401k Plan data: AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN plan

AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 401k Plan overview

Plan Name	AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN
Plan identification number	002

AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

AAA WESTERN & CENTRAL NEW YORK, has sponsored the creation of one or more 401k plans.

Company Name: AAA WESTERN & CENTRAL NEW YORK,

Employer identification number (EIN): 161338340

NAIC Classification: 561500

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2017-01-01 LORI BRODERICK
002 2016-01-01 JILL W DOUGLAS
002 2015-01-01 DOUGLAS J SCHWALLIE
002 2014-01-01 DOUGLAS SCHWALLIE
002 2013-01-01 DOUGLAS J SCHWALLIE
002 2012-01-01 DOUGLAS J SCHWALLIE
002 2011-01-01 DOUGLAS SCHWALLIE
002 2009-01-01 DOUGLAS SCHWALLIE

Plan id#	Filing Submission Date	Name of Administrator
002	2017-01-01	LORI BRODERICK
002	2016-01-01	JILL W DOUGLAS
002	2015-01-01	DOUGLAS J SCHWALLIE
002	2014-01-01	DOUGLAS SCHWALLIE
002	2013-01-01	DOUGLAS J SCHWALLIE
002	2012-01-01	DOUGLAS J SCHWALLIE
002	2011-01-01	DOUGLAS SCHWALLIE
002	2009-01-01	DOUGLAS SCHWALLIE

Plan Statistics for AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN

401k plan membership statisitcs for AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN

Measure Date Value
2017: AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 917
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 742
Number of retired or separated participants receiving benefits 2017-01-01 1
Number of other retired or separated participants entitled to future benefits 2017-01-01 154
Total of all active and inactive participants 2017-01-01 897
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 897
Number of participants with account balances 2017-01-01 860
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 23
2016: AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 993
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 756
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 163
Total of all active and inactive participants 2016-01-01 919
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 919
Number of participants with account balances 2016-01-01 875
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 78
2015: AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 973
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 851
Number of retired or separated participants receiving benefits 2015-01-01 1
Number of other retired or separated participants entitled to future benefits 2015-01-01 131
Total of all active and inactive participants 2015-01-01 983
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 984
Number of participants with account balances 2015-01-01 939
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 60
2014: AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 947
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 861
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 110
Total of all active and inactive participants 2014-01-01 971
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 971
Number of participants with account balances 2014-01-01 910
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 59
2013: AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 859
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 823
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 117
Total of all active and inactive participants 2013-01-01 940
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 940
Number of participants with account balances 2013-01-01 875
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 49
2012: AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 817
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 766
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 93
Total of all active and inactive participants 2012-01-01 859
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 859
Number of participants with account balances 2012-01-01 805
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 38
2011: AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 830
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 668
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 149
Total of all active and inactive participants 2011-01-01 817
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 817
Number of participants with account balances 2011-01-01 797
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 44
2009: AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 802
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 639
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 150
Total of all active and inactive participants 2009-01-01 789
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 790
Number of participants with account balances 2009-01-01 764
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 48

Measure	Date	Value
2017: AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	917
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	742
Number of retired or separated participants receiving benefits	2017-01-01	1
Number of other retired or separated participants entitled to future benefits	2017-01-01	154
Total of all active and inactive participants	2017-01-01	897
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	897
Number of participants with account balances	2017-01-01	860
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	23
2016: AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	993
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	756
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	163
Total of all active and inactive participants	2016-01-01	919
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	919
Number of participants with account balances	2016-01-01	875
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	78
2015: AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	973
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	851
Number of retired or separated participants receiving benefits	2015-01-01	1
Number of other retired or separated participants entitled to future benefits	2015-01-01	131
Total of all active and inactive participants	2015-01-01	983
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	984
Number of participants with account balances	2015-01-01	939
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	60
2014: AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	947
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	861
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	110
Total of all active and inactive participants	2014-01-01	971
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	971
Number of participants with account balances	2014-01-01	910
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	59
2013: AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	859
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	823
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	117
Total of all active and inactive participants	2013-01-01	940
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	940
Number of participants with account balances	2013-01-01	875
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	49
2012: AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	817
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	766
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	93
Total of all active and inactive participants	2012-01-01	859
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	859
Number of participants with account balances	2012-01-01	805
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	38
2011: AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	830
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	668
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	149
Total of all active and inactive participants	2011-01-01	817
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	817
Number of participants with account balances	2011-01-01	797
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	44
2009: AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	802
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	639
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	150
Total of all active and inactive participants	2009-01-01	789
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	790
Number of participants with account balances	2009-01-01	764
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	48

Financial Data on AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN

Measure	Date	Value
2017 : AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$0
Total transfer of assets from this plan	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$7,194,185
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$2,593,287
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$2,437,919
Expenses. Certain deemed distributions of participant loans	2017-12-31	$33,844
Value of total corrective distributions	2017-12-31	$105
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,342,414
Value of total assets at end of year	2017-12-31	$36,602,350
Value of total assets at beginning of year	2017-12-31	$32,001,452
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$121,419
Total interest from all sources	2017-12-31	$40,309
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$1,307,149
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$1,307,149
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,555,034
Participant contributions at end of year	2017-12-31	$943,702
Participant contributions at beginning of year	2017-12-31	$845,366
Participant contributions at beginning of year	2017-12-31	$48,395
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$228,378
Other income not declared elsewhere	2017-12-31	$92,228
Administrative expenses (other) incurred	2017-12-31	$121,419
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$4,600,898
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$36,602,350
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$32,001,452
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$35,658,648
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$24,006,003
Interest on participant loans	2017-12-31	$40,309
Value of interest in common/collective trusts at beginning of year	2017-12-31	$6,712,003
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$2,981,501
Net investment gain or loss from common/collective trusts	2017-12-31	$430,584
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$559,002
Employer contributions (assets) at beginning of year	2017-12-31	$389,685
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$2,437,919
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	FREED MAXICK, CPAS P.C.
Accountancy firm EIN	2017-12-31	161608956
2016 : AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$0
Total transfer of assets from this plan	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$5,274,551
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$2,027,046
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,886,775
Expenses. Certain deemed distributions of participant loans	2016-12-31	$6,260
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$2,445,960
Value of total assets at end of year	2016-12-31	$32,001,452
Value of total assets at beginning of year	2016-12-31	$28,753,947
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$134,011
Total interest from all sources	2016-12-31	$36,110
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$1,010,202
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$1,010,202
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,476,593
Participant contributions at end of year	2016-12-31	$845,366
Participant contributions at beginning of year	2016-12-31	$815,734
Participant contributions at end of year	2016-12-31	$48,395
Participant contributions at beginning of year	2016-12-31	$70,760
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$12,929
Other income not declared elsewhere	2016-12-31	$92,054
Administrative expenses (other) incurred	2016-12-31	$134,011
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$3,247,505
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$32,001,452
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$28,753,947
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$24,006,003
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$21,421,470
Interest on participant loans	2016-12-31	$36,110
Value of interest in common/collective trusts at end of year	2016-12-31	$6,712,003
Value of interest in common/collective trusts at beginning of year	2016-12-31	$6,153,875
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$907,713
Net investment gain or loss from common/collective trusts	2016-12-31	$782,512
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$956,438
Employer contributions (assets) at end of year	2016-12-31	$389,685
Employer contributions (assets) at beginning of year	2016-12-31	$292,108
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,886,775
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	FREED MAXICK, CPAS P.C.
Accountancy firm EIN	2016-12-31	454051133
2015 : AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$2,321,129
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,971,697
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,827,992
Expenses. Certain deemed distributions of participant loans	2015-12-31	$32,359
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,366,483
Value of total assets at end of year	2015-12-31	$28,753,947
Value of total assets at beginning of year	2015-12-31	$28,404,515
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$111,346
Total interest from all sources	2015-12-31	$34,927
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$1,091,945
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$1,091,945
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,424,712
Participant contributions at end of year	2015-12-31	$815,734
Participant contributions at beginning of year	2015-12-31	$842,766
Participant contributions at end of year	2015-12-31	$70,760
Participant contributions at beginning of year	2015-12-31	$73,268
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$97,405
Other income not declared elsewhere	2015-12-31	$102,744
Administrative expenses (other) incurred	2015-12-31	$111,346
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$349,432
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$28,753,947
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$28,404,515
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$21,421,470
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$20,782,493
Interest on participant loans	2015-12-31	$34,927
Value of interest in common/collective trusts at end of year	2015-12-31	$6,153,875
Value of interest in common/collective trusts at beginning of year	2015-12-31	$6,370,646
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,185,217
Net investment gain or loss from common/collective trusts	2015-12-31	$-89,753
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$844,366
Employer contributions (assets) at end of year	2015-12-31	$292,108
Employer contributions (assets) at beginning of year	2015-12-31	$335,342
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,827,992
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	FREED MAXICK, CPAS, P.C.
Accountancy firm EIN	2015-12-31	161608956
2014 : AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$3,980,208
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$2,948,728
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,831,882
Expenses. Certain deemed distributions of participant loans	2014-12-31	$8,695
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,268,388
Value of total assets at end of year	2014-12-31	$28,404,515
Value of total assets at beginning of year	2014-12-31	$27,373,035
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$108,151
Total interest from all sources	2014-12-31	$32,614
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$1,335,814
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$1,335,814
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,407,517
Participant contributions at end of year	2014-12-31	$842,766
Participant contributions at beginning of year	2014-12-31	$682,483
Participant contributions at end of year	2014-12-31	$73,268
Participant contributions at beginning of year	2014-12-31	$34,292
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$3,253
Other income not declared elsewhere	2014-12-31	$106,888
Administrative expenses (other) incurred	2014-12-31	$108,151
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,031,480
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$28,404,515
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$27,373,035
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$20,782,493
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$20,538,959
Interest on participant loans	2014-12-31	$32,614
Value of interest in common/collective trusts at end of year	2014-12-31	$6,370,646
Value of interest in common/collective trusts at beginning of year	2014-12-31	$5,797,136
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-218,349
Net investment gain or loss from common/collective trusts	2014-12-31	$454,853
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$857,618
Employer contributions (assets) at end of year	2014-12-31	$335,342
Employer contributions (assets) at beginning of year	2014-12-31	$320,165
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,831,882
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	FREED MAXICK & BATTAGLIA, CPAS,
Accountancy firm EIN	2014-12-31	161608956
2013 : AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$6,086,778
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,136,505
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$986,073
Expenses. Certain deemed distributions of participant loans	2013-12-31	$28,030
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,262,992
Value of total assets at end of year	2013-12-31	$27,373,035
Value of total assets at beginning of year	2013-12-31	$22,422,762
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$122,402
Total interest from all sources	2013-12-31	$28,539
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$971,015
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$971,015
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,352,493
Participant contributions at end of year	2013-12-31	$682,483
Participant contributions at beginning of year	2013-12-31	$632,596
Participant contributions at end of year	2013-12-31	$34,292
Participant contributions at beginning of year	2013-12-31	$29,731
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$40,973
Other income not declared elsewhere	2013-12-31	$93,364
Administrative expenses (other) incurred	2013-12-31	$122,402
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$4,950,273
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$27,373,035
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$22,422,762
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$20,538,959
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$16,648,312
Interest on participant loans	2013-12-31	$28,539
Value of interest in common/collective trusts at end of year	2013-12-31	$5,797,136
Value of interest in common/collective trusts at beginning of year	2013-12-31	$4,747,775
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,773,077
Net investment gain or loss from common/collective trusts	2013-12-31	$957,791
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$869,526
Employer contributions (assets) at end of year	2013-12-31	$320,165
Employer contributions (assets) at beginning of year	2013-12-31	$364,348
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$986,073
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	FREED MAXICK & BATTAGLIA, CPAS,
Accountancy firm EIN	2013-12-31	161608956
2012 : AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$4,560,241
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,766,304
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,658,773
Expenses. Certain deemed distributions of participant loans	2012-12-31	$2,834
Value of total corrective distributions	2012-12-31	$1,537
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,170,993
Value of total assets at end of year	2012-12-31	$22,422,762
Value of total assets at beginning of year	2012-12-31	$19,628,825
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$103,160
Total interest from all sources	2012-12-31	$23,864
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$329,179
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$329,179
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,255,541
Participant contributions at end of year	2012-12-31	$632,596
Participant contributions at beginning of year	2012-12-31	$534,457
Participant contributions at end of year	2012-12-31	$29,731
Participant contributions at beginning of year	2012-12-31	$31,628
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$36,150
Other income not declared elsewhere	2012-12-31	$72,286
Administrative expenses (other) incurred	2012-12-31	$103,160
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,793,937
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$22,422,762
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$19,628,825
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$16,648,312
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$14,710,410
Interest on participant loans	2012-12-31	$23,864
Value of interest in common/collective trusts at end of year	2012-12-31	$4,747,775
Value of interest in common/collective trusts at beginning of year	2012-12-31	$4,118,323
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,399,510
Net investment gain or loss from common/collective trusts	2012-12-31	$564,409
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$879,302
Employer contributions (assets) at end of year	2012-12-31	$364,348
Employer contributions (assets) at beginning of year	2012-12-31	$234,007
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,658,773
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	FREED MAXICK CPAS, PC
Accountancy firm EIN	2012-12-31	454051133
2011 : AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,631,429
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,235,713
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,150,070
Expenses. Certain deemed distributions of participant loans	2011-12-31	$2,016
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,936,368
Value of total assets at end of year	2011-12-31	$19,628,825
Value of total assets at beginning of year	2011-12-31	$19,233,109
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$83,627
Total interest from all sources	2011-12-31	$24,917
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$245,883
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$245,883
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,214,612
Participant contributions at end of year	2011-12-31	$534,457
Participant contributions at beginning of year	2011-12-31	$550,570
Participant contributions at end of year	2011-12-31	$31,628
Participant contributions at beginning of year	2011-12-31	$51,743
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$17,745
Other income not declared elsewhere	2011-12-31	$69,141
Administrative expenses (other) incurred	2011-12-31	$83,627
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$395,716
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$19,628,825
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$19,233,109
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$14,710,410
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$14,324,489
Interest on participant loans	2011-12-31	$24,917
Value of interest in common/collective trusts at end of year	2011-12-31	$4,118,323
Value of interest in common/collective trusts at beginning of year	2011-12-31	$3,978,330
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-741,721
Net investment gain or loss from common/collective trusts	2011-12-31	$96,841
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$704,011
Employer contributions (assets) at end of year	2011-12-31	$234,007
Employer contributions (assets) at beginning of year	2011-12-31	$327,977
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,150,070
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	FREED MAXICK CPAS, P.C.
Accountancy firm EIN	2011-12-31	454051133
2010 : AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$3,842,160
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$2,030,377
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,906,367
Expenses. Certain deemed distributions of participant loans	2010-12-31	$19,807
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,951,594
Value of total assets at end of year	2010-12-31	$19,233,109
Value of total assets at beginning of year	2010-12-31	$17,421,326
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$104,203
Total interest from all sources	2010-12-31	$28,904
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$265,696
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$265,696
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,157,048
Participant contributions at end of year	2010-12-31	$550,570
Participant contributions at beginning of year	2010-12-31	$513,914
Participant contributions at end of year	2010-12-31	$51,743
Participant contributions at beginning of year	2010-12-31	$36,179
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$27,832
Other income not declared elsewhere	2010-12-31	$61,887
Administrative expenses (other) incurred	2010-12-31	$104,203
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,811,783
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$19,233,109
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$17,421,326
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$14,324,489
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$13,209,216
Interest on participant loans	2010-12-31	$28,904
Value of interest in common/collective trusts at end of year	2010-12-31	$3,978,330
Value of interest in common/collective trusts at beginning of year	2010-12-31	$3,352,874
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$974,419
Net investment gain or loss from common/collective trusts	2010-12-31	$559,660
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$766,714
Employer contributions (assets) at end of year	2010-12-31	$327,977
Employer contributions (assets) at beginning of year	2010-12-31	$309,143
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,906,367
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	FREED MAXICK & BATTAGLIA, CPAS
Accountancy firm EIN	2010-12-31	161608956
2009 : AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN

2017: AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: AAA WESTERN & CENTRAL NEW YORK, INC. 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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AAA WESTERN AND CENTRAL NEW YORK , INC. 401(K) RETIREMENT PLAN [EIN = 160338340]

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Company Name:	AAA WESTERN & CENTRAL NEW YORK,
Employer identification number (EIN):	161338340
NAIC Classification:	561500