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OBSTETRICAL-GYNECOLOGICAL ASSOCIATES OF THE SOUTHERN TIER, P.C. 401(K) PLAN 401k Plan overview

Plan NameOBSTETRICAL-GYNECOLOGICAL ASSOCIATES OF THE SOUTHERN TIER, P.C. 401(K) PLAN
Plan identification number 002

OBSTETRICAL-GYNECOLOGICAL ASSOCIATES OF THE SOUTHERN TIER, P.C. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

OB/GYN ASSOCIATES OF THE SOUTHERN TIER PC has sponsored the creation of one or more 401k plans.

Company Name:OB/GYN ASSOCIATES OF THE SOUTHERN TIER PC
Employer identification number (EIN):161068192
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OBSTETRICAL-GYNECOLOGICAL ASSOCIATES OF THE SOUTHERN TIER, P.C. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022016-07-01BECKY MARSHALL
0022015-07-01BECKY MARSHALL
0022014-07-01BECKY MARSHALL
0022013-07-01MARY JO BENNETT
0022012-07-01MARY JO BENNETT MARY JO BENNETT2014-02-17
0022011-07-01MARY JO BENNETT
0022009-07-01MARY JO BENNETT

Plan Statistics for OBSTETRICAL-GYNECOLOGICAL ASSOCIATES OF THE SOUTHERN TIER, P.C. 401(K) PLAN

401k plan membership statisitcs for OBSTETRICAL-GYNECOLOGICAL ASSOCIATES OF THE SOUTHERN TIER, P.C. 401(K) PLAN

Measure Date Value
2016: OBSTETRICAL-GYNECOLOGICAL ASSOCIATES OF THE SOUTHERN TIER, P.C. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-0142
Total number of active participants reported on line 7a of the Form 55002016-07-010
Number of retired or separated participants receiving benefits2016-07-010
Number of other retired or separated participants entitled to future benefits2016-07-010
Total of all active and inactive participants2016-07-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-010
Number of participants with account balances2016-07-010
2015: OBSTETRICAL-GYNECOLOGICAL ASSOCIATES OF THE SOUTHERN TIER, P.C. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-0139
Total number of active participants reported on line 7a of the Form 55002015-07-0127
Number of retired or separated participants receiving benefits2015-07-010
Number of other retired or separated participants entitled to future benefits2015-07-0115
Total of all active and inactive participants2015-07-0142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-0142
Number of participants with account balances2015-07-0131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-010
2014: OBSTETRICAL-GYNECOLOGICAL ASSOCIATES OF THE SOUTHERN TIER, P.C. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-0139
Total number of active participants reported on line 7a of the Form 55002014-07-0134
Number of retired or separated participants receiving benefits2014-07-010
Number of other retired or separated participants entitled to future benefits2014-07-015
Total of all active and inactive participants2014-07-0139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-0139
Number of participants with account balances2014-07-0128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-010
2013: OBSTETRICAL-GYNECOLOGICAL ASSOCIATES OF THE SOUTHERN TIER, P.C. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-0134
Total number of active participants reported on line 7a of the Form 55002013-07-0132
Number of retired or separated participants receiving benefits2013-07-010
Number of other retired or separated participants entitled to future benefits2013-07-017
Total of all active and inactive participants2013-07-0139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-010
Total participants2013-07-0139
Number of participants with account balances2013-07-0131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-010
2012: OBSTETRICAL-GYNECOLOGICAL ASSOCIATES OF THE SOUTHERN TIER, P.C. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-0138
Total number of active participants reported on line 7a of the Form 55002012-07-0131
Number of retired or separated participants receiving benefits2012-07-010
Number of other retired or separated participants entitled to future benefits2012-07-013
Total of all active and inactive participants2012-07-0134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-010
Total participants2012-07-0134
Number of participants with account balances2012-07-0126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-010
2011: OBSTETRICAL-GYNECOLOGICAL ASSOCIATES OF THE SOUTHERN TIER, P.C. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-0134
Total number of active participants reported on line 7a of the Form 55002011-07-0134
Number of retired or separated participants receiving benefits2011-07-010
Number of other retired or separated participants entitled to future benefits2011-07-014
Total of all active and inactive participants2011-07-0138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-010
Total participants2011-07-0138
Number of participants with account balances2011-07-0126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-011
2009: OBSTETRICAL-GYNECOLOGICAL ASSOCIATES OF THE SOUTHERN TIER, P.C. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-0129
Total number of active participants reported on line 7a of the Form 55002009-07-0127
Number of retired or separated participants receiving benefits2009-07-010
Number of other retired or separated participants entitled to future benefits2009-07-014
Total of all active and inactive participants2009-07-0131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-010
Total participants2009-07-0131
Number of participants with account balances2009-07-0124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-010

Financial Data on OBSTETRICAL-GYNECOLOGICAL ASSOCIATES OF THE SOUTHERN TIER, P.C. 401(K) PLAN

Measure Date Value
2016 : OBSTETRICAL-GYNECOLOGICAL ASSOCIATES OF THE SOUTHERN TIER, P.C. 401(K) PLAN 2016 401k financial data
Transfers to/from the plan2016-10-03$0
Total plan liabilities at end of year2016-10-03$0
Total plan liabilities at beginning of year2016-10-03$0
Total income from all sources2016-10-03$138,374
Expenses. Total of all expenses incurred2016-10-03$5,663,374
Benefits paid (including direct rollovers)2016-10-03$5,663,279
Total plan assets at end of year2016-10-03$0
Total plan assets at beginning of year2016-10-03$5,525,000
Value of fidelity bond covering the plan2016-10-03$400,000
Total contributions received or receivable from participants2016-10-03$0
Expenses. Other expenses not covered elsewhere2016-10-03$0
Contributions received from other sources (not participants or employers)2016-10-03$0
Other income received2016-10-03$138,374
Noncash contributions received2016-10-03$0
Net income (gross income less expenses)2016-10-03$-5,525,000
Net plan assets at end of year (total assets less liabilities)2016-10-03$0
Net plan assets at beginning of year (total assets less liabilities)2016-10-03$5,525,000
Assets. Value of participant loans2016-10-03$0
Total contributions received or receivable from employer(s)2016-10-03$0
Value of certain deemed distributions of participant loans2016-10-03$0
Value of corrective distributions2016-10-03$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-10-03$95
Transfers to/from the plan2016-06-30$0
Total plan liabilities at end of year2016-06-30$0
Total plan liabilities at beginning of year2016-06-30$0
Total income from all sources2016-06-30$226,897
Expenses. Total of all expenses incurred2016-06-30$1,462,950
Benefits paid (including direct rollovers)2016-06-30$1,462,475
Total plan assets at end of year2016-06-30$5,525,000
Total plan assets at beginning of year2016-06-30$6,761,053
Value of fidelity bond covering the plan2016-06-30$400,000
Total contributions received or receivable from participants2016-06-30$46,135
Expenses. Other expenses not covered elsewhere2016-06-30$0
Contributions received from other sources (not participants or employers)2016-06-30$2,790
Other income received2016-06-30$146,354
Noncash contributions received2016-06-30$0
Net income (gross income less expenses)2016-06-30$-1,236,053
Net plan assets at end of year (total assets less liabilities)2016-06-30$5,525,000
Net plan assets at beginning of year (total assets less liabilities)2016-06-30$6,761,053
Assets. Value of participant loans2016-06-30$55,688
Total contributions received or receivable from employer(s)2016-06-30$31,618
Value of certain deemed distributions of participant loans2016-06-30$0
Value of corrective distributions2016-06-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-06-30$475
2015 : OBSTETRICAL-GYNECOLOGICAL ASSOCIATES OF THE SOUTHERN TIER, P.C. 401(K) PLAN 2015 401k financial data
Transfers to/from the plan2015-06-30$0
Total plan liabilities at end of year2015-06-30$0
Total plan liabilities at beginning of year2015-06-30$0
Total income from all sources2015-06-30$254,377
Expenses. Total of all expenses incurred2015-06-30$562,680
Benefits paid (including direct rollovers)2015-06-30$560,211
Total plan assets at end of year2015-06-30$6,761,053
Total plan assets at beginning of year2015-06-30$7,069,356
Value of fidelity bond covering the plan2015-06-30$400,000
Total contributions received or receivable from participants2015-06-30$68,173
Expenses. Other expenses not covered elsewhere2015-06-30$0
Contributions received from other sources (not participants or employers)2015-06-30$0
Other income received2015-06-30$151,508
Noncash contributions received2015-06-30$0
Net income (gross income less expenses)2015-06-30$-308,303
Net plan assets at end of year (total assets less liabilities)2015-06-30$6,761,053
Net plan assets at beginning of year (total assets less liabilities)2015-06-30$7,069,356
Assets. Value of participant loans2015-06-30$61,717
Total contributions received or receivable from employer(s)2015-06-30$34,696
Value of certain deemed distributions of participant loans2015-06-30$0
Value of corrective distributions2015-06-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-06-30$2,469
2014 : OBSTETRICAL-GYNECOLOGICAL ASSOCIATES OF THE SOUTHERN TIER, P.C. 401(K) PLAN 2014 401k financial data
Transfers to/from the plan2014-06-30$0
Total plan liabilities at end of year2014-06-30$0
Total income from all sources2014-06-30$1,037,188
Expenses. Total of all expenses incurred2014-06-30$192,070
Benefits paid (including direct rollovers)2014-06-30$191,295
Total plan assets at end of year2014-06-30$7,069,356
Total plan assets at beginning of year2014-06-30$6,224,238
Value of fidelity bond covering the plan2014-06-30$400,000
Total contributions received or receivable from participants2014-06-30$74,156
Expenses. Other expenses not covered elsewhere2014-06-30$0
Contributions received from other sources (not participants or employers)2014-06-30$0
Other income received2014-06-30$921,389
Noncash contributions received2014-06-30$0
Net income (gross income less expenses)2014-06-30$845,118
Net plan assets at end of year (total assets less liabilities)2014-06-30$7,069,356
Net plan assets at beginning of year (total assets less liabilities)2014-06-30$6,224,238
Assets. Value of participant loans2014-06-30$19,377
Total contributions received or receivable from employer(s)2014-06-30$41,643
Value of certain deemed distributions of participant loans2014-06-30$0
Value of corrective distributions2014-06-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-06-30$775
2013 : OBSTETRICAL-GYNECOLOGICAL ASSOCIATES OF THE SOUTHERN TIER, P.C. 401(K) PLAN 2013 401k financial data
Total income from all sources2013-06-30$939,558
Expenses. Total of all expenses incurred2013-06-30$188,000
Benefits paid (including direct rollovers)2013-06-30$147,749
Total plan assets at end of year2013-06-30$6,224,238
Total plan assets at beginning of year2013-06-30$5,472,680
Value of fidelity bond covering the plan2013-06-30$400,000
Total contributions received or receivable from participants2013-06-30$111,174
Other income received2013-06-30$752,341
Net income (gross income less expenses)2013-06-30$751,558
Net plan assets at end of year (total assets less liabilities)2013-06-30$6,224,238
Net plan assets at beginning of year (total assets less liabilities)2013-06-30$5,472,680
Assets. Value of participant loans2013-06-30$12,590
Total contributions received or receivable from employer(s)2013-06-30$76,043
Value of corrective distributions2013-06-30$39,656
Expenses. Administrative service providers (salaries,fees and commissions)2013-06-30$595
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
2012 : OBSTETRICAL-GYNECOLOGICAL ASSOCIATES OF THE SOUTHERN TIER, P.C. 401(K) PLAN 2012 401k financial data
Total income from all sources2012-06-30$310,474
Expenses. Total of all expenses incurred2012-06-30$131,964
Benefits paid (including direct rollovers)2012-06-30$121,678
Total plan assets at end of year2012-06-30$5,472,680
Total plan assets at beginning of year2012-06-30$5,294,170
Value of fidelity bond covering the plan2012-06-30$400,000
Total contributions received or receivable from participants2012-06-30$133,045
Other income received2012-06-30$105,119
Net income (gross income less expenses)2012-06-30$178,510
Net plan assets at end of year (total assets less liabilities)2012-06-30$5,472,680
Net plan assets at beginning of year (total assets less liabilities)2012-06-30$5,294,170
Assets. Value of participant loans2012-06-30$13,667
Total contributions received or receivable from employer(s)2012-06-30$72,310
Value of corrective distributions2012-06-30$9,961
Expenses. Administrative service providers (salaries,fees and commissions)2012-06-30$325
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-06-30$0
2011 : OBSTETRICAL-GYNECOLOGICAL ASSOCIATES OF THE SOUTHERN TIER, P.C. 401(K) PLAN 2011 401k financial data
Total income from all sources2011-06-30$1,232,712
Expenses. Total of all expenses incurred2011-06-30$161,118
Benefits paid (including direct rollovers)2011-06-30$159,504
Total plan assets at end of year2011-06-30$5,294,170
Total plan assets at beginning of year2011-06-30$4,222,576
Value of fidelity bond covering the plan2011-06-30$400,000
Total contributions received or receivable from participants2011-06-30$122,781
Other income received2011-06-30$935,963
Net income (gross income less expenses)2011-06-30$1,071,594
Net plan assets at end of year (total assets less liabilities)2011-06-30$5,294,170
Net plan assets at beginning of year (total assets less liabilities)2011-06-30$4,222,576
Assets. Value of participant loans2011-06-30$14,765
Total contributions received or receivable from employer(s)2011-06-30$173,968
Value of corrective distributions2011-06-30$1,289
Expenses. Administrative service providers (salaries,fees and commissions)2011-06-30$325
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-06-30$0
2010 : OBSTETRICAL-GYNECOLOGICAL ASSOCIATES OF THE SOUTHERN TIER, P.C. 401(K) PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-06-30$0

Form 5500 Responses for OBSTETRICAL-GYNECOLOGICAL ASSOCIATES OF THE SOUTHERN TIER, P.C. 401(K) PLAN

2016: OBSTETRICAL-GYNECOLOGICAL ASSOCIATES OF THE SOUTHERN TIER, P.C. 401(K) PLAN 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingYes
2016-07-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement - TrustYes
2015: OBSTETRICAL-GYNECOLOGICAL ASSOCIATES OF THE SOUTHERN TIER, P.C. 401(K) PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement - TrustYes
2014: OBSTETRICAL-GYNECOLOGICAL ASSOCIATES OF THE SOUTHERN TIER, P.C. 401(K) PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement - TrustYes
2013: OBSTETRICAL-GYNECOLOGICAL ASSOCIATES OF THE SOUTHERN TIER, P.C. 401(K) PLAN 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement - TrustYes
2012: OBSTETRICAL-GYNECOLOGICAL ASSOCIATES OF THE SOUTHERN TIER, P.C. 401(K) PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedNo
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement - TrustYes
2011: OBSTETRICAL-GYNECOLOGICAL ASSOCIATES OF THE SOUTHERN TIER, P.C. 401(K) PLAN 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedNo
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planNo
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement - TrustYes
2009: OBSTETRICAL-GYNECOLOGICAL ASSOCIATES OF THE SOUTHERN TIER, P.C. 401(K) PLAN 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement - TrustYes

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