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403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 401k Plan overview

Plan Name403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY
Plan identification number 004

403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

CHILD AND FAMILY SERVICES OF ERIE COUNTY has sponsored the creation of one or more 401k plans.

Company Name:CHILD AND FAMILY SERVICES OF ERIE COUNTY
Employer identification number (EIN):161004825
NAIC Classification:624100
NAIC Description: Individual and Family Services

Additional information about CHILD AND FAMILY SERVICES OF ERIE COUNTY

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1973-01-09
Company Identification Number: 250824
Legal Registered Office Address: 330 DELAWARE AVE.
Erie
BUFFALO
United States of America (USA)
14202

More information about CHILD AND FAMILY SERVICES OF ERIE COUNTY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042022-01-01
0042021-01-01
0042020-01-01
0042019-01-01
0042018-01-01
0042017-01-01IAN J. LONG
0042016-01-01IAN J. LONG
0042016-01-01
0042015-01-01
0042014-01-01
0042013-01-01
0042012-01-01FRANCISCO VASQUEZ
0042011-01-01FRANCISCO VASQUEZ
0042009-01-01EUGENE MEEKS

Plan Statistics for 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY

401k plan membership statisitcs for 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY

Measure Date Value
2022: 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2022 401k membership
Total participants, beginning-of-year2022-01-011,229
Total number of active participants reported on line 7a of the Form 55002022-01-01721
Number of retired or separated participants receiving benefits2022-01-0128
Number of other retired or separated participants entitled to future benefits2022-01-01542
Total of all active and inactive participants2022-01-011,291
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-011,292
Number of participants with account balances2022-01-011,244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2021 401k membership
Total participants, beginning-of-year2021-01-011,183
Total number of active participants reported on line 7a of the Form 55002021-01-01754
Number of retired or separated participants receiving benefits2021-01-0112
Number of other retired or separated participants entitled to future benefits2021-01-01462
Total of all active and inactive participants2021-01-011,228
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-011,229
Number of participants with account balances2021-01-011,115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2020 401k membership
Total participants, beginning-of-year2020-01-01956
Total number of active participants reported on line 7a of the Form 55002020-01-01799
Number of retired or separated participants receiving benefits2020-01-0128
Number of other retired or separated participants entitled to future benefits2020-01-01247
Total of all active and inactive participants2020-01-011,074
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-011,074
Number of participants with account balances2020-01-01759
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-012
2019: 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2019 401k membership
Total participants, beginning-of-year2019-01-011,075
Total number of active participants reported on line 7a of the Form 55002019-01-01737
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01219
Total of all active and inactive participants2019-01-01956
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01956
Number of participants with account balances2019-01-01688
2018: 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2018 401k membership
Total participants, beginning-of-year2018-01-011,021
Total number of active participants reported on line 7a of the Form 55002018-01-01769
Number of other retired or separated participants entitled to future benefits2018-01-01308
Total of all active and inactive participants2018-01-011,077
Total participants2018-01-011,077
Number of participants with account balances2018-01-01771
2017: 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2017 401k membership
Total participants, beginning-of-year2017-01-01950
Total number of active participants reported on line 7a of the Form 55002017-01-01743
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01266
Total of all active and inactive participants2017-01-011,009
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,009
Number of participants with account balances2017-01-01676
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2016 401k membership
Total participants, beginning-of-year2016-01-01707
Total number of active participants reported on line 7a of the Form 55002016-01-01649
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01104
Total of all active and inactive participants2016-01-01753
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01753
Number of participants with account balances2016-01-01737
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2015 401k membership
Total participants, beginning-of-year2015-01-01708
Total number of active participants reported on line 7a of the Form 55002015-01-01405
Number of other retired or separated participants entitled to future benefits2015-01-01297
Total of all active and inactive participants2015-01-01702
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-015
Total participants2015-01-01707
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0137
2014: 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2014 401k membership
Total participants, beginning-of-year2014-01-01721
Total number of active participants reported on line 7a of the Form 55002014-01-01419
Number of other retired or separated participants entitled to future benefits2014-01-01283
Total of all active and inactive participants2014-01-01702
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-016
Total participants2014-01-01708
Number of participants with account balances2014-01-01708
2013: 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2013 401k membership
Total participants, beginning-of-year2013-01-01737
Total number of active participants reported on line 7a of the Form 55002013-01-01448
Number of other retired or separated participants entitled to future benefits2013-01-01268
Total of all active and inactive participants2013-01-01716
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-015
Total participants2013-01-01721
Number of participants with account balances2013-01-01721
2012: 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2012 401k membership
Total participants, beginning-of-year2012-01-01728
Total number of active participants reported on line 7a of the Form 55002012-01-01485
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01246
Total of all active and inactive participants2012-01-01731
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-016
Total participants2012-01-01737
Number of participants with account balances2012-01-01737
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2011 401k membership
Total participants, beginning-of-year2011-01-01711
Total number of active participants reported on line 7a of the Form 55002011-01-01486
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01235
Total of all active and inactive participants2011-01-01721
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-017
Total participants2011-01-01728
Number of participants with account balances2011-01-01726
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2009 401k membership
Total participants, beginning-of-year2009-01-01772
Total number of active participants reported on line 7a of the Form 55002009-01-01542
Number of retired or separated participants receiving benefits2009-01-019
Number of other retired or separated participants entitled to future benefits2009-01-01206
Total of all active and inactive participants2009-01-01757
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-014
Total participants2009-01-01761
Number of participants with account balances2009-01-01761
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY

Measure Date Value
2022 : 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-2,484,416
Total of all expenses incurred2022-12-31$1,625,552
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,566,088
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,601,144
Value of total assets at end of year2022-12-31$27,915,484
Value of total assets at beginning of year2022-12-31$32,025,452
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$59,464
Total interest from all sources2022-12-31$93,894
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,198,200
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,198,200
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,457,742
Participant contributions at end of year2022-12-31$256,004
Participant contributions at beginning of year2022-12-31$279,942
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$102,129
Other income not declared elsewhere2022-12-31$94
Administrative expenses (other) incurred2022-12-31$284
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-4,109,968
Value of net assets at end of year (total assets less liabilities)2022-12-31$27,915,484
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$32,025,452
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$94
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$23,285,325
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$27,144,401
Value of interest in pooled separate accounts at end of year2022-12-31$641,647
Value of interest in pooled separate accounts at beginning of year2022-12-31$842,837
Interest on participant loans2022-12-31$11,800
Interest earned on other investments2022-12-31$82,094
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$3,732,508
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$3,758,272
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$245,184
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-6,179,138
Net investment gain/loss from pooled separate accounts2022-12-31$-198,610
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,041,273
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,320,904
Contract administrator fees2022-12-31$59,086
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FREED MAXICK CPA'S
Accountancy firm EIN2022-12-31454051133
2021 : 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$6,980,276
Total of all expenses incurred2021-12-31$2,021,462
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,946,342
Value of total corrective distributions2021-12-31$600
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,852,249
Value of total assets at end of year2021-12-31$32,025,452
Value of total assets at beginning of year2021-12-31$27,066,638
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$74,520
Total interest from all sources2021-12-31$93,304
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,592,371
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,592,371
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,248,104
Participant contributions at end of year2021-12-31$279,942
Participant contributions at beginning of year2021-12-31$256,056
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$577,977
Other income not declared elsewhere2021-12-31$1,162
Administrative expenses (other) incurred2021-12-31$1,012
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$4,958,814
Value of net assets at end of year (total assets less liabilities)2021-12-31$32,025,452
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$27,066,638
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$27,144,401
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$22,328,344
Value of interest in pooled separate accounts at end of year2021-12-31$842,837
Value of interest in pooled separate accounts at beginning of year2021-12-31$838,676
Interest on participant loans2021-12-31$13,474
Interest earned on other investments2021-12-31$79,830
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$3,758,272
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$3,643,562
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$93,869
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,287,539
Net investment gain/loss from pooled separate accounts2021-12-31$153,651
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,026,168
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,852,473
Contract administrator fees2021-12-31$73,508
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31LUMSDEN & MCCORKMICK, LLP
Accountancy firm EIN2021-12-31160765486
2020 : 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$5,717,365
Total of all expenses incurred2020-12-31$1,833,943
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,763,046
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,149,145
Value of total assets at end of year2020-12-31$27,066,638
Value of total assets at beginning of year2020-12-31$23,183,216
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$70,897
Total interest from all sources2020-12-31$97,154
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$861,520
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$861,520
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,104,714
Participant contributions at end of year2020-12-31$256,056
Participant contributions at beginning of year2020-12-31$180,378
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$28,373
Other income not declared elsewhere2020-12-31$3,172
Administrative expenses (other) incurred2020-12-31$62,749
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$3,883,422
Value of net assets at end of year (total assets less liabilities)2020-12-31$27,066,638
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$23,183,216
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$7,774
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$22,328,344
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$18,513,228
Value of interest in pooled separate accounts at end of year2020-12-31$838,676
Value of interest in pooled separate accounts at beginning of year2020-12-31$763,779
Interest on participant loans2020-12-31$11,717
Interest earned on other investments2020-12-31$85,437
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$3,643,562
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$3,725,831
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$331,037
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,461,060
Net investment gain/loss from pooled separate accounts2020-12-31$145,314
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,016,058
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,432,009
Contract administrator fees2020-12-31$374
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31LUMSDEN & MCCORKMICK, LLP
Accountancy firm EIN2020-12-31160765486
2019 : 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$5,841,294
Total income from all sources (including contributions)2019-12-31$5,841,294
Total of all expenses incurred2019-12-31$2,315,203
Total of all expenses incurred2019-12-31$2,315,203
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,253,633
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,253,633
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,920,570
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,920,570
Value of total assets at end of year2019-12-31$23,183,216
Value of total assets at end of year2019-12-31$23,183,216
Value of total assets at beginning of year2019-12-31$19,657,125
Value of total assets at beginning of year2019-12-31$19,657,125
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$61,570
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$61,570
Total interest from all sources2019-12-31$110,930
Total interest from all sources2019-12-31$110,930
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$671,784
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$671,784
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$671,784
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$671,784
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$987,497
Contributions received from participants2019-12-31$987,497
Participant contributions at end of year2019-12-31$180,378
Participant contributions at end of year2019-12-31$180,378
Participant contributions at beginning of year2019-12-31$143,662
Participant contributions at beginning of year2019-12-31$143,662
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$50,858
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$50,858
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,526,091
Value of net income/loss2019-12-31$3,526,091
Value of net assets at end of year (total assets less liabilities)2019-12-31$23,183,216
Value of net assets at end of year (total assets less liabilities)2019-12-31$23,183,216
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$19,657,125
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$19,657,125
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$18,513,228
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$18,513,228
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$14,849,801
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$14,849,801
Value of interest in pooled separate accounts at end of year2019-12-31$763,779
Value of interest in pooled separate accounts at end of year2019-12-31$763,779
Value of interest in pooled separate accounts at beginning of year2019-12-31$613,027
Value of interest in pooled separate accounts at beginning of year2019-12-31$613,027
Interest on participant loans2019-12-31$8,500
Interest on participant loans2019-12-31$8,500
Interest earned on other investments2019-12-31$102,430
Interest earned on other investments2019-12-31$102,430
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$3,725,831
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$3,725,831
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$4,050,635
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$4,050,635
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,138,010
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,138,010
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$882,215
Contributions received in cash from employer2019-12-31$882,215
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,253,633
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,253,633
Contract administrator fees2019-12-31$61,570
Contract administrator fees2019-12-31$61,570
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31LUMSDEN & MCCORKMICK, LLP
Accountancy firm name2019-12-31LUMSDEN & MCCORKMICK, LLP
Accountancy firm EIN2019-12-31160765486
Accountancy firm EIN2019-12-31160765486
2018 : 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$990,745
Total of all expenses incurred2018-12-31$1,423,100
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,362,458
Expenses. Certain deemed distributions of participant loans2018-12-31$1,829
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,758,719
Value of total assets at end of year2018-12-31$19,657,125
Value of total assets at beginning of year2018-12-31$20,089,480
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$58,813
Total interest from all sources2018-12-31$106,054
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$727,414
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$727,414
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$937,912
Participant contributions at end of year2018-12-31$143,662
Participant contributions at beginning of year2018-12-31$168,945
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$43,110
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-432,355
Value of net assets at end of year (total assets less liabilities)2018-12-31$19,657,125
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$20,089,480
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$14,849,801
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$15,197,352
Value of interest in pooled separate accounts at end of year2018-12-31$613,027
Value of interest in pooled separate accounts at beginning of year2018-12-31$642,604
Interest on participant loans2018-12-31$7,084
Interest earned on other investments2018-12-31$98,970
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$4,050,635
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$4,080,579
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,601,442
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$777,697
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,362,458
Contract administrator fees2018-12-31$58,813
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31LUMSDEN & MCCORMICK, LLP
Accountancy firm EIN2018-12-31160765486
2017 : 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$4,332,296
Total of all expenses incurred2017-12-31$1,484,799
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,437,920
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,605,462
Value of total assets at end of year2017-12-31$20,089,480
Value of total assets at beginning of year2017-12-31$17,241,983
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$46,879
Total interest from all sources2017-12-31$102,840
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$495,078
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$495,078
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$843,769
Participant contributions at end of year2017-12-31$168,945
Participant contributions at beginning of year2017-12-31$112,030
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$43,244
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,847,497
Value of net assets at end of year (total assets less liabilities)2017-12-31$20,089,480
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$17,241,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$15,197,352
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$11,809,892
Value of interest in pooled separate accounts at end of year2017-12-31$642,604
Value of interest in pooled separate accounts at beginning of year2017-12-31$1,066,934
Interest on participant loans2017-12-31$4,934
Interest earned on other investments2017-12-31$97,906
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$4,080,579
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$4,253,127
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,976,315
Net investment gain/loss from pooled separate accounts2017-12-31$152,601
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$718,449
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,437,920
Contract administrator fees2017-12-31$46,879
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31LUMSDEN & MCCORMICK, LLP
Accountancy firm EIN2017-12-31160765486
2016 : 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,911,570
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,292,839
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,271,907
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,934,857
Value of total assets at end of year2016-12-31$17,241,983
Value of total assets at beginning of year2016-12-31$17,623,252
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$20,932
Total interest from all sources2016-12-31$35,140
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$331,844
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$331,844
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$691,726
Participant contributions at end of year2016-12-31$112,030
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$630,713
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-381,269
Value of net assets at end of year (total assets less liabilities)2016-12-31$17,241,983
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$17,623,252
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$11,809,892
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$0
Value of interest in pooled separate accounts at end of year2016-12-31$1,066,934
Value of interest in pooled separate accounts at beginning of year2016-12-31$13,292,333
Interest on participant loans2016-12-31$2,463
Interest earned on other investments2016-12-31$32,677
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$4,253,127
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$4,330,919
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$152,175
Net investment gain/loss from pooled separate accounts2016-12-31$457,554
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$612,418
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,271,907
Contract administrator fees2016-12-31$20,932
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31LUMSDEN & MCCORMICK, LLP
Accountancy firm EIN2016-12-31160765486
2015 : 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$2,879,332
Total of all expenses incurred2015-12-31$2,830,801
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,830,111
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,841,660
Value of total assets at end of year2015-12-31$17,623,252
Value of total assets at beginning of year2015-12-31$17,574,721
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$690
Total interest from all sources2015-12-31$73,325
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$676,585
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,530,689
Administrative expenses (other) incurred2015-12-31$690
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$48,531
Value of net assets at end of year (total assets less liabilities)2015-12-31$17,623,252
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$17,574,721
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$13,292,333
Value of interest in pooled separate accounts at beginning of year2015-12-31$13,987,826
Interest earned on other investments2015-12-31$73,325
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$4,330,919
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$3,586,895
Net investment gain/loss from pooled separate accounts2015-12-31$-35,653
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$634,386
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,830,111
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31LUMSDEN & MCCORMICK, LLP
Accountancy firm EIN2015-12-31160765486
2014 : 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$2,336,766
Total of all expenses incurred2014-12-31$744,921
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$744,195
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,287,316
Value of total assets at end of year2014-12-31$17,574,721
Value of total assets at beginning of year2014-12-31$15,982,876
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$726
Total interest from all sources2014-12-31$66,341
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$659,756
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$610
Administrative expenses (other) incurred2014-12-31$726
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,591,845
Value of net assets at end of year (total assets less liabilities)2014-12-31$17,574,721
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$15,982,876
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$13,987,826
Value of interest in pooled separate accounts at beginning of year2014-12-31$12,518,700
Interest earned on other investments2014-12-31$66,341
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$3,586,895
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$3,464,176
Net investment gain/loss from pooled separate accounts2014-12-31$983,109
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$626,950
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$744,195
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31LUMSDEN & MCCORMICK, LLP
Accountancy firm EIN2014-12-31160765486
2013 : 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$4,113,296
Total of all expenses incurred2013-12-31$2,218,638
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,211,630
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,598,509
Value of total assets at end of year2013-12-31$15,982,876
Value of total assets at beginning of year2013-12-31$14,088,218
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$7,008
Total interest from all sources2013-12-31$88,676
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$774,551
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$197,080
Administrative expenses (other) incurred2013-12-31$7,008
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,894,658
Value of net assets at end of year (total assets less liabilities)2013-12-31$15,982,876
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$14,088,218
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$12,518,700
Value of interest in pooled separate accounts at beginning of year2013-12-31$10,076,128
Interest earned on other investments2013-12-31$88,676
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$3,464,176
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$4,012,090
Net investment gain/loss from pooled separate accounts2013-12-31$2,426,111
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$626,878
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,211,630
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31LUMSDEN & MCCORMICK, LLP
Accountancy firm EIN2013-12-31160765486
2012 : 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$2,731,502
Total of all expenses incurred2012-12-31$1,711,081
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,703,199
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,480,360
Value of total assets at end of year2012-12-31$14,088,218
Value of total assets at beginning of year2012-12-31$13,067,797
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$7,882
Total interest from all sources2012-12-31$82,523
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$768,191
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$61,940
Administrative expenses (other) incurred2012-12-31$7,882
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,020,421
Value of net assets at end of year (total assets less liabilities)2012-12-31$14,088,218
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$13,067,797
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$10,076,128
Value of interest in pooled separate accounts at beginning of year2012-12-31$8,484,020
Interest earned on other investments2012-12-31$82,523
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$4,012,090
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$4,583,777
Net investment gain/loss from pooled separate accounts2012-12-31$1,168,619
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$650,229
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,703,199
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31LUMSDEN & MCCORMICK, LLP
Accountancy firm EIN2012-12-31160765486
2011 : 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$1,879,120
Total of all expenses incurred2011-12-31$937,079
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$924,435
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,820,222
Value of total assets at end of year2011-12-31$13,067,797
Value of total assets at beginning of year2011-12-31$12,125,756
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$12,644
Total interest from all sources2011-12-31$94,791
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$750,362
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$434,740
Administrative expenses (other) incurred2011-12-31$12,644
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$942,041
Value of net assets at end of year (total assets less liabilities)2011-12-31$13,067,797
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$12,125,756
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$8,484,020
Value of interest in pooled separate accounts at beginning of year2011-12-31$8,278,638
Interest earned on other investments2011-12-31$94,791
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$4,583,777
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$3,798,095
Net investment gain/loss from pooled separate accounts2011-12-31$-35,893
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$635,120
Employer contributions (assets) at beginning of year2011-12-31$49,023
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$924,435
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31LUMSDEN & MCCORMICK, LLP
Accountancy firm EIN2011-12-31160765486
2010 : 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$2,740,766
Total of all expenses incurred2010-12-31$1,236,563
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,236,378
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,533,361
Value of total assets at end of year2010-12-31$12,125,756
Value of total assets at beginning of year2010-12-31$10,621,553
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$185
Total interest from all sources2010-12-31$91,035
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$853,793
Participant contributions at beginning of year2010-12-31$25,706
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,504,203
Value of net assets at end of year (total assets less liabilities)2010-12-31$12,125,756
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$10,621,553
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$8,278,638
Value of interest in pooled separate accounts at beginning of year2010-12-31$7,236,498
Interest earned on other investments2010-12-31$91,035
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$3,798,095
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$3,334,137
Net investment gain/loss from pooled separate accounts2010-12-31$1,116,370
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$679,568
Employer contributions (assets) at end of year2010-12-31$49,023
Employer contributions (assets) at beginning of year2010-12-31$25,212
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,236,378
Contract administrator fees2010-12-31$185
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31LUMSDEN & MCCORMICK, LLP
Accountancy firm EIN2010-12-31160765486
2009 : 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY

2022: 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2009: 403(B) THRIFT PLAN FOR CHILD AND FAMILY SERVICES OF ERIE COUNTY 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number71730
Policy instance 3
Insurance contract or identification number71730
Number of Individuals Covered1095
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number011582-D
Policy instance 2
Insurance contract or identification number011582-D
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number749127
Policy instance 1
Insurance contract or identification number749127
Number of Individuals Covered23
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number71730
Policy instance 3
Insurance contract or identification number71730
Number of Individuals Covered991
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number011582-D
Policy instance 2
Insurance contract or identification number011582-D
Number of Individuals Covered107
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number749127
Policy instance 1
Insurance contract or identification number749127
Number of Individuals Covered22
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number749127
Policy instance 1
Insurance contract or identification number749127
Number of Individuals Covered23
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number011582-D
Policy instance 2
Insurance contract or identification number011582-D
Number of Individuals Covered109
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number71730
Policy instance 3
Insurance contract or identification number71730
Number of Individuals Covered760
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number71730
Policy instance 3
Insurance contract or identification number71730
Number of Individuals Covered687
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number011582-D
Policy instance 2
Insurance contract or identification number011582-D
Number of Individuals Covered114
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number749127
Policy instance 1
Insurance contract or identification number749127
Number of Individuals Covered23
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number749127
Policy instance 1
Insurance contract or identification number749127
Number of Individuals Covered24
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number71730
Policy instance 3
Insurance contract or identification number71730
Number of Individuals Covered771
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number011582-D
Policy instance 2
Insurance contract or identification number011582-D
Number of Individuals Covered116
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number749127
Policy instance 1
Insurance contract or identification number749127
Number of Individuals Covered25
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number71730
Policy instance 3
Insurance contract or identification number71730
Number of Individuals Covered676
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number011582-D
Policy instance 2
Insurance contract or identification number011582-D
Number of Individuals Covered135
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of fees paid to insurance companyUSD $5,243
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees5243
Insurance broker organization code?3
Insurance broker nameROCHESTER REGIONAL OFFICE
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number749127
Policy instance 2
Insurance contract or identification number749127
Number of Individuals Covered30
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number011582-D
Policy instance 1
Insurance contract or identification number011582-D
Number of Individuals Covered690
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,756
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2756
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameROCHESTER REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number011582-D
Policy instance 1
Insurance contract or identification number011582-D
Number of Individuals Covered690
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,770
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees2770
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameROCHESTER REGIONAL OFFICE
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number749127
Policy instance 2
Insurance contract or identification number749127
Number of Individuals Covered31
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number011582-D
Policy instance 1
Insurance contract or identification number011582-D
Number of Individuals Covered700
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,265
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2265
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameROCHESTER REGIONAL OFFICE
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number749127
Policy instance 2
Insurance contract or identification number749127
Number of Individuals Covered31
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $66
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $66
Insurance broker organization code?3
Insurance broker nameJ. RUTKOWSKI
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number011582-D
Policy instance 1
Insurance contract or identification number011582-D
Number of Individuals Covered701
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,402
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1035
Additional information about fees paid to insurance brokerCOMPENSATION
Insurance broker organization code?3
Insurance broker nameMELISA BEAUCHESNE
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number749127
Policy instance 2
Insurance contract or identification number749127
Number of Individuals Covered36
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $44
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $44
Insurance broker organization code?3
Insurance broker nameJ. RUTKOWSKI
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number011582-D
Policy instance 1
Insurance contract or identification number011582-D
Number of Individuals Covered687
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,032
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number749127
Policy instance 2
Insurance contract or identification number749127
Number of Individuals Covered41
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $5,005
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number749121
Policy instance 2
Insurance contract or identification number749121
Number of Individuals Covered43
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of fees paid to insurance companyUSD $17
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Amount paid for insurance broker fees17
Additional information about fees paid to insurance brokerCOMPENSATION
Insurance broker organization code?3
Insurance broker nameRONALD HICKS
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number011582-D
Policy instance 1
Insurance contract or identification number011582-D
Number of Individuals Covered667
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $3,334
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Amount paid for insurance broker fees641
Additional information about fees paid to insurance brokerCOMPENSATION
Insurance broker organization code?3
Commission paid to Insurance BrokerUSD $192
Insurance broker nameHEATHER MCGLORY

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