EXCELSIOR UNIVERSITY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THE EXCELSIOR UNIVERSITY RETIREMENT PLAN
Measure | Date | Value |
---|
2022 : THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2022 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-6,002,782 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $3,074,390 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $3,032,489 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $2,086,267 |
Value of total assets at end of year | 2022-12-31 | $53,107,161 |
Value of total assets at beginning of year | 2022-12-31 | $62,184,333 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $41,901 |
Total interest from all sources | 2022-12-31 | $445,788 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $1,373,338 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $1,373,338 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Participant contributions at end of year | 2022-12-31 | $247,744 |
Participant contributions at beginning of year | 2022-12-31 | $267,718 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $88,762 |
Other income not declared elsewhere | 2022-12-31 | $12,160 |
Administrative expenses (other) incurred | 2022-12-31 | $41,901 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-9,077,172 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $53,107,161 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $62,184,333 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $39,480,196 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $48,982,659 |
Value of interest in pooled separate accounts at end of year | 2022-12-31 | $2,039,040 |
Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $1,979,663 |
Interest on participant loans | 2022-12-31 | $12,030 |
Interest earned on other investments | 2022-12-31 | $426,697 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $488,654 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $476,216 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $476,216 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $7,061 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $10,564,809 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $10,185,887 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2022-12-31 | $420,103 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-10,088,450 |
Net investment gain/loss from pooled separate accounts | 2022-12-31 | $168,115 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $1,997,505 |
Employer contributions (assets) at end of year | 2022-12-31 | $286,718 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $292,190 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $2,612,386 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2022-12-31 | 161131146 |
2021 : THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2021 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $9,598,959 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $3,387,845 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $3,341,459 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $2,057,940 |
Value of total assets at end of year | 2021-12-31 | $62,184,333 |
Value of total assets at beginning of year | 2021-12-31 | $55,973,219 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $46,386 |
Total interest from all sources | 2021-12-31 | $356,276 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,597,072 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $1,597,072 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Funding deficiency by the employer to the plan for this plan year | 2021-12-31 | $0 |
Minimum employer required contribution for this plan year | 2021-12-31 | $2,045,257 |
Amount contributed by the employer to the plan for this plan year | 2021-12-31 | $2,045,257 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Participant contributions at end of year | 2021-12-31 | $267,718 |
Participant contributions at beginning of year | 2021-12-31 | $168,417 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $12,683 |
Other income not declared elsewhere | 2021-12-31 | $57,278 |
Administrative expenses (other) incurred | 2021-12-31 | $46,386 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $6,211,114 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $62,184,333 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $55,973,219 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $48,982,659 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $43,331,972 |
Value of interest in pooled separate accounts at end of year | 2021-12-31 | $1,979,663 |
Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $1,729,481 |
Interest on participant loans | 2021-12-31 | $10,507 |
Interest earned on other investments | 2021-12-31 | $345,703 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $476,216 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $497,339 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $497,339 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $66 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $10,185,887 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $9,971,614 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2021-12-31 | $459,401 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $5,232,935 |
Net investment gain/loss from pooled separate accounts | 2021-12-31 | $297,458 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $2,045,257 |
Employer contributions (assets) at end of year | 2021-12-31 | $292,190 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $274,396 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $2,882,058 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2021-12-31 | 161131146 |
2020 : THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2020 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $8,736,305 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $3,656,500 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $3,612,549 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $7,567 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $1,952,188 |
Value of total assets at end of year | 2020-12-31 | $55,973,219 |
Value of total assets at beginning of year | 2020-12-31 | $50,893,414 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $36,384 |
Total interest from all sources | 2020-12-31 | $395,783 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $855,094 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $855,094 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Funding deficiency by the employer to the plan for this plan year | 2020-12-31 | $0 |
Minimum employer required contribution for this plan year | 2020-12-31 | $1,937,976 |
Amount contributed by the employer to the plan for this plan year | 2020-12-31 | $1,937,976 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Participant contributions at end of year | 2020-12-31 | $168,417 |
Participant contributions at beginning of year | 2020-12-31 | $160,361 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $14,212 |
Other income not declared elsewhere | 2020-12-31 | $27,055 |
Administrative expenses (other) incurred | 2020-12-31 | $36,384 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $5,079,805 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $55,973,219 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $50,893,414 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $43,331,972 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $38,424,923 |
Value of interest in pooled separate accounts at end of year | 2020-12-31 | $1,729,481 |
Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $1,934,242 |
Interest on participant loans | 2020-12-31 | $9,441 |
Interest earned on other investments | 2020-12-31 | $384,681 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $497,339 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $286,990 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $286,990 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $1,661 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $9,971,614 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $9,848,130 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2020-12-31 | $170,865 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $5,522,514 |
Net investment gain/loss from pooled separate accounts | 2020-12-31 | $-16,329 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $1,937,976 |
Employer contributions (assets) at end of year | 2020-12-31 | $274,396 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $238,768 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $3,441,684 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2020-12-31 | 161131146 |
2019 : THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2019 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $9,937,368 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $3,808,479 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $3,772,516 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $358 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $2,035,365 |
Value of total assets at end of year | 2019-12-31 | $50,893,414 |
Value of total assets at beginning of year | 2019-12-31 | $44,764,525 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $35,605 |
Total interest from all sources | 2019-12-31 | $392,938 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $916,885 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $916,885 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $61 |
Funding deficiency by the employer to the plan for this plan year | 2019-12-31 | $0 |
Minimum employer required contribution for this plan year | 2019-12-31 | $1,939,591 |
Amount contributed by the employer to the plan for this plan year | 2019-12-31 | $1,939,591 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Participant contributions at end of year | 2019-12-31 | $160,361 |
Participant contributions at beginning of year | 2019-12-31 | $42,826 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $95,774 |
Other income not declared elsewhere | 2019-12-31 | $27,024 |
Administrative expenses (other) incurred | 2019-12-31 | $35,605 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $6,128,889 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $50,893,414 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $44,764,525 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $38,424,923 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $32,378,873 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $1,934,242 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $1,977,316 |
Interest on participant loans | 2019-12-31 | $4,211 |
Interest earned on other investments | 2019-12-31 | $384,069 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $286,990 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $158,289 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $158,289 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $4,658 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $9,848,130 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $9,930,155 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2019-12-31 | $257,306 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $6,460,253 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $104,903 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $1,939,591 |
Employer contributions (assets) at end of year | 2019-12-31 | $238,768 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $277,066 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $3,515,210 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2019-12-31 | 161131146 |
2018 : THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2018 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $804,042 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $3,640,256 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $3,605,531 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $2,290,321 |
Value of total assets at end of year | 2018-12-31 | $44,764,525 |
Value of total assets at beginning of year | 2018-12-31 | $47,600,739 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $34,725 |
Total interest from all sources | 2018-12-31 | $391,950 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $873,938 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $873,938 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Funding deficiency by the employer to the plan for this plan year | 2018-12-31 | $0 |
Minimum employer required contribution for this plan year | 2018-12-31 | $2,226,569 |
Amount contributed by the employer to the plan for this plan year | 2018-12-31 | $2,226,569 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Participant contributions at end of year | 2018-12-31 | $42,826 |
Participant contributions at beginning of year | 2018-12-31 | $58,608 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $63,752 |
Other income not declared elsewhere | 2018-12-31 | $15,525 |
Administrative expenses (other) incurred | 2018-12-31 | $34,725 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-2,836,214 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $44,764,525 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $47,600,739 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $32,378,873 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $35,731,512 |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $1,977,316 |
Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $1,974,449 |
Interest on participant loans | 2018-12-31 | $2,609 |
Interest earned on other investments | 2018-12-31 | $387,248 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $158,289 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $63,313 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $63,313 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $2,093 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $9,930,155 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $9,324,594 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2018-12-31 | $141,433 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-2,864,119 |
Net investment gain/loss from pooled separate accounts | 2018-12-31 | $96,427 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $2,226,569 |
Employer contributions (assets) at end of year | 2018-12-31 | $277,066 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $448,263 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $3,464,098 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2018-12-31 | 161131146 |
2017 : THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $8,971,667 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $3,036,012 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $3,020,398 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $358 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $2,664,848 |
Value of total assets at end of year | 2017-12-31 | $47,600,739 |
Value of total assets at beginning of year | 2017-12-31 | $41,665,084 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $15,256 |
Total interest from all sources | 2017-12-31 | $355,046 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $535,149 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $535,149 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Funding deficiency by the employer to the plan for this plan year | 2017-12-31 | $0 |
Minimum employer required contribution for this plan year | 2017-12-31 | $2,622,643 |
Amount contributed by the employer to the plan for this plan year | 2017-12-31 | $2,622,643 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Participant contributions at end of year | 2017-12-31 | $58,608 |
Participant contributions at beginning of year | 2017-12-31 | $96,573 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $42,205 |
Other income not declared elsewhere | 2017-12-31 | $15,917 |
Administrative expenses (other) incurred | 2017-12-31 | $15,256 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $5,935,655 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $47,600,739 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $41,665,084 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $35,731,512 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $29,684,412 |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $1,974,449 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $2,020,172 |
Interest earned on other investments | 2017-12-31 | $354,688 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $63,313 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $18,863 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $18,863 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $358 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $9,324,594 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $9,125,011 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2017-12-31 | $502,722 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $5,312,617 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $88,090 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $2,622,643 |
Employer contributions (assets) at end of year | 2017-12-31 | $448,263 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $720,053 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,517,676 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | UHY LLP |
Accountancy firm EIN | 2017-12-31 | 200694403 |
2016 : THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $7,288,334 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $3,070,611 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $3,043,964 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $8,464 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $4,747,004 |
Value of total assets at end of year | 2016-12-31 | $41,665,084 |
Value of total assets at beginning of year | 2016-12-31 | $37,447,361 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $18,183 |
Total interest from all sources | 2016-12-31 | $349,968 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $842,927 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $842,927 |
Administrative expenses professional fees incurred | 2016-12-31 | $16,150 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Funding deficiency by the employer to the plan for this plan year | 2016-12-31 | $0 |
Minimum employer required contribution for this plan year | 2016-12-31 | $4,330,417 |
Amount contributed by the employer to the plan for this plan year | 2016-12-31 | $4,330,417 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Participant contributions at end of year | 2016-12-31 | $96,573 |
Participant contributions at beginning of year | 2016-12-31 | $129,182 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $416,587 |
Other income not declared elsewhere | 2016-12-31 | $7,573 |
Administrative expenses (other) incurred | 2016-12-31 | $2,033 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $4,217,723 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $41,665,084 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $37,447,361 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $29,684,412 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $27,101,762 |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $2,020,172 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $1,657,951 |
Interest on participant loans | 2016-12-31 | $4,344 |
Interest earned on other investments | 2016-12-31 | $344,739 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $18,863 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $110,918 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $110,918 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $885 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $9,125,011 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $7,937,029 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2016-12-31 | $130,623 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,250,764 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $90,098 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $4,330,417 |
Employer contributions (assets) at end of year | 2016-12-31 | $720,053 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $510,519 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $2,913,341 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | Yes |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | UHY LLP |
Accountancy firm EIN | 2016-12-31 | 200694403 |
2015 : THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2015 401k financial data |
---|
Total income from all sources (including contributions) | 2015-12-31 | $4,650,959 |
Total of all expenses incurred | 2015-12-31 | $1,929,294 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,911,570 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $8,409 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $4,160,221 |
Value of total assets at end of year | 2015-12-31 | $37,447,361 |
Value of total assets at beginning of year | 2015-12-31 | $34,725,696 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $9,315 |
Total interest from all sources | 2015-12-31 | $306,889 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $690,442 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $690,442 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Funding deficiency by the employer to the plan for this plan year | 2015-12-31 | $0 |
Minimum employer required contribution for this plan year | 2015-12-31 | $3,715,132 |
Amount contributed by the employer to the plan for this plan year | 2015-12-31 | $3,715,132 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Participant contributions at end of year | 2015-12-31 | $129,182 |
Participant contributions at beginning of year | 2015-12-31 | $130,753 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $445,089 |
Administrative expenses (other) incurred | 2015-12-31 | $9,315 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $2,721,665 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $37,447,361 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $34,725,696 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $27,101,762 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $25,184,404 |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $1,657,951 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $1,549,015 |
Interest on participant loans | 2015-12-31 | $5,844 |
Interest earned on other investments | 2015-12-31 | $301,027 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $110,918 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $63,181 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $63,181 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $18 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $7,937,029 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $7,398,778 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2015-12-31 | $158,980 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-631,962 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $125,369 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $3,715,132 |
Employer contributions (assets) at end of year | 2015-12-31 | $510,519 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $399,565 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,752,590 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | UHY LLP |
Accountancy firm EIN | 2015-12-31 | 200694403 |
2014 : THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2014 401k financial data |
---|
Total income from all sources (including contributions) | 2014-12-31 | $5,234,474 |
Total of all expenses incurred | 2014-12-31 | $1,604,036 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,593,138 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $4,083 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $3,267,539 |
Value of total assets at end of year | 2014-12-31 | $34,725,696 |
Value of total assets at beginning of year | 2014-12-31 | $31,095,258 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $6,815 |
Total interest from all sources | 2014-12-31 | $293,808 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $655,509 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $655,509 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Funding deficiency by the employer to the plan for this plan year | 2014-12-31 | $0 |
Minimum employer required contribution for this plan year | 2014-12-31 | $3,246,880 |
Amount contributed by the employer to the plan for this plan year | 2014-12-31 | $3,246,880 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Participant contributions at end of year | 2014-12-31 | $130,753 |
Participant contributions at beginning of year | 2014-12-31 | $64,754 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $20,659 |
Administrative expenses (other) incurred | 2014-12-31 | $6,500 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $3,630,438 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $34,725,696 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $31,095,258 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $25,184,404 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $22,389,700 |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $1,549,015 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $1,358,646 |
Interest on participant loans | 2014-12-31 | $4,151 |
Interest earned on other investments | 2014-12-31 | $289,651 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $63,181 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $45,066 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $45,066 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $6 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $7,398,778 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $6,907,804 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2014-12-31 | $94,375 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $848,340 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $169,278 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $3,246,880 |
Employer contributions (assets) at end of year | 2014-12-31 | $399,565 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $329,288 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,498,763 |
Contract administrator fees | 2014-12-31 | $315 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | UHY LLP |
Accountancy firm EIN | 2014-12-31 | 200694403 |
2013 : THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2013 401k financial data |
---|
Total income from all sources (including contributions) | 2013-12-31 | $7,150,124 |
Total of all expenses incurred | 2013-12-31 | $1,268,889 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,263,152 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $3,030,917 |
Value of total assets at end of year | 2013-12-31 | $31,095,258 |
Value of total assets at beginning of year | 2013-12-31 | $25,214,023 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $5,737 |
Total interest from all sources | 2013-12-31 | $276,078 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $392,551 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $392,551 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Funding deficiency by the employer to the plan for this plan year | 2013-12-31 | $0 |
Minimum employer required contribution for this plan year | 2013-12-31 | $3,015,877 |
Amount contributed by the employer to the plan for this plan year | 2013-12-31 | $3,015,877 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Participant contributions at end of year | 2013-12-31 | $64,754 |
Participant contributions at beginning of year | 2013-12-31 | $44,551 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $15,040 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $2,780 |
Administrative expenses (other) incurred | 2013-12-31 | $5,389 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $5,881,235 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $31,095,258 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $25,214,023 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $22,389,700 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $17,174,583 |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $1,358,646 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $1,106,374 |
Interest on participant loans | 2013-12-31 | $1,864 |
Interest earned on other investments | 2013-12-31 | $274,209 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $45,066 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $47,679 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $47,679 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $5 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $6,907,804 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $6,623,398 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2013-12-31 | $348,933 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $3,335,970 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $114,608 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $3,015,877 |
Employer contributions (assets) at end of year | 2013-12-31 | $329,288 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $214,658 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $914,219 |
Contract administrator fees | 2013-12-31 | $348 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | UHY LLP |
Accountancy firm EIN | 2013-12-31 | 200694403 |
2012 : THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2012 401k financial data |
---|
Total income from all sources (including contributions) | 2012-12-31 | $5,060,051 |
Total of all expenses incurred | 2012-12-31 | $926,648 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $919,981 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $2,738,003 |
Value of total assets at end of year | 2012-12-31 | $25,214,023 |
Value of total assets at beginning of year | 2012-12-31 | $21,080,620 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $6,667 |
Total interest from all sources | 2012-12-31 | $259,012 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $148,754 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $148,754 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $250,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Funding deficiency by the employer to the plan for this plan year | 2012-12-31 | $0 |
Minimum employer required contribution for this plan year | 2012-12-31 | $2,627,322 |
Amount contributed by the employer to the plan for this plan year | 2012-12-31 | $2,627,322 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Participant contributions at end of year | 2012-12-31 | $44,551 |
Participant contributions at beginning of year | 2012-12-31 | $16,963 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $110,681 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $2,780 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $0 |
Administrative expenses (other) incurred | 2012-12-31 | $4,492 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $4,133,403 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $25,214,023 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $21,080,620 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $17,174,583 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $13,728,514 |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $1,106,374 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $966,467 |
Interest on participant loans | 2012-12-31 | $1,118 |
Interest earned on other investments | 2012-12-31 | $257,889 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $47,679 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $40,408 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $40,408 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $5 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $6,623,398 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $6,137,819 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2012-12-31 | $30,181 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,814,035 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $100,247 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $2,627,322 |
Employer contributions (assets) at end of year | 2012-12-31 | $214,658 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $190,449 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $889,800 |
Contract administrator fees | 2012-12-31 | $2,175 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | UHY LLP |
Accountancy firm EIN | 2012-12-31 | 200694403 |
2011 : THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2011 401k financial data |
---|
Total income from all sources (including contributions) | 2011-12-31 | $2,600,570 |
Total of all expenses incurred | 2011-12-31 | $625,419 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $620,976 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $2,553,391 |
Value of total assets at end of year | 2011-12-31 | $21,080,620 |
Value of total assets at beginning of year | 2011-12-31 | $19,105,469 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $4,443 |
Total interest from all sources | 2011-12-31 | $241,409 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $123,682 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $123,682 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $250,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Funding deficiency by the employer to the plan for this plan year | 2011-12-31 | $0 |
Minimum employer required contribution for this plan year | 2011-12-31 | $2,428,423 |
Amount contributed by the employer to the plan for this plan year | 2011-12-31 | $2,428,423 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Participant contributions at end of year | 2011-12-31 | $16,963 |
Participant contributions at beginning of year | 2011-12-31 | $7,463 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $124,968 |
Administrative expenses (other) incurred | 2011-12-31 | $3,551 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $1,975,151 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $21,080,620 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $19,105,469 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $13,728,514 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $12,695,903 |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $966,467 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $840,803 |
Interest on participant loans | 2011-12-31 | $431 |
Interest earned on other investments | 2011-12-31 | $240,974 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $40,408 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $39,554 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $39,554 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $4 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $6,137,819 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $5,521,746 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2011-12-31 | $52,951 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-427,931 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $110,019 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $2,428,423 |
Employer contributions (assets) at end of year | 2011-12-31 | $190,449 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $568,025 |
Contract administrator fees | 2011-12-31 | $892 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | UHY LLP |
Accountancy firm EIN | 2011-12-31 | 200694403 |
2010 : THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2010 401k financial data |
---|
Total income from all sources (including contributions) | 2010-12-31 | $4,035,938 |
Total of all expenses incurred | 2010-12-31 | $421,592 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $417,880 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $2,300,866 |
Value of total assets at end of year | 2010-12-31 | $19,105,469 |
Value of total assets at beginning of year | 2010-12-31 | $15,491,123 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $3,712 |
Total interest from all sources | 2010-12-31 | $208,242 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $67,492 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $67,492 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $250,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Funding deficiency by the employer to the plan for this plan year | 2010-12-31 | $0 |
Minimum employer required contribution for this plan year | 2010-12-31 | $2,273,150 |
Amount contributed by the employer to the plan for this plan year | 2010-12-31 | $2,273,150 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Participant contributions at end of year | 2010-12-31 | $7,463 |
Participant contributions at beginning of year | 2010-12-31 | $9,276 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $27,716 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2010-12-31 | $4,355 |
Administrative expenses (other) incurred | 2010-12-31 | $2,831 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $3,614,346 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $19,105,469 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $15,491,123 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $12,695,903 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $9,753,720 |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $840,803 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $639,356 |
Interest on participant loans | 2010-12-31 | $507 |
Interest earned on other investments | 2010-12-31 | $207,728 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $39,554 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $40,576 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $40,576 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $7 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $5,521,746 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $5,007,188 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2010-12-31 | $40,813 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,364,082 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $95,256 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $2,273,150 |
Employer contributions (assets) at end of year | 2010-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $41,007 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $372,712 |
Contract administrator fees | 2010-12-31 | $881 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | UHY LLP |
Accountancy firm EIN | 2010-12-31 | 200694403 |
2009 : THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2009 401k financial data |
---|
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
Funding deficiency by the employer to the plan for this plan year | 2009-12-31 | $0 |
Minimum employer required contribution for this plan year | 2009-12-31 | $2,099,411 |
Amount contributed by the employer to the plan for this plan year | 2009-12-31 | $2,099,411 |
2008 : THE EXCELSIOR UNIVERSITY RETIREMENT PLAN 2008 401k financial data |
---|
Total income from all sources (including contributions) | 2008-12-31 | $-1,279,367 |
Total of all expenses incurred | 2008-12-31 | $821,618 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2008-12-31 | $821,618 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2008-12-31 | $1,900,925 |
Value of total assets at end of year | 2008-12-31 | $7,369,181 |
Value of total assets at beginning of year | 2008-12-31 | $9,470,166 |
Total interest from all sources | 2008-12-31 | $86 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2008-12-31 | No |
Was this plan covered by a fidelity bond | 2008-12-31 | Yes |
Value of fidelity bond cover | 2008-12-31 | $250,000 |
If this is an individual account plan, was there a blackout period | 2008-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2008-12-31 | No |
Income. Received or receivable in cash from other sources (including rollovers) | 2008-12-31 | $12,377 |
Other income not declared elsewhere | 2008-12-31 | $14,923 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2008-12-31 | No |
Value of net income/loss | 2008-12-31 | $-2,100,985 |
Value of net assets at end of year (total assets less liabilities) | 2008-12-31 | $7,369,181 |
Value of net assets at beginning of year (total assets less liabilities) | 2008-12-31 | $9,470,166 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2008-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2008-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2008-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2008-12-31 | $6,371,768 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2008-12-31 | $8,364,558 |
Value of interest in pooled separate accounts at end of year | 2008-12-31 | $832,306 |
Value of interest in pooled separate accounts at beginning of year | 2008-12-31 | $970,633 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2008-12-31 | $11,702 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2008-12-31 | $86 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2008-12-31 | $636,080 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2008-12-31 | $-3,054,241 |
Net investment gain/loss from pooled separate accounts | 2008-12-31 | $-141,060 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2008-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2008-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2008-12-31 | No |
Contributions received in cash from employer | 2008-12-31 | $1,888,548 |
Employer contributions (assets) at end of year | 2008-12-31 | $153,405 |
Employer contributions (assets) at beginning of year | 2008-12-31 | $134,975 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2008-12-31 | $185,538 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2008-12-31 | No |
Did the plan have assets held for investment | 2008-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2008-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2008-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2008-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2008-12-31 | Disclaimer |
Accountancy firm name | 2008-12-31 | UHY LLP |
Accountancy firm EIN | 2008-12-31 | 200694403 |