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FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 401k Plan overview

Plan NameFAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN
Plan identification number 001

FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

FAXTON - ST. LUKE'S HEALTHCARE has sponsored the creation of one or more 401k plans.

Company Name:FAXTON - ST. LUKE'S HEALTHCARE
Employer identification number (EIN):161576637
NAIC Classification:622000
NAIC Description: Hospitals

Additional information about FAXTON - ST. LUKE'S HEALTHCARE

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1999-12-23
Company Identification Number: 2453498
Legal Registered Office Address: 111 hospital drive
Oneida
UTICA
United States of America (USA)
13502

More information about FAXTON - ST. LUKE'S HEALTHCARE

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01RONALD CRITELLI
0012016-01-01RONALD CRITELLI
0012015-01-01RONALD CRITELLI
0012014-01-01RON CRITELLI
0012013-01-01RON CRITELLI
0012012-01-01RONALD CRITELLI RONALD CRITELLI2013-10-15
0012011-01-01RONALD CRITELLI RONALD CRITELLI2012-10-15
0012010-01-01ANTHONY SCIBELLI ANTHONY SCIBELLI2011-10-17
0012009-01-01ANTHONY SCIBELLI ANTHONY SCIBELLI2010-10-13

Plan Statistics for FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN

401k plan membership statisitcs for FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN

Measure Date Value
2022: FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-013,204
Total number of active participants reported on line 7a of the Form 55002022-01-012,542
Number of retired or separated participants receiving benefits2022-01-01101
Number of other retired or separated participants entitled to future benefits2022-01-01648
Total of all active and inactive participants2022-01-013,291
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0116
Total participants2022-01-013,307
Number of participants with account balances2022-01-012,775
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0170
2021: FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-014,725
Total number of active participants reported on line 7a of the Form 55002021-01-012,360
Number of retired or separated participants receiving benefits2021-01-0194
Number of other retired or separated participants entitled to future benefits2021-01-01734
Total of all active and inactive participants2021-01-013,188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0116
Total participants2021-01-013,204
Number of participants with account balances2021-01-012,689
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01104
2020: FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-013,656
Total number of active participants reported on line 7a of the Form 55002020-01-013,997
Number of retired or separated participants receiving benefits2020-01-0173
Number of other retired or separated participants entitled to future benefits2020-01-01643
Total of all active and inactive participants2020-01-014,713
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0112
Total participants2020-01-014,725
Number of participants with account balances2020-01-012,719
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01107
2019: FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-013,618
Total number of active participants reported on line 7a of the Form 55002019-01-013,091
Number of retired or separated participants receiving benefits2019-01-0170
Number of other retired or separated participants entitled to future benefits2019-01-01484
Total of all active and inactive participants2019-01-013,645
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0111
Total participants2019-01-013,656
Number of participants with account balances2019-01-012,810
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0191
2018: FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-013,770
Total number of active participants reported on line 7a of the Form 55002018-01-013,071
Number of retired or separated participants receiving benefits2018-01-0157
Number of other retired or separated participants entitled to future benefits2018-01-01481
Total of all active and inactive participants2018-01-013,609
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-019
Total participants2018-01-013,618
Number of participants with account balances2018-01-012,565
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01100
2017: FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-013,736
Total number of active participants reported on line 7a of the Form 55002017-01-013,206
Number of retired or separated participants receiving benefits2017-01-0160
Number of other retired or separated participants entitled to future benefits2017-01-01493
Total of all active and inactive participants2017-01-013,759
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0111
Total participants2017-01-013,770
Number of participants with account balances2017-01-012,651
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0174
2016: FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-013,623
Total number of active participants reported on line 7a of the Form 55002016-01-013,268
Number of retired or separated participants receiving benefits2016-01-0151
Number of other retired or separated participants entitled to future benefits2016-01-01405
Total of all active and inactive participants2016-01-013,724
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0111
Total participants2016-01-013,735
Number of participants with account balances2016-01-012,568
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0166
2015: FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-013,587
Total number of active participants reported on line 7a of the Form 55002015-01-013,204
Number of retired or separated participants receiving benefits2015-01-0146
Number of other retired or separated participants entitled to future benefits2015-01-01364
Total of all active and inactive participants2015-01-013,614
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-019
Total participants2015-01-013,623
Number of participants with account balances2015-01-012,478
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0162
2014: FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013,537
Total number of active participants reported on line 7a of the Form 55002014-01-013,176
Number of retired or separated participants receiving benefits2014-01-0143
Number of other retired or separated participants entitled to future benefits2014-01-01361
Total of all active and inactive participants2014-01-013,580
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-017
Total participants2014-01-013,587
Number of participants with account balances2014-01-012,512
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0183
2013: FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-013,690
Total number of active participants reported on line 7a of the Form 55002013-01-013,129
Number of retired or separated participants receiving benefits2013-01-0138
Number of other retired or separated participants entitled to future benefits2013-01-01366
Total of all active and inactive participants2013-01-013,533
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-014
Total participants2013-01-013,537
Number of participants with account balances2013-01-012,546
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01115
2012: FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-013,661
Total number of active participants reported on line 7a of the Form 55002012-01-013,244
Number of retired or separated participants receiving benefits2012-01-0126
Number of other retired or separated participants entitled to future benefits2012-01-01418
Total of all active and inactive participants2012-01-013,688
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-013,690
Number of participants with account balances2012-01-012,655
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01125
2011: FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-013,752
Total number of active participants reported on line 7a of the Form 55002011-01-013,244
Number of retired or separated participants receiving benefits2011-01-0120
Number of other retired or separated participants entitled to future benefits2011-01-01396
Total of all active and inactive participants2011-01-013,660
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-013,661
Number of participants with account balances2011-01-012,615
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01152
2010: FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-013,936
Total number of active participants reported on line 7a of the Form 55002010-01-013,443
Number of retired or separated participants receiving benefits2010-01-0119
Number of other retired or separated participants entitled to future benefits2010-01-01289
Total of all active and inactive participants2010-01-013,751
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-013,752
Number of participants with account balances2010-01-012,612
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-01167
2009: FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-013,296
Total number of active participants reported on line 7a of the Form 55002009-01-013,470
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01466
Total of all active and inactive participants2009-01-013,936
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-013,936
Number of participants with account balances2009-01-012,747
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01138

Financial Data on FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN

Measure Date Value
2022 : FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-23,424,768
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$16,649,072
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$15,957,769
Expenses. Certain deemed distributions of participant loans2022-12-31$154,330
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$10,803,666
Value of total assets at end of year2022-12-31$172,974,487
Value of total assets at beginning of year2022-12-31$213,048,327
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$536,973
Total interest from all sources2022-12-31$863,443
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$5,875,014
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$5,875,014
Administrative expenses professional fees incurred2022-12-31$3,790
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$6,661,093
Participant contributions at end of year2022-12-31$1,211,274
Participant contributions at beginning of year2022-12-31$1,634,272
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$272,074
Other income not declared elsewhere2022-12-31$162,672
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-40,073,840
Value of net assets at end of year (total assets less liabilities)2022-12-31$172,974,487
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$213,048,327
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$98,468
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$137,686,008
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$178,204,094
Interest on participant loans2022-12-31$70,315
Interest earned on other investments2022-12-31$793,128
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$34,077,205
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$33,209,961
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-41,129,563
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$3,870,499
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$15,957,769
Contract administrator fees2022-12-31$434,715
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FUSTCHARLES LLP
Accountancy firm EIN2022-12-31161226221
2021 : FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$37,691,182
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$25,361,732
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$24,546,663
Expenses. Certain deemed distributions of participant loans2021-12-31$78,803
Value of total corrective distributions2021-12-31$15,788
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$9,411,210
Value of total assets at end of year2021-12-31$213,048,327
Value of total assets at beginning of year2021-12-31$200,718,877
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$720,478
Total interest from all sources2021-12-31$923,786
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$13,537,081
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$13,537,081
Administrative expenses professional fees incurred2021-12-31$3,790
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$5,757,429
Participant contributions at end of year2021-12-31$1,634,272
Participant contributions at beginning of year2021-12-31$1,982,578
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$166,791
Other income not declared elsewhere2021-12-31$227,251
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$12,329,450
Value of net assets at end of year (total assets less liabilities)2021-12-31$213,048,327
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$200,718,877
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$128,803
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$178,204,094
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$167,185,147
Interest on participant loans2021-12-31$94,713
Interest earned on other investments2021-12-31$829,073
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$33,209,961
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$31,551,152
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$13,591,854
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$3,486,990
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$24,546,663
Contract administrator fees2021-12-31$587,885
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31FUST CHARLES CHAMBERS LLP
Accountancy firm EIN2021-12-31161226221
2020 : FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$40,578,039
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$17,411,453
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$16,721,472
Expenses. Certain deemed distributions of participant loans2020-12-31$196,322
Value of total corrective distributions2020-12-31$601
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$8,342,821
Value of total assets at end of year2020-12-31$200,718,877
Value of total assets at beginning of year2020-12-31$177,552,291
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$493,058
Total interest from all sources2020-12-31$942,239
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$8,252,163
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$8,252,163
Administrative expenses professional fees incurred2020-12-31$8,700
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$5,572,759
Participant contributions at end of year2020-12-31$1,982,578
Participant contributions at beginning of year2020-12-31$2,500,844
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$408,411
Other income not declared elsewhere2020-12-31$206,471
Administrative expenses (other) incurred2020-12-31$706
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$23,166,586
Value of net assets at end of year (total assets less liabilities)2020-12-31$200,718,877
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$177,552,291
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$129,013
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$167,185,147
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$143,743,140
Interest on participant loans2020-12-31$123,796
Interest earned on other investments2020-12-31$818,443
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$31,551,152
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$31,308,307
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$22,834,345
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$2,361,651
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$16,721,472
Contract administrator fees2020-12-31$354,639
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31FUST CHARLES CHAMBERS LLP
Accountancy firm EIN2020-12-31161226221
2019 : FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$40,829,430
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$12,573,989
Total of all expenses incurred2019-12-31$12,573,989
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$12,016,983
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$12,016,983
Expenses. Certain deemed distributions of participant loans2019-12-31$41,479
Expenses. Certain deemed distributions of participant loans2019-12-31$41,479
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$9,672,529
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$9,672,529
Value of total assets at end of year2019-12-31$177,552,291
Value of total assets at end of year2019-12-31$177,552,291
Value of total assets at beginning of year2019-12-31$149,296,850
Value of total assets at beginning of year2019-12-31$149,296,850
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$515,527
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$515,527
Total interest from all sources2019-12-31$980,892
Total interest from all sources2019-12-31$980,892
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$7,363,937
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$7,363,937
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$7,363,937
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$7,363,937
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$5,639,165
Contributions received from participants2019-12-31$5,639,165
Participant contributions at end of year2019-12-31$2,500,844
Participant contributions at end of year2019-12-31$2,500,844
Participant contributions at beginning of year2019-12-31$2,690,815
Participant contributions at beginning of year2019-12-31$2,690,815
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$387,108
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$387,108
Other income not declared elsewhere2019-12-31$210,397
Other income not declared elsewhere2019-12-31$210,397
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$28,255,441
Value of net income/loss2019-12-31$28,255,441
Value of net assets at end of year (total assets less liabilities)2019-12-31$177,552,291
Value of net assets at end of year (total assets less liabilities)2019-12-31$177,552,291
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$149,296,850
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$149,296,850
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$143,743,140
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$143,743,140
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$115,936,702
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$115,936,702
Interest on participant loans2019-12-31$136,614
Interest on participant loans2019-12-31$136,614
Interest earned on other investments2019-12-31$844,278
Interest earned on other investments2019-12-31$844,278
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$31,308,307
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$31,308,307
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$30,669,333
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$30,669,333
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$22,601,675
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$22,601,675
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$3,646,256
Contributions received in cash from employer2019-12-31$3,646,256
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$12,016,983
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$12,016,983
Contract administrator fees2019-12-31$515,527
Contract administrator fees2019-12-31$515,527
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31FUST CHARLES CHAMBERS LLP
Accountancy firm name2019-12-31FUST CHARLES CHAMBERS LLP
Accountancy firm EIN2019-12-31161226221
Accountancy firm EIN2019-12-31161226221
2018 : FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$6,133,460
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$14,607,447
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$13,951,566
Expenses. Certain deemed distributions of participant loans2018-12-31$87,701
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$10,793,329
Value of total assets at end of year2018-12-31$149,296,850
Value of total assets at beginning of year2018-12-31$157,770,837
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$568,180
Total interest from all sources2018-12-31$972,046
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$8,287,717
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$8,287,717
Administrative expenses professional fees incurred2018-12-31$4,904
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$5,316,923
Participant contributions at end of year2018-12-31$2,690,815
Participant contributions at beginning of year2018-12-31$2,427,320
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,936,581
Other income not declared elsewhere2018-12-31$207,443
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-8,473,987
Value of net assets at end of year (total assets less liabilities)2018-12-31$149,296,850
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$157,770,837
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$115,936,702
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$124,339,147
Interest on participant loans2018-12-31$119,250
Interest earned on other investments2018-12-31$852,796
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$30,669,333
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$31,004,370
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-14,127,075
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$3,539,825
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$13,951,566
Contract administrator fees2018-12-31$563,276
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31FUST CHARLES CHAMBERS LLP
Accountancy firm EIN2018-12-31161226221
2017 : FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$33,099,400
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$11,134,951
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$10,632,867
Expenses. Certain deemed distributions of participant loans2017-12-31$89,334
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$9,637,500
Value of total assets at end of year2017-12-31$157,770,837
Value of total assets at beginning of year2017-12-31$135,806,388
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$412,750
Total interest from all sources2017-12-31$1,014,577
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$7,201,699
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$7,201,699
Administrative expenses professional fees incurred2017-12-31$11,701
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$4,909,507
Participant contributions at end of year2017-12-31$2,427,320
Participant contributions at beginning of year2017-12-31$2,355,251
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,288,325
Other income not declared elsewhere2017-12-31$54,945
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$21,964,449
Value of net assets at end of year (total assets less liabilities)2017-12-31$157,770,837
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$135,806,388
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$124,339,147
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$102,068,673
Interest on participant loans2017-12-31$101,513
Interest earned on other investments2017-12-31$913,064
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$31,004,370
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$31,382,464
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$15,190,679
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,439,668
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$10,632,867
Contract administrator fees2017-12-31$401,049
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31FUST CHARLES CHAMBERS LLP
Accountancy firm EIN2017-12-31161226221
2016 : FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$17,273,366
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$6,167,210
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$5,796,060
Expenses. Certain deemed distributions of participant loans2016-12-31$44,300
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$8,920,299
Value of total assets at end of year2016-12-31$135,806,388
Value of total assets at beginning of year2016-12-31$124,700,232
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$326,850
Total interest from all sources2016-12-31$993,367
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$4,284,483
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$4,284,483
Administrative expenses professional fees incurred2016-12-31$6,000
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$4,805,548
Participant contributions at end of year2016-12-31$2,355,251
Participant contributions at beginning of year2016-12-31$1,982,038
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$654,826
Other income not declared elsewhere2016-12-31$160,716
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$11,106,156
Value of net assets at end of year (total assets less liabilities)2016-12-31$135,806,388
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$124,700,232
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$102,068,673
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$95,070,960
Interest on participant loans2016-12-31$88,706
Interest earned on other investments2016-12-31$904,661
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$31,382,464
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$27,647,234
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,914,501
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$3,459,925
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$5,796,060
Contract administrator fees2016-12-31$320,850
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31FUST CHARLES CHAMBERS LLP
Accountancy firm EIN2016-12-31161226221
2015 : FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$11,044,388
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$8,828,663
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$8,706,531
Expenses. Certain deemed distributions of participant loans2015-12-31$82,158
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$7,821,102
Value of total assets at end of year2015-12-31$124,700,232
Value of total assets at beginning of year2015-12-31$122,484,507
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$39,974
Total interest from all sources2015-12-31$974,109
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$5,301,519
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$5,301,519
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$4,247,654
Participant contributions at end of year2015-12-31$1,982,038
Participant contributions at beginning of year2015-12-31$1,854,943
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$377,674
Other income not declared elsewhere2015-12-31$209,429
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,215,725
Value of net assets at end of year (total assets less liabilities)2015-12-31$124,700,232
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$122,484,507
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$95,070,960
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$94,020,855
Interest on participant loans2015-12-31$79,098
Interest earned on other investments2015-12-31$895,011
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$27,647,234
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$26,608,709
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-3,261,771
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$3,195,774
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$8,706,531
Contract administrator fees2015-12-31$39,974
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31FUST CHARLES CHAMBERS LLP
Accountancy firm EIN2015-12-31161226221
2014 : FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$15,294,087
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$6,609,849
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$6,491,295
Expenses. Certain deemed distributions of participant loans2014-12-31$72,033
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$7,924,163
Value of total assets at end of year2014-12-31$122,484,507
Value of total assets at beginning of year2014-12-31$113,800,269
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$46,521
Total interest from all sources2014-12-31$885,716
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$5,609,801
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$5,609,801
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$4,326,753
Participant contributions at end of year2014-12-31$1,854,943
Participant contributions at beginning of year2014-12-31$1,666,191
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$144,635
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$342,624
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$266,474
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$8,684,238
Value of net assets at end of year (total assets less liabilities)2014-12-31$122,484,507
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$113,800,269
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$94,020,855
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$87,178,585
Interest on participant loans2014-12-31$69,840
Interest earned on other investments2014-12-31$815,876
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$26,608,709
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$24,666,456
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$607,933
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,254,786
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$144,402
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$6,491,295
Contract administrator fees2014-12-31$46,521
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31FUST CHARLES CHAMBERS LLP
Accountancy firm EIN2014-12-31161226221
2013 : FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$21,097
Total income from all sources (including contributions)2013-12-31$27,502,324
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$7,411,419
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$7,337,299
Expenses. Certain deemed distributions of participant loans2013-12-31$28,096
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$9,216,304
Value of total assets at end of year2013-12-31$113,800,269
Value of total assets at beginning of year2013-12-31$93,730,461
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$46,024
Total interest from all sources2013-12-31$759,542
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,930,074
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$2,930,074
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$4,500,179
Participant contributions at end of year2013-12-31$1,666,191
Participant contributions at beginning of year2013-12-31$1,326,784
Participant contributions at end of year2013-12-31$144,635
Participant contributions at beginning of year2013-12-31$156,360
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$425,850
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$4
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$21,097
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$17,041
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$20,090,905
Value of net assets at end of year (total assets less liabilities)2013-12-31$113,800,269
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$93,709,364
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$87,178,585
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$69,498,437
Interest on participant loans2013-12-31$60,171
Interest earned on other investments2013-12-31$699,371
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$24,666,456
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$22,561,932
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$14,596,404
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$4,290,275
Employer contributions (assets) at end of year2013-12-31$144,402
Employer contributions (assets) at beginning of year2013-12-31$169,903
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$7,337,299
Contract administrator fees2013-12-31$46,024
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31FUST CHARLES CHAMBERS LLP
Accountancy firm EIN2013-12-31161226221
2012 : FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$21,097
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$69,024
Total income from all sources (including contributions)2012-12-31$18,898,838
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$5,397,672
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$5,370,205
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$9,779,851
Value of total assets at end of year2012-12-31$93,730,461
Value of total assets at beginning of year2012-12-31$80,277,222
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$27,467
Total interest from all sources2012-12-31$679,737
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,095,555
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,095,555
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$4,508,537
Participant contributions at end of year2012-12-31$1,326,784
Participant contributions at beginning of year2012-12-31$968,313
Participant contributions at end of year2012-12-31$156,360
Participant contributions at beginning of year2012-12-31$136,665
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$505,323
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$4
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$67,184
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$21,097
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$69,024
Total non interest bearing cash at end of year2012-12-31$17,041
Total non interest bearing cash at beginning of year2012-12-31$16,235
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$13,501,166
Value of net assets at end of year (total assets less liabilities)2012-12-31$93,709,364
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$80,208,198
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$69,498,437
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$58,514,201
Interest on participant loans2012-12-31$47,836
Interest earned on other investments2012-12-31$631,874
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$98,307
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$98,307
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$27
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$22,561,932
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$20,316,028
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$7,343,695
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$4,765,991
Employer contributions (assets) at end of year2012-12-31$169,903
Employer contributions (assets) at beginning of year2012-12-31$160,289
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$5,370,205
Contract administrator fees2012-12-31$27,467
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31FUST CHARLES CHABERS LLP
Accountancy firm EIN2012-12-31161226221
2011 : FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$69,024
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$61,477
Total income from all sources (including contributions)2011-12-31$9,604,045
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$4,474,937
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$4,451,091
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$9,198,451
Value of total assets at end of year2011-12-31$80,277,222
Value of total assets at beginning of year2011-12-31$75,140,567
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$23,846
Total interest from all sources2011-12-31$595,061
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,021,977
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,021,977
Administrative expenses professional fees incurred2011-12-31$17,294
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$4,118,802
Participant contributions at end of year2011-12-31$968,313
Participant contributions at beginning of year2011-12-31$681,597
Participant contributions at end of year2011-12-31$136,665
Participant contributions at beginning of year2011-12-31$133,603
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$622,719
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$67,184
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$60,049
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$69,024
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$60,049
Liabilities. Value of operating payables at beginning of year2011-12-31$1,428
Total non interest bearing cash at end of year2011-12-31$16,235
Total non interest bearing cash at beginning of year2011-12-31$1,416
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$5,129,108
Value of net assets at end of year (total assets less liabilities)2011-12-31$80,208,198
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$75,079,090
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$58,514,201
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$56,579,228
Interest on participant loans2011-12-31$35,084
Interest earned on other investments2011-12-31$559,960
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$98,307
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$111,511
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$111,511
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$17
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$20,316,028
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$17,410,146
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,211,444
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$4,456,930
Employer contributions (assets) at end of year2011-12-31$160,289
Employer contributions (assets) at beginning of year2011-12-31$163,017
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$4,451,091
Contract administrator fees2011-12-31$6,552
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31FUST CHARLES CHAMBERS LLP
Accountancy firm EIN2011-12-31161226221
2010 : FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$61,477
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$42,031
Total income from all sources (including contributions)2010-12-31$15,934,886
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$3,861,165
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$3,836,062
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$8,740,603
Value of total assets at end of year2010-12-31$75,140,567
Value of total assets at beginning of year2010-12-31$63,047,400
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$25,103
Total interest from all sources2010-12-31$529,067
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$921,031
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$921,031
Administrative expenses professional fees incurred2010-12-31$19,930
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$3,950,213
Participant contributions at end of year2010-12-31$681,597
Participant contributions at beginning of year2010-12-31$501,590
Participant contributions at end of year2010-12-31$133,603
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$424,249
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$60,049
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$40,676
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$60,049
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$40,675
Liabilities. Value of operating payables at end of year2010-12-31$1,428
Liabilities. Value of operating payables at beginning of year2010-12-31$1,356
Total non interest bearing cash at end of year2010-12-31$1,416
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$12,073,721
Value of net assets at end of year (total assets less liabilities)2010-12-31$75,079,090
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$63,005,369
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$56,579,228
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$47,150,456
Interest on participant loans2010-12-31$29,482
Interest earned on other investments2010-12-31$499,564
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$111,511
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$116,659
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$116,659
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$21
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$17,410,146
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$15,238,019
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$5,744,185
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$4,366,141
Employer contributions (assets) at end of year2010-12-31$163,017
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,836,062
Contract administrator fees2010-12-31$5,173
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31FUST CHARLES CHAMBERS, LLP
Accountancy firm EIN2010-12-31161226221
2009 : FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN

2022: FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: FAXTON - ST. LUKE'S HEALTHCARE 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number892196-087
Policy instance 1
Insurance contract or identification number892196-087
Number of Individuals Covered969
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number892196-087
Policy instance 1
Insurance contract or identification number892196-087
Number of Individuals Covered1047
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number892196-087
Policy instance 1
Insurance contract or identification number892196-087
Number of Individuals Covered2036
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number892196-087
Policy instance 1
Insurance contract or identification number892196-087
Number of Individuals Covered2172
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number892196-087
Policy instance 1
Insurance contract or identification number892196-087
Number of Individuals Covered2313
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number892196-087
Policy instance 1
Insurance contract or identification number892196-087
Number of Individuals Covered2499
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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