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HALCYON, INC. 401(K) PLAN 401k Plan overview

Plan NameHALCYON, INC. 401(K) PLAN
Plan identification number 001

HALCYON, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HALCO PLUMBING & HEATING has sponsored the creation of one or more 401k plans.

Company Name:HALCO PLUMBING & HEATING
Employer identification number (EIN):161435197
NAIC Classification:238220
NAIC Description:Plumbing, Heating, and Air-Conditioning Contractors

Additional information about HALCO PLUMBING & HEATING

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1993-02-19
Company Identification Number: 1704094
Legal Registered Office Address: 865 COUNTY ROAD 6
Ontario
PHELPS
United States of America (USA)
14532

More information about HALCO PLUMBING & HEATING

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HALCYON, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01HAROLD SMITH HAROLD SMITH2018-10-15
0012016-01-01TAMMY SMITH TAMMY SMITH2017-10-13
0012015-01-01TAMMY SMITH TAMMY SMITH2016-10-13
0012014-01-01TAMMY SMITH TAMMY SMITH2015-10-15
0012013-01-01TAMMY SMITH TAMMY SMITH2014-10-14
0012012-01-01TAMMY SMITH TAMMY SMITH2013-05-13
0012011-01-01TAMMY SMITH TAMMY SMITH2012-07-25
0012010-01-01TAMMY SMITH TAMMY SMITH2011-07-25
0012009-01-01TAMMY SMITH TAMMY SMITH2010-09-22

Plan Statistics for HALCYON, INC. 401(K) PLAN

401k plan membership statisitcs for HALCYON, INC. 401(K) PLAN

Measure Date Value
2022: HALCYON, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01153
Total number of active participants reported on line 7a of the Form 55002022-01-01144
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0125
Total of all active and inactive participants2022-01-01169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01169
Number of participants with account balances2022-01-0172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-012
2021: HALCYON, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01153
Total number of active participants reported on line 7a of the Form 55002021-01-01130
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0122
Total of all active and inactive participants2021-01-01152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01152
Number of participants with account balances2021-01-0163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-014
2020: HALCYON, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01138
Total number of active participants reported on line 7a of the Form 55002020-01-01130
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0122
Total of all active and inactive participants2020-01-01152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01152
Number of participants with account balances2020-01-0160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: HALCYON, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01139
Total number of active participants reported on line 7a of the Form 55002019-01-0192
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0129
Total of all active and inactive participants2019-01-01121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01121
Number of participants with account balances2019-01-0164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: HALCYON, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01151
Total number of active participants reported on line 7a of the Form 55002018-01-0196
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0143
Total of all active and inactive participants2018-01-01139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01139
Number of participants with account balances2018-01-0176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-012
2017: HALCYON, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01180
Total number of active participants reported on line 7a of the Form 55002017-01-01108
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0139
Total of all active and inactive participants2017-01-01147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01147
Number of participants with account balances2017-01-0173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-016
2016: HALCYON, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01176
Total number of active participants reported on line 7a of the Form 55002016-01-01145
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0132
Total of all active and inactive participants2016-01-01177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01177
Number of participants with account balances2016-01-0177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: HALCYON, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01152
Total number of active participants reported on line 7a of the Form 55002015-01-01150
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0127
Total of all active and inactive participants2015-01-01177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01177
Number of participants with account balances2015-01-0175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: HALCYON, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01142
Total number of active participants reported on line 7a of the Form 55002014-01-01121
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0127
Total of all active and inactive participants2014-01-01148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01148
Number of participants with account balances2014-01-0164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2013: HALCYON, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01133
Total number of active participants reported on line 7a of the Form 55002013-01-01114
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0126
Total of all active and inactive participants2013-01-01140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01140
Number of participants with account balances2013-01-0167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-017
2012: HALCYON, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01108
Total number of active participants reported on line 7a of the Form 55002012-01-01104
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0125
Total of all active and inactive participants2012-01-01129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01129
Number of participants with account balances2012-01-0163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: HALCYON, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01100
Total number of active participants reported on line 7a of the Form 55002011-01-0182
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0125
Total of all active and inactive participants2011-01-01107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01107
Number of participants with account balances2011-01-0163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-012
2010: HALCYON, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01102
Total number of active participants reported on line 7a of the Form 55002010-01-0178
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0120
Total of all active and inactive participants2010-01-0198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0198
Number of participants with account balances2010-01-0163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-013
2009: HALCYON, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01102
Total number of active participants reported on line 7a of the Form 55002009-01-0175
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0127
Total of all active and inactive participants2009-01-01102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01102
Number of participants with account balances2009-01-0170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on HALCYON, INC. 401(K) PLAN

Measure Date Value
2022 : HALCYON, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-135,395
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$28,825
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$12,736
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$380,800
Value of total assets at end of year2022-12-31$2,823,665
Value of total assets at beginning of year2022-12-31$2,987,885
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$16,089
Total interest from all sources2022-12-31$4,548
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$101,695
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$101,695
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$300,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$250,361
Participant contributions at end of year2022-12-31$80,234
Participant contributions at beginning of year2022-12-31$57,837
Participant contributions at end of year2022-12-31$18,999
Participant contributions at beginning of year2022-12-31$21,511
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$58,089
Administrative expenses (other) incurred2022-12-31$16,089
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-164,220
Value of net assets at end of year (total assets less liabilities)2022-12-31$2,823,665
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$2,987,885
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$2,530,500
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$2,730,417
Interest on participant loans2022-12-31$2,547
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$178,963
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$169,452
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$169,452
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$2,001
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-622,438
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$72,350
Employer contributions (assets) at end of year2022-12-31$14,969
Employer contributions (assets) at beginning of year2022-12-31$8,668
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$12,736
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31KASPERSKI DINAN & RINK, CPA'S LLC
Accountancy firm EIN2022-12-31203528180
2021 : HALCYON, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$4,047
Total income from all sources (including contributions)2021-12-31$638,349
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$297,434
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$257,296
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$241,759
Value of total assets at end of year2021-12-31$2,987,885
Value of total assets at beginning of year2021-12-31$2,651,017
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$40,138
Total interest from all sources2021-12-31$6,756
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$114,757
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$114,757
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$300,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$186,437
Participant contributions at end of year2021-12-31$57,837
Participant contributions at beginning of year2021-12-31$75,047
Participant contributions at end of year2021-12-31$21,511
Participant contributions at beginning of year2021-12-31$14,672
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$4,047
Administrative expenses (other) incurred2021-12-31$40,138
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$340,915
Value of net assets at end of year (total assets less liabilities)2021-12-31$2,987,885
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$2,646,970
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$2,730,417
Value of interest in pooled separate accounts at beginning of year2021-12-31$2,446,273
Interest on participant loans2021-12-31$2,248
Interest earned on other investments2021-12-31$4,350
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$169,452
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$158
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$110,395
Net investment gain/loss from pooled separate accounts2021-12-31$275,077
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$55,322
Employer contributions (assets) at end of year2021-12-31$8,668
Employer contributions (assets) at beginning of year2021-12-31$4,630
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$257,296
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31KASPERSKI DINAN & RINK, CPA'S LLC
Accountancy firm EIN2021-12-31203528180
2020 : HALCYON, INC. 401(K) PLAN 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$4,047
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$4,439
Total income from all sources (including contributions)2020-12-31$585,215
Total of all expenses incurred2020-12-31$577,675
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$571,741
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$187,264
Value of total assets at end of year2020-12-31$2,651,017
Value of total assets at beginning of year2020-12-31$2,643,869
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$5,934
Total interest from all sources2020-12-31$3,333
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$300,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$141,945
Participant contributions at end of year2020-12-31$75,047
Participant contributions at beginning of year2020-12-31$51,784
Participant contributions at end of year2020-12-31$14,672
Participant contributions at beginning of year2020-12-31$3,573
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$4,047
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$4,439
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$7,540
Value of net assets at end of year (total assets less liabilities)2020-12-31$2,646,970
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$2,639,430
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$2,446,273
Value of interest in pooled separate accounts at beginning of year2020-12-31$2,479,900
Interest on participant loans2020-12-31$3,333
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$110,395
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$102,296
Net investment gain/loss from pooled separate accounts2020-12-31$394,618
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$45,319
Employer contributions (assets) at end of year2020-12-31$4,630
Employer contributions (assets) at beginning of year2020-12-31$6,316
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$571,741
Contract administrator fees2020-12-31$5,934
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31KASPERSKI DINAN & RINK CPA'S LLC
Accountancy firm EIN2020-12-31203528180
2019 : HALCYON, INC. 401(K) PLAN 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$4,439
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$4,439
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,657
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,657
Total income from all sources (including contributions)2019-12-31$675,845
Total income from all sources (including contributions)2019-12-31$675,845
Total of all expenses incurred2019-12-31$122,821
Total of all expenses incurred2019-12-31$122,821
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$109,140
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$109,140
Expenses. Certain deemed distributions of participant loans2019-12-31$7,505
Expenses. Certain deemed distributions of participant loans2019-12-31$7,505
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$199,578
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$199,578
Value of total assets at end of year2019-12-31$2,643,869
Value of total assets at end of year2019-12-31$2,643,869
Value of total assets at beginning of year2019-12-31$2,088,063
Value of total assets at beginning of year2019-12-31$2,088,063
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$6,176
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$6,176
Total interest from all sources2019-12-31$2,969
Total interest from all sources2019-12-31$2,969
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$300,000
Value of fidelity bond cover2019-12-31$300,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$148,986
Participant contributions at end of year2019-12-31$51,784
Participant contributions at end of year2019-12-31$51,784
Participant contributions at beginning of year2019-12-31$48,486
Participant contributions at beginning of year2019-12-31$48,486
Participant contributions at end of year2019-12-31$3,573
Participant contributions at end of year2019-12-31$3,573
Participant contributions at beginning of year2019-12-31$3,110
Participant contributions at beginning of year2019-12-31$3,110
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$4,439
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$4,439
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$553,024
Value of net income/loss2019-12-31$553,024
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,639,430
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,639,430
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,086,406
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,086,406
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$2,479,900
Value of interest in pooled separate accounts at end of year2019-12-31$2,479,900
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,934,615
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,934,615
Interest on participant loans2019-12-31$2,969
Interest on participant loans2019-12-31$2,969
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$102,296
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$102,296
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$96,017
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$96,017
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$473,298
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$473,298
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31Yes
Contributions received in cash from employer2019-12-31$50,592
Contributions received in cash from employer2019-12-31$50,592
Employer contributions (assets) at end of year2019-12-31$6,316
Employer contributions (assets) at end of year2019-12-31$6,316
Employer contributions (assets) at beginning of year2019-12-31$5,835
Employer contributions (assets) at beginning of year2019-12-31$5,835
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$109,140
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$109,140
Contract administrator fees2019-12-31$6,176
Contract administrator fees2019-12-31$6,176
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$1,657
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$1,657
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KASPERSKI DINAN & RINK CPA'S LLC
Accountancy firm name2019-12-31KASPERSKI DINAN & RINK CPA'S LLC
Accountancy firm EIN2019-12-31203528180
Accountancy firm EIN2019-12-31203528180
2018 : HALCYON, INC. 401(K) PLAN 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$1,657
Total income from all sources (including contributions)2018-12-31$93,337
Total of all expenses incurred2018-12-31$239,223
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$235,027
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$177,171
Value of total assets at end of year2018-12-31$2,088,063
Value of total assets at beginning of year2018-12-31$2,232,292
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$4,196
Total interest from all sources2018-12-31$4,659
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$300,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$132,249
Participant contributions at end of year2018-12-31$48,486
Participant contributions at beginning of year2018-12-31$55,459
Participant contributions at end of year2018-12-31$3,110
Participant contributions at beginning of year2018-12-31$5,679
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-145,886
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,086,406
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$2,232,292
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$1,934,615
Value of interest in pooled separate accounts at beginning of year2018-12-31$2,079,799
Interest on participant loans2018-12-31$4,659
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$96,017
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$87,721
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-88,493
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31Yes
Contributions received in cash from employer2018-12-31$44,922
Employer contributions (assets) at end of year2018-12-31$5,835
Employer contributions (assets) at beginning of year2018-12-31$3,634
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$235,027
Contract administrator fees2018-12-31$4,196
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Liabilities. Value of acquisition indebtedness at end of year2018-12-31$1,657
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KASPERSKI DINAN & RINK CPA'S LLC
Accountancy firm EIN2018-12-31203528180
2017 : HALCYON, INC. 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$526,313
Total of all expenses incurred2017-12-31$166,512
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$157,507
Value of total corrective distributions2017-12-31$2,988
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$194,781
Value of total assets at end of year2017-12-31$2,232,292
Value of total assets at beginning of year2017-12-31$1,872,491
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$6,017
Total interest from all sources2017-12-31$6,437
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$150,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$147,685
Participant contributions at end of year2017-12-31$55,459
Participant contributions at beginning of year2017-12-31$75,635
Participant contributions at end of year2017-12-31$5,679
Participant contributions at beginning of year2017-12-31$2,976
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$359,801
Value of net assets at end of year (total assets less liabilities)2017-12-31$2,232,292
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,872,491
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$2,079,799
Value of interest in pooled separate accounts at beginning of year2017-12-31$1,672,929
Interest on participant loans2017-12-31$6,437
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$87,721
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$120,008
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$325,095
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$47,096
Employer contributions (assets) at end of year2017-12-31$3,634
Employer contributions (assets) at beginning of year2017-12-31$943
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$157,507
Contract administrator fees2017-12-31$6,017
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KASPERSKI DINAN & RINK CPA'S LLC
Accountancy firm EIN2017-12-31203528180
2016 : HALCYON, INC. 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$354,016
Total of all expenses incurred2016-12-31$8,344
Value of total corrective distributions2016-12-31$6,785
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$255,702
Value of total assets at end of year2016-12-31$1,872,491
Value of total assets at beginning of year2016-12-31$1,526,819
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,559
Total interest from all sources2016-12-31$8,544
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$150,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$193,111
Participant contributions at end of year2016-12-31$75,635
Participant contributions at beginning of year2016-12-31$90,051
Participant contributions at end of year2016-12-31$2,976
Participant contributions at beginning of year2016-12-31$6,660
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$345,672
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,872,491
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,526,819
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$1,672,929
Value of interest in pooled separate accounts at beginning of year2016-12-31$1,322,796
Interest on participant loans2016-12-31$8,544
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$120,008
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$105,175
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$89,770
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$62,591
Employer contributions (assets) at end of year2016-12-31$943
Employer contributions (assets) at beginning of year2016-12-31$2,137
Contract administrator fees2016-12-31$1,559
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KASPERSKI DINAN & RINK CPA'S LLC
Accountancy firm EIN2016-12-31203528180
2015 : HALCYON, INC. 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$219,881
Total of all expenses incurred2015-12-31$53,316
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$44,180
Expenses. Certain deemed distributions of participant loans2015-12-31$5,344
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$213,403
Value of total assets at end of year2015-12-31$1,526,819
Value of total assets at beginning of year2015-12-31$1,360,254
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,792
Total interest from all sources2015-12-31$7,210
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$150,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$160,804
Participant contributions at end of year2015-12-31$90,051
Participant contributions at beginning of year2015-12-31$27,331
Participant contributions at end of year2015-12-31$6,660
Participant contributions at beginning of year2015-12-31$2,490
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$166,565
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,526,819
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,360,254
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$1,322,796
Value of interest in pooled separate accounts at beginning of year2015-12-31$1,234,649
Interest on participant loans2015-12-31$7,210
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$3,395
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$3,395
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$105,175
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$91,524
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-732
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$52,599
Employer contributions (assets) at end of year2015-12-31$2,137
Employer contributions (assets) at beginning of year2015-12-31$865
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$44,180
Contract administrator fees2015-12-31$3,792
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KASPERSKI OWEN & DINAN CPA'S, LLC
Accountancy firm EIN2015-12-31203528180
2014 : HALCYON, INC. 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$251,027
Total of all expenses incurred2014-12-31$233,320
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$228,136
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$165,783
Value of total assets at end of year2014-12-31$1,360,254
Value of total assets at beginning of year2014-12-31$1,342,547
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$5,184
Total interest from all sources2014-12-31$1,699
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$150,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$130,922
Participant contributions at end of year2014-12-31$27,331
Participant contributions at beginning of year2014-12-31$41,878
Participant contributions at end of year2014-12-31$2,490
Participant contributions at beginning of year2014-12-31$2,267
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$17,707
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,360,254
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,342,547
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$0
Value of interest in pooled separate accounts at end of year2014-12-31$1,234,649
Value of interest in pooled separate accounts at beginning of year2014-12-31$1,153,349
Interest on participant loans2014-12-31$1,699
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$3,395
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$12,801
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$12,801
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$91,524
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$131,418
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$83,545
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$34,861
Employer contributions (assets) at end of year2014-12-31$865
Employer contributions (assets) at beginning of year2014-12-31$834
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$228,136
Contract administrator fees2014-12-31$5,184
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KASPERSKI OWEN & DINAN CPA'S, LLC
Accountancy firm EIN2014-12-31203528180
2013 : HALCYON, INC. 401(K) PLAN 2013 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$370,458
Total of all expenses incurred2013-12-31$35,193
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$32,015
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$153,380
Value of total assets at end of year2013-12-31$1,342,547
Value of total assets at beginning of year2013-12-31$1,007,282
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,178
Total interest from all sources2013-12-31$2,355
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$120,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$111,092
Participant contributions at end of year2013-12-31$41,878
Participant contributions at beginning of year2013-12-31$41,606
Participant contributions at end of year2013-12-31$2,267
Participant contributions at beginning of year2013-12-31$1,967
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$335,265
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,342,547
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,007,282
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$0
Value of interest in pooled separate accounts at end of year2013-12-31$1,153,349
Value of interest in pooled separate accounts at beginning of year2013-12-31$831,062
Interest on participant loans2013-12-31$2,355
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$12,801
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$12,100
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$12,100
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$131,418
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$119,802
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$214,723
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$42,288
Employer contributions (assets) at end of year2013-12-31$834
Employer contributions (assets) at beginning of year2013-12-31$745
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$32,015
Contract administrator fees2013-12-31$3,178
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KASPERSKI OWEN & DINAN CPA'S, LLC
Accountancy firm EIN2013-12-31203528180
2012 : HALCYON, INC. 401(K) PLAN 2012 401k financial data
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$213,727
Expenses. Total of all expenses incurred2012-12-31$45,064
Benefits paid (including direct rollovers)2012-12-31$43,447
Total plan assets at end of year2012-12-31$1,007,282
Total plan assets at beginning of year2012-12-31$838,619
Value of fidelity bond covering the plan2012-12-31$100,000
Total contributions received or receivable from participants2012-12-31$94,773
Other income received2012-12-31$82,766
Net income (gross income less expenses)2012-12-31$168,663
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,007,282
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$838,619
Assets. Value of participant loans2012-12-31$41,606
Total contributions received or receivable from employer(s)2012-12-31$36,188
Value of certain deemed distributions of participant loans2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$1,617
2011 : HALCYON, INC. 401(K) PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$105,767
Expenses. Total of all expenses incurred2011-12-31$143,823
Benefits paid (including direct rollovers)2011-12-31$142,038
Total plan assets at end of year2011-12-31$838,619
Total plan assets at beginning of year2011-12-31$876,675
Value of fidelity bond covering the plan2011-12-31$100,000
Total contributions received or receivable from participants2011-12-31$98,301
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-29,673
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$-38,056
Net plan assets at end of year (total assets less liabilities)2011-12-31$838,619
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$876,675
Assets. Value of participant loans2011-12-31$42,243
Total contributions received or receivable from employer(s)2011-12-31$37,139
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$1,785
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : HALCYON, INC. 401(K) PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$213,345
Expenses. Total of all expenses incurred2010-12-31$97,394
Benefits paid (including direct rollovers)2010-12-31$95,423
Total plan assets at end of year2010-12-31$876,675
Total plan assets at beginning of year2010-12-31$760,724
Value of fidelity bond covering the plan2010-12-31$100,000
Total contributions received or receivable from participants2010-12-31$100,531
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$74,171
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$115,951
Net plan assets at end of year (total assets less liabilities)2010-12-31$876,675
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$760,724
Assets. Value of participant loans2010-12-31$57,269
Total contributions received or receivable from employer(s)2010-12-31$38,643
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$1,971
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : HALCYON, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for HALCYON, INC. 401(K) PLAN

2022: HALCYON, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HALCYON, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HALCYON, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HALCYON, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HALCYON, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HALCYON, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HALCYON, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HALCYON, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HALCYON, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HALCYON, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HALCYON, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HALCYON, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: HALCYON, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: HALCYON, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number611880
Policy instance 1
Insurance contract or identification number611880
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number611880
Policy instance 1
Insurance contract or identification number611880
Number of Individuals Covered152
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $4,695
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,695
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER FEES/COMMISSIONS
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number611880
Policy instance 1
Insurance contract or identification number611880
Number of Individuals Covered64
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number611880
Policy instance 1
Insurance contract or identification number611880
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $5,041
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,041
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number611880
Policy instance 1
Insurance contract or identification number611880
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $5,163
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,163
Insurance broker organization code?3
Insurance broker nameWILLIAM R LUNNEY, CLU
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number611880
Policy instance 1
Insurance contract or identification number611880
Number of Individuals Covered75
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $5,480
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,480
Insurance broker organization code?3
Insurance broker nameWILLIAM R LUNNEY, CLU
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number611880
Policy instance 1
Insurance contract or identification number611880
Number of Individuals Covered64
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $5,058
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,058
Insurance broker organization code?3
Insurance broker nameWILLIAM R LUNNEY, CLU
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number611880
Policy instance 1
Insurance contract or identification number611880
Number of Individuals Covered67
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $4,348
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,348
Insurance broker organization code?3
Insurance broker nameWILLIAM R LUNNEY, CLU
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number611880
Policy instance 1
Insurance contract or identification number611880
Number of Individuals Covered63
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $3,987
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,987
Insurance broker organization code?3
Insurance broker nameWILLIAM R LUNNEY, CLU
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number611880
Policy instance 1
Insurance contract or identification number611880
Number of Individuals Covered63
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $4,443
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number611880
Policy instance 1
Insurance contract or identification number611880
Number of Individuals Covered63
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $4,722
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,722
Insurance broker organization code?3
Insurance broker nameWILLIAM R LUNNEY, CLU

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