401k Plan data: PATHSTONE CORPORATION RETIREMENT PLAN plan

PATHSTONE CORPORATION RETIREMENT PLAN 401k Plan overview

Plan Name	PATHSTONE CORPORATION RETIREMENT PLAN
Plan identification number	001

PATHSTONE CORPORATION RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PATHSTONE CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: PATHSTONE CORPORATION

Employer identification number (EIN): 160984913

NAIC Classification: 624100
NAIC Description: Individual and Family Services

Additional information about PATHSTONE CORPORATION

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1971-05-14

Company Identification Number: 307801

Legal Registered Office Address: 400 EAST AVENUE
Monroe
ROCHESTER
United States of America (USA)
14607

More information about PATHSTONE CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PATHSTONE CORPORATION RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-10-01
001 2020-10-01
001 2019-10-01
001 2018-10-01
001 2017-10-01 RUPERTO MONTERO 2019-07-15 RUPERTO MONTERO 2019-07-15
001 2016-10-01 KEVIN RYCK
001 2015-10-01 KEVIN RYCK
001 2014-10-01 KEVIN RYCK KEVIN RYCK 2016-07-14
001 2013-10-01 KEVIN RYCK
001 2012-10-01 KEVIN RYCK
001 2011-10-01 KEVIN RYCK
001 2009-10-01 KEVIN RYCK
001 2008-10-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2021-10-01
001	2020-10-01
001	2019-10-01
001	2018-10-01
001	2017-10-01	RUPERTO MONTERO	2019-07-15	RUPERTO MONTERO	2019-07-15
001	2016-10-01	KEVIN RYCK
001	2015-10-01	KEVIN RYCK
001	2014-10-01	KEVIN RYCK		KEVIN RYCK	2016-07-14
001	2013-10-01	KEVIN RYCK
001	2012-10-01	KEVIN RYCK
001	2011-10-01	KEVIN RYCK
001	2009-10-01	KEVIN RYCK
001	2008-10-01

Plan Statistics for PATHSTONE CORPORATION RETIREMENT PLAN

401k plan membership statisitcs for PATHSTONE CORPORATION RETIREMENT PLAN

Measure Date Value
2021: PATHSTONE CORPORATION RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year 2021-10-01 477
Total number of active participants reported on line 7a of the Form 5500 2021-10-01 515
Number of retired or separated participants receiving benefits 2021-10-01 0
Number of other retired or separated participants entitled to future benefits 2021-10-01 207
Total of all active and inactive participants 2021-10-01 722
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-10-01 0
Total participants 2021-10-01 722
Number of participants with account balances 2021-10-01 564
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-10-01 0
2020: PATHSTONE CORPORATION RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-10-01 680
Total number of active participants reported on line 7a of the Form 5500 2020-10-01 509
Number of retired or separated participants receiving benefits 2020-10-01 0
Number of other retired or separated participants entitled to future benefits 2020-10-01 189
Total of all active and inactive participants 2020-10-01 698
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-10-01 0
Total participants 2020-10-01 698
Number of participants with account balances 2020-10-01 575
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-10-01 2
2019: PATHSTONE CORPORATION RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-10-01 713
Total number of active participants reported on line 7a of the Form 5500 2019-10-01 554
Number of retired or separated participants receiving benefits 2019-10-01 0
Number of other retired or separated participants entitled to future benefits 2019-10-01 128
Total of all active and inactive participants 2019-10-01 682
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-10-01 1
Total participants 2019-10-01 683
Number of participants with account balances 2019-10-01 555
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-10-01 7
2018: PATHSTONE CORPORATION RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-10-01 701
Total number of active participants reported on line 7a of the Form 5500 2018-10-01 543
Number of retired or separated participants receiving benefits 2018-10-01 0
Number of other retired or separated participants entitled to future benefits 2018-10-01 158
Total of all active and inactive participants 2018-10-01 701
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-10-01 1
Total participants 2018-10-01 702
Number of participants with account balances 2018-10-01 561
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-10-01 16
2017: PATHSTONE CORPORATION RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-10-01 680
Total number of active participants reported on line 7a of the Form 5500 2017-10-01 536
Number of retired or separated participants receiving benefits 2017-10-01 0
Number of other retired or separated participants entitled to future benefits 2017-10-01 147
Total of all active and inactive participants 2017-10-01 683
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-10-01 1
Total participants 2017-10-01 684
Number of participants with account balances 2017-10-01 536
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-10-01 18
2016: PATHSTONE CORPORATION RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-10-01 671
Total number of active participants reported on line 7a of the Form 5500 2016-10-01 547
Number of retired or separated participants receiving benefits 2016-10-01 0
Number of other retired or separated participants entitled to future benefits 2016-10-01 123
Total of all active and inactive participants 2016-10-01 670
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-10-01 2
Total participants 2016-10-01 672
Number of participants with account balances 2016-10-01 516
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-10-01 13
2015: PATHSTONE CORPORATION RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-10-01 655
Total number of active participants reported on line 7a of the Form 5500 2015-10-01 537
Number of retired or separated participants receiving benefits 2015-10-01 0
Number of other retired or separated participants entitled to future benefits 2015-10-01 145
Total of all active and inactive participants 2015-10-01 682
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-10-01 1
Total participants 2015-10-01 683
Number of participants with account balances 2015-10-01 534
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-10-01 12
2014: PATHSTONE CORPORATION RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-10-01 656
Total number of active participants reported on line 7a of the Form 5500 2014-10-01 538
Number of retired or separated participants receiving benefits 2014-10-01 0
Number of other retired or separated participants entitled to future benefits 2014-10-01 94
Total of all active and inactive participants 2014-10-01 632
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-10-01 1
Total participants 2014-10-01 633
Number of participants with account balances 2014-10-01 496
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-10-01 20
2013: PATHSTONE CORPORATION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-10-01 642
Total number of active participants reported on line 7a of the Form 5500 2013-10-01 542
Number of retired or separated participants receiving benefits 2013-10-01 0
Number of other retired or separated participants entitled to future benefits 2013-10-01 93
Total of all active and inactive participants 2013-10-01 635
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-10-01 1
Total participants 2013-10-01 636
Number of participants with account balances 2013-10-01 500
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-10-01 10
2012: PATHSTONE CORPORATION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-10-01 611
Total number of active participants reported on line 7a of the Form 5500 2012-10-01 504
Number of retired or separated participants receiving benefits 2012-10-01 0
Number of other retired or separated participants entitled to future benefits 2012-10-01 80
Total of all active and inactive participants 2012-10-01 584
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-10-01 1
Total participants 2012-10-01 585
Number of participants with account balances 2012-10-01 444
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-10-01 20
2011: PATHSTONE CORPORATION RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-10-01 672
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 514
Number of retired or separated participants receiving benefits 2011-10-01 0
Number of other retired or separated participants entitled to future benefits 2011-10-01 77
Total of all active and inactive participants 2011-10-01 591
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-10-01 1
Total participants 2011-10-01 592
Number of participants with account balances 2011-10-01 432
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-10-01 20
2009: PATHSTONE CORPORATION RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-10-01 501
Total number of active participants reported on line 7a of the Form 5500 2009-10-01 375
Number of retired or separated participants receiving benefits 2009-10-01 0
Number of other retired or separated participants entitled to future benefits 2009-10-01 74
Total of all active and inactive participants 2009-10-01 449
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-10-01 1
Total participants 2009-10-01 450
Number of participants with account balances 2009-10-01 435
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-10-01 11

Measure	Date	Value
2021: PATHSTONE CORPORATION RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year	2021-10-01	477
Total number of active participants reported on line 7a of the Form 5500	2021-10-01	515
Number of retired or separated participants receiving benefits	2021-10-01	0
Number of other retired or separated participants entitled to future benefits	2021-10-01	207
Total of all active and inactive participants	2021-10-01	722
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-10-01	0
Total participants	2021-10-01	722
Number of participants with account balances	2021-10-01	564
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-10-01	0
2020: PATHSTONE CORPORATION RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-10-01	680
Total number of active participants reported on line 7a of the Form 5500	2020-10-01	509
Number of retired or separated participants receiving benefits	2020-10-01	0
Number of other retired or separated participants entitled to future benefits	2020-10-01	189
Total of all active and inactive participants	2020-10-01	698
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-10-01	0
Total participants	2020-10-01	698
Number of participants with account balances	2020-10-01	575
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-10-01	2
2019: PATHSTONE CORPORATION RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-10-01	713
Total number of active participants reported on line 7a of the Form 5500	2019-10-01	554
Number of retired or separated participants receiving benefits	2019-10-01	0
Number of other retired or separated participants entitled to future benefits	2019-10-01	128
Total of all active and inactive participants	2019-10-01	682
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-10-01	1
Total participants	2019-10-01	683
Number of participants with account balances	2019-10-01	555
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-10-01	7
2018: PATHSTONE CORPORATION RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-10-01	701
Total number of active participants reported on line 7a of the Form 5500	2018-10-01	543
Number of retired or separated participants receiving benefits	2018-10-01	0
Number of other retired or separated participants entitled to future benefits	2018-10-01	158
Total of all active and inactive participants	2018-10-01	701
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-10-01	1
Total participants	2018-10-01	702
Number of participants with account balances	2018-10-01	561
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-10-01	16
2017: PATHSTONE CORPORATION RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-10-01	680
Total number of active participants reported on line 7a of the Form 5500	2017-10-01	536
Number of retired or separated participants receiving benefits	2017-10-01	0
Number of other retired or separated participants entitled to future benefits	2017-10-01	147
Total of all active and inactive participants	2017-10-01	683
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-10-01	1
Total participants	2017-10-01	684
Number of participants with account balances	2017-10-01	536
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-10-01	18
2016: PATHSTONE CORPORATION RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-10-01	671
Total number of active participants reported on line 7a of the Form 5500	2016-10-01	547
Number of retired or separated participants receiving benefits	2016-10-01	0
Number of other retired or separated participants entitled to future benefits	2016-10-01	123
Total of all active and inactive participants	2016-10-01	670
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-10-01	2
Total participants	2016-10-01	672
Number of participants with account balances	2016-10-01	516
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-10-01	13
2015: PATHSTONE CORPORATION RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-10-01	655
Total number of active participants reported on line 7a of the Form 5500	2015-10-01	537
Number of retired or separated participants receiving benefits	2015-10-01	0
Number of other retired or separated participants entitled to future benefits	2015-10-01	145
Total of all active and inactive participants	2015-10-01	682
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-10-01	1
Total participants	2015-10-01	683
Number of participants with account balances	2015-10-01	534
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-10-01	12
2014: PATHSTONE CORPORATION RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-10-01	656
Total number of active participants reported on line 7a of the Form 5500	2014-10-01	538
Number of retired or separated participants receiving benefits	2014-10-01	0
Number of other retired or separated participants entitled to future benefits	2014-10-01	94
Total of all active and inactive participants	2014-10-01	632
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-10-01	1
Total participants	2014-10-01	633
Number of participants with account balances	2014-10-01	496
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-10-01	20
2013: PATHSTONE CORPORATION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-10-01	642
Total number of active participants reported on line 7a of the Form 5500	2013-10-01	542
Number of retired or separated participants receiving benefits	2013-10-01	0
Number of other retired or separated participants entitled to future benefits	2013-10-01	93
Total of all active and inactive participants	2013-10-01	635
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-10-01	1
Total participants	2013-10-01	636
Number of participants with account balances	2013-10-01	500
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-10-01	10
2012: PATHSTONE CORPORATION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-10-01	611
Total number of active participants reported on line 7a of the Form 5500	2012-10-01	504
Number of retired or separated participants receiving benefits	2012-10-01	0
Number of other retired or separated participants entitled to future benefits	2012-10-01	80
Total of all active and inactive participants	2012-10-01	584
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-10-01	1
Total participants	2012-10-01	585
Number of participants with account balances	2012-10-01	444
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-10-01	20
2011: PATHSTONE CORPORATION RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-10-01	672
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	514
Number of retired or separated participants receiving benefits	2011-10-01	0
Number of other retired or separated participants entitled to future benefits	2011-10-01	77
Total of all active and inactive participants	2011-10-01	591
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-10-01	1
Total participants	2011-10-01	592
Number of participants with account balances	2011-10-01	432
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-10-01	20
2009: PATHSTONE CORPORATION RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-10-01	501
Total number of active participants reported on line 7a of the Form 5500	2009-10-01	375
Number of retired or separated participants receiving benefits	2009-10-01	0
Number of other retired or separated participants entitled to future benefits	2009-10-01	74
Total of all active and inactive participants	2009-10-01	449
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-10-01	1
Total participants	2009-10-01	450
Number of participants with account balances	2009-10-01	435
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-10-01	11

Financial Data on PATHSTONE CORPORATION RETIREMENT PLAN

Measure	Date	Value
2022 : PATHSTONE CORPORATION RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-09-30	$0
Total transfer of assets from this plan	2022-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-09-30	$147,635
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-09-30	$315,420
Total income from all sources (including contributions)	2022-09-30	$-847,851
Total loss/gain on sale of assets	2022-09-30	$0
Total of all expenses incurred	2022-09-30	$1,983,101
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-09-30	$1,894,546
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-09-30	$1,199,018
Value of total assets at end of year	2022-09-30	$13,936,225
Value of total assets at beginning of year	2022-09-30	$16,934,962
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-09-30	$88,555
Total interest from all sources	2022-09-30	$75,298
Total dividends received (eg from common stock, registered investment company shares)	2022-09-30	$693,905
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-09-30	$693,905
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2022-09-30	$12,385
Was this plan covered by a fidelity bond	2022-09-30	Yes
Value of fidelity bond cover	2022-09-30	$500,000
If this is an individual account plan, was there a blackout period	2022-09-30	Yes
Were there any nonexempt tranactions with any party-in-interest	2022-09-30	No
Contributions received from participants	2022-09-30	$538,889
Participant contributions at beginning of year	2022-09-30	$22,915
Income. Received or receivable in cash from other sources (including rollovers)	2022-09-30	$46,975
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-09-30	$7,574
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-09-30	$147,635
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-09-30	$314,902
Administrative expenses (other) incurred	2022-09-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-09-30	No
Value of net income/loss	2022-09-30	$-2,830,952
Value of net assets at end of year (total assets less liabilities)	2022-09-30	$13,788,590
Value of net assets at beginning of year (total assets less liabilities)	2022-09-30	$16,619,542
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-09-30	No
Were any leases to which the plan was party in default or uncollectible	2022-09-30	No
Assets. partnership/joint venture interests at beginning of year	2022-09-30	$1,469,282
Investment advisory and management fees	2022-09-30	$88,555
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-09-30	$13,174,768
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-09-30	$5,196,938
Value of interest in common/collective trusts at end of year	2022-09-30	$761,457
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-09-30	$1,062,281
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-09-30	$1,062,281
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-09-30	$75,298
Asset value of US Government securities at beginning of year	2022-09-30	$507,556
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-09-30	$-2,827,582
Net investment gain or loss from common/collective trusts	2022-09-30	$11,510
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-09-30	No
Was there a failure to transmit to the plan any participant contributions	2022-09-30	No
Has the plan failed to provide any benefit when due under the plan	2022-09-30	No
Contributions received in cash from employer	2022-09-30	$613,154
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-09-30	$1,894,546
Asset. Corporate debt instrument preferred debt at beginning of year	2022-09-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2022-09-30	$1,021,194
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-09-30	Yes
Assets. Corporate common stocks other than exployer securities at beginning of year	2022-09-30	$7,634,837
Liabilities. Value of benefit claims payable at beginning of year	2022-09-30	$518
Did the plan have assets held for investment	2022-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-09-30	No
Opinion of an independent qualified public accountant for this plan	2022-09-30	Unqualified
Accountancy firm name	2022-09-30	EFPR GROUP, CPAS, PLLC
Accountancy firm EIN	2022-09-30	474526160
2021 : PATHSTONE CORPORATION RETIREMENT PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets	2021-09-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2021-09-30	$1,487,120
Total unrealized appreciation/depreciation of assets	2021-09-30	$1,487,120
Total transfer of assets to this plan	2021-09-30	$0
Total transfer of assets from this plan	2021-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-09-30	$315,420
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-09-30	$103,158
Expenses. Interest paid	2021-09-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2021-09-30	$0
Total income from all sources (including contributions)	2021-09-30	$3,929,485
Total loss/gain on sale of assets	2021-09-30	$179,190
Total of all expenses incurred	2021-09-30	$748,946
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-09-30	$662,119
Expenses. Certain deemed distributions of participant loans	2021-09-30	$0
Value of total corrective distributions	2021-09-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-09-30	$1,312,168
Value of total assets at end of year	2021-09-30	$16,934,962
Value of total assets at beginning of year	2021-09-30	$13,542,161
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-09-30	$86,827
Total income from rents	2021-09-30	$0
Total interest from all sources	2021-09-30	$83,839
Total dividends received (eg from common stock, registered investment company shares)	2021-09-30	$163,997
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-09-30	$3,151
Assets. Real estate other than employer real property at end of year	2021-09-30	$0
Assets. Real estate other than employer real property at beginning of year	2021-09-30	$0
Administrative expenses professional fees incurred	2021-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2021-09-30	$12,385
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2021-09-30	$10,936
Was this plan covered by a fidelity bond	2021-09-30	Yes
Value of fidelity bond cover	2021-09-30	$1,500,000
If this is an individual account plan, was there a blackout period	2021-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2021-09-30	No
Contributions received from participants	2021-09-30	$487,661
Participant contributions at end of year	2021-09-30	$0
Participant contributions at beginning of year	2021-09-30	$0
Participant contributions at end of year	2021-09-30	$22,915
Participant contributions at beginning of year	2021-09-30	$500
Assets. Other investments not covered elsewhere at end of year	2021-09-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2021-09-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2021-09-30	$228,919
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2021-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-09-30	$7,574
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-09-30	$4,282
Assets. Loans (other than to participants) at end of year	2021-09-30	$0
Assets. Loans (other than to participants) at beginning of year	2021-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-09-30	$314,902
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-09-30	$6,669
Other income not declared elsewhere	2021-09-30	$0
Administrative expenses (other) incurred	2021-09-30	$0
Liabilities. Value of operating payables at end of year	2021-09-30	$0
Liabilities. Value of operating payables at beginning of year	2021-09-30	$0
Total non interest bearing cash at end of year	2021-09-30	$0
Total non interest bearing cash at beginning of year	2021-09-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-09-30	No
Income. Non cash contributions	2021-09-30	$0
Value of net income/loss	2021-09-30	$3,180,539
Value of net assets at end of year (total assets less liabilities)	2021-09-30	$16,619,542
Value of net assets at beginning of year (total assets less liabilities)	2021-09-30	$13,439,003
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-09-30	No
Were any leases to which the plan was party in default or uncollectible	2021-09-30	No
Assets. partnership/joint venture interests at end of year	2021-09-30	$1,469,282
Assets. partnership/joint venture interests at beginning of year	2021-09-30	$1,159,816
Investment advisory and management fees	2021-09-30	$86,827
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-09-30	$5,196,938
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-09-30	$3,751,458
Value of interest in pooled separate accounts at end of year	2021-09-30	$0
Value of interest in pooled separate accounts at beginning of year	2021-09-30	$0
Interest on participant loans	2021-09-30	$0
Income. Interest from loans (other than to participants)	2021-09-30	$0
Interest earned on other investments	2021-09-30	$0
Income. Interest from US Government securities	2021-09-30	$6,411
Income. Interest from corporate debt instruments	2021-09-30	$72,041
Value of interest in master investment trust accounts at end of year	2021-09-30	$0
Value of interest in master investment trust accounts at beginning of year	2021-09-30	$0
Value of interest in common/collective trusts at end of year	2021-09-30	$0
Value of interest in common/collective trusts at beginning of year	2021-09-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-09-30	$1,062,281
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-09-30	$1,328,773
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-09-30	$1,328,773
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-09-30	$5,387
Assets. Value of investments in 103.12 investment entities at end of year	2021-09-30	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2021-09-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-09-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-09-30	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2021-09-30	$0
Asset value of US Government securities at end of year	2021-09-30	$507,556
Asset value of US Government securities at beginning of year	2021-09-30	$378,383
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-09-30	$703,171
Net investment gain/loss from pooled separate accounts	2021-09-30	$0
Net investment gain or loss from common/collective trusts	2021-09-30	$0
Net gain/loss from 103.12 investment entities	2021-09-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-09-30	Yes
Was there a failure to transmit to the plan any participant contributions	2021-09-30	No
Has the plan failed to provide any benefit when due under the plan	2021-09-30	No
Assets. Invements in employer securities at end of year	2021-09-30	$0
Assets. Invements in employer securities at beginning of year	2021-09-30	$0
Assets. Value of employer real property at end of year	2021-09-30	$0
Assets. Value of employer real property at beginning of year	2021-09-30	$0
Contributions received in cash from employer	2021-09-30	$595,588
Employer contributions (assets) at end of year	2021-09-30	$0
Employer contributions (assets) at beginning of year	2021-09-30	$633,784
Income. Dividends from preferred stock	2021-09-30	$0
Income. Dividends from common stock	2021-09-30	$160,846
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-09-30	$662,119
Asset. Corporate debt instrument preferred debt at end of year	2021-09-30	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2021-09-30	$0
Asset. Corporate debt instrument debt (other) at end of year	2021-09-30	$1,021,194
Asset. Corporate debt instrument debt (other) at beginning of year	2021-09-30	$1,060,874
Contract administrator fees	2021-09-30	$0
Assets. Corporate common stocks other than exployer securities at end of year	2021-09-30	$7,634,837
Assets. Corporate common stocks other than exployer securities at beginning of year	2021-09-30	$5,213,355
Liabilities. Value of benefit claims payable at end of year	2021-09-30	$518
Liabilities. Value of benefit claims payable at beginning of year	2021-09-30	$96,489
Assets. Value of buildings and other operty used in plan operation at end of year	2021-09-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2021-09-30	$0
Did the plan have assets held for investment	2021-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-09-30	No
Aggregate proceeds on sale of assets	2021-09-30	$3,879,321
Aggregate carrying amount (costs) on sale of assets	2021-09-30	$3,700,131
Liabilities. Value of acquisition indebtedness at end of year	2021-09-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2021-09-30	$0
Opinion of an independent qualified public accountant for this plan	2021-09-30	Unqualified
Accountancy firm name	2021-09-30	EFPR GROUP, CPAS, PLLC
Accountancy firm EIN	2021-09-30	474526160
2020 : PATHSTONE CORPORATION RETIREMENT PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets	2020-09-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2020-09-30	$2,950
Total unrealized appreciation/depreciation of assets	2020-09-30	$2,950
Total transfer of assets to this plan	2020-09-30	$0
Total transfer of assets from this plan	2020-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-09-30	$103,158
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-09-30	$15,888
Expenses. Interest paid	2020-09-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2020-09-30	$0
Total income from all sources (including contributions)	2020-09-30	$1,136,136
Total loss/gain on sale of assets	2020-09-30	$-191,302
Total of all expenses incurred	2020-09-30	$1,059,029
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-09-30	$988,439
Expenses. Certain deemed distributions of participant loans	2020-09-30	$0
Value of total corrective distributions	2020-09-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-09-30	$1,035,123
Value of total assets at end of year	2020-09-30	$13,542,161
Value of total assets at beginning of year	2020-09-30	$13,377,784
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-09-30	$70,590
Total income from rents	2020-09-30	$0
Total interest from all sources	2020-09-30	$91,142
Total dividends received (eg from common stock, registered investment company shares)	2020-09-30	$215,659
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-09-30	$80,932
Assets. Real estate other than employer real property at end of year	2020-09-30	$0
Assets. Real estate other than employer real property at beginning of year	2020-09-30	$0
Administrative expenses professional fees incurred	2020-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2020-09-30	$10,936
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2020-09-30	$11,533
Was this plan covered by a fidelity bond	2020-09-30	Yes
Value of fidelity bond cover	2020-09-30	$1,500,000
If this is an individual account plan, was there a blackout period	2020-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2020-09-30	No
Contributions received from participants	2020-09-30	$470,734
Participant contributions at end of year	2020-09-30	$0
Participant contributions at beginning of year	2020-09-30	$0
Participant contributions at end of year	2020-09-30	$500
Participant contributions at beginning of year	2020-09-30	$16,344
Assets. Other investments not covered elsewhere at end of year	2020-09-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2020-09-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2020-09-30	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2020-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-09-30	$4,282
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-09-30	$14,578
Assets. Loans (other than to participants) at end of year	2020-09-30	$0
Assets. Loans (other than to participants) at beginning of year	2020-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-09-30	$6,669
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-09-30	$1,255
Other income not declared elsewhere	2020-09-30	$0
Administrative expenses (other) incurred	2020-09-30	$0
Liabilities. Value of operating payables at end of year	2020-09-30	$0
Liabilities. Value of operating payables at beginning of year	2020-09-30	$0
Total non interest bearing cash at end of year	2020-09-30	$0
Total non interest bearing cash at beginning of year	2020-09-30	$75,043
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-09-30	No
Income. Non cash contributions	2020-09-30	$0
Value of net income/loss	2020-09-30	$77,107
Value of net assets at end of year (total assets less liabilities)	2020-09-30	$13,439,003
Value of net assets at beginning of year (total assets less liabilities)	2020-09-30	$13,361,896
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-09-30	No
Were any leases to which the plan was party in default or uncollectible	2020-09-30	No
Assets. partnership/joint venture interests at end of year	2020-09-30	$1,159,816
Assets. partnership/joint venture interests at beginning of year	2020-09-30	$1,257,950
Investment advisory and management fees	2020-09-30	$70,590
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-09-30	$3,751,458
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-09-30	$3,469,138
Value of interest in pooled separate accounts at end of year	2020-09-30	$0
Value of interest in pooled separate accounts at beginning of year	2020-09-30	$0
Interest on participant loans	2020-09-30	$0
Income. Interest from loans (other than to participants)	2020-09-30	$0
Interest earned on other investments	2020-09-30	$0
Income. Interest from US Government securities	2020-09-30	$6,477
Income. Interest from corporate debt instruments	2020-09-30	$76,991
Value of interest in master investment trust accounts at end of year	2020-09-30	$0
Value of interest in master investment trust accounts at beginning of year	2020-09-30	$0
Value of interest in common/collective trusts at end of year	2020-09-30	$0
Value of interest in common/collective trusts at beginning of year	2020-09-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-09-30	$1,328,773
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-09-30	$748,131
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-09-30	$748,131
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-09-30	$7,674
Assets. Value of investments in 103.12 investment entities at end of year	2020-09-30	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2020-09-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-09-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-09-30	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2020-09-30	$0
Asset value of US Government securities at end of year	2020-09-30	$378,383
Asset value of US Government securities at beginning of year	2020-09-30	$468,789
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-09-30	$-17,436
Net investment gain/loss from pooled separate accounts	2020-09-30	$0
Net investment gain or loss from common/collective trusts	2020-09-30	$0
Net gain/loss from 103.12 investment entities	2020-09-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-09-30	No
Was there a failure to transmit to the plan any participant contributions	2020-09-30	Yes
Has the plan failed to provide any benefit when due under the plan	2020-09-30	No
Assets. Invements in employer securities at end of year	2020-09-30	$0
Assets. Invements in employer securities at beginning of year	2020-09-30	$0
Assets. Value of employer real property at end of year	2020-09-30	$0
Assets. Value of employer real property at beginning of year	2020-09-30	$0
Contributions received in cash from employer	2020-09-30	$564,389
Employer contributions (assets) at end of year	2020-09-30	$633,784
Employer contributions (assets) at beginning of year	2020-09-30	$1,094,395
Income. Dividends from preferred stock	2020-09-30	$5,924
Income. Dividends from common stock	2020-09-30	$128,803
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-09-30	$988,439
Asset. Corporate debt instrument preferred debt at end of year	2020-09-30	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2020-09-30	$0
Asset. Corporate debt instrument debt (other) at end of year	2020-09-30	$1,060,874
Asset. Corporate debt instrument debt (other) at beginning of year	2020-09-30	$1,529,375
Contract administrator fees	2020-09-30	$0
Assets. Corporate common stocks other than exployer securities at end of year	2020-09-30	$5,213,355
Assets. Corporate common stocks other than exployer securities at beginning of year	2020-09-30	$4,692,508
Liabilities. Value of benefit claims payable at end of year	2020-09-30	$96,489
Liabilities. Value of benefit claims payable at beginning of year	2020-09-30	$14,633
Assets. Value of buildings and other operty used in plan operation at end of year	2020-09-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2020-09-30	$0
Did the plan have assets held for investment	2020-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-09-30	No
Aggregate proceeds on sale of assets	2020-09-30	$2,030,014
Aggregate carrying amount (costs) on sale of assets	2020-09-30	$2,221,316
Liabilities. Value of acquisition indebtedness at end of year	2020-09-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2020-09-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-09-30	No
Opinion of an independent qualified public accountant for this plan	2020-09-30	Unqualified
Accountancy firm name	2020-09-30	EFPR GROUP, CPAS, PLLC
Accountancy firm EIN	2020-09-30	474526160
2019 : PATHSTONE CORPORATION RETIREMENT PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets	2019-09-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2019-09-30	$271,683
Total unrealized appreciation/depreciation of assets	2019-09-30	$271,683
Total transfer of assets to this plan	2019-09-30	$0
Total transfer of assets from this plan	2019-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-09-30	$15,888
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-09-30	$6,236
Expenses. Interest paid	2019-09-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2019-09-30	$0
Total income from all sources (including contributions)	2019-09-30	$1,818,581
Total loss/gain on sale of assets	2019-09-30	$-109,404
Total of all expenses incurred	2019-09-30	$1,712,343
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-09-30	$1,636,452
Expenses. Certain deemed distributions of participant loans	2019-09-30	$0
Value of total corrective distributions	2019-09-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-09-30	$1,373,797
Value of total assets at end of year	2019-09-30	$13,377,784
Value of total assets at beginning of year	2019-09-30	$13,261,894
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-09-30	$75,891
Total income from rents	2019-09-30	$0
Total interest from all sources	2019-09-30	$56,748
Total dividends received (eg from common stock, registered investment company shares)	2019-09-30	$292,826
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-09-30	$109,674
Assets. Real estate other than employer real property at end of year	2019-09-30	$0
Assets. Real estate other than employer real property at beginning of year	2019-09-30	$0
Administrative expenses professional fees incurred	2019-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2019-09-30	$11,533
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2019-09-30	$0
Was this plan covered by a fidelity bond	2019-09-30	Yes
Value of fidelity bond cover	2019-09-30	$1,500,000
If this is an individual account plan, was there a blackout period	2019-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2019-09-30	No
Contributions received from participants	2019-09-30	$443,101
Participant contributions at end of year	2019-09-30	$0
Participant contributions at beginning of year	2019-09-30	$0
Participant contributions at end of year	2019-09-30	$16,344
Participant contributions at beginning of year	2019-09-30	$15,470
Assets. Other investments not covered elsewhere at end of year	2019-09-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2019-09-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2019-09-30	$3,076
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2019-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-09-30	$14,578
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-09-30	$11,989
Assets. Loans (other than to participants) at end of year	2019-09-30	$0
Assets. Loans (other than to participants) at beginning of year	2019-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-09-30	$1,255
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-09-30	$1,979
Other income not declared elsewhere	2019-09-30	$0
Administrative expenses (other) incurred	2019-09-30	$0
Liabilities. Value of operating payables at end of year	2019-09-30	$0
Liabilities. Value of operating payables at beginning of year	2019-09-30	$0
Total non interest bearing cash at end of year	2019-09-30	$75,043
Total non interest bearing cash at beginning of year	2019-09-30	$2,117
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-09-30	No
Income. Non cash contributions	2019-09-30	$0
Value of net income/loss	2019-09-30	$106,238
Value of net assets at end of year (total assets less liabilities)	2019-09-30	$13,361,896
Value of net assets at beginning of year (total assets less liabilities)	2019-09-30	$13,255,658
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-09-30	No
Were any leases to which the plan was party in default or uncollectible	2019-09-30	No
Assets. partnership/joint venture interests at end of year	2019-09-30	$1,257,950
Assets. partnership/joint venture interests at beginning of year	2019-09-30	$644,226
Investment advisory and management fees	2019-09-30	$75,891
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-09-30	$3,469,138
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-09-30	$3,328,390
Value of interest in pooled separate accounts at end of year	2019-09-30	$0
Value of interest in pooled separate accounts at beginning of year	2019-09-30	$0
Interest on participant loans	2019-09-30	$0
Income. Interest from loans (other than to participants)	2019-09-30	$0
Interest earned on other investments	2019-09-30	$0
Income. Interest from US Government securities	2019-09-30	$4,133
Income. Interest from corporate debt instruments	2019-09-30	$46,170
Value of interest in master investment trust accounts at end of year	2019-09-30	$0
Value of interest in master investment trust accounts at beginning of year	2019-09-30	$0
Value of interest in common/collective trusts at end of year	2019-09-30	$0
Value of interest in common/collective trusts at beginning of year	2019-09-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-09-30	$748,131
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-09-30	$880,918
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-09-30	$880,918
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-09-30	$6,445
Assets. Value of investments in 103.12 investment entities at end of year	2019-09-30	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2019-09-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-09-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-09-30	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2019-09-30	$0
Asset value of US Government securities at end of year	2019-09-30	$468,789
Asset value of US Government securities at beginning of year	2019-09-30	$292,960
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-09-30	$-67,069
Net investment gain/loss from pooled separate accounts	2019-09-30	$0
Net investment gain or loss from common/collective trusts	2019-09-30	$0
Net gain/loss from 103.12 investment entities	2019-09-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-09-30	Yes
Was there a failure to transmit to the plan any participant contributions	2019-09-30	No
Has the plan failed to provide any benefit when due under the plan	2019-09-30	No
Assets. Invements in employer securities at end of year	2019-09-30	$0
Assets. Invements in employer securities at beginning of year	2019-09-30	$0
Assets. Value of employer real property at end of year	2019-09-30	$0
Assets. Value of employer real property at beginning of year	2019-09-30	$0
Contributions received in cash from employer	2019-09-30	$927,620
Employer contributions (assets) at end of year	2019-09-30	$1,094,395
Employer contributions (assets) at beginning of year	2019-09-30	$1,181,775
Income. Dividends from preferred stock	2019-09-30	$483
Income. Dividends from common stock	2019-09-30	$182,669
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-09-30	$1,636,452
Asset. Corporate debt instrument preferred debt at end of year	2019-09-30	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2019-09-30	$0
Asset. Corporate debt instrument debt (other) at end of year	2019-09-30	$1,529,375
Asset. Corporate debt instrument debt (other) at beginning of year	2019-09-30	$1,319,216
Contract administrator fees	2019-09-30	$0
Assets. Corporate common stocks other than exployer securities at end of year	2019-09-30	$4,692,508
Assets. Corporate common stocks other than exployer securities at beginning of year	2019-09-30	$5,584,833
Liabilities. Value of benefit claims payable at end of year	2019-09-30	$14,633
Liabilities. Value of benefit claims payable at beginning of year	2019-09-30	$4,257
Assets. Value of buildings and other operty used in plan operation at end of year	2019-09-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2019-09-30	$0
Did the plan have assets held for investment	2019-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-09-30	No
Aggregate proceeds on sale of assets	2019-09-30	$8,195,998
Aggregate carrying amount (costs) on sale of assets	2019-09-30	$8,305,402
Liabilities. Value of acquisition indebtedness at end of year	2019-09-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2019-09-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-09-30	No
Opinion of an independent qualified public accountant for this plan	2019-09-30	Unqualified
Accountancy firm name	2019-09-30	EFPR GROUP, CPAS, PLLC
Accountancy firm EIN	2019-09-30	474526160
2018 : PATHSTONE CORPORATION RETIREMENT PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets	2018-09-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2018-09-30	$445,461
Total unrealized appreciation/depreciation of assets	2018-09-30	$445,461
Total transfer of assets to this plan	2018-09-30	$0
Total transfer of assets from this plan	2018-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-09-30	$6,236
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-09-30	$8,512
Expenses. Interest paid	2018-09-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2018-09-30	$0
Total income from all sources (including contributions)	2018-09-30	$2,215,050
Total loss/gain on sale of assets	2018-09-30	$59,439
Total of all expenses incurred	2018-09-30	$1,113,820
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-09-30	$1,034,533
Expenses. Certain deemed distributions of participant loans	2018-09-30	$0
Value of total corrective distributions	2018-09-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-09-30	$1,331,732
Value of total assets at end of year	2018-09-30	$13,261,894
Value of total assets at beginning of year	2018-09-30	$12,162,940
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-09-30	$79,287
Total income from rents	2018-09-30	$0
Total interest from all sources	2018-09-30	$39,378
Total dividends received (eg from common stock, registered investment company shares)	2018-09-30	$185,929
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-09-30	$17,168
Assets. Real estate other than employer real property at end of year	2018-09-30	$0
Assets. Real estate other than employer real property at beginning of year	2018-09-30	$0
Administrative expenses professional fees incurred	2018-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2018-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2018-09-30	$0
Was this plan covered by a fidelity bond	2018-09-30	Yes
Value of fidelity bond cover	2018-09-30	$1,500,000
If this is an individual account plan, was there a blackout period	2018-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2018-09-30	No
Contributions received from participants	2018-09-30	$424,993
Participant contributions at end of year	2018-09-30	$0
Participant contributions at beginning of year	2018-09-30	$0
Participant contributions at end of year	2018-09-30	$15,470
Participant contributions at beginning of year	2018-09-30	$15,563
Assets. Other investments not covered elsewhere at end of year	2018-09-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2018-09-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-09-30	$16,366
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2018-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-09-30	$11,989
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-09-30	$9,178
Assets. Loans (other than to participants) at end of year	2018-09-30	$0
Assets. Loans (other than to participants) at beginning of year	2018-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-09-30	$1,979
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-09-30	$1,735
Other income not declared elsewhere	2018-09-30	$0
Administrative expenses (other) incurred	2018-09-30	$0
Liabilities. Value of operating payables at end of year	2018-09-30	$0
Liabilities. Value of operating payables at beginning of year	2018-09-30	$0
Total non interest bearing cash at end of year	2018-09-30	$2,117
Total non interest bearing cash at beginning of year	2018-09-30	$147
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-09-30	No
Income. Non cash contributions	2018-09-30	$0
Value of net income/loss	2018-09-30	$1,101,230
Value of net assets at end of year (total assets less liabilities)	2018-09-30	$13,255,658
Value of net assets at beginning of year (total assets less liabilities)	2018-09-30	$12,154,428
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-09-30	No
Were any leases to which the plan was party in default or uncollectible	2018-09-30	No
Assets. partnership/joint venture interests at end of year	2018-09-30	$686,068
Assets. partnership/joint venture interests at beginning of year	2018-09-30	$660,992
Investment advisory and management fees	2018-09-30	$79,287
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-09-30	$3,280,620
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-09-30	$2,680,501
Value of interest in pooled separate accounts at end of year	2018-09-30	$0
Value of interest in pooled separate accounts at beginning of year	2018-09-30	$0
Interest on participant loans	2018-09-30	$0
Income. Interest from loans (other than to participants)	2018-09-30	$0
Interest earned on other investments	2018-09-30	$0
Income. Interest from US Government securities	2018-09-30	$1,648
Income. Interest from corporate debt instruments	2018-09-30	$37,122
Value of interest in master investment trust accounts at end of year	2018-09-30	$0
Value of interest in master investment trust accounts at beginning of year	2018-09-30	$0
Value of interest in common/collective trusts at end of year	2018-09-30	$0
Value of interest in common/collective trusts at beginning of year	2018-09-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-09-30	$928,688
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-09-30	$900,785
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-09-30	$900,785
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-09-30	$608
Assets. Value of investments in 103.12 investment entities at end of year	2018-09-30	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2018-09-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-09-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-09-30	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2018-09-30	$0
Asset value of US Government securities at end of year	2018-09-30	$292,960
Asset value of US Government securities at beginning of year	2018-09-30	$135,594
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-09-30	$153,111
Net investment gain/loss from pooled separate accounts	2018-09-30	$0
Net investment gain or loss from common/collective trusts	2018-09-30	$0
Net gain/loss from 103.12 investment entities	2018-09-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-09-30	Yes
Was there a failure to transmit to the plan any participant contributions	2018-09-30	No
Has the plan failed to provide any benefit when due under the plan	2018-09-30	No
Assets. Invements in employer securities at end of year	2018-09-30	$0
Assets. Invements in employer securities at beginning of year	2018-09-30	$0
Assets. Value of employer real property at end of year	2018-09-30	$0
Assets. Value of employer real property at beginning of year	2018-09-30	$0
Contributions received in cash from employer	2018-09-30	$890,373
Employer contributions (assets) at end of year	2018-09-30	$1,181,775
Employer contributions (assets) at beginning of year	2018-09-30	$1,061,401
Income. Dividends from preferred stock	2018-09-30	$0
Income. Dividends from common stock	2018-09-30	$168,761
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-09-30	$1,034,533
Asset. Corporate debt instrument preferred debt at end of year	2018-09-30	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2018-09-30	$0
Asset. Corporate debt instrument debt (other) at end of year	2018-09-30	$1,319,216
Asset. Corporate debt instrument debt (other) at beginning of year	2018-09-30	$1,808,650
Contract administrator fees	2018-09-30	$0
Assets. Corporate common stocks other than exployer securities at end of year	2018-09-30	$5,542,991
Assets. Corporate common stocks other than exployer securities at beginning of year	2018-09-30	$4,890,129
Liabilities. Value of benefit claims payable at end of year	2018-09-30	$4,257
Liabilities. Value of benefit claims payable at beginning of year	2018-09-30	$6,777
Assets. Value of buildings and other operty used in plan operation at end of year	2018-09-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2018-09-30	$0
Did the plan have assets held for investment	2018-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-09-30	No
Aggregate proceeds on sale of assets	2018-09-30	$7,419,434
Aggregate carrying amount (costs) on sale of assets	2018-09-30	$7,359,995
Liabilities. Value of acquisition indebtedness at end of year	2018-09-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2018-09-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-09-30	No
Opinion of an independent qualified public accountant for this plan	2018-09-30	Unqualified
Accountancy firm name	2018-09-30	EFPR GROUP, CPAS, PLLC
Accountancy firm EIN	2018-09-30	474526160
2017 : PATHSTONE CORPORATION RETIREMENT PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets	2017-09-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2017-09-30	$579,797
Total unrealized appreciation/depreciation of assets	2017-09-30	$579,797
Total transfer of assets to this plan	2017-09-30	$0
Total transfer of assets from this plan	2017-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-09-30	$8,512
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-09-30	$0
Expenses. Interest paid	2017-09-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2017-09-30	$0
Total income from all sources (including contributions)	2017-09-30	$2,291,570
Total loss/gain on sale of assets	2017-09-30	$5,819
Total of all expenses incurred	2017-09-30	$996,783
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-09-30	$914,754
Expenses. Certain deemed distributions of participant loans	2017-09-30	$0
Value of total corrective distributions	2017-09-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-09-30	$1,281,081
Value of total assets at end of year	2017-09-30	$12,162,940
Value of total assets at beginning of year	2017-09-30	$10,859,641
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-09-30	$82,029
Total income from rents	2017-09-30	$0
Total interest from all sources	2017-09-30	$37,582
Total dividends received (eg from common stock, registered investment company shares)	2017-09-30	$155,709
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-09-30	$22,309
Assets. Real estate other than employer real property at end of year	2017-09-30	$0
Assets. Real estate other than employer real property at beginning of year	2017-09-30	$0
Administrative expenses professional fees incurred	2017-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2017-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2017-09-30	$0
Was this plan covered by a fidelity bond	2017-09-30	Yes
Value of fidelity bond cover	2017-09-30	$1,500,000
If this is an individual account plan, was there a blackout period	2017-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2017-09-30	No
Contributions received from participants	2017-09-30	$405,848
Participant contributions at end of year	2017-09-30	$0
Participant contributions at beginning of year	2017-09-30	$0
Participant contributions at end of year	2017-09-30	$15,563
Participant contributions at beginning of year	2017-09-30	$12,468
Assets. Other investments not covered elsewhere at end of year	2017-09-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2017-09-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-09-30	$15,445
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-09-30	$9,178
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-09-30	$23,102
Assets. Loans (other than to participants) at end of year	2017-09-30	$0
Assets. Loans (other than to participants) at beginning of year	2017-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-09-30	$1,735
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-09-30	$0
Other income not declared elsewhere	2017-09-30	$0
Administrative expenses (other) incurred	2017-09-30	$0
Liabilities. Value of operating payables at end of year	2017-09-30	$0
Liabilities. Value of operating payables at beginning of year	2017-09-30	$0
Total non interest bearing cash at end of year	2017-09-30	$147
Total non interest bearing cash at beginning of year	2017-09-30	$76
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-09-30	No
Income. Non cash contributions	2017-09-30	$0
Value of net income/loss	2017-09-30	$1,294,787
Value of net assets at end of year (total assets less liabilities)	2017-09-30	$12,154,428
Value of net assets at beginning of year (total assets less liabilities)	2017-09-30	$10,859,641
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-09-30	No
Were any leases to which the plan was party in default or uncollectible	2017-09-30	No
Assets. partnership/joint venture interests at end of year	2017-09-30	$660,992
Assets. partnership/joint venture interests at beginning of year	2017-09-30	$621,039
Investment advisory and management fees	2017-09-30	$82,029
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-09-30	$2,680,501
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-09-30	$2,652,023
Value of interest in pooled separate accounts at end of year	2017-09-30	$0
Value of interest in pooled separate accounts at beginning of year	2017-09-30	$0
Interest on participant loans	2017-09-30	$0
Income. Interest from loans (other than to participants)	2017-09-30	$0
Interest earned on other investments	2017-09-30	$0
Income. Interest from US Government securities	2017-09-30	$1,321
Income. Interest from corporate debt instruments	2017-09-30	$36,154
Value of interest in master investment trust accounts at end of year	2017-09-30	$0
Value of interest in master investment trust accounts at beginning of year	2017-09-30	$0
Value of interest in common/collective trusts at end of year	2017-09-30	$0
Value of interest in common/collective trusts at beginning of year	2017-09-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-09-30	$900,785
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-09-30	$867,630
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-09-30	$867,630
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-09-30	$107
Assets. Value of investments in 103.12 investment entities at end of year	2017-09-30	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2017-09-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-09-30	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2017-09-30	$0
Asset value of US Government securities at end of year	2017-09-30	$135,594
Asset value of US Government securities at beginning of year	2017-09-30	$10,632
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-09-30	$231,582
Net investment gain/loss from pooled separate accounts	2017-09-30	$0
Net investment gain or loss from common/collective trusts	2017-09-30	$0
Net gain/loss from 103.12 investment entities	2017-09-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-09-30	Yes
Was there a failure to transmit to the plan any participant contributions	2017-09-30	No
Has the plan failed to provide any benefit when due under the plan	2017-09-30	No
Assets. Invements in employer securities at end of year	2017-09-30	$0
Assets. Invements in employer securities at beginning of year	2017-09-30	$0
Assets. Value of employer real property at end of year	2017-09-30	$0
Assets. Value of employer real property at beginning of year	2017-09-30	$0
Contributions received in cash from employer	2017-09-30	$859,788
Employer contributions (assets) at end of year	2017-09-30	$1,061,401
Employer contributions (assets) at beginning of year	2017-09-30	$1,126,613
Income. Dividends from preferred stock	2017-09-30	$0
Income. Dividends from common stock	2017-09-30	$133,400
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-09-30	$914,754
Asset. Corporate debt instrument preferred debt at end of year	2017-09-30	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2017-09-30	$121,905
Asset. Corporate debt instrument debt (other) at end of year	2017-09-30	$1,808,650
Asset. Corporate debt instrument debt (other) at beginning of year	2017-09-30	$1,622,797
Contract administrator fees	2017-09-30	$0
Assets. Corporate common stocks other than exployer securities at end of year	2017-09-30	$4,890,129
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-09-30	$3,801,356
Liabilities. Value of benefit claims payable at end of year	2017-09-30	$6,777
Liabilities. Value of benefit claims payable at beginning of year	2017-09-30	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2017-09-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2017-09-30	$0
Did the plan have assets held for investment	2017-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-09-30	No
Aggregate proceeds on sale of assets	2017-09-30	$2,674,667
Aggregate carrying amount (costs) on sale of assets	2017-09-30	$2,668,848
Liabilities. Value of acquisition indebtedness at end of year	2017-09-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2017-09-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-09-30	No
Opinion of an independent qualified public accountant for this plan	2017-09-30	Unqualified
Accountancy firm name	2017-09-30	EFPR GROUP, CPAS, PLLC
Accountancy firm EIN	2017-09-30	474526160
2016 : PATHSTONE CORPORATION RETIREMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-09-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-09-30	$401,360
Total unrealized appreciation/depreciation of assets	2016-09-30	$401,360
Total transfer of assets to this plan	2016-09-30	$0
Total transfer of assets from this plan	2016-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-09-30	$18,524
Expenses. Interest paid	2016-09-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2016-09-30	$0
Total income from all sources (including contributions)	2016-09-30	$1,976,457
Total loss/gain on sale of assets	2016-09-30	$-12,688
Total of all expenses incurred	2016-09-30	$548,521
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-09-30	$472,332
Expenses. Certain deemed distributions of participant loans	2016-09-30	$0
Value of total corrective distributions	2016-09-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-09-30	$1,247,035
Value of total assets at end of year	2016-09-30	$10,859,641
Value of total assets at beginning of year	2016-09-30	$9,450,229
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-09-30	$76,189
Total income from rents	2016-09-30	$0
Total interest from all sources	2016-09-30	$40,426
Total dividends received (eg from common stock, registered investment company shares)	2016-09-30	$139,352
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-09-30	$19,881
Assets. Real estate other than employer real property at end of year	2016-09-30	$0
Assets. Real estate other than employer real property at beginning of year	2016-09-30	$0
Administrative expenses professional fees incurred	2016-09-30	$851
Assets. Corporate prefeered stocks other than exployer securities at end of year	2016-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2016-09-30	$0
Was this plan covered by a fidelity bond	2016-09-30	Yes
Value of fidelity bond cover	2016-09-30	$1,500,000
If this is an individual account plan, was there a blackout period	2016-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2016-09-30	No
Contributions received from participants	2016-09-30	$352,388
Participant contributions at end of year	2016-09-30	$0
Participant contributions at beginning of year	2016-09-30	$0
Participant contributions at end of year	2016-09-30	$12,468
Participant contributions at beginning of year	2016-09-30	$0
Assets. Other investments not covered elsewhere at end of year	2016-09-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2016-09-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-09-30	$8,743
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-09-30	$23,102
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-09-30	$8,751
Assets. Loans (other than to participants) at end of year	2016-09-30	$0
Assets. Loans (other than to participants) at beginning of year	2016-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-09-30	$0
Other income not declared elsewhere	2016-09-30	$0
Administrative expenses (other) incurred	2016-09-30	$0
Liabilities. Value of operating payables at end of year	2016-09-30	$0
Liabilities. Value of operating payables at beginning of year	2016-09-30	$18,524
Total non interest bearing cash at end of year	2016-09-30	$76
Total non interest bearing cash at beginning of year	2016-09-30	$7,013
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-09-30	No
Income. Non cash contributions	2016-09-30	$0
Value of net income/loss	2016-09-30	$1,427,936
Value of net assets at end of year (total assets less liabilities)	2016-09-30	$10,859,641
Value of net assets at beginning of year (total assets less liabilities)	2016-09-30	$9,431,705
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-09-30	No
Were any leases to which the plan was party in default or uncollectible	2016-09-30	No
Assets. partnership/joint venture interests at end of year	2016-09-30	$621,039
Assets. partnership/joint venture interests at beginning of year	2016-09-30	$481,142
Investment advisory and management fees	2016-09-30	$75,338
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-09-30	$2,652,023
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-09-30	$2,004,751
Value of interest in pooled separate accounts at end of year	2016-09-30	$0
Value of interest in pooled separate accounts at beginning of year	2016-09-30	$0
Interest on participant loans	2016-09-30	$0
Income. Interest from loans (other than to participants)	2016-09-30	$0
Interest earned on other investments	2016-09-30	$0
Income. Interest from US Government securities	2016-09-30	$669
Income. Interest from corporate debt instruments	2016-09-30	$34,848
Value of interest in master investment trust accounts at end of year	2016-09-30	$0
Value of interest in master investment trust accounts at beginning of year	2016-09-30	$0
Value of interest in common/collective trusts at end of year	2016-09-30	$0
Value of interest in common/collective trusts at beginning of year	2016-09-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-09-30	$867,630
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-09-30	$1,006,744
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-09-30	$1,006,744
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-09-30	$4,909
Assets. Value of investments in 103.12 investment entities at end of year	2016-09-30	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2016-09-30	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2016-09-30	$0
Asset value of US Government securities at end of year	2016-09-30	$10,632
Asset value of US Government securities at beginning of year	2016-09-30	$15,363
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-09-30	$160,972
Net investment gain/loss from pooled separate accounts	2016-09-30	$0
Net investment gain or loss from common/collective trusts	2016-09-30	$0
Net gain/loss from 103.12 investment entities	2016-09-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-09-30	Yes
Was there a failure to transmit to the plan any participant contributions	2016-09-30	No
Has the plan failed to provide any benefit when due under the plan	2016-09-30	No
Assets. Invements in employer securities at end of year	2016-09-30	$0
Assets. Invements in employer securities at beginning of year	2016-09-30	$0
Assets. Value of employer real property at end of year	2016-09-30	$0
Assets. Value of employer real property at beginning of year	2016-09-30	$0
Contributions received in cash from employer	2016-09-30	$885,904
Employer contributions (assets) at end of year	2016-09-30	$1,126,613
Employer contributions (assets) at beginning of year	2016-09-30	$1,087,854
Income. Dividends from preferred stock	2016-09-30	$0
Income. Dividends from common stock	2016-09-30	$119,471
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-09-30	$472,332
Asset. Corporate debt instrument preferred debt at end of year	2016-09-30	$121,905
Asset. Corporate debt instrument preferred debt at beginning of year	2016-09-30	$127,461
Asset. Corporate debt instrument debt (other) at end of year	2016-09-30	$1,622,797
Asset. Corporate debt instrument debt (other) at beginning of year	2016-09-30	$1,563,353
Contract administrator fees	2016-09-30	$0
Assets. Corporate common stocks other than exployer securities at end of year	2016-09-30	$3,801,356
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-09-30	$3,147,797
Liabilities. Value of benefit claims payable at end of year	2016-09-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2016-09-30	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2016-09-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2016-09-30	$0
Did the plan have assets held for investment	2016-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-09-30	No
Aggregate proceeds on sale of assets	2016-09-30	$3,301,293
Aggregate carrying amount (costs) on sale of assets	2016-09-30	$3,313,981
Liabilities. Value of acquisition indebtedness at end of year	2016-09-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2016-09-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-09-30	No
Opinion of an independent qualified public accountant for this plan	2016-09-30	Unqualified
Accountancy firm name	2016-09-30	EFPR GROUP, CPAS, PLLC
Accountancy firm EIN	2016-09-30	474526160
2015 : PATHSTONE CORPORATION RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-09-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-09-30	$-155,181
Total unrealized appreciation/depreciation of assets	2015-09-30	$-155,181
Total transfer of assets to this plan	2015-09-30	$0
Total transfer of assets from this plan	2015-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-09-30	$18,524
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-09-30	$5,990
Expenses. Interest paid	2015-09-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-09-30	$0
Total income from all sources (including contributions)	2015-09-30	$1,007,430
Total loss/gain on sale of assets	2015-09-30	$-7,732
Total of all expenses incurred	2015-09-30	$703,438
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-09-30	$632,756
Expenses. Certain deemed distributions of participant loans	2015-09-30	$0
Value of total corrective distributions	2015-09-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-09-30	$1,099,146
Value of total assets at end of year	2015-09-30	$9,450,229
Value of total assets at beginning of year	2015-09-30	$9,133,703
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-09-30	$70,682
Total income from rents	2015-09-30	$0
Total interest from all sources	2015-09-30	$36,188
Total dividends received (eg from common stock, registered investment company shares)	2015-09-30	$113,697
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-09-30	$12,391
Assets. Real estate other than employer real property at end of year	2015-09-30	$0
Assets. Real estate other than employer real property at beginning of year	2015-09-30	$0
Administrative expenses professional fees incurred	2015-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2015-09-30	$0
Was this plan covered by a fidelity bond	2015-09-30	Yes
Value of fidelity bond cover	2015-09-30	$1,500,000
If this is an individual account plan, was there a blackout period	2015-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2015-09-30	No
Contributions received from participants	2015-09-30	$310,258
Participant contributions at end of year	2015-09-30	$0
Participant contributions at beginning of year	2015-09-30	$0
Participant contributions at end of year	2015-09-30	$0
Participant contributions at beginning of year	2015-09-30	$993
Assets. Other investments not covered elsewhere at end of year	2015-09-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2015-09-30	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-09-30	$8,751
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-09-30	$10,660
Assets. Loans (other than to participants) at end of year	2015-09-30	$0
Assets. Loans (other than to participants) at beginning of year	2015-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-09-30	$0
Other income not declared elsewhere	2015-09-30	$0
Administrative expenses (other) incurred	2015-09-30	$0
Liabilities. Value of operating payables at end of year	2015-09-30	$18,524
Liabilities. Value of operating payables at beginning of year	2015-09-30	$5,760
Total non interest bearing cash at end of year	2015-09-30	$7,013
Total non interest bearing cash at beginning of year	2015-09-30	$1,214
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Income. Non cash contributions	2015-09-30	$0
Value of net income/loss	2015-09-30	$303,992
Value of net assets at end of year (total assets less liabilities)	2015-09-30	$9,431,705
Value of net assets at beginning of year (total assets less liabilities)	2015-09-30	$9,127,713
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-09-30	No
Were any leases to which the plan was party in default or uncollectible	2015-09-30	No
Assets. partnership/joint venture interests at end of year	2015-09-30	$481,142
Assets. partnership/joint venture interests at beginning of year	2015-09-30	$327,228
Investment advisory and management fees	2015-09-30	$70,682
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-09-30	$2,004,751
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-09-30	$2,322,880
Value of interest in pooled separate accounts at end of year	2015-09-30	$0
Value of interest in pooled separate accounts at beginning of year	2015-09-30	$0
Interest on participant loans	2015-09-30	$0
Income. Interest from loans (other than to participants)	2015-09-30	$0
Interest earned on other investments	2015-09-30	$0
Income. Interest from US Government securities	2015-09-30	$-1,453
Income. Interest from corporate debt instruments	2015-09-30	$37,618
Value of interest in master investment trust accounts at end of year	2015-09-30	$0
Value of interest in master investment trust accounts at beginning of year	2015-09-30	$0
Value of interest in common/collective trusts at end of year	2015-09-30	$0
Value of interest in common/collective trusts at beginning of year	2015-09-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-09-30	$1,006,744
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-09-30	$635,735
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-09-30	$635,735
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-09-30	$23
Assets. Value of investments in 103.12 investment entities at end of year	2015-09-30	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2015-09-30	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2015-09-30	$0
Asset value of US Government securities at end of year	2015-09-30	$15,363
Asset value of US Government securities at beginning of year	2015-09-30	$126,919
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-09-30	$-78,688
Net investment gain/loss from pooled separate accounts	2015-09-30	$0
Net investment gain or loss from common/collective trusts	2015-09-30	$0
Net gain/loss from 103.12 investment entities	2015-09-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-09-30	Yes
Was there a failure to transmit to the plan any participant contributions	2015-09-30	No
Has the plan failed to provide any benefit when due under the plan	2015-09-30	No
Assets. Invements in employer securities at end of year	2015-09-30	$0
Assets. Invements in employer securities at beginning of year	2015-09-30	$0
Assets. Value of employer real property at end of year	2015-09-30	$0
Assets. Value of employer real property at beginning of year	2015-09-30	$0
Contributions received in cash from employer	2015-09-30	$788,888
Employer contributions (assets) at end of year	2015-09-30	$1,087,854
Employer contributions (assets) at beginning of year	2015-09-30	$931,827
Income. Dividends from preferred stock	2015-09-30	$0
Income. Dividends from common stock	2015-09-30	$101,306
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-09-30	$632,756
Asset. Corporate debt instrument preferred debt at end of year	2015-09-30	$127,461
Asset. Corporate debt instrument preferred debt at beginning of year	2015-09-30	$132,410
Asset. Corporate debt instrument debt (other) at end of year	2015-09-30	$1,563,353
Asset. Corporate debt instrument debt (other) at beginning of year	2015-09-30	$1,563,808
Contract administrator fees	2015-09-30	$0
Assets. Corporate common stocks other than exployer securities at end of year	2015-09-30	$3,147,797
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-09-30	$3,080,029
Liabilities. Value of benefit claims payable at end of year	2015-09-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2015-09-30	$230
Assets. Value of buildings and other operty used in plan operation at end of year	2015-09-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2015-09-30	$0
Did the plan have assets held for investment	2015-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-09-30	No
Aggregate proceeds on sale of assets	2015-09-30	$3,669,433
Aggregate carrying amount (costs) on sale of assets	2015-09-30	$3,677,165
Liabilities. Value of acquisition indebtedness at end of year	2015-09-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2015-09-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-09-30	No
Opinion of an independent qualified public accountant for this plan	2015-09-30	Unqualified
Accountancy firm name	2015-09-30	EFPR GROUP, CPAS, PLLC
Accountancy firm EIN	2015-09-30	474526160
2014 : PATHSTONE CORPORATION RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-09-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2014-09-30	$203,976
Total unrealized appreciation/depreciation of assets	2014-09-30	$203,976
Total transfer of assets to this plan	2014-09-30	$0
Total transfer of assets from this plan	2014-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-30	$5,990
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-30	$900,077
Expenses. Interest paid	2014-09-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-09-30	$0
Total income from all sources (including contributions)	2014-09-30	$1,667,479
Total loss/gain on sale of assets	2014-09-30	$55,426
Total of all expenses incurred	2014-09-30	$1,222,814
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-09-30	$1,163,112
Expenses. Certain deemed distributions of participant loans	2014-09-30	$0
Value of total corrective distributions	2014-09-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-09-30	$1,229,084
Value of total assets at end of year	2014-09-30	$9,133,703
Value of total assets at beginning of year	2014-09-30	$9,583,125
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-09-30	$59,702
Total income from rents	2014-09-30	$0
Total interest from all sources	2014-09-30	$33,754
Total dividends received (eg from common stock, registered investment company shares)	2014-09-30	$134,724
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-09-30	$48,149
Assets. Real estate other than employer real property at end of year	2014-09-30	$0
Assets. Real estate other than employer real property at beginning of year	2014-09-30	$0
Administrative expenses professional fees incurred	2014-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2014-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-09-30	$0
Was this plan covered by a fidelity bond	2014-09-30	Yes
Value of fidelity bond cover	2014-09-30	$1,500,000
If this is an individual account plan, was there a blackout period	2014-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2014-09-30	No
Contributions received from participants	2014-09-30	$279,362
Participant contributions at end of year	2014-09-30	$0
Participant contributions at beginning of year	2014-09-30	$0
Participant contributions at end of year	2014-09-30	$993
Participant contributions at beginning of year	2014-09-30	$136
Assets. Other investments not covered elsewhere at end of year	2014-09-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-09-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-09-30	$128,007
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-09-30	$10,660
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-09-30	$15,158
Assets. Loans (other than to participants) at end of year	2014-09-30	$0
Assets. Loans (other than to participants) at beginning of year	2014-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-09-30	$0
Other income not declared elsewhere	2014-09-30	$0
Administrative expenses (other) incurred	2014-09-30	$1,893
Liabilities. Value of operating payables at end of year	2014-09-30	$5,760
Liabilities. Value of operating payables at beginning of year	2014-09-30	$892,783
Total non interest bearing cash at end of year	2014-09-30	$1,214
Total non interest bearing cash at beginning of year	2014-09-30	$430
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Income. Non cash contributions	2014-09-30	$0
Value of net income/loss	2014-09-30	$444,665
Value of net assets at end of year (total assets less liabilities)	2014-09-30	$9,127,713
Value of net assets at beginning of year (total assets less liabilities)	2014-09-30	$8,683,048
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-09-30	No
Were any leases to which the plan was party in default or uncollectible	2014-09-30	No
Assets. partnership/joint venture interests at end of year	2014-09-30	$327,228
Assets. partnership/joint venture interests at beginning of year	2014-09-30	$202,837
Investment advisory and management fees	2014-09-30	$57,809
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-09-30	$2,322,880
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-09-30	$2,157,857
Value of interest in pooled separate accounts at end of year	2014-09-30	$0
Value of interest in pooled separate accounts at beginning of year	2014-09-30	$0
Interest on participant loans	2014-09-30	$0
Income. Interest from loans (other than to participants)	2014-09-30	$0
Interest earned on other investments	2014-09-30	$0
Income. Interest from US Government securities	2014-09-30	$7,706
Income. Interest from corporate debt instruments	2014-09-30	$25,954
Value of interest in master investment trust accounts at end of year	2014-09-30	$0
Value of interest in master investment trust accounts at beginning of year	2014-09-30	$0
Value of interest in common/collective trusts at end of year	2014-09-30	$0
Value of interest in common/collective trusts at beginning of year	2014-09-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-09-30	$635,735
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-09-30	$1,616,652
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-09-30	$1,616,652
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-09-30	$94
Assets. Value of investments in 103.12 investment entities at end of year	2014-09-30	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2014-09-30	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2014-09-30	$0
Asset value of US Government securities at end of year	2014-09-30	$126,919
Asset value of US Government securities at beginning of year	2014-09-30	$942,573
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-09-30	$10,515
Net investment gain/loss from pooled separate accounts	2014-09-30	$0
Net investment gain or loss from common/collective trusts	2014-09-30	$0
Net gain/loss from 103.12 investment entities	2014-09-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-09-30	Yes
Was there a failure to transmit to the plan any participant contributions	2014-09-30	No
Has the plan failed to provide any benefit when due under the plan	2014-09-30	No
Assets. Invements in employer securities at end of year	2014-09-30	$0
Assets. Invements in employer securities at beginning of year	2014-09-30	$0
Assets. Value of employer real property at end of year	2014-09-30	$0
Assets. Value of employer real property at beginning of year	2014-09-30	$0
Contributions received in cash from employer	2014-09-30	$821,715
Employer contributions (assets) at end of year	2014-09-30	$931,827
Employer contributions (assets) at beginning of year	2014-09-30	$1,085,113
Income. Dividends from preferred stock	2014-09-30	$0
Income. Dividends from common stock	2014-09-30	$86,575
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-09-30	$1,163,112
Asset. Corporate debt instrument preferred debt at end of year	2014-09-30	$132,410
Asset. Corporate debt instrument preferred debt at beginning of year	2014-09-30	$298,105
Asset. Corporate debt instrument debt (other) at end of year	2014-09-30	$1,563,808
Asset. Corporate debt instrument debt (other) at beginning of year	2014-09-30	$524,409
Contract administrator fees	2014-09-30	$0
Assets. Corporate common stocks other than exployer securities at end of year	2014-09-30	$3,080,029
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-09-30	$2,739,855
Liabilities. Value of benefit claims payable at end of year	2014-09-30	$230
Liabilities. Value of benefit claims payable at beginning of year	2014-09-30	$7,294
Assets. Value of buildings and other operty used in plan operation at end of year	2014-09-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2014-09-30	$0
Did the plan have assets held for investment	2014-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-09-30	No
Aggregate proceeds on sale of assets	2014-09-30	$5,783,940
Aggregate carrying amount (costs) on sale of assets	2014-09-30	$5,728,514
Liabilities. Value of acquisition indebtedness at end of year	2014-09-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-09-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-09-30	No
Opinion of an independent qualified public accountant for this plan	2014-09-30	Unqualified
Accountancy firm name	2014-09-30	EFP ROTENBERG, LLP
Accountancy firm EIN	2014-09-30	264298079
2013 : PATHSTONE CORPORATION RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-09-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-09-30	$264,886
Total unrealized appreciation/depreciation of assets	2013-09-30	$264,886
Total transfer of assets to this plan	2013-09-30	$0
Total transfer of assets from this plan	2013-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$900,077
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$230
Expenses. Interest paid	2013-09-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-09-30	$0
Total income from all sources (including contributions)	2013-09-30	$1,679,556
Total loss/gain on sale of assets	2013-09-30	$53,946
Total of all expenses incurred	2013-09-30	$557,812
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-09-30	$505,395
Expenses. Certain deemed distributions of participant loans	2013-09-30	$0
Value of total corrective distributions	2013-09-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-09-30	$1,045,731
Value of total assets at end of year	2013-09-30	$9,583,125
Value of total assets at beginning of year	2013-09-30	$7,561,534
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-09-30	$52,417
Total income from rents	2013-09-30	$0
Total interest from all sources	2013-09-30	$49,635
Total dividends received (eg from common stock, registered investment company shares)	2013-09-30	$72,518
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-09-30	$0
Assets. Real estate other than employer real property at end of year	2013-09-30	$0
Assets. Real estate other than employer real property at beginning of year	2013-09-30	$0
Administrative expenses professional fees incurred	2013-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-09-30	$0
Was this plan covered by a fidelity bond	2013-09-30	Yes
Value of fidelity bond cover	2013-09-30	$1,500,000
If this is an individual account plan, was there a blackout period	2013-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2013-09-30	No
Contributions received from participants	2013-09-30	$261,814
Participant contributions at end of year	2013-09-30	$0
Participant contributions at beginning of year	2013-09-30	$0
Participant contributions at end of year	2013-09-30	$136
Participant contributions at beginning of year	2013-09-30	$20
Assets. Other investments not covered elsewhere at end of year	2013-09-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-09-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-09-30	$80,385
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-09-30	$15,158
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-09-30	$24,375
Assets. Loans (other than to participants) at end of year	2013-09-30	$0
Assets. Loans (other than to participants) at beginning of year	2013-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-09-30	$0
Other income not declared elsewhere	2013-09-30	$0
Administrative expenses (other) incurred	2013-09-30	$1,913
Liabilities. Value of operating payables at end of year	2013-09-30	$892,783
Liabilities. Value of operating payables at beginning of year	2013-09-30	$0
Total non interest bearing cash at end of year	2013-09-30	$430
Total non interest bearing cash at beginning of year	2013-09-30	$119
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Income. Non cash contributions	2013-09-30	$0
Value of net income/loss	2013-09-30	$1,121,744
Value of net assets at end of year (total assets less liabilities)	2013-09-30	$8,683,048
Value of net assets at beginning of year (total assets less liabilities)	2013-09-30	$7,561,304
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-09-30	No
Were any leases to which the plan was party in default or uncollectible	2013-09-30	No
Assets. partnership/joint venture interests at end of year	2013-09-30	$202,837
Assets. partnership/joint venture interests at beginning of year	2013-09-30	$0
Investment advisory and management fees	2013-09-30	$50,504
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-09-30	$2,157,857
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-09-30	$1,830,558
Value of interest in pooled separate accounts at end of year	2013-09-30	$0
Value of interest in pooled separate accounts at beginning of year	2013-09-30	$0
Interest on participant loans	2013-09-30	$0
Income. Interest from loans (other than to participants)	2013-09-30	$0
Interest earned on other investments	2013-09-30	$0
Income. Interest from US Government securities	2013-09-30	$15,625
Income. Interest from corporate debt instruments	2013-09-30	$33,936
Value of interest in master investment trust accounts at end of year	2013-09-30	$0
Value of interest in master investment trust accounts at beginning of year	2013-09-30	$0
Value of interest in common/collective trusts at end of year	2013-09-30	$0
Value of interest in common/collective trusts at beginning of year	2013-09-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-09-30	$1,616,652
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-09-30	$535,754
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-09-30	$535,754
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-09-30	$74
Assets. Value of investments in 103.12 investment entities at end of year	2013-09-30	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-09-30	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2013-09-30	$0
Asset value of US Government securities at end of year	2013-09-30	$942,573
Asset value of US Government securities at beginning of year	2013-09-30	$538,151
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-09-30	$192,840
Net investment gain/loss from pooled separate accounts	2013-09-30	$0
Net investment gain or loss from common/collective trusts	2013-09-30	$0
Net gain/loss from 103.12 investment entities	2013-09-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-09-30	Yes
Was there a failure to transmit to the plan any participant contributions	2013-09-30	No
Has the plan failed to provide any benefit when due under the plan	2013-09-30	No
Assets. Invements in employer securities at end of year	2013-09-30	$0
Assets. Invements in employer securities at beginning of year	2013-09-30	$0
Assets. Value of employer real property at end of year	2013-09-30	$0
Assets. Value of employer real property at beginning of year	2013-09-30	$0
Contributions received in cash from employer	2013-09-30	$703,532
Employer contributions (assets) at end of year	2013-09-30	$1,085,113
Employer contributions (assets) at beginning of year	2013-09-30	$961,581
Income. Dividends from preferred stock	2013-09-30	$0
Income. Dividends from common stock	2013-09-30	$72,518
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-09-30	$505,395
Asset. Corporate debt instrument preferred debt at end of year	2013-09-30	$298,105
Asset. Corporate debt instrument preferred debt at beginning of year	2013-09-30	$450,453
Asset. Corporate debt instrument debt (other) at end of year	2013-09-30	$524,409
Asset. Corporate debt instrument debt (other) at beginning of year	2013-09-30	$698,979
Contract administrator fees	2013-09-30	$0
Assets. Corporate common stocks other than exployer securities at end of year	2013-09-30	$2,739,855
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-09-30	$2,521,544
Liabilities. Value of benefit claims payable at end of year	2013-09-30	$7,294
Liabilities. Value of benefit claims payable at beginning of year	2013-09-30	$230
Assets. Value of buildings and other operty used in plan operation at end of year	2013-09-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-09-30	$0
Did the plan have assets held for investment	2013-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-09-30	No
Aggregate proceeds on sale of assets	2013-09-30	$6,708,047
Aggregate carrying amount (costs) on sale of assets	2013-09-30	$6,654,101
Liabilities. Value of acquisition indebtedness at end of year	2013-09-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-09-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-09-30	No
Opinion of an independent qualified public accountant for this plan	2013-09-30	Unqualified
Accountancy firm name	2013-09-30	HEVERON & COMPANY CPAS, PLLC
Accountancy firm EIN	2013-09-30	271895149
2012 : PATHSTONE CORPORATION RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets	2012-09-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2012-09-30	$386,465
Total unrealized appreciation/depreciation of assets	2012-09-30	$386,465
Total transfer of assets to this plan	2012-09-30	$0
Total transfer of assets from this plan	2012-09-30	$179,819
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$230
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$230
Expenses. Interest paid	2012-09-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2012-09-30	$0
Total income from all sources (including contributions)	2012-09-30	$2,059,134
Total loss/gain on sale of assets	2012-09-30	$80,315
Total of all expenses incurred	2012-09-30	$680,746
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-09-30	$634,244
Expenses. Certain deemed distributions of participant loans	2012-09-30	$0
Value of total corrective distributions	2012-09-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-09-30	$1,224,883
Value of total assets at end of year	2012-09-30	$7,561,534
Value of total assets at beginning of year	2012-09-30	$6,362,965
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-09-30	$46,502
Total income from rents	2012-09-30	$0
Total interest from all sources	2012-09-30	$78,570
Total dividends received (eg from common stock, registered investment company shares)	2012-09-30	$61,823
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-09-30	$0
Assets. Real estate other than employer real property at end of year	2012-09-30	$0
Assets. Real estate other than employer real property at beginning of year	2012-09-30	$0
Administrative expenses professional fees incurred	2012-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2012-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2012-09-30	$0
Was this plan covered by a fidelity bond	2012-09-30	Yes
Value of fidelity bond cover	2012-09-30	$1,500,000
If this is an individual account plan, was there a blackout period	2012-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2012-09-30	No
Contributions received from participants	2012-09-30	$277,965
Participant contributions at end of year	2012-09-30	$0
Participant contributions at beginning of year	2012-09-30	$0
Participant contributions at end of year	2012-09-30	$20
Participant contributions at beginning of year	2012-09-30	$11,554
Assets. Other investments not covered elsewhere at end of year	2012-09-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2012-09-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-09-30	$301,876
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-09-30	$24,375
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-09-30	$18,027
Assets. Loans (other than to participants) at end of year	2012-09-30	$0
Assets. Loans (other than to participants) at beginning of year	2012-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-09-30	$0
Other income not declared elsewhere	2012-09-30	$0
Administrative expenses (other) incurred	2012-09-30	$2,535
Liabilities. Value of operating payables at end of year	2012-09-30	$0
Liabilities. Value of operating payables at beginning of year	2012-09-30	$0
Total non interest bearing cash at end of year	2012-09-30	$119
Total non interest bearing cash at beginning of year	2012-09-30	$12,546
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Income. Non cash contributions	2012-09-30	$0
Value of net income/loss	2012-09-30	$1,378,388
Value of net assets at end of year (total assets less liabilities)	2012-09-30	$7,561,304
Value of net assets at beginning of year (total assets less liabilities)	2012-09-30	$6,362,735
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-09-30	No
Were any leases to which the plan was party in default or uncollectible	2012-09-30	No
Assets. partnership/joint venture interests at end of year	2012-09-30	$0
Assets. partnership/joint venture interests at beginning of year	2012-09-30	$0
Investment advisory and management fees	2012-09-30	$43,967
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-09-30	$1,830,558
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-09-30	$1,223,090
Value of interest in pooled separate accounts at end of year	2012-09-30	$0
Value of interest in pooled separate accounts at beginning of year	2012-09-30	$0
Interest on participant loans	2012-09-30	$0
Income. Interest from loans (other than to participants)	2012-09-30	$0
Interest earned on other investments	2012-09-30	$0
Income. Interest from US Government securities	2012-09-30	$17,134
Income. Interest from corporate debt instruments	2012-09-30	$61,332
Value of interest in master investment trust accounts at end of year	2012-09-30	$0
Value of interest in master investment trust accounts at beginning of year	2012-09-30	$0
Value of interest in common/collective trusts at end of year	2012-09-30	$0
Value of interest in common/collective trusts at beginning of year	2012-09-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-09-30	$535,754
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-09-30	$100,023
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-09-30	$100,023
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-09-30	$104
Assets. Value of investments in 103.12 investment entities at end of year	2012-09-30	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2012-09-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-09-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-09-30	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2012-09-30	$0
Asset value of US Government securities at end of year	2012-09-30	$538,151
Asset value of US Government securities at beginning of year	2012-09-30	$846,989
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-09-30	$227,078
Net investment gain/loss from pooled separate accounts	2012-09-30	$0
Net investment gain or loss from common/collective trusts	2012-09-30	$0
Net gain/loss from 103.12 investment entities	2012-09-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-09-30	Yes
Was there a failure to transmit to the plan any participant contributions	2012-09-30	No
Has the plan failed to provide any benefit when due under the plan	2012-09-30	No
Assets. Invements in employer securities at end of year	2012-09-30	$0
Assets. Invements in employer securities at beginning of year	2012-09-30	$0
Assets. Value of employer real property at end of year	2012-09-30	$0
Assets. Value of employer real property at beginning of year	2012-09-30	$0
Contributions received in cash from employer	2012-09-30	$645,042
Employer contributions (assets) at end of year	2012-09-30	$961,581
Employer contributions (assets) at beginning of year	2012-09-30	$1,183,169
Income. Dividends from preferred stock	2012-09-30	$0
Income. Dividends from common stock	2012-09-30	$61,823
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-09-30	$634,244
Asset. Corporate debt instrument preferred debt at end of year	2012-09-30	$450,453
Asset. Corporate debt instrument preferred debt at beginning of year	2012-09-30	$441,082
Asset. Corporate debt instrument debt (other) at end of year	2012-09-30	$698,979
Asset. Corporate debt instrument debt (other) at beginning of year	2012-09-30	$670,806
Contract administrator fees	2012-09-30	$0
Assets. Corporate common stocks other than exployer securities at end of year	2012-09-30	$2,521,544
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-09-30	$1,855,679
Liabilities. Value of benefit claims payable at end of year	2012-09-30	$230
Liabilities. Value of benefit claims payable at beginning of year	2012-09-30	$230
Assets. Value of buildings and other operty used in plan operation at end of year	2012-09-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2012-09-30	$0
Did the plan have assets held for investment	2012-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-09-30	No
Aggregate proceeds on sale of assets	2012-09-30	$3,208,785
Aggregate carrying amount (costs) on sale of assets	2012-09-30	$3,128,470
Liabilities. Value of acquisition indebtedness at end of year	2012-09-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2012-09-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-09-30	No
Opinion of an independent qualified public accountant for this plan	2012-09-30	Unqualified
Accountancy firm name	2012-09-30	HEVERON & HEVERON CPAS
Accountancy firm EIN	2012-09-30	271895149
2011 : PATHSTONE CORPORATION RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets	2011-09-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2011-09-30	$-245,791
Total unrealized appreciation/depreciation of assets	2011-09-30	$-245,791
Total transfer of assets to this plan	2011-09-30	$0
Total transfer of assets from this plan	2011-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$230
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$230
Expenses. Interest paid	2011-09-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2011-09-30	$0
Total income from all sources (including contributions)	2011-09-30	$796,118
Total loss/gain on sale of assets	2011-09-30	$92,525
Total of all expenses incurred	2011-09-30	$635,837
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-09-30	$589,181
Expenses. Certain deemed distributions of participant loans	2011-09-30	$0
Value of total corrective distributions	2011-09-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-09-30	$797,221
Value of total assets at end of year	2011-09-30	$6,362,965
Value of total assets at beginning of year	2011-09-30	$6,202,684
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-09-30	$46,656
Total income from rents	2011-09-30	$0
Total interest from all sources	2011-09-30	$54,807
Total dividends received (eg from common stock, registered investment company shares)	2011-09-30	$123,831
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-09-30	$68,575
Assets. Real estate other than employer real property at end of year	2011-09-30	$0
Assets. Real estate other than employer real property at beginning of year	2011-09-30	$0
Administrative expenses professional fees incurred	2011-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2011-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2011-09-30	$126,410
Was this plan covered by a fidelity bond	2011-09-30	Yes
Value of fidelity bond cover	2011-09-30	$1,000,000
If this is an individual account plan, was there a blackout period	2011-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2011-09-30	No
Contributions received from participants	2011-09-30	$91,362
Participant contributions at end of year	2011-09-30	$0
Participant contributions at beginning of year	2011-09-30	$0
Participant contributions at end of year	2011-09-30	$11,554
Participant contributions at beginning of year	2011-09-30	$0
Assets. Other investments not covered elsewhere at end of year	2011-09-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2011-09-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-09-30	$5,859
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-09-30	$18,027
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-09-30	$11,419
Assets. Loans (other than to participants) at end of year	2011-09-30	$0
Assets. Loans (other than to participants) at beginning of year	2011-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-09-30	$0
Other income not declared elsewhere	2011-09-30	$1,326
Administrative expenses (other) incurred	2011-09-30	$2,563
Liabilities. Value of operating payables at end of year	2011-09-30	$0
Liabilities. Value of operating payables at beginning of year	2011-09-30	$0
Total non interest bearing cash at end of year	2011-09-30	$12,546
Total non interest bearing cash at beginning of year	2011-09-30	$351,698
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Income. Non cash contributions	2011-09-30	$0
Value of net income/loss	2011-09-30	$160,281
Value of net assets at end of year (total assets less liabilities)	2011-09-30	$6,362,735
Value of net assets at beginning of year (total assets less liabilities)	2011-09-30	$6,202,454
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-09-30	No
Were any leases to which the plan was party in default or uncollectible	2011-09-30	No
Assets. partnership/joint venture interests at end of year	2011-09-30	$0
Assets. partnership/joint venture interests at beginning of year	2011-09-30	$0
Investment advisory and management fees	2011-09-30	$44,093
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-09-30	$1,223,090
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-09-30	$1,639,926
Value of interest in pooled separate accounts at end of year	2011-09-30	$0
Value of interest in pooled separate accounts at beginning of year	2011-09-30	$0
Interest on participant loans	2011-09-30	$0
Income. Interest from loans (other than to participants)	2011-09-30	$0
Interest earned on other investments	2011-09-30	$0
Income. Interest from US Government securities	2011-09-30	$12,277
Income. Interest from corporate debt instruments	2011-09-30	$42,031
Value of interest in master investment trust accounts at end of year	2011-09-30	$0
Value of interest in master investment trust accounts at beginning of year	2011-09-30	$0
Value of interest in common/collective trusts at end of year	2011-09-30	$0
Value of interest in common/collective trusts at beginning of year	2011-09-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-09-30	$100,023
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-09-30	$116,173
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-09-30	$116,173
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-09-30	$499
Assets. Value of investments in 103.12 investment entities at end of year	2011-09-30	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2011-09-30	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2011-09-30	$0
Asset value of US Government securities at end of year	2011-09-30	$846,989
Asset value of US Government securities at beginning of year	2011-09-30	$242,269
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-09-30	$-27,801
Net investment gain/loss from pooled separate accounts	2011-09-30	$0
Net investment gain or loss from common/collective trusts	2011-09-30	$0
Net gain/loss from 103.12 investment entities	2011-09-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-09-30	Yes
Was there a failure to transmit to the plan any participant contributions	2011-09-30	No
Has the plan failed to provide any benefit when due under the plan	2011-09-30	No
Assets. Invements in employer securities at end of year	2011-09-30	$0
Assets. Invements in employer securities at beginning of year	2011-09-30	$0
Assets. Value of employer real property at end of year	2011-09-30	$0
Assets. Value of employer real property at beginning of year	2011-09-30	$0
Contributions received in cash from employer	2011-09-30	$700,000
Employer contributions (assets) at end of year	2011-09-30	$1,183,169
Employer contributions (assets) at beginning of year	2011-09-30	$1,073,169
Income. Dividends from preferred stock	2011-09-30	$0
Income. Dividends from common stock	2011-09-30	$55,256
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-09-30	$589,181
Asset. Corporate debt instrument preferred debt at end of year	2011-09-30	$441,082
Asset. Corporate debt instrument preferred debt at beginning of year	2011-09-30	$0
Asset. Corporate debt instrument debt (other) at end of year	2011-09-30	$670,806
Asset. Corporate debt instrument debt (other) at beginning of year	2011-09-30	$847,749
Contract administrator fees	2011-09-30	$0
Assets. Corporate common stocks other than exployer securities at end of year	2011-09-30	$1,855,679
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-09-30	$1,793,871
Liabilities. Value of benefit claims payable at end of year	2011-09-30	$230
Liabilities. Value of benefit claims payable at beginning of year	2011-09-30	$230
Assets. Value of buildings and other operty used in plan operation at end of year	2011-09-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2011-09-30	$0
Did the plan have assets held for investment	2011-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-09-30	No
Aggregate proceeds on sale of assets	2011-09-30	$6,833,867
Aggregate carrying amount (costs) on sale of assets	2011-09-30	$6,741,342
Liabilities. Value of acquisition indebtedness at end of year	2011-09-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2011-09-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-09-30	No
Opinion of an independent qualified public accountant for this plan	2011-09-30	Unqualified
Accountancy firm name	2011-09-30	HEVRON & HEVRON, CPAS
Accountancy firm EIN	2011-09-30	271895149

Form 5500 Responses for PATHSTONE CORPORATION RETIREMENT PLAN

2021: PATHSTONE CORPORATION RETIREMENT PLAN 2021 form 5500 responses
2021-10-01	Type of plan entity	Single employer plan
2021-10-01	Submission has been amended	Yes
2021-10-01	This submission is the final filing	No
2021-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-10-01	Plan is a collectively bargained plan	No
2021-10-01	Plan funding arrangement – Trust	Yes
2021-10-01	Plan benefit arrangement - Trust	Yes
2020: PATHSTONE CORPORATION RETIREMENT PLAN 2020 form 5500 responses
2020-10-01	Type of plan entity	Single employer plan
2020-10-01	Submission has been amended	No
2020-10-01	This submission is the final filing	No
2020-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-10-01	Plan is a collectively bargained plan	No
2020-10-01	Plan funding arrangement – Trust	Yes
2020-10-01	Plan benefit arrangement - Trust	Yes
2019: PATHSTONE CORPORATION RETIREMENT PLAN 2019 form 5500 responses
2019-10-01	Type of plan entity	Single employer plan
2019-10-01	Submission has been amended	No
2019-10-01	This submission is the final filing	No
2019-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-10-01	Plan is a collectively bargained plan	No
2019-10-01	Plan funding arrangement – Trust	Yes
2019-10-01	Plan benefit arrangement - Trust	Yes
2018: PATHSTONE CORPORATION RETIREMENT PLAN 2018 form 5500 responses
2018-10-01	Type of plan entity	Single employer plan
2018-10-01	Submission has been amended	No
2018-10-01	This submission is the final filing	No
2018-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-10-01	Plan is a collectively bargained plan	No
2018-10-01	Plan funding arrangement – Trust	Yes
2018-10-01	Plan benefit arrangement - Trust	Yes
2017: PATHSTONE CORPORATION RETIREMENT PLAN 2017 form 5500 responses
2017-10-01	Type of plan entity	Single employer plan
2017-10-01	Submission has been amended	No
2017-10-01	This submission is the final filing	No
2017-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-10-01	Plan is a collectively bargained plan	No
2017-10-01	Plan funding arrangement – Trust	Yes
2017-10-01	Plan benefit arrangement - Trust	Yes
2016: PATHSTONE CORPORATION RETIREMENT PLAN 2016 form 5500 responses
2016-10-01	Type of plan entity	Single employer plan
2016-10-01	Submission has been amended	No
2016-10-01	This submission is the final filing	No
2016-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-10-01	Plan is a collectively bargained plan	No
2016-10-01	Plan funding arrangement – Trust	Yes
2016-10-01	Plan benefit arrangement - Trust	Yes
2015: PATHSTONE CORPORATION RETIREMENT PLAN 2015 form 5500 responses
2015-10-01	Type of plan entity	Single employer plan
2015-10-01	Submission has been amended	No
2015-10-01	This submission is the final filing	No
2015-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-10-01	Plan is a collectively bargained plan	No
2015-10-01	Plan funding arrangement – Trust	Yes
2015-10-01	Plan benefit arrangement - Trust	Yes
2014: PATHSTONE CORPORATION RETIREMENT PLAN 2014 form 5500 responses
2014-10-01	Type of plan entity	Single employer plan
2014-10-01	Submission has been amended	No
2014-10-01	This submission is the final filing	No
2014-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-10-01	Plan is a collectively bargained plan	No
2014-10-01	Plan funding arrangement – Trust	Yes
2014-10-01	Plan benefit arrangement - Trust	Yes
2013: PATHSTONE CORPORATION RETIREMENT PLAN 2013 form 5500 responses
2013-10-01	Type of plan entity	Single employer plan
2013-10-01	Submission has been amended	No
2013-10-01	This submission is the final filing	No
2013-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-10-01	Plan is a collectively bargained plan	No
2013-10-01	Plan funding arrangement – Trust	Yes
2013-10-01	Plan benefit arrangement - Trust	Yes
2012: PATHSTONE CORPORATION RETIREMENT PLAN 2012 form 5500 responses
2012-10-01	Type of plan entity	Single employer plan
2012-10-01	Submission has been amended	No
2012-10-01	This submission is the final filing	No
2012-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-10-01	Plan is a collectively bargained plan	No
2012-10-01	Plan funding arrangement – Trust	Yes
2012-10-01	Plan benefit arrangement - Trust	Yes
2011: PATHSTONE CORPORATION RETIREMENT PLAN 2011 form 5500 responses
2011-10-01	Type of plan entity	Single employer plan
2011-10-01	Submission has been amended	No
2011-10-01	This submission is the final filing	No
2011-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-10-01	Plan is a collectively bargained plan	No
2011-10-01	Plan funding arrangement – Trust	Yes
2011-10-01	Plan benefit arrangement - Trust	Yes
2009: PATHSTONE CORPORATION RETIREMENT PLAN 2009 form 5500 responses
2009-10-01	Type of plan entity	Single employer plan
2009-10-01	Submission has been amended	No
2009-10-01	This submission is the final filing	No
2009-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-10-01	Plan is a collectively bargained plan	No
2009-10-01	Plan funding arrangement – Trust	Yes
2009-10-01	Plan benefit arrangement - Trust	Yes
2008: PATHSTONE CORPORATION RETIREMENT PLAN 2008 form 5500 responses
2008-10-01	Type of plan entity	Single employer plan
2008-10-01	Submission has been amended	No
2008-10-01	This submission is the final filing	No
2008-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-10-01	Plan is a collectively bargained plan	No

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Company Name:	PATHSTONE CORPORATION
Employer identification number (EIN):	160984913
NAIC Classification:	624100
NAIC Description:	Individual and Family Services

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1971-05-14
Company Identification Number:	307801
Legal Registered Office Address:	400 EAST AVENUE Monroe ROCHESTER United States of America (USA) 14607