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ASPIRE EMPLOYEES' RETIREMENT PLAN 401k Plan overview

Plan NameASPIRE EMPLOYEES' RETIREMENT PLAN
Plan identification number 003

ASPIRE EMPLOYEES' RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

ASPIRE OF WESTERN NEW YORK, INC. has sponsored the creation of one or more 401k plans.

Company Name:ASPIRE OF WESTERN NEW YORK, INC.
Employer identification number (EIN):160757756
NAIC Classification:623000
NAIC Description: Nursing and Residential Care Facilities

Additional information about ASPIRE OF WESTERN NEW YORK, INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1947-10-21
Company Identification Number: 70743
Legal Registered Office Address: 2356 NORTH FOREST
Erie
GETZVILLE
United States of America (USA)
14068

More information about ASPIRE OF WESTERN NEW YORK, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASPIRE EMPLOYEES' RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032021-07-01
0032020-07-01
0032019-07-01
0032018-07-01
0032017-07-01
0032016-07-01JENNIFER BALL JENNIFER BALL2018-04-09
0032015-07-01JENNIFER BALL JENNIFER BALL2017-04-12
0032014-07-01JENNIFER BALL JENNIFER BALL2016-04-13
0032013-07-01EDWARD HANDSCHUMAKER EDWARD HANDSCHUMAKER2015-04-10
0032012-07-01EDWARD HANDSCHUMAKER EDWARD HANDSCHUMAKER2014-04-14
0032011-07-01EDWARD HANDSCHUMAKER EDWARD HANDSCHUMAKER2013-04-11
0032009-07-01EDWARD HANDSCHUMAKER EDWARD HANDSCHUMAKER2012-01-20
0032009-07-01EDWARD HANDSCHUMAKER EDWARD HANDSCHUMAKER2011-04-14

Plan Statistics for ASPIRE EMPLOYEES' RETIREMENT PLAN

401k plan membership statisitcs for ASPIRE EMPLOYEES' RETIREMENT PLAN

Measure Date Value
2021: ASPIRE EMPLOYEES' RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-07-011,878
Total number of active participants reported on line 7a of the Form 55002021-07-011,481
Number of retired or separated participants receiving benefits2021-07-0116
Number of other retired or separated participants entitled to future benefits2021-07-01388
Total of all active and inactive participants2021-07-011,885
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-010
Total participants2021-07-011,885
Number of participants with account balances2021-07-011,194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-010
2020: ASPIRE EMPLOYEES' RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-07-011,764
Total number of active participants reported on line 7a of the Form 55002020-07-011,626
Number of retired or separated participants receiving benefits2020-07-0113
Number of other retired or separated participants entitled to future benefits2020-07-01238
Total of all active and inactive participants2020-07-011,877
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-011
Total participants2020-07-011,878
Number of participants with account balances2020-07-01753
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-0112
2019: ASPIRE EMPLOYEES' RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-07-011,702
Total number of active participants reported on line 7a of the Form 55002019-07-011,534
Number of retired or separated participants receiving benefits2019-07-010
Number of other retired or separated participants entitled to future benefits2019-07-01229
Total of all active and inactive participants2019-07-011,763
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-010
Total participants2019-07-011,763
Number of participants with account balances2019-07-01749
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-010
2018: ASPIRE EMPLOYEES' RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-07-011,762
Total number of active participants reported on line 7a of the Form 55002018-07-011,496
Number of retired or separated participants receiving benefits2018-07-010
Number of other retired or separated participants entitled to future benefits2018-07-01219
Total of all active and inactive participants2018-07-011,715
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-010
Total participants2018-07-011,715
Number of participants with account balances2018-07-01735
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-010
2017: ASPIRE EMPLOYEES' RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-07-011,718
Total number of active participants reported on line 7a of the Form 55002017-07-011,578
Number of retired or separated participants receiving benefits2017-07-010
Number of other retired or separated participants entitled to future benefits2017-07-01168
Total of all active and inactive participants2017-07-011,746
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-010
Total participants2017-07-011,746
Number of participants with account balances2017-07-01717
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-010
2016: ASPIRE EMPLOYEES' RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-011,715
Total number of active participants reported on line 7a of the Form 55002016-07-011,554
Number of retired or separated participants receiving benefits2016-07-010
Number of other retired or separated participants entitled to future benefits2016-07-01161
Total of all active and inactive participants2016-07-011,715
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-011,715
Number of participants with account balances2016-07-01653
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-010
2015: ASPIRE EMPLOYEES' RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-01815
Total number of active participants reported on line 7a of the Form 55002015-07-01705
Number of other retired or separated participants entitled to future benefits2015-07-0186
Total of all active and inactive participants2015-07-01791
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-012
Total participants2015-07-01793
Number of participants with account balances2015-07-01705
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-0119
2014: ASPIRE EMPLOYEES' RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-01814
Total number of active participants reported on line 7a of the Form 55002014-07-01705
Number of retired or separated participants receiving benefits2014-07-010
Number of other retired or separated participants entitled to future benefits2014-07-01107
Total of all active and inactive participants2014-07-01812
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-013
Total participants2014-07-01815
Number of participants with account balances2014-07-01814
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-0115
2013: ASPIRE EMPLOYEES' RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-01886
Total number of active participants reported on line 7a of the Form 55002013-07-01740
Number of other retired or separated participants entitled to future benefits2013-07-0171
Total of all active and inactive participants2013-07-01811
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-013
Total participants2013-07-01814
Number of participants with account balances2013-07-01813
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-010
2012: ASPIRE EMPLOYEES' RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-01754
Total number of active participants reported on line 7a of the Form 55002012-07-01829
Number of other retired or separated participants entitled to future benefits2012-07-0154
Total of all active and inactive participants2012-07-01883
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-013
Total participants2012-07-01886
Number of participants with account balances2012-07-01829
2011: ASPIRE EMPLOYEES' RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-01818
Total number of active participants reported on line 7a of the Form 55002011-07-01546
Number of other retired or separated participants entitled to future benefits2011-07-01204
Total of all active and inactive participants2011-07-01750
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-014
Total participants2011-07-01754
Number of participants with account balances2011-07-01754
2009: ASPIRE EMPLOYEES' RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-01842
Total number of active participants reported on line 7a of the Form 55002009-07-01627
Number of retired or separated participants receiving benefits2009-07-012
Number of other retired or separated participants entitled to future benefits2009-07-01168
Total of all active and inactive participants2009-07-01797
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-011
Total participants2009-07-01798
Number of participants with account balances2009-07-01798
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-012

Financial Data on ASPIRE EMPLOYEES' RETIREMENT PLAN

Measure Date Value
2022 : ASPIRE EMPLOYEES' RETIREMENT PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-06-30$-1,544,968
Total of all expenses incurred2022-06-30$2,916,073
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$2,845,973
Expenses. Certain deemed distributions of participant loans2022-06-30$1,974
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$2,557,309
Value of total assets at end of year2022-06-30$27,933,009
Value of total assets at beginning of year2022-06-30$32,394,050
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$68,126
Total interest from all sources2022-06-30$111,183
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$1,996,042
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-06-30$1,996,042
Administrative expenses professional fees incurred2022-06-30$15,625
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$500,000
If this is an individual account plan, was there a blackout period2022-06-30No
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Contributions received from participants2022-06-30$1,656,289
Participant contributions at end of year2022-06-30$403,532
Participant contributions at beginning of year2022-06-30$455,174
Income. Received or receivable in cash from other sources (including rollovers)2022-06-30$19,053
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$-4,461,041
Value of net assets at end of year (total assets less liabilities)2022-06-30$27,933,009
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$32,394,050
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-06-30$22,689,663
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-06-30$27,102,086
Interest on participant loans2022-06-30$21,170
Interest earned on other investments2022-06-30$90,013
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-06-30$4,839,814
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-06-30$4,836,790
Expenses. Payments to insurance carriers foe the provision of benefits2022-06-30$381,061
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-06-30$-6,209,502
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30No
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Contributions received in cash from employer2022-06-30$881,967
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$2,464,912
Contract administrator fees2022-06-30$52,501
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Opinion of an independent qualified public accountant for this plan2022-06-30Disclaimer
Accountancy firm name2022-06-30BONADIO & CO., LLP
Accountancy firm EIN2022-06-30161131146
2021 : ASPIRE EMPLOYEES' RETIREMENT PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-06-30$8,884,566
Total of all expenses incurred2021-06-30$2,595,520
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$2,540,580
Expenses. Certain deemed distributions of participant loans2021-06-30$7,666
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$2,035,593
Value of total assets at end of year2021-06-30$32,394,050
Value of total assets at beginning of year2021-06-30$26,105,004
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$47,274
Total interest from all sources2021-06-30$114,212
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$938,254
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-06-30$938,254
Was this plan covered by a fidelity bond2021-06-30Yes
Value of fidelity bond cover2021-06-30$500,000
If this is an individual account plan, was there a blackout period2021-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-06-30$0
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Contributions received from participants2021-06-30$1,290,546
Participant contributions at end of year2021-06-30$455,174
Participant contributions at beginning of year2021-06-30$536,673
Income. Received or receivable in cash from other sources (including rollovers)2021-06-30$9,585
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Value of net income/loss2021-06-30$6,289,046
Value of net assets at end of year (total assets less liabilities)2021-06-30$32,394,050
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$26,105,004
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-06-30$27,102,086
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-06-30$21,131,859
Interest on participant loans2021-06-30$22,691
Interest earned on other investments2021-06-30$91,521
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-06-30$4,836,790
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-06-30$4,436,472
Expenses. Payments to insurance carriers foe the provision of benefits2021-06-30$382,787
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-06-30$5,796,507
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30No
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Contributions received in cash from employer2021-06-30$735,462
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$2,157,793
Contract administrator fees2021-06-30$47,274
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Opinion of an independent qualified public accountant for this plan2021-06-30Disclaimer
Accountancy firm name2021-06-30BONADIO & CO., LLP
Accountancy firm EIN2021-06-30161131146
2020 : ASPIRE EMPLOYEES' RETIREMENT PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-06-30$2,892,750
Total of all expenses incurred2020-06-30$2,594,700
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$2,553,129
Value of total corrective distributions2020-06-30$25
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$1,921,201
Value of total assets at end of year2020-06-30$26,105,004
Value of total assets at beginning of year2020-06-30$25,806,954
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$41,546
Total interest from all sources2020-06-30$127,697
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$747,941
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-06-30$747,941
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$500,000
If this is an individual account plan, was there a blackout period2020-06-30No
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Contributions received from participants2020-06-30$1,190,855
Participant contributions at end of year2020-06-30$536,673
Participant contributions at beginning of year2020-06-30$547,543
Income. Received or receivable in cash from other sources (including rollovers)2020-06-30$37,900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$298,050
Value of net assets at end of year (total assets less liabilities)2020-06-30$26,105,004
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$25,806,954
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-06-30$21,131,859
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-06-30$20,752,057
Interest on participant loans2020-06-30$25,828
Interest earned on other investments2020-06-30$101,869
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-06-30$4,436,472
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-06-30$4,507,354
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-06-30$95,911
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30No
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Contributions received in cash from employer2020-06-30$692,446
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$2,553,129
Contract administrator fees2020-06-30$41,546
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30BONADIO & CO., LLP
Accountancy firm EIN2020-06-30161131146
2019 : ASPIRE EMPLOYEES' RETIREMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-06-30$3,129,011
Total of all expenses incurred2019-06-30$2,990,718
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$2,962,762
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$1,903,127
Value of total assets at end of year2019-06-30$25,806,954
Value of total assets at beginning of year2019-06-30$25,668,661
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$27,956
Total interest from all sources2019-06-30$122,473
Total dividends received (eg from common stock, registered investment company shares)2019-06-30$1,039,874
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-06-30$1,039,874
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$500,000
If this is an individual account plan, was there a blackout period2019-06-30No
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Contributions received from participants2019-06-30$1,155,193
Participant contributions at end of year2019-06-30$547,543
Participant contributions at beginning of year2019-06-30$460,670
Income. Received or receivable in cash from other sources (including rollovers)2019-06-30$50,541
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$138,293
Value of net assets at end of year (total assets less liabilities)2019-06-30$25,806,954
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$25,668,661
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-06-30$20,752,057
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-06-30$20,699,348
Interest on participant loans2019-06-30$19,368
Interest earned on other investments2019-06-30$103,105
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-06-30$4,507,354
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-06-30$4,508,643
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-06-30$63,537
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30No
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Contributions received in cash from employer2019-06-30$697,393
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$2,962,762
Contract administrator fees2019-06-30$27,956
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30Yes
Opinion of an independent qualified public accountant for this plan2019-06-30Disclaimer
Accountancy firm name2019-06-30BONADIO & CO., LLP
Accountancy firm EIN2019-06-30161131146
2018 : ASPIRE EMPLOYEES' RETIREMENT PLAN 2018 401k financial data
Total transfer of assets from this plan2018-06-30$0
Total income from all sources (including contributions)2018-06-30$4,304,949
Total of all expenses incurred2018-06-30$2,107,839
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$2,068,566
Value of total corrective distributions2018-06-30$6,383
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$1,947,885
Value of total assets at end of year2018-06-30$25,668,661
Value of total assets at beginning of year2018-06-30$23,471,551
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$32,890
Total interest from all sources2018-06-30$112,030
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$712,716
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-06-30$712,716
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$500,000
If this is an individual account plan, was there a blackout period2018-06-30No
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$1,212,369
Participant contributions at end of year2018-06-30$460,670
Participant contributions at beginning of year2018-06-30$366,325
Income. Received or receivable in cash from other sources (including rollovers)2018-06-30$46,423
Total non interest bearing cash at beginning of year2018-06-30$20,207
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$2,197,110
Value of net assets at end of year (total assets less liabilities)2018-06-30$25,668,661
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$23,471,551
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-06-30$20,699,348
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-06-30$16,582,863
Interest on participant loans2018-06-30$15,614
Interest earned on other investments2018-06-30$96,416
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-06-30$4,508,643
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-06-30$6,502,156
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-06-30$1,532,318
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30No
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Contributions received in cash from employer2018-06-30$689,093
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$2,068,566
Contract administrator fees2018-06-30$32,890
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30BONADIO & CO, LLP
Accountancy firm EIN2018-06-30161131146
2017 : ASPIRE EMPLOYEES' RETIREMENT PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-06-30$284,533
Total unrealized appreciation/depreciation of assets2017-06-30$284,533
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total income from all sources (including contributions)2017-06-30$4,366,241
Total loss/gain on sale of assets2017-06-30$0
Total of all expenses incurred2017-06-30$2,447,806
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$2,422,037
Expenses. Certain deemed distributions of participant loans2017-06-30$15,753
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$1,786,679
Value of total assets at end of year2017-06-30$23,471,551
Value of total assets at beginning of year2017-06-30$21,553,116
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$10,016
Total interest from all sources2017-06-30$131,163
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$396,243
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-06-30$396,243
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$500,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$1,113,335
Participant contributions at end of year2017-06-30$366,325
Participant contributions at beginning of year2017-06-30$302,508
Income. Received or receivable in cash from other sources (including rollovers)2017-06-30$13,572
Total non interest bearing cash at end of year2017-06-30$20,207
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$1,918,435
Value of net assets at end of year (total assets less liabilities)2017-06-30$23,471,551
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$21,553,116
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-30$16,582,863
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-30$21,250,608
Interest on participant loans2017-06-30$8,339
Interest earned on other investments2017-06-30$122,824
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$6,502,156
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-06-30$1,767,623
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$659,772
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$2,422,037
Contract administrator fees2017-06-30$10,016
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30DOPKINS & COMPANY, LLP
Accountancy firm EIN2017-06-30160929175
2016 : ASPIRE EMPLOYEES' RETIREMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-06-30$-148,956
Total unrealized appreciation/depreciation of assets2016-06-30$-148,956
Total income from all sources (including contributions)2016-06-30$1,760,186
Total of all expenses incurred2016-06-30$2,581,328
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$2,570,874
Expenses. Certain deemed distributions of participant loans2016-06-30$7,134
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$1,812,511
Value of total assets at end of year2016-06-30$21,553,116
Value of total assets at beginning of year2016-06-30$22,374,258
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$3,320
Total interest from all sources2016-06-30$96,631
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$500,000
If this is an individual account plan, was there a blackout period2016-06-30No
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$1,152,645
Participant contributions at end of year2016-06-30$302,508
Participant contributions at beginning of year2016-06-30$49,336
Income. Received or receivable in cash from other sources (including rollovers)2016-06-30$8,744
Administrative expenses (other) incurred2016-06-30$3,320
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$-821,142
Value of net assets at end of year (total assets less liabilities)2016-06-30$21,553,116
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$22,374,258
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Interest on participant loans2016-06-30$4,715
Interest earned on other investments2016-06-30$91,916
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$21,250,608
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$22,324,922
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$651,122
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$2,570,874
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-06-30No
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30DOPKINS & COMPANY, LLP
Accountancy firm EIN2016-06-30160929175
2015 : ASPIRE EMPLOYEES' RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-06-30$769,640
Total unrealized appreciation/depreciation of assets2015-06-30$769,640
Total income from all sources (including contributions)2015-06-30$2,717,396
Total of all expenses incurred2015-06-30$1,069,884
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$1,037,419
Expenses. Certain deemed distributions of participant loans2015-06-30$28,607
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$1,849,865
Value of total assets at end of year2015-06-30$22,374,258
Value of total assets at beginning of year2015-06-30$20,726,746
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$3,858
Total interest from all sources2015-06-30$97,891
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$500,000
If this is an individual account plan, was there a blackout period2015-06-30No
Were there any nonexempt tranactions with any party-in-interest2015-06-30Yes
Amount of non-exempt transactions with any party-in-interest2015-06-30$15,428
Contributions received from participants2015-06-30$1,044,936
Participant contributions at end of year2015-06-30$49,336
Participant contributions at beginning of year2015-06-30$55,527
Income. Received or receivable in cash from other sources (including rollovers)2015-06-30$171,689
Administrative expenses (other) incurred2015-06-30$3,858
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$1,647,512
Value of net assets at end of year (total assets less liabilities)2015-06-30$22,374,258
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$20,726,746
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Interest on participant loans2015-06-30$2,810
Interest earned on other investments2015-06-30$95,081
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$22,324,922
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$20,671,219
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Contributions received in cash from employer2015-06-30$633,240
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$1,037,419
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-06-30No
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30DOPKINS & COMPANY LLP
Accountancy firm EIN2015-06-30160929175
2014 : ASPIRE EMPLOYEES' RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-06-30$2,633,055
Total unrealized appreciation/depreciation of assets2014-06-30$2,633,055
Total income from all sources (including contributions)2014-06-30$4,496,668
Total of all expenses incurred2014-06-30$2,102,518
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$2,070,032
Expenses. Certain deemed distributions of participant loans2014-06-30$28,198
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$1,775,770
Value of total assets at end of year2014-06-30$20,726,746
Value of total assets at beginning of year2014-06-30$18,332,596
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$4,288
Total interest from all sources2014-06-30$87,843
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$500,000
If this is an individual account plan, was there a blackout period2014-06-30No
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$1,029,614
Participant contributions at end of year2014-06-30$55,527
Participant contributions at beginning of year2014-06-30$51,626
Income. Received or receivable in cash from other sources (including rollovers)2014-06-30$129,162
Administrative expenses (other) incurred2014-06-30$4,288
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$2,394,150
Value of net assets at end of year (total assets less liabilities)2014-06-30$20,726,746
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$18,332,596
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Interest on participant loans2014-06-30$2,175
Interest earned on other investments2014-06-30$85,668
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$20,671,219
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$18,280,970
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Contributions received in cash from employer2014-06-30$616,994
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$2,070,032
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-06-30No
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30DOPKINS & COMPANY LLP
Accountancy firm EIN2014-06-30160929175
2013 : ASPIRE EMPLOYEES' RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-06-30$1,713,317
Total unrealized appreciation/depreciation of assets2013-06-30$1,713,317
Total income from all sources (including contributions)2013-06-30$3,699,999
Total of all expenses incurred2013-06-30$1,291,167
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$1,258,043
Expenses. Certain deemed distributions of participant loans2013-06-30$14,175
Value of total corrective distributions2013-06-30$7,187
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$1,893,252
Value of total assets at end of year2013-06-30$18,332,596
Value of total assets at beginning of year2013-06-30$15,923,764
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$11,762
Total interest from all sources2013-06-30$93,430
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$500,000
If this is an individual account plan, was there a blackout period2013-06-30No
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$1,073,886
Participant contributions at end of year2013-06-30$51,626
Participant contributions at beginning of year2013-06-30$72,930
Income. Received or receivable in cash from other sources (including rollovers)2013-06-30$170,867
Administrative expenses (other) incurred2013-06-30$11,762
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$2,408,832
Value of net assets at end of year (total assets less liabilities)2013-06-30$18,332,596
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$15,923,764
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Interest on participant loans2013-06-30$3,944
Interest earned on other investments2013-06-30$89,486
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-06-30$855
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-06-30$855
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-06-30$18,280,970
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$15,849,979
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$648,499
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$1,258,043
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-06-30No
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30DOPKINS & COMPANY, LLP
Accountancy firm EIN2013-06-30160929175
2012 : ASPIRE EMPLOYEES' RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-06-30$-107,485
Total unrealized appreciation/depreciation of assets2012-06-30$-107,485
Total income from all sources (including contributions)2012-06-30$1,795,064
Total of all expenses incurred2012-06-30$1,175,629
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$1,114,690
Expenses. Certain deemed distributions of participant loans2012-06-30$43,831
Value of total corrective distributions2012-06-30$5,693
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$1,795,881
Value of total assets at end of year2012-06-30$15,923,764
Value of total assets at beginning of year2012-06-30$15,304,329
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$11,415
Total interest from all sources2012-06-30$106,668
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$500,000
If this is an individual account plan, was there a blackout period2012-06-30No
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$1,042,049
Participant contributions at end of year2012-06-30$72,930
Participant contributions at beginning of year2012-06-30$92,221
Income. Received or receivable in cash from other sources (including rollovers)2012-06-30$181,073
Administrative expenses (other) incurred2012-06-30$11,415
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$619,435
Value of net assets at end of year (total assets less liabilities)2012-06-30$15,923,764
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$15,304,329
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Interest on participant loans2012-06-30$5,550
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-06-30$855
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-06-30$101,118
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-06-30$15,849,979
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-06-30$15,212,108
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Contributions received in cash from employer2012-06-30$572,759
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$1,114,690
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-06-30No
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30DOPKINS & COMPANY, LLP
Accountancy firm EIN2012-06-30160929175
2011 : ASPIRE EMPLOYEES' RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-06-30$2,204,709
Total unrealized appreciation/depreciation of assets2011-06-30$2,204,709
Total income from all sources (including contributions)2011-06-30$4,026,186
Total of all expenses incurred2011-06-30$932,783
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$791,979
Expenses. Certain deemed distributions of participant loans2011-06-30$126,762
Value of total corrective distributions2011-06-30$3,721
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$1,707,069
Value of total assets at end of year2011-06-30$15,214,215
Value of total assets at beginning of year2011-06-30$12,120,812
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$10,321
Total interest from all sources2011-06-30$114,408
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$500,000
If this is an individual account plan, was there a blackout period2011-06-30No
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$1,081,738
Participant contributions at end of year2011-06-30$179,312
Participant contributions at beginning of year2011-06-30$270,095
Income. Received or receivable in cash from other sources (including rollovers)2011-06-30$47,404
Administrative expenses (other) incurred2011-06-30$10,321
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$3,093,403
Value of net assets at end of year (total assets less liabilities)2011-06-30$15,214,215
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$12,120,812
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Interest on participant loans2011-06-30$6,512
Interest earned on other investments2011-06-30$4,660
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-06-30$114,408
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-06-30$15,034,903
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-06-30$11,850,717
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Contributions received in cash from employer2011-06-30$577,927
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$791,979
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-06-30No
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30Yes
Opinion of an independent qualified public accountant for this plan2011-06-30Disclaimer
Accountancy firm name2011-06-30DOPKINS & COMPANY, LLP
Accountancy firm EIN2011-06-30160929175
2010 : ASPIRE EMPLOYEES' RETIREMENT PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-06-30$0

Form 5500 Responses for ASPIRE EMPLOYEES' RETIREMENT PLAN

2021: ASPIRE EMPLOYEES' RETIREMENT PLAN 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01Plan funding arrangement – InsuranceYes
2021-07-01Plan funding arrangement – TrustYes
2021-07-01Plan benefit arrangement – InsuranceYes
2021-07-01Plan benefit arrangement - TrustYes
2020: ASPIRE EMPLOYEES' RETIREMENT PLAN 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Plan funding arrangement – InsuranceYes
2020-07-01Plan funding arrangement – TrustYes
2020-07-01Plan benefit arrangement – InsuranceYes
2020-07-01Plan benefit arrangement - TrustYes
2019: ASPIRE EMPLOYEES' RETIREMENT PLAN 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement – InsuranceYes
2019-07-01Plan benefit arrangement - TrustYes
2018: ASPIRE EMPLOYEES' RETIREMENT PLAN 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement – InsuranceYes
2018-07-01Plan benefit arrangement - TrustYes
2017: ASPIRE EMPLOYEES' RETIREMENT PLAN 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement – InsuranceYes
2017-07-01Plan benefit arrangement - TrustYes
2016: ASPIRE EMPLOYEES' RETIREMENT PLAN 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement – InsuranceYes
2016-07-01Plan benefit arrangement - TrustYes
2015: ASPIRE EMPLOYEES' RETIREMENT PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan benefit arrangement – InsuranceYes
2014: ASPIRE EMPLOYEES' RETIREMENT PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan benefit arrangement – InsuranceYes
2013: ASPIRE EMPLOYEES' RETIREMENT PLAN 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan benefit arrangement – InsuranceYes
2012: ASPIRE EMPLOYEES' RETIREMENT PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan benefit arrangement – InsuranceYes
2011: ASPIRE EMPLOYEES' RETIREMENT PLAN 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan benefit arrangement – InsuranceYes
2009: ASPIRE EMPLOYEES' RETIREMENT PLAN 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedYes
2009-07-01This submission is the final filingNo
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number71699
Policy instance 3
Insurance contract or identification number71699
Number of Individuals Covered1195
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number811886
Policy instance 2
Insurance contract or identification number811886
Number of Individuals Covered51
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $1,784
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $644
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number785159
Policy instance 1
Insurance contract or identification number785159
Number of Individuals Covered91
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $2,759
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,243
Insurance broker organization code?3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number71699
Policy instance 3
Insurance contract or identification number71699
Number of Individuals Covered754
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number811886
Policy instance 2
Insurance contract or identification number811886
Number of Individuals Covered54
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number785159
Policy instance 1
Insurance contract or identification number785159
Number of Individuals Covered98
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number71699
Policy instance 3
Insurance contract or identification number71699
Number of Individuals Covered750
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number811886
Policy instance 2
Insurance contract or identification number811886
Number of Individuals Covered53
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $1,500
Total amount of fees paid to insurance companyUSD $559
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $559
Amount paid for insurance broker fees559
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number785159
Policy instance 1
Insurance contract or identification number785159
Number of Individuals Covered98
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $3,041
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,272
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number785159
Policy instance 1
Insurance contract or identification number785159
Number of Individuals Covered105
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $3,297
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $951
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number811886
Policy instance 2
Insurance contract or identification number811886
Number of Individuals Covered59
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $1,825
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $781
Insurance broker organization code?3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number71699
Policy instance 3
Insurance contract or identification number71699
Number of Individuals Covered735
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number71699
Policy instance 3
Insurance contract or identification number71699
Number of Individuals Covered717
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number811886
Policy instance 2
Insurance contract or identification number811886
Number of Individuals Covered67
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $1,769
Total amount of fees paid to insurance companyUSD $77
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number785159
Policy instance 1
Insurance contract or identification number785159
Number of Individuals Covered111
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $3,311
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number7851590000
Policy instance 3
Insurance contract or identification number7851590000
Number of Individuals Covered128
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $4,150
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,812
Insurance broker nameR. CAMPBELL CFP
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number71699
Policy instance 4
Insurance contract or identification number71699
Number of Individuals Covered624
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number006278-I
Policy instance 1
Insurance contract or identification number006278-I
Number of Individuals Covered2
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $3,795
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees3795
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameROCHESTER REGIONAL OFFICE
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number811886000
Policy instance 2
Insurance contract or identification number811886000
Number of Individuals Covered87
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $2,069
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $829
Insurance broker nameD. HALICKI
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number006278-I
Policy instance 1
Insurance contract or identification number006278-I
Number of Individuals Covered702
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $4,397
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees4397
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameROCHESTER REGIONAL OFFICE
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number811886000
Policy instance 2
Insurance contract or identification number811886000
Number of Individuals Covered93
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $2
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2
Insurance broker nameR. HICKS
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number7851590000
Policy instance 3
Insurance contract or identification number7851590000
Number of Individuals Covered140
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $29
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $17
Insurance broker nameJ. RUTKOWSKI
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number811886000
Policy instance 2
Insurance contract or identification number811886000
Number of Individuals Covered98
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $1,314
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $543
Insurance broker organization code?3
Insurance broker nameD. HALICKI
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number006278-I
Policy instance 1
Insurance contract or identification number006278-I
Number of Individuals Covered667
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $4,197
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees4197
Insurance broker organization code?3
Insurance broker nameROCHESTER REGIONAL OFFICE
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number7851590000
Policy instance 3
Insurance contract or identification number7851590000
Number of Individuals Covered155
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $4,142
Total amount of fees paid to insurance companyUSD $791
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,774
Insurance broker organization code?3
Amount paid for insurance broker fees442
Insurance broker nameK. KENYON
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number006278-I
Policy instance 1
Insurance contract or identification number006278-I
Number of Individuals Covered664
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,606
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees693
Additional information about fees paid to insurance brokerCOMPENSATION
Insurance broker organization code?3
Insurance broker nameMELISSA BEAUCHESNE
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number7851590000
Policy instance 3
Insurance contract or identification number7851590000
Number of Individuals Covered171
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $7,581
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,879
Insurance broker organization code?3
Insurance broker nameM. KING
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number811886000
Policy instance 2
Insurance contract or identification number811886000
Number of Individuals Covered109
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $1,159
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $492
Insurance broker organization code?3
Insurance broker name
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number7851590000
Policy instance 3
Insurance contract or identification number7851590000
Number of Individuals Covered233
Insurance policy start date2012-01-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $7,399
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number006278-I
Policy instance 1
Insurance contract or identification number006278-I
Number of Individuals Covered413
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $3,049
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number811886000
Policy instance 2
Insurance contract or identification number811886000
Number of Individuals Covered134
Insurance policy start date2012-01-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $1,007
Total amount of fees paid to insurance companyUSD $104
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number7851590000
Policy instance 3
Insurance contract or identification number7851590000
Insurance policy start date2011-01-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $7,472
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number811886000
Policy instance 2
Insurance contract or identification number811886000
Number of Individuals Covered149
Insurance policy start date2011-01-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $1,115
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number006278-I
Policy instance 1
Insurance contract or identification number006278-I
Number of Individuals Covered380
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,350
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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