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H.G. ELLIS AGENCY, INC. PROFIT SHARING 401(K) PLAN 401k Plan overview

Plan NameH.G. ELLIS AGENCY, INC. PROFIT SHARING 401(K) PLAN
Plan identification number 001

H.G. ELLIS AGENCY, INC. PROFIT SHARING 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

H.G. ELLIS AGENCY, INC. has sponsored the creation of one or more 401k plans.

Company Name:H.G. ELLIS AGENCY, INC.
Employer identification number (EIN):160950146
NAIC Classification:812990
NAIC Description:All Other Personal Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan H.G. ELLIS AGENCY, INC. PROFIT SHARING 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01CHARLES J RACE2024-05-15
0012022-01-01CHARLES J RACE2023-04-17
0012021-01-01CHARLES J RACE2022-03-30
0012020-01-01CHARLES RACE2021-04-06
0012019-01-01CHARLES RACE2020-04-09
0012018-01-01CHARLES RACE2019-03-28
0012017-01-01CHARLES RACE2018-04-06
0012016-01-01CHARLES J RACE2017-06-26
0012015-01-01CHARLES RACE2016-05-18
0012014-01-01CHARLES RACE2015-07-06
0012013-01-01CHARLES J RACE2014-05-22
0012012-01-01HG ELLIS AGENCY INC
0012011-01-01CHARLES RACE2012-02-03 CHARLES RACE2012-02-03
0012010-01-01CHARLES RACE2011-05-31 CHARLES RACE2011-05-31

Plan Statistics for H.G. ELLIS AGENCY, INC. PROFIT SHARING 401(K) PLAN

401k plan membership statisitcs for H.G. ELLIS AGENCY, INC. PROFIT SHARING 401(K) PLAN

Measure Date Value
2012: H.G. ELLIS AGENCY, INC. PROFIT SHARING 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-010
Total number of active participants reported on line 7a of the Form 55002012-01-0110
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0110
Number of participants with account balances2012-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010

Financial Data on H.G. ELLIS AGENCY, INC. PROFIT SHARING 401(K) PLAN

Measure Date Value
2012 : H.G. ELLIS AGENCY, INC. PROFIT SHARING 401(K) PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$177,315
Expenses. Total of all expenses incurred2012-12-31$2,045
Benefits paid (including direct rollovers)2012-12-31$1,101
Total plan assets at end of year2012-12-31$175,270
Total plan assets at beginning of year2012-12-31$0
Value of fidelity bond covering the plan2012-12-31$0
Total contributions received or receivable from participants2012-12-31$6,317
Expenses. Other expenses not covered elsewhere2012-12-31$0
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$170,998
Net income (gross income less expenses)2012-12-31$175,270
Net plan assets at end of year (total assets less liabilities)2012-12-31$175,270
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$0
Assets. Value of participant loans2012-12-31$9,061
Total contributions received or receivable from employer(s)2012-12-31$0
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$944
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0

Form 5500 Responses for H.G. ELLIS AGENCY, INC. PROFIT SHARING 401(K) PLAN

2012: H.G. ELLIS AGENCY, INC. PROFIT SHARING 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes

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