401k Plan data: HAGE & HAGE, LLC PROFIT SHARING AND 401(K) PLAN plan

HAGE & HAGE, LLC PROFIT SHARING AND 401(K) PLAN 401k Plan overview

Plan Name	HAGE & HAGE, LLC PROFIT SHARING AND 401(K) PLAN
Plan identification number	001

HAGE & HAGE, LLC PROFIT SHARING AND 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Life insurance

401k Sponsoring company profile

HAGE & HAGE LLC has sponsored the creation of one or more 401k plans.

Company Name: HAGE & HAGE LLC

Employer identification number (EIN): 161591517

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Additional information about HAGE & HAGE LLC

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 2000-09-01

Company Identification Number: 2548615

Legal Registered Office Address: 283 GENESEE STREET
Oneida
UTICA
United States of America (USA)
13501

More information about HAGE & HAGE LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HAGE & HAGE, LLC PROFIT SHARING AND 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 JK HAGE III 2023-06-15 JK HAGE III 2023-06-15
001 2021-01-01 JK HAGE III 2022-07-21 JK HAGE III 2022-07-21
001 2020-01-01 JK HAGE III 2021-07-28 JK HAGE III 2021-07-28
001 2019-01-01 JK HAGE III 2020-10-09 JK HAGE III 2020-10-09
001 2018-01-01 JK HAGE III 2019-10-03 JK HAGE III 2019-10-03
001 2017-01-01 JK HAGE III 2018-10-30 JK HAGE III 2018-10-30
001 2017-01-01 JK HAGE III 2018-10-10 JK HAGE III 2018-10-10
001 2016-01-01 JK HAGE III 2017-10-13 JK HAGE III 2017-10-13
001 2015-01-01 JK HAGE, III JK HAGE, III 2016-11-02
001 2014-01-01 JK HAGE, III JK HAGE, III 2015-10-13
001 2013-01-01 JK HAGE III 2014-09-26
001 2012-01-01 JK HAGE III 2014-09-26
001 2011-01-01 JK HAGE III 2014-09-26
001 2009-01-01 J
001 2009-01-01 J. K. HAGE
001 2009-01-01 J. K. HAGE

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	JK HAGE III	2023-06-15	JK HAGE III	2023-06-15
001	2021-01-01	JK HAGE III	2022-07-21	JK HAGE III	2022-07-21
001	2020-01-01	JK HAGE III	2021-07-28	JK HAGE III	2021-07-28
001	2019-01-01	JK HAGE III	2020-10-09	JK HAGE III	2020-10-09
001	2018-01-01	JK HAGE III	2019-10-03	JK HAGE III	2019-10-03
001	2017-01-01	JK HAGE III	2018-10-30	JK HAGE III	2018-10-30
001	2017-01-01	JK HAGE III	2018-10-10	JK HAGE III	2018-10-10
001	2016-01-01	JK HAGE III	2017-10-13	JK HAGE III	2017-10-13
001	2015-01-01	JK HAGE, III		JK HAGE, III	2016-11-02
001	2014-01-01	JK HAGE, III		JK HAGE, III	2015-10-13
001	2013-01-01	JK HAGE III	2014-09-26
001	2012-01-01	JK HAGE III	2014-09-26
001	2011-01-01	JK HAGE III	2014-09-26
001	2009-01-01	J
001	2009-01-01	J. K. HAGE
001	2009-01-01	J. K. HAGE

Plan Statistics for HAGE & HAGE, LLC PROFIT SHARING AND 401(K) PLAN

401k plan membership statisitcs for HAGE & HAGE, LLC PROFIT SHARING AND 401(K) PLAN

Measure Date Value
2015: HAGE & HAGE, LLC PROFIT SHARING AND 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 8
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 4
Total of all active and inactive participants 2015-01-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 12
Number of participants with account balances 2015-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 1
2014: HAGE & HAGE, LLC PROFIT SHARING AND 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 12
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 3
Total of all active and inactive participants 2014-01-01 15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 15
Number of participants with account balances 2014-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 1
2009: HAGE & HAGE, LLC PROFIT SHARING AND 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 6
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 6
Number of participants with account balances 2009-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2015: HAGE & HAGE, LLC PROFIT SHARING AND 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	8
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	4
Total of all active and inactive participants	2015-01-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	12
Number of participants with account balances	2015-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	1
2014: HAGE & HAGE, LLC PROFIT SHARING AND 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	12
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	3
Total of all active and inactive participants	2014-01-01	15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	15
Number of participants with account balances	2014-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	1
2009: HAGE & HAGE, LLC PROFIT SHARING AND 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	6
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	6
Number of participants with account balances	2009-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on HAGE & HAGE, LLC PROFIT SHARING AND 401(K) PLAN

Measure	Date	Value
2015 : HAGE & HAGE, LLC PROFIT SHARING AND 401(K) PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$-80,342
Expenses. Total of all expenses incurred	2015-12-31	$39,626
Benefits paid (including direct rollovers)	2015-12-31	$39,626
Total plan assets at end of year	2015-12-31	$3,422,591
Total plan assets at beginning of year	2015-12-31	$3,542,559
Value of fidelity bond covering the plan	2015-12-31	$500,000
Total contributions received or receivable from participants	2015-12-31	$41,985
Other income received	2015-12-31	$-149,730
Net income (gross income less expenses)	2015-12-31	$-119,968
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$3,422,591
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$3,542,559
Assets. Value of participant loans	2015-12-31	$45,557
Total contributions received or receivable from employer(s)	2015-12-31	$27,403
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : HAGE & HAGE, LLC PROFIT SHARING AND 401(K) PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$263,613
Expenses. Total of all expenses incurred	2014-12-31	$100,000
Benefits paid (including direct rollovers)	2014-12-31	$100,000
Total plan assets at end of year	2014-12-31	$3,542,559
Total plan assets at beginning of year	2014-12-31	$3,378,946
Value of fidelity bond covering the plan	2014-12-31	$400,000
Total contributions received or receivable from participants	2014-12-31	$62,299
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$98,658
Net income (gross income less expenses)	2014-12-31	$163,613
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$3,542,559
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$3,378,946
Assets. Value of participant loans	2014-12-31	$0
Total contributions received or receivable from employer(s)	2014-12-31	$102,656
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2014-12-31	$0
Minimum employer required contribution for this plan year	2014-12-31	$0
Amount contributed by the employer to the plan for this plan year	2014-12-31	$0
2012 : HAGE & HAGE, LLC PROFIT SHARING AND 401(K) PLAN 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$144,667
Expenses. Total of all expenses incurred	2012-12-31	$967
Benefits paid (including direct rollovers)	2012-12-31	$0
Total plan assets at end of year	2012-12-31	$2,599,368
Total plan assets at beginning of year	2012-12-31	$2,455,668
Value of fidelity bond covering the plan	2012-12-31	$200,000
Assets. Value of tangible personal property	2012-12-31	$0
Total contributions received or receivable from participants	2012-12-31	$15,798
Assets. Value of loans (other than to participants)	2012-12-31	$0
Expenses. Other expenses not covered elsewhere	2012-12-31	$967
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$113,667
Noncash contributions received	2012-12-31	$0
Net income (gross income less expenses)	2012-12-31	$143,700
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$2,599,368
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$2,455,668
Assets. Value of participant loans	2012-12-31	$0
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year	2012-12-31	$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year	2012-12-31	$0
Assets. Value of assets in partnership/joint-venture interests	2012-12-31	$0
Assets. Value of real-estate (other than employer real property)	2012-12-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2012-12-31	$0
Assets. Value of employer securities	2012-12-31	$0
Assets. Value of employer real property	2012-12-31	$0
Total contributions received or receivable from employer(s)	2012-12-31	$15,202
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$0
2011 : HAGE & HAGE, LLC PROFIT SHARING AND 401(K) PLAN 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$-36,030
Expenses. Total of all expenses incurred	2011-12-31	$0
Benefits paid (including direct rollovers)	2011-12-31	$0
Total plan assets at end of year	2011-12-31	$2,455,668
Total plan assets at beginning of year	2011-12-31	$2,491,698
Value of fidelity bond covering the plan	2011-12-31	$200,000
Assets. Value of tangible personal property	2011-12-31	$0
Total contributions received or receivable from participants	2011-12-31	$38,150
Assets. Value of loans (other than to participants)	2011-12-31	$0
Expenses. Other expenses not covered elsewhere	2011-12-31	$0
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$-123,342
Noncash contributions received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$-36,030
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$2,455,668
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$2,491,698
Assets. Value of participant loans	2011-12-31	$0
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year	2011-12-31	$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year	2011-12-31	$0
Assets. Value of assets in partnership/joint-venture interests	2011-12-31	$0
Assets. Value of real-estate (other than employer real property)	2011-12-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2011-12-31	$0
Assets. Value of employer securities	2011-12-31	$0
Assets. Value of employer real property	2011-12-31	$0
Total contributions received or receivable from employer(s)	2011-12-31	$49,162
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$0
2010 : HAGE & HAGE, LLC PROFIT SHARING AND 401(K) PLAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$-495,298
Expenses. Total of all expenses incurred	2010-12-31	$1,026
Benefits paid (including direct rollovers)	2010-12-31	$1,026
Total plan assets at end of year	2010-12-31	$1,619,288
Total plan assets at beginning of year	2010-12-31	$2,115,614
Value of fidelity bond covering the plan	2010-12-31	$200,000
Assets. Value of tangible personal property	2010-12-31	$0
Total contributions received or receivable from participants	2010-12-31	$38,329
Assets. Value of loans (other than to participants)	2010-12-31	$0
Expenses. Other expenses not covered elsewhere	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$-584,651
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$-496,324
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,619,288
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$2,115,614
Assets. Value of participant loans	2010-12-31	$83
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year	2010-12-31	$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year	2010-12-31	$0
Assets. Value of assets in partnership/joint-venture interests	2010-12-31	$0
Assets. Value of real-estate (other than employer real property)	2010-12-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2010-12-31	$0
Assets. Value of employer securities	2010-12-31	$0
Assets. Value of employer real property	2010-12-31	$0
Total contributions received or receivable from employer(s)	2010-12-31	$51,024
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$0

Form 5500 Responses for HAGE & HAGE, LLC PROFIT SHARING AND 401(K) PLAN

2015: HAGE & HAGE, LLC PROFIT SHARING AND 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: HAGE & HAGE, LLC PROFIT SHARING AND 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2009: HAGE & HAGE, LLC PROFIT SHARING AND 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	HAGE & HAGE LLC
Employer identification number (EIN):	161591517
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	2000-09-01
Company Identification Number:	2548615
Legal Registered Office Address:	283 GENESEE STREET Oneida UTICA United States of America (USA) 13501