BUFFALO THORACIC SURGICAL ASSOCIATES, P.C. has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2012: BTSA 401(K) PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 12 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 3 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 0 |
| Total of all active and inactive participants | 2012-01-01 | 3 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 3 |
| Number of participants with account balances | 2012-01-01 | 3 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
| 2011: BTSA 401(K) PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 12 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 10 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 2 |
| Total of all active and inactive participants | 2011-01-01 | 12 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 12 |
| Number of participants with account balances | 2011-01-01 | 12 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 1 |
| Measure | Date | Value |
|---|
| 2012 : BTSA 401(K) PLAN 2012 401k financial data |
|---|
| Transfers to/from the plan | 2012-12-31 | $0 |
| Total plan liabilities at end of year | 2012-12-31 | $0 |
| Total plan liabilities at beginning of year | 2012-12-31 | $0 |
| Total income from all sources | 2012-12-31 | $249,231 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $2,068,561 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $2,054,708 |
| Total plan assets at end of year | 2012-12-31 | $770,439 |
| Total plan assets at beginning of year | 2012-12-31 | $2,589,769 |
| Value of fidelity bond covering the plan | 2012-12-31 | $229,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $14,840 |
| Expenses. Other expenses not covered elsewhere | 2012-12-31 | $0 |
| Contributions received from other sources (not participants or employers) | 2012-12-31 | $0 |
| Other income received | 2012-12-31 | $234,391 |
| Noncash contributions received | 2012-12-31 | $0 |
| Net income (gross income less expenses) | 2012-12-31 | $-1,819,330 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $770,439 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $2,589,769 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $0 |
| Value of certain deemed distributions of participant loans | 2012-12-31 | $0 |
| Value of corrective distributions | 2012-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $13,853 |
| 2011 : BTSA 401(K) PLAN 2011 401k financial data |
|---|
| Transfers to/from the plan | 2011-12-31 | $0 |
| Total plan liabilities at end of year | 2011-12-31 | $0 |
| Total plan liabilities at beginning of year | 2011-12-31 | $0 |
| Total income from all sources | 2011-12-31 | $90,297 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $42,901 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $9,219 |
| Total plan assets at end of year | 2011-12-31 | $2,589,769 |
| Total plan assets at beginning of year | 2011-12-31 | $2,542,373 |
| Value of fidelity bond covering the plan | 2011-12-31 | $229,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $86,960 |
| Expenses. Other expenses not covered elsewhere | 2011-12-31 | $0 |
| Contributions received from other sources (not participants or employers) | 2011-12-31 | $0 |
| Other income received | 2011-12-31 | $-5,631 |
| Noncash contributions received | 2011-12-31 | $0 |
| Net income (gross income less expenses) | 2011-12-31 | $47,396 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $2,589,769 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,542,373 |
| Assets. Value of participant loans | 2011-12-31 | $13,247 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $8,968 |
| Value of certain deemed distributions of participant loans | 2011-12-31 | $0 |
| Value of corrective distributions | 2011-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $33,682 |
| 2010 : BTSA 401(K) PLAN 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $308,248 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $47,710 |
| Total plan assets at end of year | 2010-12-31 | $2,542,373 |
| Total plan assets at beginning of year | 2010-12-31 | $2,281,835 |
| Value of fidelity bond covering the plan | 2010-12-31 | $229,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $96,376 |
| Other income received | 2010-12-31 | $195,325 |
| Net income (gross income less expenses) | 2010-12-31 | $260,538 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $2,542,373 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $2,281,835 |
| Assets. Value of participant loans | 2010-12-31 | $13,676 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $16,547 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $47,710 |
| LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 ) |
| Policy contract number | GP16703 |
| Policy instance | 1 |
| Insurance contract or identification number | GP16703 | | Number of Individuals Covered | 3 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $3,506 | | Total amount of fees paid to insurance company | USD $26 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $2,680 | | Amount paid for insurance broker fees | 13 | | Additional information about fees paid to insurance broker | NON-MONETARY COMPENSATION TO SALES REP | | Insurance broker organization code? | 4 | | Insurance broker name | LASALLE STREET SECURITIES LLC |
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| LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 ) |
| Policy contract number | GP16703 |
| Policy instance | 1 |
| Insurance contract or identification number | GP16703 | | Number of Individuals Covered | 11 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $1,628 | | Total amount of fees paid to insurance company | USD $44 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 ) |
| Policy contract number | GP35782 |
| Policy instance | 1 |
| Insurance contract or identification number | GP35782 | | Number of Individuals Covered | 12 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $2,918 | | Total amount of fees paid to insurance company | USD $1,162 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $2,918 | | Insurance broker organization code? | 4 | | Amount paid for insurance broker fees | 1142 | | Additional information about fees paid to insurance broker | TPA SUBSIDY | | Insurance broker name | LASALLE STREET SECURITIES, INC. |
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