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OLEAN KEYSTONE TOOL & DIE CO., INC. 401(K) PLAN 401k Plan overview

Plan NameOLEAN KEYSTONE TOOL & DIE CO., INC. 401(K) PLAN
Plan identification number 002

OLEAN KEYSTONE TOOL & DIE CO., INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

OLEAN KEYSTONE TOOL & DIE CO. has sponsored the creation of one or more 401k plans.

Company Name:OLEAN KEYSTONE TOOL & DIE CO.
Employer identification number (EIN):160929201
NAIC Classification:333200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OLEAN KEYSTONE TOOL & DIE CO., INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-10-01KENNETH HARRIS2023-12-07
0022021-10-01KENNETH HARRIS2023-01-27
0022020-10-01KENNETH HARRIS2022-07-07 KENNETH HARRIS2022-07-07
0022019-10-01KENNETH HARRIS2021-04-29
0022018-10-01KENNETH HARRIS2019-12-06
0022017-10-01KENNETH HARRIS2019-04-12 KENNETH HARRIS2019-04-12
0022016-10-01KENNETH O. HARRIS KENNETH O. HARRIS2018-01-15
0022015-10-01KENNETH O. HARRIS KENNETH O. HARRIS2016-10-27
0022014-10-01KENNETH O. HARRIS KENNETH O. HARRIS2016-01-22
0022012-10-01KENNETH O. HARRIS KENNETH O. HARRIS2014-09-09
0022011-10-01KENNETH O. HARRIS KENNETH O. HARRIS2014-09-09
0022009-10-01KENNETH O. HARRIS

Plan Statistics for OLEAN KEYSTONE TOOL & DIE CO., INC. 401(K) PLAN

401k plan membership statisitcs for OLEAN KEYSTONE TOOL & DIE CO., INC. 401(K) PLAN

Measure Date Value
2016: OLEAN KEYSTONE TOOL & DIE CO., INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-10-0164
Total number of active participants reported on line 7a of the Form 55002016-10-0154
Number of retired or separated participants receiving benefits2016-10-011
Number of other retired or separated participants entitled to future benefits2016-10-018
Total of all active and inactive participants2016-10-0163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-010
Total participants2016-10-0163
Number of participants with account balances2016-10-0163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-010
2015: OLEAN KEYSTONE TOOL & DIE CO., INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-10-0164
Total number of active participants reported on line 7a of the Form 55002015-10-0153
Number of retired or separated participants receiving benefits2015-10-010
Number of other retired or separated participants entitled to future benefits2015-10-0111
Total of all active and inactive participants2015-10-0164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-010
Total participants2015-10-0164
Number of participants with account balances2015-10-0164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-013
2014: OLEAN KEYSTONE TOOL & DIE CO., INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-10-0168
Total number of active participants reported on line 7a of the Form 55002014-10-0153
Number of retired or separated participants receiving benefits2014-10-010
Number of other retired or separated participants entitled to future benefits2014-10-0110
Total of all active and inactive participants2014-10-0163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-010
Total participants2014-10-0163
Number of participants with account balances2014-10-0163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-012
2012: OLEAN KEYSTONE TOOL & DIE CO., INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-10-0166
Total number of active participants reported on line 7a of the Form 55002012-10-0168
Number of retired or separated participants receiving benefits2012-10-010
Number of other retired or separated participants entitled to future benefits2012-10-010
Total of all active and inactive participants2012-10-0168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-0168
Number of participants with account balances2012-10-0168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-012
2011: OLEAN KEYSTONE TOOL & DIE CO., INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-0166
Total number of active participants reported on line 7a of the Form 55002011-10-0165
Number of retired or separated participants receiving benefits2011-10-010
Number of other retired or separated participants entitled to future benefits2011-10-013
Total of all active and inactive participants2011-10-0168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-0168
Number of participants with account balances2011-10-0168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-010
2009: OLEAN KEYSTONE TOOL & DIE CO., INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-10-0165
Total number of active participants reported on line 7a of the Form 55002009-10-0163
Number of retired or separated participants receiving benefits2009-10-010
Number of other retired or separated participants entitled to future benefits2009-10-013
Total of all active and inactive participants2009-10-0166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
Total participants2009-10-0166
Number of participants with account balances2009-10-0166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-010

Financial Data on OLEAN KEYSTONE TOOL & DIE CO., INC. 401(K) PLAN

Measure Date Value
2017 : OLEAN KEYSTONE TOOL & DIE CO., INC. 401(K) PLAN 2017 401k financial data
Total income from all sources2017-09-30$1,595,790
Expenses. Total of all expenses incurred2017-09-30$821,073
Benefits paid (including direct rollovers)2017-09-30$820,793
Total plan assets at end of year2017-09-30$13,695,557
Total plan assets at beginning of year2017-09-30$12,920,840
Value of fidelity bond covering the plan2017-09-30$500,000
Total contributions received or receivable from participants2017-09-30$295,570
Expenses. Other expenses not covered elsewhere2017-09-30$0
Contributions received from other sources (not participants or employers)2017-09-30$1,949
Other income received2017-09-30$1,166,870
Net income (gross income less expenses)2017-09-30$774,717
Net plan assets at end of year (total assets less liabilities)2017-09-30$13,695,557
Net plan assets at beginning of year (total assets less liabilities)2017-09-30$12,920,840
Total contributions received or receivable from employer(s)2017-09-30$131,401
Value of certain deemed distributions of participant loans2017-09-30$0
Value of corrective distributions2017-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-09-30$280
2016 : OLEAN KEYSTONE TOOL & DIE CO., INC. 401(K) PLAN 2016 401k financial data
Total income from all sources2016-09-30$1,386,398
Expenses. Total of all expenses incurred2016-09-30$776,626
Benefits paid (including direct rollovers)2016-09-30$776,206
Total plan assets at end of year2016-09-30$12,920,840
Total plan assets at beginning of year2016-09-30$12,311,068
Value of fidelity bond covering the plan2016-09-30$500,000
Total contributions received or receivable from participants2016-09-30$254,460
Expenses. Other expenses not covered elsewhere2016-09-30$0
Contributions received from other sources (not participants or employers)2016-09-30$0
Other income received2016-09-30$937,033
Net income (gross income less expenses)2016-09-30$609,772
Net plan assets at end of year (total assets less liabilities)2016-09-30$12,920,840
Net plan assets at beginning of year (total assets less liabilities)2016-09-30$12,311,068
Total contributions received or receivable from employer(s)2016-09-30$194,905
Value of certain deemed distributions of participant loans2016-09-30$0
Value of corrective distributions2016-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-09-30$420
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
2015 : OLEAN KEYSTONE TOOL & DIE CO., INC. 401(K) PLAN 2015 401k financial data
Total income from all sources2015-09-30$649,424
Expenses. Total of all expenses incurred2015-09-30$1,002,418
Benefits paid (including direct rollovers)2015-09-30$1,001,345
Total plan assets at end of year2015-09-30$12,311,068
Total plan assets at beginning of year2015-09-30$12,664,062
Value of fidelity bond covering the plan2015-09-30$500,000
Total contributions received or receivable from participants2015-09-30$310,563
Expenses. Other expenses not covered elsewhere2015-09-30$678
Contributions received from other sources (not participants or employers)2015-09-30$0
Other income received2015-09-30$125,037
Net income (gross income less expenses)2015-09-30$-352,994
Net plan assets at end of year (total assets less liabilities)2015-09-30$12,311,068
Net plan assets at beginning of year (total assets less liabilities)2015-09-30$12,664,062
Total contributions received or receivable from employer(s)2015-09-30$213,824
Value of certain deemed distributions of participant loans2015-09-30$0
Value of corrective distributions2015-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-09-30$395
2013 : OLEAN KEYSTONE TOOL & DIE CO., INC. 401(K) PLAN 2013 401k financial data
Total income from all sources2013-09-30$2,012,162
Expenses. Total of all expenses incurred2013-09-30$447,830
Benefits paid (including direct rollovers)2013-09-30$446,145
Total plan assets at end of year2013-09-30$11,655,505
Total plan assets at beginning of year2013-09-30$10,091,173
Value of fidelity bond covering the plan2013-09-30$500,000
Total contributions received or receivable from participants2013-09-30$304,064
Expenses. Other expenses not covered elsewhere2013-09-30$0
Contributions received from other sources (not participants or employers)2013-09-30$57,721
Other income received2013-09-30$1,299,804
Net income (gross income less expenses)2013-09-30$1,564,332
Net plan assets at end of year (total assets less liabilities)2013-09-30$11,655,505
Net plan assets at beginning of year (total assets less liabilities)2013-09-30$10,091,173
Total contributions received or receivable from employer(s)2013-09-30$350,573
Value of certain deemed distributions of participant loans2013-09-30$0
Value of corrective distributions2013-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-09-30$1,685
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
2012 : OLEAN KEYSTONE TOOL & DIE CO., INC. 401(K) PLAN 2012 401k financial data
Total income from all sources2012-09-30$1,861,038
Expenses. Total of all expenses incurred2012-09-30$98,213
Benefits paid (including direct rollovers)2012-09-30$97,413
Total plan assets at end of year2012-09-30$10,091,173
Total plan assets at beginning of year2012-09-30$8,328,348
Value of fidelity bond covering the plan2012-09-30$500,000
Total contributions received or receivable from participants2012-09-30$282,362
Expenses. Other expenses not covered elsewhere2012-09-30$800
Other income received2012-09-30$1,208,396
Net income (gross income less expenses)2012-09-30$1,762,825
Net plan assets at end of year (total assets less liabilities)2012-09-30$10,091,173
Net plan assets at beginning of year (total assets less liabilities)2012-09-30$8,328,348
Total contributions received or receivable from employer(s)2012-09-30$370,280
2011 : OLEAN KEYSTONE TOOL & DIE CO., INC. 401(K) PLAN 2011 401k financial data
Total income from all sources2011-09-30$503,943
Expenses. Total of all expenses incurred2011-09-30$15,939
Benefits paid (including direct rollovers)2011-09-30$14,414
Total plan assets at end of year2011-09-30$8,328,348
Total plan assets at beginning of year2011-09-30$7,840,344
Value of fidelity bond covering the plan2011-09-30$500,000
Total contributions received or receivable from participants2011-09-30$244,102
Other income received2011-09-30$14,919
Net income (gross income less expenses)2011-09-30$488,004
Net plan assets at end of year (total assets less liabilities)2011-09-30$8,328,348
Net plan assets at beginning of year (total assets less liabilities)2011-09-30$7,840,344
Total contributions received or receivable from employer(s)2011-09-30$244,922
Expenses. Administrative service providers (salaries,fees and commissions)2011-09-30$1,525

Form 5500 Responses for OLEAN KEYSTONE TOOL & DIE CO., INC. 401(K) PLAN

2016: OLEAN KEYSTONE TOOL & DIE CO., INC. 401(K) PLAN 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – InsuranceYes
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement – InsuranceYes
2016-10-01Plan benefit arrangement - TrustYes
2015: OLEAN KEYSTONE TOOL & DIE CO., INC. 401(K) PLAN 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – InsuranceYes
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement – InsuranceYes
2015-10-01Plan benefit arrangement - TrustYes
2014: OLEAN KEYSTONE TOOL & DIE CO., INC. 401(K) PLAN 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – InsuranceYes
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement – InsuranceYes
2014-10-01Plan benefit arrangement - TrustYes
2012: OLEAN KEYSTONE TOOL & DIE CO., INC. 401(K) PLAN 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – InsuranceYes
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement – InsuranceYes
2012-10-01Plan benefit arrangement - TrustYes
2011: OLEAN KEYSTONE TOOL & DIE CO., INC. 401(K) PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – InsuranceYes
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement – InsuranceYes
2011-10-01Plan benefit arrangement - TrustYes
2009: OLEAN KEYSTONE TOOL & DIE CO., INC. 401(K) PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – InsuranceYes
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement – InsuranceYes
2009-10-01Plan benefit arrangement - TrustYes

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