$1,047
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$3,555,043
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$3,029,720
Value of interest in pooled separate accounts at end of year	2012-12-31	$545,035
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$469,565
Interest on participant loans	2012-12-31	$463
Interest earned on other investments	2012-12-31	$23,405
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$4,117,293
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$3,989,717
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$437,466
Net investment gain/loss from pooled separate accounts	2012-12-31	$53,564
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Income. Dividends from common stock	2012-12-31	$9,660
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$388,368
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2012-12-31	161131146
2011 : NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-53,776
Total unrealized appreciation/depreciation of assets	2011-12-31	$-53,776
Total income from all sources (including contributions)	2011-12-31	$619,084
Total of all expenses incurred	2011-12-31	$611,261
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$610,752
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$513,353
Value of total assets at end of year	2011-12-31	$7,511,372
Value of total assets at beginning of year	2011-12-31	$7,498,465
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$509
Total interest from all sources	2011-12-31	$20,107
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$3,557
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$272,753
Participant contributions at end of year	2011-12-31	$7,652
Participant contributions at end of year	2011-12-31	$12,176
Participant contributions at beginning of year	2011-12-31	$9,463
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$240,600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$7,823
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$7,511,372
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$7,498,465
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$509
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$3,443,848
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$3,029,720
Value of interest in pooled separate accounts at end of year	2011-12-31	$479,837
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$469,565
Interest on participant loans	2011-12-31	$115
Interest earned on other investments	2011-12-31	$19,992
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$3,567,859
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$3,989,717
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$111,737
Net investment gain/loss from pooled separate accounts	2011-12-31	$24,106
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Income. Dividends from common stock	2011-12-31	$3,557
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$610,752
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2011-12-31	161131146
2010 : NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$459,602
Total unrealized appreciation/depreciation of assets	2010-12-31	$459,602
Total income from all sources (including contributions)	2010-12-31	$889,184
Total of all expenses incurred	2010-12-31	$290,537
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$289,808
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$294,110
Value of total assets at end of year	2010-12-31	$7,501,007
Value of total assets at beginning of year	2010-12-31	$6,902,360
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$729
Total interest from all sources	2010-12-31	$12,044
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$1,071
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$294,110
Participant contributions at beginning of year	2010-12-31	$28,069
Participant contributions at end of year	2010-12-31	$9,463
Participant contributions at beginning of year	2010-12-31	$82,770
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$598,647
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$7,501,007
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$6,902,360
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$729
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$3,765,451
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$3,177,744
Value of interest in pooled separate accounts at end of year	2010-12-31	$167,782
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$131,530
Interest on participant loans	2010-12-31	$1,349
Interest earned on other investments	2010-12-31	$10,695
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$3,558,311
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$3,482,247
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$103,928
Net investment gain/loss from pooled separate accounts	2010-12-31	$18,429
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Income. Dividends from common stock	2010-12-31	$1,071
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$289,808
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2010-12-31	161131146

Form 5500 Responses for NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN

2020: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	This submission is the final filing	Yes
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: NIAGARA UNIVERSITY TAX DEFERRED ANNUITY PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )

Policy contract number

1061145

Policy instance

Insurance contract or identification number	1061145
Number of Individuals Covered	0
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104611

Policy instance

Insurance contract or identification number	104611
Number of Individuals Covered	0
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )

Policy contract number

798061

Policy instance

Insurance contract or identification number	798061
Number of Individuals Covered	0
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104611

Policy instance

Insurance contract or identification number	104611
Number of Individuals Covered	275
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )

Policy contract number

1061145

Policy instance

Insurance contract or identification number	1061145
Number of Individuals Covered	2
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )

Policy contract number

798061

Policy instance

Insurance contract or identification number	798061
Number of Individuals Covered	9
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104611

Policy instance

Insurance contract or identification number	104611
Number of Individuals Covered	273
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )

Policy contract number

798061

Policy instance

Insurance contract or identification number	798061
Number of Individuals Covered	9
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )

Policy contract number

1061145

Policy instance

Insurance contract or identification number	1061145
Number of Individuals Covered	2
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )

Policy contract number

1061145

Policy instance

Insurance contract or identification number	1061145
Number of Individuals Covered	2
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104611

Policy instance

Insurance contract or identification number	104611
Number of Individuals Covered	276
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )

Policy contract number

798061

Policy instance

Insurance contract or identification number	798061
Number of Individuals Covered	9
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104611

Policy instance

Insurance contract or identification number	104611
Number of Individuals Covered	284
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )

Policy contract number

1061145

Policy instance

Insurance contract or identification number	1061145
Number of Individuals Covered	2
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )

Policy contract number

798061

Policy instance

Insurance contract or identification number	798061
Number of Individuals Covered	13
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )

Policy contract number

1061145

Policy instance

Insurance contract or identification number	1061145
Number of Individuals Covered	2
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104611

Policy instance

Insurance contract or identification number	104611
Number of Individuals Covered	302
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )

Policy contract number

798061

Policy instance

Insurance contract or identification number	798061
Number of Individuals Covered	15
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )

Policy contract number

1061145

Policy instance

Insurance contract or identification number	1061145
Number of Individuals Covered	2
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104611

Policy instance

Insurance contract or identification number	104611
Number of Individuals Covered	360
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )

Policy contract number

798061

Policy instance

Insurance contract or identification number	798061
Number of Individuals Covered	23
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $432
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $299
Insurance broker name	P.D. OSTROPH III

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )

Policy contract number

798061

Policy instance

Insurance contract or identification number	798061
Number of Individuals Covered	23
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $504
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $363
Insurance broker name	R. HANRETTY

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )

Policy contract number

1061145

Policy instance

Insurance contract or identification number	1061145
Number of Individuals Covered	2
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104611

Policy instance

Insurance contract or identification number	104611
Number of Individuals Covered	328
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )

Policy contract number

1061145

Policy instance

Insurance contract or identification number	1061145
Number of Individuals Covered	3
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104611

Policy instance

Insurance contract or identification number	104611
Number of Individuals Covered	333
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )

Policy contract number

798061

Policy instance

Insurance contract or identification number	798061
Number of Individuals Covered	26
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $1,911
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104611

Policy instance

Insurance contract or identification number	104611
Number of Individuals Covered	338
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )

Policy contract number

798061

Policy instance

Insurance contract or identification number	798061
Number of Individuals Covered	22
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $3,250
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	NIAGARA UNIVERSITY
Employer identification number (EIN):	160755807
NAIC Classification:	611000