401k Plan data: PENFIELD PEDIATRICS 401(K) PLAN plan

PENFIELD PEDIATRICS 401(K) PLAN 401k Plan overview

Plan Name	PENFIELD PEDIATRICS 401(K) PLAN
Plan identification number	001

PENFIELD PEDIATRICS 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PENFIELD PEDIATRICS, LLC has sponsored the creation of one or more 401k plans.

Company Name: PENFIELD PEDIATRICS, LLC

Employer identification number (EIN): 161567736

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Additional information about PENFIELD PEDIATRICS, LLC

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1999-05-13

Company Identification Number: 2378033

Legal Registered Office Address: 21 WILLOW POND WAY
STE 200
PENFIELD
United States of America (USA)
14526

More information about PENFIELD PEDIATRICS, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PENFIELD PEDIATRICS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01 MONIKA WINKELMAN 2024-05-06
001 2022-01-01 MONIKA WINKELMAN 2023-04-11
001 2021-01-01 MONIKA WINKELMAN 2022-04-12
001 2020-01-01 MONIKA WINKELMAN 2021-04-14
001 2019-01-01 CAROLYN ACQUILANO 2020-05-27
001 2018-01-01 CAROLYN ACQUILANO 2019-03-20
001 2017-01-01 CAROLYN ACQUILANO 2018-04-26
001 2016-01-01 CAROLYN ACQUILANO 2017-07-18
001 2015-01-01 CAROLYN ACQUILANO
001 2014-01-01 CAROLYN ACQUILANO
001 2013-01-01 CAROLYN ACQUILANO
001 2012-01-01 CAROLYN ACQUILANO
001 2011-01-01 CAROLYN ACQUILANO
001 2010-01-01 CAROLYN ACQUILANO
001 2009-01-01
001 2009-01-01 CAROLYN ACQUILANO

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2023-01-01	MONIKA WINKELMAN	2024-05-06
001	2022-01-01	MONIKA WINKELMAN	2023-04-11
001	2021-01-01	MONIKA WINKELMAN	2022-04-12
001	2020-01-01	MONIKA WINKELMAN	2021-04-14
001	2019-01-01	CAROLYN ACQUILANO	2020-05-27
001	2018-01-01	CAROLYN ACQUILANO	2019-03-20
001	2017-01-01	CAROLYN ACQUILANO	2018-04-26
001	2016-01-01	CAROLYN ACQUILANO	2017-07-18
001	2015-01-01	CAROLYN ACQUILANO
001	2014-01-01	CAROLYN ACQUILANO
001	2013-01-01	CAROLYN ACQUILANO
001	2012-01-01	CAROLYN ACQUILANO
001	2011-01-01	CAROLYN ACQUILANO
001	2010-01-01	CAROLYN ACQUILANO
001	2009-01-01
001	2009-01-01	CAROLYN ACQUILANO

Plan Statistics for PENFIELD PEDIATRICS 401(K) PLAN

401k plan membership statisitcs for PENFIELD PEDIATRICS 401(K) PLAN

Measure Date Value
2015: PENFIELD PEDIATRICS 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 26
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 23
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 7
Total of all active and inactive participants 2015-01-01 30
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 30
Number of participants with account balances 2015-01-01 30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: PENFIELD PEDIATRICS 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 29
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 19
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 7
Total of all active and inactive participants 2014-01-01 26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 26
Number of participants with account balances 2014-01-01 26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: PENFIELD PEDIATRICS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 25
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 20
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 9
Total of all active and inactive participants 2013-01-01 29
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 29
Number of participants with account balances 2013-01-01 29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: PENFIELD PEDIATRICS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 23
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 20
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 5
Total of all active and inactive participants 2012-01-01 25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 25
Number of participants with account balances 2012-01-01 25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: PENFIELD PEDIATRICS 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 25
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 19
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 4
Total of all active and inactive participants 2011-01-01 23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 23
Number of participants with account balances 2011-01-01 23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: PENFIELD PEDIATRICS 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 24
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 19
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 6
Total of all active and inactive participants 2010-01-01 25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 25
Number of participants with account balances 2010-01-01 25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: PENFIELD PEDIATRICS 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 23
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 18
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 6
Total of all active and inactive participants 2009-01-01 24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 24
Number of participants with account balances 2009-01-01 24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2015: PENFIELD PEDIATRICS 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	26
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	23
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	7
Total of all active and inactive participants	2015-01-01	30
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	30
Number of participants with account balances	2015-01-01	30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: PENFIELD PEDIATRICS 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	29
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	19
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	7
Total of all active and inactive participants	2014-01-01	26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	26
Number of participants with account balances	2014-01-01	26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: PENFIELD PEDIATRICS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	25
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	20
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	9
Total of all active and inactive participants	2013-01-01	29
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	29
Number of participants with account balances	2013-01-01	29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: PENFIELD PEDIATRICS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	23
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	20
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	5
Total of all active and inactive participants	2012-01-01	25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	25
Number of participants with account balances	2012-01-01	25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: PENFIELD PEDIATRICS 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	25
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	19
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	4
Total of all active and inactive participants	2011-01-01	23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	23
Number of participants with account balances	2011-01-01	23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: PENFIELD PEDIATRICS 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	24
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	19
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	6
Total of all active and inactive participants	2010-01-01	25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	25
Number of participants with account balances	2010-01-01	25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: PENFIELD PEDIATRICS 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	23
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	18
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	6
Total of all active and inactive participants	2009-01-01	24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	24
Number of participants with account balances	2009-01-01	24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on PENFIELD PEDIATRICS 401(K) PLAN

Measure	Date	Value
2015 : PENFIELD PEDIATRICS 401(K) PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$158,034
Expenses. Total of all expenses incurred	2015-12-31	$10,625
Benefits paid (including direct rollovers)	2015-12-31	$3,117
Total plan assets at end of year	2015-12-31	$1,914,348
Total plan assets at beginning of year	2015-12-31	$1,766,939
Value of fidelity bond covering the plan	2015-12-31	$50,000
Total contributions received or receivable from participants	2015-12-31	$151,049
Other income received	2015-12-31	$-37,854
Net income (gross income less expenses)	2015-12-31	$147,409
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,914,348
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,766,939
Assets. Value of participant loans	2015-12-31	$5,732
Total contributions received or receivable from employer(s)	2015-12-31	$44,839
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$7,508
2014 : PENFIELD PEDIATRICS 401(K) PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$261,326
Expenses. Total of all expenses incurred	2014-12-31	$122,280
Benefits paid (including direct rollovers)	2014-12-31	$115,171
Total plan assets at end of year	2014-12-31	$1,766,939
Total plan assets at beginning of year	2014-12-31	$1,627,893
Value of fidelity bond covering the plan	2014-12-31	$50,000
Total contributions received or receivable from participants	2014-12-31	$134,793
Other income received	2014-12-31	$85,122
Net income (gross income less expenses)	2014-12-31	$139,046
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,766,939
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,627,893
Assets. Value of participant loans	2014-12-31	$3,606
Total contributions received or receivable from employer(s)	2014-12-31	$41,411
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$7,109
2013 : PENFIELD PEDIATRICS 401(K) PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$398,830
Expenses. Total of all expenses incurred	2013-12-31	$9,624
Benefits paid (including direct rollovers)	2013-12-31	$3,044
Total plan assets at end of year	2013-12-31	$1,627,893
Total plan assets at beginning of year	2013-12-31	$1,238,687
Value of fidelity bond covering the plan	2013-12-31	$50,000
Total contributions received or receivable from participants	2013-12-31	$125,683
Other income received	2013-12-31	$231,467
Net income (gross income less expenses)	2013-12-31	$389,206
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,627,893
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,238,687
Assets. Value of participant loans	2013-12-31	$4,619
Total contributions received or receivable from employer(s)	2013-12-31	$41,680
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$6,580
2012 : PENFIELD PEDIATRICS 401(K) PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$293,345
Expenses. Total of all expenses incurred	2012-12-31	$6,910
Benefits paid (including direct rollovers)	2012-12-31	$1,120
Total plan assets at end of year	2012-12-31	$1,238,687
Total plan assets at beginning of year	2012-12-31	$952,252
Value of fidelity bond covering the plan	2012-12-31	$50,000
Total contributions received or receivable from participants	2012-12-31	$118,509
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$136,247
Net income (gross income less expenses)	2012-12-31	$286,435
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,238,687
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$952,252
Assets. Value of participant loans	2012-12-31	$2,926
Total contributions received or receivable from employer(s)	2012-12-31	$38,589
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$5,790
2011 : PENFIELD PEDIATRICS 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$119,232
Expenses. Total of all expenses incurred	2011-12-31	$29,171
Benefits paid (including direct rollovers)	2011-12-31	$23,853
Total plan assets at end of year	2011-12-31	$952,252
Total plan assets at beginning of year	2011-12-31	$862,191
Value of fidelity bond covering the plan	2011-12-31	$50,000
Total contributions received or receivable from participants	2011-12-31	$116,468
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$-31,881
Net income (gross income less expenses)	2011-12-31	$90,061
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$952,252
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$862,191
Assets. Value of participant loans	2011-12-31	$4,273
Total contributions received or receivable from employer(s)	2011-12-31	$34,645
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$5,318
2010 : PENFIELD PEDIATRICS 401(K) PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$218,019
Expenses. Total of all expenses incurred	2010-12-31	$62,197
Benefits paid (including direct rollovers)	2010-12-31	$57,448
Total plan assets at end of year	2010-12-31	$862,191
Total plan assets at beginning of year	2010-12-31	$706,369
Value of fidelity bond covering the plan	2010-12-31	$50,000
Total contributions received or receivable from participants	2010-12-31	$99,604
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$87,609
Net income (gross income less expenses)	2010-12-31	$155,822
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$862,191
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$706,369
Assets. Value of participant loans	2010-12-31	$2,033
Total contributions received or receivable from employer(s)	2010-12-31	$30,806
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$4,749

Form 5500 Responses for PENFIELD PEDIATRICS 401(K) PLAN

2015: PENFIELD PEDIATRICS 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: PENFIELD PEDIATRICS 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: PENFIELD PEDIATRICS 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: PENFIELD PEDIATRICS 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: PENFIELD PEDIATRICS 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: PENFIELD PEDIATRICS 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: PENFIELD PEDIATRICS 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	PENFIELD PEDIATRICS, LLC
Employer identification number (EIN):	161567736
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1999-05-13
Company Identification Number:	2378033
Legal Registered Office Address:	21 WILLOW POND WAY STE 200 PENFIELD United States of America (USA) 14526