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THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 401k Plan overview

Plan NameTHE EXCELSIOR UNIVERSITY RETIREMENT PLAN
Plan identification number 001

THE EXCELSIOR UNIVERSITY RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

EXCELSIOR UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:EXCELSIOR UNIVERSITY
Employer identification number (EIN):161532850
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE EXCELSIOR UNIVERSITY RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01HILLARY KOLDIN HILLARY KOLDIN2018-10-11
0012016-01-01HILLARY KOLDIN HILLARY KOLDIN2017-10-16
0012015-01-01HILLARY HARDING
0012014-01-01HILLARY HARDING
0012013-01-01HILLARY HARDING
0012012-01-01CLAYTON DOW
0012011-01-01MICHELE AURICCHIO
0012010-01-01MICHELE AURICCHIO MICHELE AURICCHIO2011-10-12
0012009-01-01MICHELE AURICCHIO MICHELE AURICCHIO2010-10-14
0012008-01-01MICHELE AURICCHIO

Plan Statistics for THE EXCELSIOR UNIVERSITY RETIREMENT PLAN

401k plan membership statisitcs for THE EXCELSIOR UNIVERSITY RETIREMENT PLAN

Measure Date Value
2022: THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,079
Total number of active participants reported on line 7a of the Form 55002022-01-01643
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01442
Total of all active and inactive participants2022-01-011,085
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-013
Total participants2022-01-011,088
Number of participants with account balances2022-01-011,023
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,108
Total number of active participants reported on line 7a of the Form 55002021-01-01681
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01395
Total of all active and inactive participants2021-01-011,076
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-013
Total participants2021-01-011,079
Number of participants with account balances2021-01-011,022
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,085
Total number of active participants reported on line 7a of the Form 55002020-01-01668
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01440
Total of all active and inactive participants2020-01-011,108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-011,108
Number of participants with account balances2020-01-011,078
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,117
Total number of active participants reported on line 7a of the Form 55002019-01-01646
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01439
Total of all active and inactive participants2019-01-011,085
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-011,085
Number of participants with account balances2019-01-011,071
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,104
Total number of active participants reported on line 7a of the Form 55002018-01-01722
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01396
Total of all active and inactive participants2018-01-011,118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,118
Number of participants with account balances2018-01-011,104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,007
Total number of active participants reported on line 7a of the Form 55002017-01-01807
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01297
Total of all active and inactive participants2017-01-011,104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,104
Number of participants with account balances2017-01-011,092
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01793
Total number of active participants reported on line 7a of the Form 55002016-01-01892
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01276
Total of all active and inactive participants2016-01-011,168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-013
Total participants2016-01-011,171
Number of participants with account balances2016-01-01998
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01870
Total number of active participants reported on line 7a of the Form 55002015-01-01654
Number of retired or separated participants receiving benefits2015-01-0133
Number of other retired or separated participants entitled to future benefits2015-01-01290
Total of all active and inactive participants2015-01-01977
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01977
Number of participants with account balances2015-01-01977
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01789
Total number of active participants reported on line 7a of the Form 55002014-01-01577
Number of retired or separated participants receiving benefits2014-01-0134
Number of other retired or separated participants entitled to future benefits2014-01-01259
Total of all active and inactive participants2014-01-01870
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01870
Number of participants with account balances2014-01-01870
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01708
Total number of active participants reported on line 7a of the Form 55002013-01-01524
Number of retired or separated participants receiving benefits2013-01-0127
Number of other retired or separated participants entitled to future benefits2013-01-01237
Total of all active and inactive participants2013-01-01788
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01789
Number of participants with account balances2013-01-01727
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01672
Total number of active participants reported on line 7a of the Form 55002012-01-01440
Number of retired or separated participants receiving benefits2012-01-0126
Number of other retired or separated participants entitled to future benefits2012-01-01242
Total of all active and inactive participants2012-01-01708
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01708
Number of participants with account balances2012-01-01708
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01650
Total number of active participants reported on line 7a of the Form 55002011-01-01415
Number of retired or separated participants receiving benefits2011-01-0125
Number of other retired or separated participants entitled to future benefits2011-01-01227
Total of all active and inactive participants2011-01-01667
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01668
Number of participants with account balances2011-01-01672
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01629
Total number of active participants reported on line 7a of the Form 55002010-01-01418
Number of retired or separated participants receiving benefits2010-01-0118
Number of other retired or separated participants entitled to future benefits2010-01-01210
Total of all active and inactive participants2010-01-01646
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-013
Total participants2010-01-01649
Number of participants with account balances2010-01-01649
2009: THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01574
Total number of active participants reported on line 7a of the Form 55002009-01-01403
Number of retired or separated participants receiving benefits2009-01-0116
Number of other retired or separated participants entitled to future benefits2009-01-01210
Total of all active and inactive participants2009-01-01629
Total participants2009-01-01629
Number of participants with account balances2009-01-01626
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010
2008: THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2008 401k membership
Total participants, beginning-of-year2008-01-01539
Total number of active participants reported on line 7a of the Form 55002008-01-01356
Number of retired or separated participants receiving benefits2008-01-0127
Number of other retired or separated participants entitled to future benefits2008-01-01190
Total of all active and inactive participants2008-01-01573
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2008-01-011
Total participants2008-01-01574
Number of participants with account balances2008-01-01574
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-01-010

Financial Data on THE EXCELSIOR UNIVERSITY RETIREMENT PLAN

Measure Date Value
2022 : THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-6,002,782
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$3,074,390
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,032,489
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,086,267
Value of total assets at end of year2022-12-31$53,107,161
Value of total assets at beginning of year2022-12-31$62,184,333
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$41,901
Total interest from all sources2022-12-31$445,788
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,373,338
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,373,338
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Participant contributions at end of year2022-12-31$247,744
Participant contributions at beginning of year2022-12-31$267,718
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$88,762
Other income not declared elsewhere2022-12-31$12,160
Administrative expenses (other) incurred2022-12-31$41,901
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-9,077,172
Value of net assets at end of year (total assets less liabilities)2022-12-31$53,107,161
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$62,184,333
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$39,480,196
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$48,982,659
Value of interest in pooled separate accounts at end of year2022-12-31$2,039,040
Value of interest in pooled separate accounts at beginning of year2022-12-31$1,979,663
Interest on participant loans2022-12-31$12,030
Interest earned on other investments2022-12-31$426,697
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$488,654
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$476,216
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$476,216
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$7,061
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$10,564,809
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$10,185,887
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$420,103
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-10,088,450
Net investment gain/loss from pooled separate accounts2022-12-31$168,115
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,997,505
Employer contributions (assets) at end of year2022-12-31$286,718
Employer contributions (assets) at beginning of year2022-12-31$292,190
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,612,386
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BONADIO & CO., LLP
Accountancy firm EIN2022-12-31161131146
2021 : THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$9,598,959
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$3,387,845
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,341,459
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,057,940
Value of total assets at end of year2021-12-31$62,184,333
Value of total assets at beginning of year2021-12-31$55,973,219
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$46,386
Total interest from all sources2021-12-31$356,276
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,597,072
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,597,072
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Funding deficiency by the employer to the plan for this plan year2021-12-31$0
Minimum employer required contribution for this plan year2021-12-31$2,045,257
Amount contributed by the employer to the plan for this plan year2021-12-31$2,045,257
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Participant contributions at end of year2021-12-31$267,718
Participant contributions at beginning of year2021-12-31$168,417
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$12,683
Other income not declared elsewhere2021-12-31$57,278
Administrative expenses (other) incurred2021-12-31$46,386
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$6,211,114
Value of net assets at end of year (total assets less liabilities)2021-12-31$62,184,333
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$55,973,219
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$48,982,659
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$43,331,972
Value of interest in pooled separate accounts at end of year2021-12-31$1,979,663
Value of interest in pooled separate accounts at beginning of year2021-12-31$1,729,481
Interest on participant loans2021-12-31$10,507
Interest earned on other investments2021-12-31$345,703
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$476,216
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$497,339
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$497,339
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$66
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$10,185,887
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$9,971,614
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$459,401
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$5,232,935
Net investment gain/loss from pooled separate accounts2021-12-31$297,458
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$2,045,257
Employer contributions (assets) at end of year2021-12-31$292,190
Employer contributions (assets) at beginning of year2021-12-31$274,396
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,882,058
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BONADIO & CO., LLP
Accountancy firm EIN2021-12-31161131146
2020 : THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$8,736,305
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$3,656,500
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,612,549
Expenses. Certain deemed distributions of participant loans2020-12-31$7,567
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,952,188
Value of total assets at end of year2020-12-31$55,973,219
Value of total assets at beginning of year2020-12-31$50,893,414
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$36,384
Total interest from all sources2020-12-31$395,783
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$855,094
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$855,094
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Funding deficiency by the employer to the plan for this plan year2020-12-31$0
Minimum employer required contribution for this plan year2020-12-31$1,937,976
Amount contributed by the employer to the plan for this plan year2020-12-31$1,937,976
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Participant contributions at end of year2020-12-31$168,417
Participant contributions at beginning of year2020-12-31$160,361
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$14,212
Other income not declared elsewhere2020-12-31$27,055
Administrative expenses (other) incurred2020-12-31$36,384
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$5,079,805
Value of net assets at end of year (total assets less liabilities)2020-12-31$55,973,219
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$50,893,414
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$43,331,972
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$38,424,923
Value of interest in pooled separate accounts at end of year2020-12-31$1,729,481
Value of interest in pooled separate accounts at beginning of year2020-12-31$1,934,242
Interest on participant loans2020-12-31$9,441
Interest earned on other investments2020-12-31$384,681
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$497,339
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$286,990
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$286,990
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$1,661
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$9,971,614
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$9,848,130
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$170,865
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$5,522,514
Net investment gain/loss from pooled separate accounts2020-12-31$-16,329
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,937,976
Employer contributions (assets) at end of year2020-12-31$274,396
Employer contributions (assets) at beginning of year2020-12-31$238,768
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,441,684
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BONADIO & CO., LLP
Accountancy firm EIN2020-12-31161131146
2019 : THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$9,937,368
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$3,808,479
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,772,516
Expenses. Certain deemed distributions of participant loans2019-12-31$358
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,035,365
Value of total assets at end of year2019-12-31$50,893,414
Value of total assets at beginning of year2019-12-31$44,764,525
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$35,605
Total interest from all sources2019-12-31$392,938
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$916,885
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$916,885
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$61
Funding deficiency by the employer to the plan for this plan year2019-12-31$0
Minimum employer required contribution for this plan year2019-12-31$1,939,591
Amount contributed by the employer to the plan for this plan year2019-12-31$1,939,591
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Participant contributions at end of year2019-12-31$160,361
Participant contributions at beginning of year2019-12-31$42,826
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$95,774
Other income not declared elsewhere2019-12-31$27,024
Administrative expenses (other) incurred2019-12-31$35,605
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$6,128,889
Value of net assets at end of year (total assets less liabilities)2019-12-31$50,893,414
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$44,764,525
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$38,424,923
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$32,378,873
Value of interest in pooled separate accounts at end of year2019-12-31$1,934,242
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,977,316
Interest on participant loans2019-12-31$4,211
Interest earned on other investments2019-12-31$384,069
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$286,990
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$158,289
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$158,289
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$4,658
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$9,848,130
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$9,930,155
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$257,306
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$6,460,253
Net investment gain/loss from pooled separate accounts2019-12-31$104,903
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,939,591
Employer contributions (assets) at end of year2019-12-31$238,768
Employer contributions (assets) at beginning of year2019-12-31$277,066
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,515,210
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BONADIO & CO., LLP
Accountancy firm EIN2019-12-31161131146
2018 : THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$804,042
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,640,256
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,605,531
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,290,321
Value of total assets at end of year2018-12-31$44,764,525
Value of total assets at beginning of year2018-12-31$47,600,739
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$34,725
Total interest from all sources2018-12-31$391,950
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$873,938
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$873,938
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Funding deficiency by the employer to the plan for this plan year2018-12-31$0
Minimum employer required contribution for this plan year2018-12-31$2,226,569
Amount contributed by the employer to the plan for this plan year2018-12-31$2,226,569
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Participant contributions at end of year2018-12-31$42,826
Participant contributions at beginning of year2018-12-31$58,608
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$63,752
Other income not declared elsewhere2018-12-31$15,525
Administrative expenses (other) incurred2018-12-31$34,725
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,836,214
Value of net assets at end of year (total assets less liabilities)2018-12-31$44,764,525
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$47,600,739
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$32,378,873
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$35,731,512
Value of interest in pooled separate accounts at end of year2018-12-31$1,977,316
Value of interest in pooled separate accounts at beginning of year2018-12-31$1,974,449
Interest on participant loans2018-12-31$2,609
Interest earned on other investments2018-12-31$387,248
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$158,289
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$63,313
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$63,313
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$2,093
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$9,930,155
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$9,324,594
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$141,433
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,864,119
Net investment gain/loss from pooled separate accounts2018-12-31$96,427
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,226,569
Employer contributions (assets) at end of year2018-12-31$277,066
Employer contributions (assets) at beginning of year2018-12-31$448,263
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,464,098
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BONADIO & CO., LLP
Accountancy firm EIN2018-12-31161131146
2017 : THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$8,971,667
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,036,012
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,020,398
Expenses. Certain deemed distributions of participant loans2017-12-31$358
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,664,848
Value of total assets at end of year2017-12-31$47,600,739
Value of total assets at beginning of year2017-12-31$41,665,084
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$15,256
Total interest from all sources2017-12-31$355,046
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$535,149
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$535,149
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Funding deficiency by the employer to the plan for this plan year2017-12-31$0
Minimum employer required contribution for this plan year2017-12-31$2,622,643
Amount contributed by the employer to the plan for this plan year2017-12-31$2,622,643
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Participant contributions at end of year2017-12-31$58,608
Participant contributions at beginning of year2017-12-31$96,573
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$42,205
Other income not declared elsewhere2017-12-31$15,917
Administrative expenses (other) incurred2017-12-31$15,256
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$5,935,655
Value of net assets at end of year (total assets less liabilities)2017-12-31$47,600,739
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$41,665,084
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$35,731,512
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$29,684,412
Value of interest in pooled separate accounts at end of year2017-12-31$1,974,449
Value of interest in pooled separate accounts at beginning of year2017-12-31$2,020,172
Interest earned on other investments2017-12-31$354,688
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$63,313
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$18,863
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$18,863
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$358
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$9,324,594
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$9,125,011
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$502,722
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$5,312,617
Net investment gain/loss from pooled separate accounts2017-12-31$88,090
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,622,643
Employer contributions (assets) at end of year2017-12-31$448,263
Employer contributions (assets) at beginning of year2017-12-31$720,053
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,517,676
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31UHY LLP
Accountancy firm EIN2017-12-31200694403
2016 : THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$7,288,334
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,070,611
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,043,964
Expenses. Certain deemed distributions of participant loans2016-12-31$8,464
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$4,747,004
Value of total assets at end of year2016-12-31$41,665,084
Value of total assets at beginning of year2016-12-31$37,447,361
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$18,183
Total interest from all sources2016-12-31$349,968
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$842,927
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$842,927
Administrative expenses professional fees incurred2016-12-31$16,150
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Funding deficiency by the employer to the plan for this plan year2016-12-31$0
Minimum employer required contribution for this plan year2016-12-31$4,330,417
Amount contributed by the employer to the plan for this plan year2016-12-31$4,330,417
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Participant contributions at end of year2016-12-31$96,573
Participant contributions at beginning of year2016-12-31$129,182
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$416,587
Other income not declared elsewhere2016-12-31$7,573
Administrative expenses (other) incurred2016-12-31$2,033
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$4,217,723
Value of net assets at end of year (total assets less liabilities)2016-12-31$41,665,084
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$37,447,361
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$29,684,412
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$27,101,762
Value of interest in pooled separate accounts at end of year2016-12-31$2,020,172
Value of interest in pooled separate accounts at beginning of year2016-12-31$1,657,951
Interest on participant loans2016-12-31$4,344
Interest earned on other investments2016-12-31$344,739
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$18,863
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$110,918
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$110,918
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$885
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$9,125,011
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$7,937,029
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$130,623
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,250,764
Net investment gain/loss from pooled separate accounts2016-12-31$90,098
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$4,330,417
Employer contributions (assets) at end of year2016-12-31$720,053
Employer contributions (assets) at beginning of year2016-12-31$510,519
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,913,341
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31UHY LLP
Accountancy firm EIN2016-12-31200694403
2015 : THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$4,650,959
Total of all expenses incurred2015-12-31$1,929,294
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,911,570
Expenses. Certain deemed distributions of participant loans2015-12-31$8,409
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$4,160,221
Value of total assets at end of year2015-12-31$37,447,361
Value of total assets at beginning of year2015-12-31$34,725,696
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$9,315
Total interest from all sources2015-12-31$306,889
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$690,442
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$690,442
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Funding deficiency by the employer to the plan for this plan year2015-12-31$0
Minimum employer required contribution for this plan year2015-12-31$3,715,132
Amount contributed by the employer to the plan for this plan year2015-12-31$3,715,132
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Participant contributions at end of year2015-12-31$129,182
Participant contributions at beginning of year2015-12-31$130,753
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$445,089
Administrative expenses (other) incurred2015-12-31$9,315
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,721,665
Value of net assets at end of year (total assets less liabilities)2015-12-31$37,447,361
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$34,725,696
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$27,101,762
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$25,184,404
Value of interest in pooled separate accounts at end of year2015-12-31$1,657,951
Value of interest in pooled separate accounts at beginning of year2015-12-31$1,549,015
Interest on participant loans2015-12-31$5,844
Interest earned on other investments2015-12-31$301,027
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$110,918
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$63,181
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$63,181
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$18
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$7,937,029
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$7,398,778
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$158,980
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-631,962
Net investment gain/loss from pooled separate accounts2015-12-31$125,369
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$3,715,132
Employer contributions (assets) at end of year2015-12-31$510,519
Employer contributions (assets) at beginning of year2015-12-31$399,565
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,752,590
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31UHY LLP
Accountancy firm EIN2015-12-31200694403
2014 : THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$5,234,474
Total of all expenses incurred2014-12-31$1,604,036
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,593,138
Expenses. Certain deemed distributions of participant loans2014-12-31$4,083
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,267,539
Value of total assets at end of year2014-12-31$34,725,696
Value of total assets at beginning of year2014-12-31$31,095,258
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$6,815
Total interest from all sources2014-12-31$293,808
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$655,509
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$655,509
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$3,246,880
Amount contributed by the employer to the plan for this plan year2014-12-31$3,246,880
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Participant contributions at end of year2014-12-31$130,753
Participant contributions at beginning of year2014-12-31$64,754
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$20,659
Administrative expenses (other) incurred2014-12-31$6,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,630,438
Value of net assets at end of year (total assets less liabilities)2014-12-31$34,725,696
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$31,095,258
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$25,184,404
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$22,389,700
Value of interest in pooled separate accounts at end of year2014-12-31$1,549,015
Value of interest in pooled separate accounts at beginning of year2014-12-31$1,358,646
Interest on participant loans2014-12-31$4,151
Interest earned on other investments2014-12-31$289,651
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$63,181
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$45,066
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$45,066
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$6
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$7,398,778
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$6,907,804
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$94,375
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$848,340
Net investment gain/loss from pooled separate accounts2014-12-31$169,278
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,246,880
Employer contributions (assets) at end of year2014-12-31$399,565
Employer contributions (assets) at beginning of year2014-12-31$329,288
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,498,763
Contract administrator fees2014-12-31$315
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31UHY LLP
Accountancy firm EIN2014-12-31200694403
2013 : THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$7,150,124
Total of all expenses incurred2013-12-31$1,268,889
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,263,152
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,030,917
Value of total assets at end of year2013-12-31$31,095,258
Value of total assets at beginning of year2013-12-31$25,214,023
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$5,737
Total interest from all sources2013-12-31$276,078
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$392,551
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$392,551
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$3,015,877
Amount contributed by the employer to the plan for this plan year2013-12-31$3,015,877
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Participant contributions at end of year2013-12-31$64,754
Participant contributions at beginning of year2013-12-31$44,551
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$15,040
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$2,780
Administrative expenses (other) incurred2013-12-31$5,389
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,881,235
Value of net assets at end of year (total assets less liabilities)2013-12-31$31,095,258
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$25,214,023
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$22,389,700
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$17,174,583
Value of interest in pooled separate accounts at end of year2013-12-31$1,358,646
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,106,374
Interest on participant loans2013-12-31$1,864
Interest earned on other investments2013-12-31$274,209
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$45,066
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$47,679
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$47,679
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$5
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$6,907,804
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$6,623,398
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$348,933
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,335,970
Net investment gain/loss from pooled separate accounts2013-12-31$114,608
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3,015,877
Employer contributions (assets) at end of year2013-12-31$329,288
Employer contributions (assets) at beginning of year2013-12-31$214,658
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$914,219
Contract administrator fees2013-12-31$348
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31UHY LLP
Accountancy firm EIN2013-12-31200694403
2012 : THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$5,060,051
Total of all expenses incurred2012-12-31$926,648
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$919,981
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,738,003
Value of total assets at end of year2012-12-31$25,214,023
Value of total assets at beginning of year2012-12-31$21,080,620
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$6,667
Total interest from all sources2012-12-31$259,012
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$148,754
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$148,754
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$250,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$2,627,322
Amount contributed by the employer to the plan for this plan year2012-12-31$2,627,322
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Participant contributions at end of year2012-12-31$44,551
Participant contributions at beginning of year2012-12-31$16,963
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$110,681
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$2,780
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Administrative expenses (other) incurred2012-12-31$4,492
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$4,133,403
Value of net assets at end of year (total assets less liabilities)2012-12-31$25,214,023
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$21,080,620
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$17,174,583
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$13,728,514
Value of interest in pooled separate accounts at end of year2012-12-31$1,106,374
Value of interest in pooled separate accounts at beginning of year2012-12-31$966,467
Interest on participant loans2012-12-31$1,118
Interest earned on other investments2012-12-31$257,889
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$47,679
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$40,408
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$40,408
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$5
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$6,623,398
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$6,137,819
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$30,181
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,814,035
Net investment gain/loss from pooled separate accounts2012-12-31$100,247
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,627,322
Employer contributions (assets) at end of year2012-12-31$214,658
Employer contributions (assets) at beginning of year2012-12-31$190,449
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$889,800
Contract administrator fees2012-12-31$2,175
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31UHY LLP
Accountancy firm EIN2012-12-31200694403
2011 : THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$2,600,570
Total of all expenses incurred2011-12-31$625,419
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$620,976
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,553,391
Value of total assets at end of year2011-12-31$21,080,620
Value of total assets at beginning of year2011-12-31$19,105,469
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$4,443
Total interest from all sources2011-12-31$241,409
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$123,682
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$123,682
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$250,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$2,428,423
Amount contributed by the employer to the plan for this plan year2011-12-31$2,428,423
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Participant contributions at end of year2011-12-31$16,963
Participant contributions at beginning of year2011-12-31$7,463
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$124,968
Administrative expenses (other) incurred2011-12-31$3,551
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,975,151
Value of net assets at end of year (total assets less liabilities)2011-12-31$21,080,620
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$19,105,469
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$13,728,514
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$12,695,903
Value of interest in pooled separate accounts at end of year2011-12-31$966,467
Value of interest in pooled separate accounts at beginning of year2011-12-31$840,803
Interest on participant loans2011-12-31$431
Interest earned on other investments2011-12-31$240,974
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$40,408
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$39,554
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$39,554
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$4
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$6,137,819
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$5,521,746
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$52,951
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-427,931
Net investment gain/loss from pooled separate accounts2011-12-31$110,019
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,428,423
Employer contributions (assets) at end of year2011-12-31$190,449
Employer contributions (assets) at beginning of year2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$568,025
Contract administrator fees2011-12-31$892
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31UHY LLP
Accountancy firm EIN2011-12-31200694403
2010 : THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$4,035,938
Total of all expenses incurred2010-12-31$421,592
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$417,880
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,300,866
Value of total assets at end of year2010-12-31$19,105,469
Value of total assets at beginning of year2010-12-31$15,491,123
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$3,712
Total interest from all sources2010-12-31$208,242
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$67,492
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$67,492
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$250,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$2,273,150
Amount contributed by the employer to the plan for this plan year2010-12-31$2,273,150
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Participant contributions at end of year2010-12-31$7,463
Participant contributions at beginning of year2010-12-31$9,276
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$27,716
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$4,355
Administrative expenses (other) incurred2010-12-31$2,831
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,614,346
Value of net assets at end of year (total assets less liabilities)2010-12-31$19,105,469
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$15,491,123
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$12,695,903
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$9,753,720
Value of interest in pooled separate accounts at end of year2010-12-31$840,803
Value of interest in pooled separate accounts at beginning of year2010-12-31$639,356
Interest on participant loans2010-12-31$507
Interest earned on other investments2010-12-31$207,728
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$39,554
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$40,576
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$40,576
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$7
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$5,521,746
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$5,007,188
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$40,813
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,364,082
Net investment gain/loss from pooled separate accounts2010-12-31$95,256
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,273,150
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$41,007
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$372,712
Contract administrator fees2010-12-31$881
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31UHY LLP
Accountancy firm EIN2010-12-31200694403
2009 : THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$2,099,411
Amount contributed by the employer to the plan for this plan year2009-12-31$2,099,411
2008 : THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2008 401k financial data
Total income from all sources (including contributions)2008-12-31$-1,279,367
Total of all expenses incurred2008-12-31$821,618
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2008-12-31$821,618
Total contributions o plan (from employers,participants, others, non cash contrinutions)2008-12-31$1,900,925
Value of total assets at end of year2008-12-31$7,369,181
Value of total assets at beginning of year2008-12-31$9,470,166
Total interest from all sources2008-12-31$86
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2008-12-31No
Was this plan covered by a fidelity bond2008-12-31Yes
Value of fidelity bond cover2008-12-31$250,000
If this is an individual account plan, was there a blackout period2008-12-31No
Were there any nonexempt tranactions with any party-in-interest2008-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2008-12-31$12,377
Other income not declared elsewhere2008-12-31$14,923
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2008-12-31No
Value of net income/loss2008-12-31$-2,100,985
Value of net assets at end of year (total assets less liabilities)2008-12-31$7,369,181
Value of net assets at beginning of year (total assets less liabilities)2008-12-31$9,470,166
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2008-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2008-12-31No
Were any leases to which the plan was party in default or uncollectible2008-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2008-12-31$6,371,768
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2008-12-31$8,364,558
Value of interest in pooled separate accounts at end of year2008-12-31$832,306
Value of interest in pooled separate accounts at beginning of year2008-12-31$970,633
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2008-12-31$11,702
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2008-12-31$86
Expenses. Payments to insurance carriers foe the provision of benefits2008-12-31$636,080
Net investment gain/loss from registered investment companies (e.g. mutual funds)2008-12-31$-3,054,241
Net investment gain/loss from pooled separate accounts2008-12-31$-141,060
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2008-12-31No
Was there a failure to transmit to the plan any participant contributions2008-12-31No
Has the plan failed to provide any benefit when due under the plan2008-12-31No
Contributions received in cash from employer2008-12-31$1,888,548
Employer contributions (assets) at end of year2008-12-31$153,405
Employer contributions (assets) at beginning of year2008-12-31$134,975
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2008-12-31$185,538
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32008-12-31No
Did the plan have assets held for investment2008-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2008-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2008-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2008-12-31Yes
Opinion of an independent qualified public accountant for this plan2008-12-31Disclaimer
Accountancy firm name2008-12-31UHY LLP
Accountancy firm EIN2008-12-31200694403

Form 5500 Responses for THE EXCELSIOR UNIVERSITY RETIREMENT PLAN

2022: THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes
2008: THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2008 form 5500 responses
2008-01-01Type of plan entitySingle employer plan
2008-01-01Submission has been amendedNo
2008-01-01This submission is the final filingNo
2008-01-01This return/report is a short plan year return/report (less than 12 months)No
2008-01-01Plan is a collectively bargained planNo
2008-01-01Plan funding arrangement – InsuranceYes
2008-01-01Plan funding arrangement – TrustYes
2008-01-01Plan benefit arrangement – InsuranceYes
2008-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number500520
Policy instance 1
Insurance contract or identification number500520
Number of Individuals Covered449
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number500520
Policy instance 1
Insurance contract or identification number500520
Number of Individuals Covered450
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number500520
Policy instance 1
Insurance contract or identification number500520
Number of Individuals Covered510
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number500520
Policy instance 1
Insurance contract or identification number500520
Number of Individuals Covered531
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number500520
Policy instance 1
Insurance contract or identification number500520
Number of Individuals Covered546
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number500520
Policy instance 1
Insurance contract or identification number500520
Number of Individuals Covered541
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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