401k Plan data: ROCHESTER MUSEUM & SCIENCE CENTER RETIREMENT PLAN plan

ROCHESTER MUSEUM & SCIENCE CENTER RETIREMENT PLAN 401k Plan overview

Plan Name	ROCHESTER MUSEUM & SCIENCE CENTER RETIREMENT PLAN
Plan identification number	001

ROCHESTER MUSEUM & SCIENCE CENTER RETIREMENT PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

ROCHESTER MUSEUM & SCIENCE CENTER has sponsored the creation of one or more 401k plans.

Company Name: ROCHESTER MUSEUM & SCIENCE CENTER

Employer identification number (EIN): 160794131

NAIC Classification: 712100
NAIC Description: Museums, Historical Sites, and Similar Institutions

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROCHESTER MUSEUM & SCIENCE CENTER RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-01-01 CANDICE SHEFFER
001 2011-01-01 CANDICE SHEFFER
001 2009-01-01 BARBARA SAUER

Plan id#	Filing Submission Date	Name of Administrator
001	2012-01-01	CANDICE SHEFFER
001	2011-01-01	CANDICE SHEFFER
001	2009-01-01	BARBARA SAUER

Plan Statistics for ROCHESTER MUSEUM & SCIENCE CENTER RETIREMENT PLAN

401k plan membership statisitcs for ROCHESTER MUSEUM & SCIENCE CENTER RETIREMENT PLAN

Measure Date Value
2012: ROCHESTER MUSEUM & SCIENCE CENTER RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 135
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: ROCHESTER MUSEUM & SCIENCE CENTER RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 139
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 43
Number of retired or separated participants receiving benefits 2011-01-01 51
Number of other retired or separated participants entitled to future benefits 2011-01-01 35
Total of all active and inactive participants 2011-01-01 129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 6
Total participants 2011-01-01 135
2009: ROCHESTER MUSEUM & SCIENCE CENTER RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 142
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 52
Number of retired or separated participants receiving benefits 2009-01-01 50
Number of other retired or separated participants entitled to future benefits 2009-01-01 34
Total of all active and inactive participants 2009-01-01 136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 4
Total participants 2009-01-01 140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2012: ROCHESTER MUSEUM & SCIENCE CENTER RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	135
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: ROCHESTER MUSEUM & SCIENCE CENTER RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	139
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	43
Number of retired or separated participants receiving benefits	2011-01-01	51
Number of other retired or separated participants entitled to future benefits	2011-01-01	35
Total of all active and inactive participants	2011-01-01	129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	6
Total participants	2011-01-01	135
2009: ROCHESTER MUSEUM & SCIENCE CENTER RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	142
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	52
Number of retired or separated participants receiving benefits	2009-01-01	50
Number of other retired or separated participants entitled to future benefits	2009-01-01	34
Total of all active and inactive participants	2009-01-01	136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	4
Total participants	2009-01-01	140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on ROCHESTER MUSEUM & SCIENCE CENTER RETIREMENT PLAN

Measure	Date	Value
2012 : ROCHESTER MUSEUM & SCIENCE CENTER RETIREMENT PLAN 2012 401k financial data
Total transfer of assets to this plan	2012-12-31	$0
Total transfer of assets from this plan	2012-12-31	$0
Expenses. Interest paid	2012-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,779,968
Total loss/gain on sale of assets	2012-12-31	$176,312
Total of all expenses incurred	2012-12-31	$7,316,840
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$7,238,812
Expenses. Certain deemed distributions of participant loans	2012-12-31	$0
Value of total corrective distributions	2012-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,523,326
Value of total assets at end of year	2012-12-31	$0
Value of total assets at beginning of year	2012-12-31	$4,536,872
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$78,028
Total interest from all sources	2012-12-31	$530
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$92,829
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2012-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$92,829
Administrative expenses professional fees incurred	2012-12-31	$66,537
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$13,074
Other income not declared elsewhere	2012-12-31	$-13,029
Administrative expenses (other) incurred	2012-12-31	$3,544
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-4,536,872
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$4,536,872
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$7,947
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$3,830,754
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$377,617
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$377,617
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$530
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$2,523,326
Employer contributions (assets) at end of year	2012-12-31	$0
Employer contributions (assets) at beginning of year	2012-12-31	$315,427
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$7,238,812
Contract administrator fees	2012-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$0
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	Yes
Aggregate proceeds on sale of assets	2012-12-31	$10,742,456
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$10,566,144
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	DEJOY KNAUF AND BLOOD
Accountancy firm EIN	2012-12-31	161375790
2011 : ROCHESTER MUSEUM & SCIENCE CENTER RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$29,246
Total unrealized appreciation/depreciation of assets	2011-12-31	$29,246
Total income from all sources (including contributions)	2011-12-31	$639,240
Total loss/gain on sale of assets	2011-12-31	$175,452
Total of all expenses incurred	2011-12-31	$343,346
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$280,951
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$315,427
Value of total assets at end of year	2011-12-31	$4,536,872
Value of total assets at beginning of year	2011-12-31	$4,240,978
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$62,395
Total interest from all sources	2011-12-31	$195
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$118,920
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2011-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$118,920
Administrative expenses professional fees incurred	2011-12-31	$27,023
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$13,074
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$4,687
Administrative expenses (other) incurred	2011-12-31	$14,981
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Income. Non cash contributions	2011-12-31	$0
Value of net income/loss	2011-12-31	$295,894
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$4,536,872
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$4,240,978
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$20,391
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$3,830,754
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$1,910,920
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$377,617
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$137,996
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$137,996
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$195
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$315,427
Employer contributions (assets) at end of year	2011-12-31	$315,427
Employer contributions (assets) at beginning of year	2011-12-31	$301,062
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$280,951
Contract administrator fees	2011-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$1,886,313
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$9,007,437
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$8,831,985
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	DEJOY KNAUF AND BLOOD
Accountancy firm EIN	2011-12-31	161375790
2010 : ROCHESTER MUSEUM & SCIENCE CENTER RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets	2010-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$297,282
Total unrealized appreciation/depreciation of assets	2010-12-31	$297,282
Total transfer of assets to this plan	2010-12-31	$0
Total transfer of assets from this plan	2010-12-31	$20,182
Total income from all sources (including contributions)	2010-12-31	$778,125
Total loss/gain on sale of assets	2010-12-31	$61,202
Total of all expenses incurred	2010-12-31	$299,340
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$262,357
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$301,062
Value of total assets at end of year	2010-12-31	$4,240,978
Value of total assets at beginning of year	2010-12-31	$3,782,375
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$36,983
Total interest from all sources	2010-12-31	$107
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$118,472
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$10,205
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$4,687
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$5,931
Administrative expenses (other) incurred	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$478,785
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$4,240,978
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$3,782,375
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$26,778
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$1,910,920
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$1,754,782
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$137,996
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$104,661
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$104,661
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$107
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$301,062
Employer contributions (assets) at end of year	2010-12-31	$301,062
Employer contributions (assets) at beginning of year	2010-12-31	$225,162
Income. Dividends from common stock	2010-12-31	$118,472
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$262,357
Contract administrator fees	2010-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$1,886,313
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$1,691,839
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$3,712,471
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$3,651,269
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	DEJOY KNAUF & BLOOD
Accountancy firm EIN	2010-12-31	161375790
2009 : ROCHESTER MUSEUM & SCIENCE CENTER RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ROCHESTER MUSEUM & SCIENCE CENTER RETIREMENT PLAN

2012: ROCHESTER MUSEUM & SCIENCE CENTER RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	This submission is the final filing	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ROCHESTER MUSEUM & SCIENCE CENTER RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: ROCHESTER MUSEUM & SCIENCE CENTER RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ROCHESTER MUSEUM & SCIENCE CENTER
Employer identification number (EIN):	160794131
NAIC Classification:	712100
NAIC Description:	Museums, Historical Sites, and Similar Institutions