401k Plan data: ROME ANESTHESIA ASSOCIATES, P. C. DEFINED BENEFIT PLAN plan

ROME ANESTHESIA ASSOCIATES, P. C. DEFINED BENEFIT PLAN 401k Plan overview

Plan Name	ROME ANESTHESIA ASSOCIATES, P. C. DEFINED BENEFIT PLAN
Plan identification number	001

ROME ANESTHESIA ASSOCIATES, P. C. DEFINED BENEFIT PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROME ANESTHESIA ASSOCIATES, P. C. has sponsored the creation of one or more 401k plans.

Company Name: ROME ANESTHESIA ASSOCIATES, P. C.

Employer identification number (EIN): 161152131

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROME ANESTHESIA ASSOCIATES, P. C. DEFINED BENEFIT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01 CHAU-FANG CHEN 2020-03-09 CHAU-FANG CHEN 2020-03-09
001 2018-01-01 CHAU-FANG CHEN 2019-05-06 CHAU-FANG CHEN 2019-05-06
001 2017-01-01 CHAU-FANG CHEN 2018-03-19 CHAU-FANG CHEN 2018-03-19
001 2016-01-01 CHAU-FANG CHEN 2017-04-03 CHAU-FANG CHEN 2017-04-03
001 2015-01-01 CHAU-FANG CHEN 2016-05-17 CHAU-FANG CHEN 2016-05-17
001 2014-01-01 CHAU-FANG CHEN 2015-05-30 CHAU-FANG CHEN 2015-05-30
001 2013-01-01 CHAU-FANG CHEN 2014-05-19 CHAU-FANG CHEN 2014-05-19
001 2012-01-01 CHAU-FANG CHEN 2013-05-14 CHAU-FANG CHEN 2013-05-14
001 2011-01-01 CHAU-FANG CHEN 2012-06-11 CHAU-FANG CHEN 2012-06-11
001 2010-01-01 CHAU-FANG CHEN 2011-04-27 CHAU-FANG CHEN 2011-04-27

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2019-01-01	CHAU-FANG CHEN	2020-03-09	CHAU-FANG CHEN	2020-03-09
001	2018-01-01	CHAU-FANG CHEN	2019-05-06	CHAU-FANG CHEN	2019-05-06
001	2017-01-01	CHAU-FANG CHEN	2018-03-19	CHAU-FANG CHEN	2018-03-19
001	2016-01-01	CHAU-FANG CHEN	2017-04-03	CHAU-FANG CHEN	2017-04-03
001	2015-01-01	CHAU-FANG CHEN	2016-05-17	CHAU-FANG CHEN	2016-05-17
001	2014-01-01	CHAU-FANG CHEN	2015-05-30	CHAU-FANG CHEN	2015-05-30
001	2013-01-01	CHAU-FANG CHEN	2014-05-19	CHAU-FANG CHEN	2014-05-19
001	2012-01-01	CHAU-FANG CHEN	2013-05-14	CHAU-FANG CHEN	2013-05-14
001	2011-01-01	CHAU-FANG CHEN	2012-06-11	CHAU-FANG CHEN	2012-06-11
001	2010-01-01	CHAU-FANG CHEN	2011-04-27	CHAU-FANG CHEN	2011-04-27

Plan Statistics for ROME ANESTHESIA ASSOCIATES, P. C. DEFINED BENEFIT PLAN

401k plan membership statisitcs for ROME ANESTHESIA ASSOCIATES, P. C. DEFINED BENEFIT PLAN

Measure Date Value
2018: ROME ANESTHESIA ASSOCIATES, P. C. DEFINED BENEFIT PLAN 2018 401k membership
Market value of plan assets 2018-12-31 4,116,866
Acturial value of plan assets 2018-12-31 4,116,866
Funding target for retired participants and beneficiaries receiving payment 2018-12-31 0
Number of terminated vested participants 2018-12-31 0
Fundng target for terminated vested participants 2018-12-31 0
Active participant vested funding target 2018-12-31 1,420,091
Number of active participants 2018-12-31 2
Total funding liabilities for active participants 2018-12-31 1,420,091
Total participant count 2018-12-31 2
Total funding target for all participants 2018-12-31 1,420,091
Balance at beginning of prior year after applicable adjustments 2018-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2018-12-31 473,534
Carryover balanced portion elected for use to offset prior years funding requirement 2018-12-31 0
Prefunding balanced used to offset prior years funding requirement 2018-12-31 0
Amount remaining of carryover balance 2018-12-31 0
Amount remaining of prefunding balance 2018-12-31 473,534
Present value of excess contributions 2018-12-31 365,886
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2018-12-31 365,886
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2018-12-31 0
Reductions in caryover balances due to elections or deemed elections 2018-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2018-12-31 0
Balance of carryovers at beginning of current year 2018-12-31 0
Balance of prefunding at beginning of current year 2018-12-31 559,244
Total employer contributions 2018-12-31 0
Total employee contributions 2018-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2018-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2018-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2018-12-31 0
Unpaid minimum required contributions for all prior years 2018-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2018-12-31 0
Remaining amount of unpaid minimum required contributions 2018-12-31 0
Minimum required contributions for current year target normal cost 2018-12-31 0
Net shortfall amortization installment of oustanding balance 2018-12-31 0
Waiver amortization installment 2018-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2018-12-31 0
Carryover balance elected to use to offset funding requirement 2018-12-31 0
Prefunding balance elected to use to offset funding requirement 2018-12-31 0
Additional cash requirement 2018-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2018-12-31 0
Unpaid minimum required contributions for current year 2018-12-31 0
Unpaid minimum required contributions for all years 2018-12-31 0
2017: ROME ANESTHESIA ASSOCIATES, P. C. DEFINED BENEFIT PLAN 2017 401k membership
Market value of plan assets 2017-12-31 6,626,527
Acturial value of plan assets 2017-12-31 6,626,527
Funding target for retired participants and beneficiaries receiving payment 2017-12-31 0
Number of terminated vested participants 2017-12-31 2
Fundng target for terminated vested participants 2017-12-31 2,324,185
Active participant vested funding target 2017-12-31 1,274,740
Number of active participants 2017-12-31 2
Total funding liabilities for active participants 2017-12-31 1,274,740
Total participant count 2017-12-31 4
Total funding target for all participants 2017-12-31 3,598,925
Balance at beginning of prior year after applicable adjustments 2017-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2017-12-31 431,348
Carryover balanced portion elected for use to offset prior years funding requirement 2017-12-31 0
Prefunding balanced used to offset prior years funding requirement 2017-12-31 0
Amount remaining of carryover balance 2017-12-31 0
Amount remaining of prefunding balance 2017-12-31 431,348
Present value of excess contributions 2017-12-31 363,901
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2017-12-31 363,901
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2017-12-31 0
Reductions in caryover balances due to elections or deemed elections 2017-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2017-12-31 0
Balance of carryovers at beginning of current year 2017-12-31 0
Balance of prefunding at beginning of current year 2017-12-31 473,534
Total employer contributions 2017-12-31 359,000
Total employee contributions 2017-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2017-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2017-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2017-12-31 365,886
Unpaid minimum required contributions for all prior years 2017-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2017-12-31 0
Remaining amount of unpaid minimum required contributions 2017-12-31 0
Minimum required contributions for current year target normal cost 2017-12-31 264,678
Net shortfall amortization installment of oustanding balance 2017-12-31 0
Waiver amortization installment 2017-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2017-12-31 0
Carryover balance elected to use to offset funding requirement 2017-12-31 0
Prefunding balance elected to use to offset funding requirement 2017-12-31 0
Additional cash requirement 2017-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2017-12-31 365,886
Unpaid minimum required contributions for current year 2017-12-31 0
Unpaid minimum required contributions for all years 2017-12-31 0
2016: ROME ANESTHESIA ASSOCIATES, P. C. DEFINED BENEFIT PLAN 2016 401k membership
Market value of plan assets 2016-12-31 5,236,519
Acturial value of plan assets 2016-12-31 5,236,519
Funding target for retired participants and beneficiaries receiving payment 2016-12-31 0
Number of terminated vested participants 2016-12-31 0
Fundng target for terminated vested participants 2016-12-31 0
Active participant vested funding target 2016-12-31 3,070,664
Number of active participants 2016-12-31 4
Total funding liabilities for active participants 2016-12-31 3,070,664
Total participant count 2016-12-31 4
Total funding target for all participants 2016-12-31 3,070,664
Balance at beginning of prior year after applicable adjustments 2016-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2016-12-31 433,995
Carryover balanced portion elected for use to offset prior years funding requirement 2016-12-31 0
Prefunding balanced used to offset prior years funding requirement 2016-12-31 0
Amount remaining of carryover balance 2016-12-31 0
Amount remaining of prefunding balance 2016-12-31 433,995
Present value of excess contributions 2016-12-31 358,123
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2016-12-31 358,123
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2016-12-31 0
Reductions in caryover balances due to elections or deemed elections 2016-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2016-12-31 0
Balance of carryovers at beginning of current year 2016-12-31 0
Balance of prefunding at beginning of current year 2016-12-31 431,348
Total employer contributions 2016-12-31 359,000
Total employee contributions 2016-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2016-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2016-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2016-12-31 363,901
Unpaid minimum required contributions for all prior years 2016-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2016-12-31 0
Remaining amount of unpaid minimum required contributions 2016-12-31 0
Minimum required contributions for current year target normal cost 2016-12-31 242,901
Net shortfall amortization installment of oustanding balance 2016-12-31 0
Waiver amortization installment 2016-12-31 0
Waived amount of outstanding balance 2016-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2016-12-31 0
Carryover balance elected to use to offset funding requirement 2016-12-31 0
Prefunding balance elected to use to offset funding requirement 2016-12-31 0
Additional cash requirement 2016-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2016-12-31 363,901
Unpaid minimum required contributions for current year 2016-12-31 0
Unpaid minimum required contributions for all years 2016-12-31 0

Measure	Date	Value
2018: ROME ANESTHESIA ASSOCIATES, P. C. DEFINED BENEFIT PLAN 2018 401k membership
Market value of plan assets	2018-12-31	4,116,866
Acturial value of plan assets	2018-12-31	4,116,866
Funding target for retired participants and beneficiaries receiving payment	2018-12-31	0
Number of terminated vested participants	2018-12-31	0
Fundng target for terminated vested participants	2018-12-31	0
Active participant vested funding target	2018-12-31	1,420,091
Number of active participants	2018-12-31	2
Total funding liabilities for active participants	2018-12-31	1,420,091
Total participant count	2018-12-31	2
Total funding target for all participants	2018-12-31	1,420,091
Balance at beginning of prior year after applicable adjustments	2018-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2018-12-31	473,534
Carryover balanced portion elected for use to offset prior years funding requirement	2018-12-31	0
Prefunding balanced used to offset prior years funding requirement	2018-12-31	0
Amount remaining of carryover balance	2018-12-31	0
Amount remaining of prefunding balance	2018-12-31	473,534
Present value of excess contributions	2018-12-31	365,886
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2018-12-31	365,886
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2018-12-31	0
Reductions in caryover balances due to elections or deemed elections	2018-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2018-12-31	0
Balance of carryovers at beginning of current year	2018-12-31	0
Balance of prefunding at beginning of current year	2018-12-31	559,244
Total employer contributions	2018-12-31	0
Total employee contributions	2018-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2018-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2018-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2018-12-31	0
Unpaid minimum required contributions for all prior years	2018-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2018-12-31	0
Remaining amount of unpaid minimum required contributions	2018-12-31	0
Minimum required contributions for current year target normal cost	2018-12-31	0
Net shortfall amortization installment of oustanding balance	2018-12-31	0
Waiver amortization installment	2018-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2018-12-31	0
Carryover balance elected to use to offset funding requirement	2018-12-31	0
Prefunding balance elected to use to offset funding requirement	2018-12-31	0
Additional cash requirement	2018-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2018-12-31	0
Unpaid minimum required contributions for current year	2018-12-31	0
Unpaid minimum required contributions for all years	2018-12-31	0
2017: ROME ANESTHESIA ASSOCIATES, P. C. DEFINED BENEFIT PLAN 2017 401k membership
Market value of plan assets	2017-12-31	6,626,527
Acturial value of plan assets	2017-12-31	6,626,527
Funding target for retired participants and beneficiaries receiving payment	2017-12-31	0
Number of terminated vested participants	2017-12-31	2
Fundng target for terminated vested participants	2017-12-31	2,324,185
Active participant vested funding target	2017-12-31	1,274,740
Number of active participants	2017-12-31	2
Total funding liabilities for active participants	2017-12-31	1,274,740
Total participant count	2017-12-31	4
Total funding target for all participants	2017-12-31	3,598,925
Balance at beginning of prior year after applicable adjustments	2017-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2017-12-31	431,348
Carryover balanced portion elected for use to offset prior years funding requirement	2017-12-31	0
Prefunding balanced used to offset prior years funding requirement	2017-12-31	0
Amount remaining of carryover balance	2017-12-31	0
Amount remaining of prefunding balance	2017-12-31	431,348
Present value of excess contributions	2017-12-31	363,901
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2017-12-31	363,901
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2017-12-31	0
Reductions in caryover balances due to elections or deemed elections	2017-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2017-12-31	0
Balance of carryovers at beginning of current year	2017-12-31	0
Balance of prefunding at beginning of current year	2017-12-31	473,534
Total employer contributions	2017-12-31	359,000
Total employee contributions	2017-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2017-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2017-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2017-12-31	365,886
Unpaid minimum required contributions for all prior years	2017-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2017-12-31	0
Remaining amount of unpaid minimum required contributions	2017-12-31	0
Minimum required contributions for current year target normal cost	2017-12-31	264,678
Net shortfall amortization installment of oustanding balance	2017-12-31	0
Waiver amortization installment	2017-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2017-12-31	0
Carryover balance elected to use to offset funding requirement	2017-12-31	0
Prefunding balance elected to use to offset funding requirement	2017-12-31	0
Additional cash requirement	2017-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2017-12-31	365,886
Unpaid minimum required contributions for current year	2017-12-31	0
Unpaid minimum required contributions for all years	2017-12-31	0
2016: ROME ANESTHESIA ASSOCIATES, P. C. DEFINED BENEFIT PLAN 2016 401k membership
Market value of plan assets	2016-12-31	5,236,519
Acturial value of plan assets	2016-12-31	5,236,519
Funding target for retired participants and beneficiaries receiving payment	2016-12-31	0
Number of terminated vested participants	2016-12-31	0
Fundng target for terminated vested participants	2016-12-31	0
Active participant vested funding target	2016-12-31	3,070,664
Number of active participants	2016-12-31	4
Total funding liabilities for active participants	2016-12-31	3,070,664
Total participant count	2016-12-31	4
Total funding target for all participants	2016-12-31	3,070,664
Balance at beginning of prior year after applicable adjustments	2016-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2016-12-31	433,995
Carryover balanced portion elected for use to offset prior years funding requirement	2016-12-31	0
Prefunding balanced used to offset prior years funding requirement	2016-12-31	0
Amount remaining of carryover balance	2016-12-31	0
Amount remaining of prefunding balance	2016-12-31	433,995
Present value of excess contributions	2016-12-31	358,123
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2016-12-31	358,123
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2016-12-31	0
Reductions in caryover balances due to elections or deemed elections	2016-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2016-12-31	0
Balance of carryovers at beginning of current year	2016-12-31	0
Balance of prefunding at beginning of current year	2016-12-31	431,348
Total employer contributions	2016-12-31	359,000
Total employee contributions	2016-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2016-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2016-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2016-12-31	363,901
Unpaid minimum required contributions for all prior years	2016-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2016-12-31	0
Remaining amount of unpaid minimum required contributions	2016-12-31	0
Minimum required contributions for current year target normal cost	2016-12-31	242,901
Net shortfall amortization installment of oustanding balance	2016-12-31	0
Waiver amortization installment	2016-12-31	0
Waived amount of outstanding balance	2016-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2016-12-31	0
Carryover balance elected to use to offset funding requirement	2016-12-31	0
Prefunding balance elected to use to offset funding requirement	2016-12-31	0
Additional cash requirement	2016-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2016-12-31	363,901
Unpaid minimum required contributions for current year	2016-12-31	0
Unpaid minimum required contributions for all years	2016-12-31	0

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Company Name:	ROME ANESTHESIA ASSOCIATES, P. C.
Employer identification number (EIN):	161152131
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)