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COLTON AUTO, INC. 401(K) PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan NameCOLTON AUTO, INC. 401(K) PROFIT SHARING PLAN AND TRUST
Plan identification number 001

COLTON AUTO, INC. 401(K) PROFIT SHARING PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

COLTON AUTO, INC. has sponsored the creation of one or more 401k plans.

Company Name:COLTON AUTO, INC.
Employer identification number (EIN):161340149
NAIC Classification:441210
NAIC Description:Recreational Vehicle Dealers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COLTON AUTO, INC. 401(K) PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01CHERYL SPENCER
0012016-01-01CHERYL SPENCER
0012015-01-01CHERYL SPENCER
0012014-01-01CHERYL SPENCER
0012014-01-01CHERYL SPENCER
0012014-01-01CHERYL SPENCER
0012013-01-01CHERYL SPENCER2014-07-21
0012012-01-01CHERYL SPENCER2013-07-30
0012011-01-01CHERYL SPENCER2012-07-06
0012010-01-01COLTON AUTO INC.2011-05-09

Plan Statistics for COLTON AUTO, INC. 401(K) PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for COLTON AUTO, INC. 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2020: COLTON AUTO, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01186
Total number of active participants reported on line 7a of the Form 55002020-01-01153
Number of retired or separated participants receiving benefits2020-01-013
Number of other retired or separated participants entitled to future benefits2020-01-0133
Total of all active and inactive participants2020-01-01189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01189
Number of participants with account balances2020-01-0188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-017
2019: COLTON AUTO, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01191
Total number of active participants reported on line 7a of the Form 55002019-01-01154
Number of retired or separated participants receiving benefits2019-01-013
Number of other retired or separated participants entitled to future benefits2019-01-0129
Total of all active and inactive participants2019-01-01186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01186
Number of participants with account balances2019-01-0179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-014
2018: COLTON AUTO, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01172
Total number of active participants reported on line 7a of the Form 55002018-01-01151
Number of retired or separated participants receiving benefits2018-01-013
Number of other retired or separated participants entitled to future benefits2018-01-0123
Total of all active and inactive participants2018-01-01177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01177
Number of participants with account balances2018-01-0175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0111
2017: COLTON AUTO, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01132
Total number of active participants reported on line 7a of the Form 55002017-01-01121
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-0126
Total of all active and inactive participants2017-01-01149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01149
Number of participants with account balances2017-01-0176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0117
2016: COLTON AUTO, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01158
Total number of active participants reported on line 7a of the Form 55002016-01-01123
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-017
Total of all active and inactive participants2016-01-01132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01132
Number of participants with account balances2016-01-0155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-015
2015: COLTON AUTO, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01143
Total number of active participants reported on line 7a of the Form 55002015-01-01133
Number of retired or separated participants receiving benefits2015-01-012
Number of other retired or separated participants entitled to future benefits2015-01-0123
Total of all active and inactive participants2015-01-01158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01158
Number of participants with account balances2015-01-0170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-015
2014: COLTON AUTO, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01133
Total number of active participants reported on line 7a of the Form 55002014-01-01120
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-0121
Total of all active and inactive participants2014-01-01143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01143
Number of participants with account balances2014-01-0169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-015

Financial Data on COLTON AUTO, INC. 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2020 : COLTON AUTO, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2020 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$40
Total income from all sources (including contributions)2020-12-31$637,727
Total of all expenses incurred2020-12-31$117,959
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$108,586
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$350,804
Value of total assets at end of year2020-12-31$2,639,603
Value of total assets at beginning of year2020-12-31$2,119,875
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$9,373
Total interest from all sources2020-12-31$1,601
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$180,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$308,844
Participant contributions at end of year2020-12-31$19,227
Participant contributions at beginning of year2020-12-31$26,951
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$40
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$519,768
Value of net assets at end of year (total assets less liabilities)2020-12-31$2,639,603
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$2,119,835
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$2,356,096
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$1,869,325
Interest on participant loans2020-12-31$1,601
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$264,280
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$223,599
Net investment gain/loss from pooled separate accounts2020-12-31$285,322
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$41,960
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$108,586
Contract administrator fees2020-12-31$9,373
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31DANSA, DARATE, SOUCIA LLP
Accountancy firm EIN2020-12-31161382528
2019 : COLTON AUTO, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$40
Total income from all sources (including contributions)2019-12-31$528,107
Total of all expenses incurred2019-12-31$42,727
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$20,145
Expenses. Certain deemed distributions of participant loans2019-12-31$13,785
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$226,587
Value of total assets at end of year2019-12-31$2,119,875
Value of total assets at beginning of year2019-12-31$1,634,455
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$8,797
Total interest from all sources2019-12-31$2,002
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$180,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$198,237
Participant contributions at end of year2019-12-31$26,951
Participant contributions at beginning of year2019-12-31$30,857
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$40
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$485,380
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,119,835
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,634,455
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,869,325
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$1,401,015
Interest on participant loans2019-12-31$2,002
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$223,599
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$202,583
Net investment gain/loss from pooled separate accounts2019-12-31$299,518
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$28,350
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$20,145
Contract administrator fees2019-12-31$8,797
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31DANSA DARATA SOUCIA LLP
Accountancy firm EIN2019-12-31161382528
2018 : COLTON AUTO, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$139,777
Total of all expenses incurred2018-12-31$277,518
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$266,604
Expenses. Certain deemed distributions of participant loans2018-12-31$2,151
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$204,627
Value of total assets at end of year2018-12-31$1,634,455
Value of total assets at beginning of year2018-12-31$1,772,196
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$8,763
Total interest from all sources2018-12-31$1,229
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$130,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$177,870
Participant contributions at end of year2018-12-31$30,857
Participant contributions at beginning of year2018-12-31$15,388
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,004
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-137,741
Value of net assets at end of year (total assets less liabilities)2018-12-31$1,634,455
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,772,196
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$1,401,015
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$1,561,338
Value of interest in pooled separate accounts at beginning of year2018-12-31$0
Interest on participant loans2018-12-31$1,229
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$202,583
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$195,470
Net investment gain/loss from pooled separate accounts2018-12-31$-66,079
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$25,753
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$266,604
Contract administrator fees2018-12-31$8,763
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31DANSA DARATA SOUCIA LLP
Accountancy firm EIN2018-12-31161382528
2017 : COLTON AUTO, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$4
Total income from all sources (including contributions)2017-12-31$450,620
Total of all expenses incurred2017-12-31$13,050
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$4,440
Expenses. Certain deemed distributions of participant loans2017-12-31$1,017
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$196,842
Value of total assets at end of year2017-12-31$1,772,196
Value of total assets at beginning of year2017-12-31$1,334,630
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$7,593
Total interest from all sources2017-12-31$654
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$130,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$170,142
Participant contributions at end of year2017-12-31$15,388
Participant contributions at beginning of year2017-12-31$11,434
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$601
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$4
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$437,570
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,772,196
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,334,626
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$1,561,338
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$0
Value of interest in pooled separate accounts at end of year2017-12-31$0
Value of interest in pooled separate accounts at beginning of year2017-12-31$1,173,853
Interest on participant loans2017-12-31$654
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$195,470
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$149,343
Net investment gain/loss from pooled separate accounts2017-12-31$253,124
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$26,099
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,440
Contract administrator fees2017-12-31$7,593
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31DANSA, D'ARATA SOUCIA LLP
Accountancy firm EIN2017-12-31161382528
2016 : COLTON AUTO, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$4
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$2,642
Total income from all sources (including contributions)2016-12-31$288,282
Total of all expenses incurred2016-12-31$49,820
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$37,675
Expenses. Certain deemed distributions of participant loans2016-12-31$3,405
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$191,389
Value of total assets at end of year2016-12-31$1,334,630
Value of total assets at beginning of year2016-12-31$1,098,806
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$8,740
Total interest from all sources2016-12-31$603
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$100,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$166,946
Participant contributions at end of year2016-12-31$11,434
Participant contributions at beginning of year2016-12-31$12,831
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$8,166
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$4
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$2,642
Administrative expenses (other) incurred2016-12-31$1,937
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$238,462
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,334,626
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,096,164
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$1,173,853
Value of interest in pooled separate accounts at beginning of year2016-12-31$941,510
Interest on participant loans2016-12-31$603
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$149,343
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$135,235
Net investment gain/loss from pooled separate accounts2016-12-31$96,290
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$24,443
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$1,064
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$37,675
Contract administrator fees2016-12-31$6,803
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DANSA & D'ARATA LLP
Accountancy firm EIN2016-12-31161382528
2015 : COLTON AUTO, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$2,642
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$849
Total income from all sources (including contributions)2015-12-31$120,950
Total of all expenses incurred2015-12-31$127,262
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$120,952
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$171,364
Value of total assets at end of year2015-12-31$1,098,806
Value of total assets at beginning of year2015-12-31$1,103,325
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$6,310
Total interest from all sources2015-12-31$798
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$100,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$136,546
Participant contributions at end of year2015-12-31$12,831
Participant contributions at beginning of year2015-12-31$19,164
Participant contributions at end of year2015-12-31$8,166
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$15,128
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$2,642
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$849
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-6,312
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,096,164
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,102,476
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$941,510
Value of interest in pooled separate accounts at beginning of year2015-12-31$945,726
Interest on participant loans2015-12-31$798
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$135,235
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$138,435
Net investment gain/loss from pooled separate accounts2015-12-31$-51,212
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$19,690
Employer contributions (assets) at end of year2015-12-31$1,064
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$120,952
Contract administrator fees2015-12-31$6,310
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31DANSA & D'ARATA LLP
Accountancy firm EIN2015-12-31161382528
2014 : COLTON AUTO, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$849
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$849
Total income from all sources (including contributions)2014-12-31$151,926
Total of all expenses incurred2014-12-31$49,469
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$42,932
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$150,233
Value of total assets at end of year2014-12-31$1,103,325
Value of total assets at beginning of year2014-12-31$1,000,868
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$6,537
Total interest from all sources2014-12-31$726
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$100,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$128,602
Participant contributions at end of year2014-12-31$19,164
Participant contributions at beginning of year2014-12-31$10,600
Participant contributions at beginning of year2014-12-31$5,138
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$849
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$849
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$102,457
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,102,476
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,000,019
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$945,726
Value of interest in pooled separate accounts at beginning of year2014-12-31$851,514
Interest on participant loans2014-12-31$726
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$138,435
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$132,743
Net investment gain/loss from pooled separate accounts2014-12-31$967
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$21,631
Employer contributions (assets) at beginning of year2014-12-31$873
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$42,932
Contract administrator fees2014-12-31$6,537
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DANSA & D'ARATA LLP
Accountancy firm EIN2014-12-31161382528

Form 5500 Responses for COLTON AUTO, INC. 401(K) PROFIT SHARING PLAN AND TRUST

2020: COLTON AUTO, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: COLTON AUTO, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: COLTON AUTO, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: COLTON AUTO, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: COLTON AUTO, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: COLTON AUTO, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: COLTON AUTO, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number17089
Policy instance 1
Insurance contract or identification number17089
Number of Individuals Covered89
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $5,372
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $5,372
Insurance broker organization code?4
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number17089
Policy instance 1
Insurance contract or identification number17089
Number of Individuals Covered78
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $4,540
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $4,540
Insurance broker organization code?4
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number17089
Policy instance 1
Insurance contract or identification number17089
Number of Individuals Covered75
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $4,143
Total amount of fees paid to insurance companyUSD $726
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $2,739
Insurance broker organization code?4
Amount paid for insurance broker fees726
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number17089
Policy instance 1
Insurance contract or identification number17089
Number of Individuals Covered76
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $3,792
Total amount of fees paid to insurance companyUSD $1,058
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $3,792
Insurance broker organization code?4
Amount paid for insurance broker fees1058
Insurance broker nameLIFETIME BENEFIT SOLUTIONS
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number17089
Policy instance 1
Insurance contract or identification number17089
Number of Individuals Covered74
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $2,661
Total amount of fees paid to insurance companyUSD $30
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,661
Amount paid for insurance broker fees30
Insurance broker organization code?4
Insurance broker nameLPL FINANCIAL CORPORATION
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number17089
Policy instance 1
Insurance contract or identification number17089
Number of Individuals Covered73
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $2,558
Total amount of fees paid to insurance companyUSD $359
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,558
Amount paid for insurance broker fees36
Insurance broker organization code?4
Insurance broker nameLIFETIME BENEFIT SOLUTIONS

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