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PETTY FH, INC., 401K PSP 401k Plan overview

Plan NamePETTY FH, INC., 401K PSP
Plan identification number 001

PETTY FH, INC., 401K PSP Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

JOHN PETTY III has sponsored the creation of one or more 401k plans.

Company Name:JOHN PETTY III
Employer identification number (EIN):200142637
NAIC Classification:812210
NAIC Description:Funeral Homes and Funeral Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PETTY FH, INC., 401K PSP

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012014-01-01PAULA DOTSON2015-07-29
0012013-01-01PAULA DOTSON2014-07-30
0012012-01-01JOHN PETTY III
0012011-01-01JOHN PETTY III
0012009-01-01JOHN PETTY JOHN PETTY2010-10-13

Financial Data on PETTY FH, INC., 401K PSP

Measure Date Value
2012 : PETTY FH, INC., 401K PSP 2012 401k financial data
Total income from all sources2012-12-31$62,466
Expenses. Total of all expenses incurred2012-12-31$12,078
Benefits paid (including direct rollovers)2012-12-31$10,992
Total plan assets at end of year2012-12-31$432,932
Total plan assets at beginning of year2012-12-31$382,544
Other income received2012-12-31$42,392
Net income (gross income less expenses)2012-12-31$50,388
Net plan assets at end of year (total assets less liabilities)2012-12-31$432,932
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$382,544
Total contributions received or receivable from employer(s)2012-12-31$20,074
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$1,086
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : PETTY FH, INC., 401K PSP 2011 401k financial data
Total income from all sources2011-12-31$9,745
Expenses. Total of all expenses incurred2011-12-31$0
Total plan assets at end of year2011-12-31$394,333
Total plan assets at beginning of year2011-12-31$384,588
Other income received2011-12-31$4,216
Net income (gross income less expenses)2011-12-31$9,745
Net plan assets at end of year (total assets less liabilities)2011-12-31$394,333
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$384,588
Total contributions received or receivable from employer(s)2011-12-31$5,529
2010 : PETTY FH, INC., 401K PSP 2010 401k financial data
Total income from all sources2010-12-31$59,385
Expenses. Total of all expenses incurred2010-12-31$8,538
Benefits paid (including direct rollovers)2010-12-31$8,538
Total plan assets at end of year2010-12-31$386,472
Total plan assets at beginning of year2010-12-31$335,625
Other income received2010-12-31$34,471
Net income (gross income less expenses)2010-12-31$50,847
Net plan assets at end of year (total assets less liabilities)2010-12-31$386,472
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$335,625
Total contributions received or receivable from employer(s)2010-12-31$24,914

Form 5500 Responses for PETTY FH, INC., 401K PSP

2012: PETTY FH, INC., 401K PSP 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PETTY FH, INC., 401K PSP 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: PETTY FH, INC., 401K PSP 2009 form 5500 responses
2009-01-01Type of plan entityMulti-employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE0791132
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberC227523-OW
Policy instance 2
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberC227523-OW
Policy instance 1
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE0791132
Policy instance 2
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberC227523-OW
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract numberE0791132
Policy instance 2

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