401k Plan data: THE RESOURCE CENTER 403(B) PLAN plan

THE RESOURCE CENTER 403(B) PLAN 401k Plan overview

Plan Name	THE RESOURCE CENTER 403(B) PLAN
Plan identification number	002

THE RESOURCE CENTER 403(B) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.

401k Sponsoring company profile

NYSARC, INC. CHAUTAUQUA COUNTY CHAPTER DBA THE RESOURCE CENTER has sponsored the creation of one or more 401k plans.

Company Name: NYSARC, INC. CHAUTAUQUA COUNTY CHAPTER DBA THE RESOURCE CENTER

Employer identification number (EIN): 160968914

NAIC Classification: 624100
NAIC Description: Individual and Family Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE RESOURCE CENTER 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01
002 2021-01-01
002 2020-01-01
002 2020-01-01
002 2019-01-01
002 2018-01-01

Plan Statistics for THE RESOURCE CENTER 403(B) PLAN

401k plan membership statisitcs for THE RESOURCE CENTER 403(B) PLAN

Measure Date Value
2022: THE RESOURCE CENTER 403(B) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 1,713
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 0
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 0
Total of all active and inactive participants 2022-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 0
Number of participants with account balances 2022-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 31
2021: THE RESOURCE CENTER 403(B) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 1,483
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 1,088
Number of retired or separated participants receiving benefits 2021-01-01 1
Number of other retired or separated participants entitled to future benefits 2021-01-01 624
Total of all active and inactive participants 2021-01-01 1,713
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 1,713
Number of participants with account balances 2021-01-01 1,420
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 59
2020: THE RESOURCE CENTER 403(B) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 1,760
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 1,147
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 96
Total of all active and inactive participants 2020-01-01 1,243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 1,243
Number of participants with account balances 2020-01-01 1,030
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: THE RESOURCE CENTER 403(B) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1,875
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 1,397
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 363
Total of all active and inactive participants 2019-01-01 1,760
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 1,760
Number of participants with account balances 2019-01-01 1,181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 14
2018: THE RESOURCE CENTER 403(B) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 1,911
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 1,821
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 54
Total of all active and inactive participants 2018-01-01 1,875
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 1,875
Number of participants with account balances 2018-01-01 899
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 6

Measure	Date	Value
2022: THE RESOURCE CENTER 403(B) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	1,713
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	0
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	0
Total of all active and inactive participants	2022-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	0
Number of participants with account balances	2022-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	31
2021: THE RESOURCE CENTER 403(B) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	1,483
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	1,088
Number of retired or separated participants receiving benefits	2021-01-01	1
Number of other retired or separated participants entitled to future benefits	2021-01-01	624
Total of all active and inactive participants	2021-01-01	1,713
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	1,713
Number of participants with account balances	2021-01-01	1,420
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	59
2020: THE RESOURCE CENTER 403(B) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	1,760
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	1,147
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	96
Total of all active and inactive participants	2020-01-01	1,243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	1,243
Number of participants with account balances	2020-01-01	1,030
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: THE RESOURCE CENTER 403(B) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1,875
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	1,397
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	363
Total of all active and inactive participants	2019-01-01	1,760
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	1,760
Number of participants with account balances	2019-01-01	1,181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	14
2018: THE RESOURCE CENTER 403(B) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1,911
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	1,821
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	54
Total of all active and inactive participants	2018-01-01	1,875
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	1,875
Number of participants with account balances	2018-01-01	899
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	6

Financial Data on THE RESOURCE CENTER 403(B) PLAN

Measure	Date	Value
2022 : THE RESOURCE CENTER 403(B) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-14	$0
Total transfer of assets from this plan	2022-12-14	$19,473,128
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-14	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-14	$0
Total income from all sources (including contributions)	2022-12-14	$1,967,430
Total loss/gain on sale of assets	2022-12-14	$0
Total of all expenses incurred	2022-12-14	$1,940,826
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-14	$1,872,941
Expenses. Certain deemed distributions of participant loans	2022-12-14	$3,039
Value of total corrective distributions	2022-12-14	$2,747
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-14	$4,480,262
Value of total assets at end of year	2022-12-14	$0
Value of total assets at beginning of year	2022-12-14	$19,446,524
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-14	$62,099
Total interest from all sources	2022-12-14	$13,561
Total dividends received (eg from common stock, registered investment company shares)	2022-12-14	$178,423
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-14	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-14	$178,423
Was this plan covered by a fidelity bond	2022-12-14	Yes
Value of fidelity bond cover	2022-12-14	$500,000
If this is an individual account plan, was there a blackout period	2022-12-14	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-14	No
Contributions received from participants	2022-12-14	$1,739,888
Participant contributions at end of year	2022-12-14	$0
Participant contributions at beginning of year	2022-12-14	$351,152
Participant contributions at end of year	2022-12-14	$0
Participant contributions at beginning of year	2022-12-14	$0
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-14	$2,509,260
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-14	No
Value of net income/loss	2022-12-14	$26,604
Value of net assets at end of year (total assets less liabilities)	2022-12-14	$0
Value of net assets at beginning of year (total assets less liabilities)	2022-12-14	$19,446,524
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-14	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-14	No
Were any leases to which the plan was party in default or uncollectible	2022-12-14	No
Investment advisory and management fees	2022-12-14	$62,099
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-14	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-14	$17,407,455
Interest on participant loans	2022-12-14	$13,561
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-14	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-14	$1,037,917
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-14	$-2,704,816
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-14	No
Was there a failure to transmit to the plan any participant contributions	2022-12-14	No
Has the plan failed to provide any benefit when due under the plan	2022-12-14	No
Contributions received in cash from employer	2022-12-14	$231,114
Employer contributions (assets) at end of year	2022-12-14	$0
Employer contributions (assets) at beginning of year	2022-12-14	$650,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-14	$1,872,941
Did the plan have assets held for investment	2022-12-14	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-14	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-14	Yes
Opinion of an independent qualified public accountant for this plan	2022-12-14	Unqualified
Accountancy firm name	2022-12-14	BRYANS & GRAMUGLIA CPAS
Accountancy firm EIN	2022-12-14	202954888
2021 : THE RESOURCE CENTER 403(B) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$4,290,539
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$1,372,693
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$1,304,542
Expenses. Certain deemed distributions of participant loans	2021-12-31	$4,285
Value of total corrective distributions	2021-12-31	$2,834
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$2,443,140
Value of total assets at end of year	2021-12-31	$19,446,524
Value of total assets at beginning of year	2021-12-31	$16,528,678
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$61,032
Total interest from all sources	2021-12-31	$18,325
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$1,041,006
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$1,041,006
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,509,767
Participant contributions at end of year	2021-12-31	$351,152
Participant contributions at beginning of year	2021-12-31	$368,933
Participant contributions at end of year	2021-12-31	$0
Participant contributions at beginning of year	2021-12-31	$1,036
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$77,743
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$2,917,846
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$19,446,524
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$16,528,678
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$17,407,455
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$14,451,175
Interest on participant loans	2021-12-31	$18,325
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$1,037,917
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$1,057,443
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$788,068
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$855,630
Employer contributions (assets) at end of year	2021-12-31	$650,000
Employer contributions (assets) at beginning of year	2021-12-31	$650,091
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$1,304,542
Contract administrator fees	2021-12-31	$61,032
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	BRYANS & GRAMUGLIA CPAS
Accountancy firm EIN	2021-12-31	202954888
2020 : THE RESOURCE CENTER 403(B) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$4,145,364
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$822,406
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$749,064
Expenses. Certain deemed distributions of participant loans	2020-12-31	$4,242
Value of total corrective distributions	2020-12-31	$4,767
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$2,342,321
Value of total assets at end of year	2020-12-31	$16,528,678
Value of total assets at beginning of year	2020-12-31	$13,205,720
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$64,333
Total interest from all sources	2020-12-31	$13,786
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$585,739
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$585,739
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,371,001
Participant contributions at end of year	2020-12-31	$368,933
Participant contributions at beginning of year	2020-12-31	$366,780
Participant contributions at end of year	2020-12-31	$1,036
Participant contributions at beginning of year	2020-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$135,873
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$3,322,958
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$16,528,678
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$13,205,720
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$14,451,175
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$11,148,029
Income. Interest from loans (other than to participants)	2020-12-31	$13,786
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$1,057,443
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$1,033,211
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$1,203,518
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$835,447
Employer contributions (assets) at end of year	2020-12-31	$650,091
Employer contributions (assets) at beginning of year	2020-12-31	$657,700
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$749,064
Contract administrator fees	2020-12-31	$64,333
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	SAXTON, KOCUR AND ASSOCIATES, LLP
Accountancy firm EIN	2020-12-31	264006060
2019 : THE RESOURCE CENTER 403(B) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$3,830,700
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$1,421,063
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,368,078
Expenses. Certain deemed distributions of participant loans	2019-12-31	$1,918
Value of total corrective distributions	2019-12-31	$3,819
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,988,284
Value of total assets at end of year	2019-12-31	$13,205,720
Value of total assets at beginning of year	2019-12-31	$10,796,083
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$47,248
Total interest from all sources	2019-12-31	$13,902
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$439,573
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$439,573
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,066,353
Participant contributions at end of year	2019-12-31	$366,780
Participant contributions at beginning of year	2019-12-31	$377,710
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$940
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$107,846
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$2,409,637
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$13,205,720
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$10,796,083
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$11,148,029
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$8,835,941
Interest on participant loans	2019-12-31	$13,902
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$1,033,211
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$1,081,492
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$1,388,941
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$814,085
Employer contributions (assets) at end of year	2019-12-31	$657,700
Employer contributions (assets) at beginning of year	2019-12-31	$500,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,368,078
Contract administrator fees	2019-12-31	$47,248
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	SAXTON, KOCUR AND ASSOCIATES, LLP
Accountancy firm EIN	2019-12-31	264006060
2018 : THE RESOURCE CENTER 403(B) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$1,099,889
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,413,808
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,344,358
Expenses. Certain deemed distributions of participant loans	2018-12-31	$25,748
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,603,317
Value of total assets at end of year	2018-12-31	$10,796,083
Value of total assets at beginning of year	2018-12-31	$11,110,002
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$43,702
Total interest from all sources	2018-12-31	$15,153
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$472,033
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$472,033
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$889,573
Participant contributions at end of year	2018-12-31	$377,710
Participant contributions at beginning of year	2018-12-31	$418,741
Participant contributions at end of year	2018-12-31	$940
Participant contributions at beginning of year	2018-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$78,642
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-313,919
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$10,796,083
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$11,110,002
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$8,835,941
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$9,436,217
Interest on participant loans	2018-12-31	$15,153
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$1,081,492
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$1,255,044
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-990,614
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$635,102
Employer contributions (assets) at end of year	2018-12-31	$500,000
Employer contributions (assets) at beginning of year	2018-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,344,358
Contract administrator fees	2018-12-31	$43,702
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	SAXTON, KOCUR AND ASSOCIATES, LLP
Accountancy firm EIN	2018-12-31	264006060

Form 5500 Responses for THE RESOURCE CENTER 403(B) PLAN

2022: THE RESOURCE CENTER 403(B) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	Yes
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: THE RESOURCE CENTER 403(B) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: THE RESOURCE CENTER 403(B) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: THE RESOURCE CENTER 403(B) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: THE RESOURCE CENTER 403(B) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	First time form 5500 has been submitted	Yes
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )

Policy contract number

914632

Policy instance

Insurance contract or identification number	914632
Number of Individuals Covered	0
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-14
Total amount of commissions paid to insurance broker	USD $1,931
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,931
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	PROVIDE ASSET ALLOCATION ADVICE AND REBALANCING SERVICES FOR PLAN PARTICIPANTS
Insurance broker organization code?	7

METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )

Policy contract number

914632

Policy instance

Insurance contract or identification number	914632
Number of Individuals Covered	332
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $2,231
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,231
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	PROVIDE ASSET ALLOCATION ADVICE AND REBALANCING SERVICES FOR PLAN PARTICIPANTS
Insurance broker organization code?	7

METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )

Policy contract number

914632

Policy instance

Insurance contract or identification number	914632
Number of Individuals Covered	333
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $1,928
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	1928
Additional information about fees paid to insurance broker	PROVIDE ASSET ALLOCATION ADVICE AND REBALANCING SERVICES FOR PLAN PARTICIPANTS
Insurance broker organization code?	7

BRIGHTHOUSE FINANCIAL (National Association of Insurance Commissioners NAIC id number: 0 )

Policy contract number

567912

Policy instance

Insurance contract or identification number	567912
Number of Individuals Covered	1030
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

BRIGHTHOUSE FINANCIAL (National Association of Insurance Commissioners NAIC id number: 0 )

Policy contract number

567912

Policy instance

Insurance contract or identification number	567912
Number of Individuals Covered	360
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

BRIGHTHOUSE FINANCIAL (National Association of Insurance Commissioners NAIC id number: 0 )

Policy contract number

567912

Policy instance

Insurance contract or identification number	567912
Number of Individuals Covered	373
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	NYSARC, INC. CHAUTAUQUA COUNTY CHAPTER DBA THE RESOURCE CENTER
Employer identification number (EIN):	160968914
NAIC Classification:	624100
NAIC Description:	Individual and Family Services