401k Plan data: CAPITAL MARKETS COOPERATIVE 401(K) PROFIT SHARING PLAN plan

CAPITAL MARKETS COOPERATIVE 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	CAPITAL MARKETS COOPERATIVE 401(K) PROFIT SHARING PLAN
Plan identification number	001

CAPITAL MARKETS COOPERATIVE 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CAPITAL MARKETS COOPERATIVE, LLC has sponsored the creation of one or more 401k plans.

Company Name: CAPITAL MARKETS COOPERATIVE, LLC

Employer identification number (EIN): 200161218

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Additional information about CAPITAL MARKETS COOPERATIVE, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 3683853

More information about CAPITAL MARKETS COOPERATIVE, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAPITAL MARKETS COOPERATIVE 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 LIN SELBY
001 2016-01-01 LIN SELBY
001 2015-01-01
001 2014-01-01 TOM MILLON
001 2013-01-01 TOM MILLON
001 2012-01-01 TOM MILLON 2013-07-18
001 2011-01-01 MARITZA MONTERO 2012-07-23
001 2010-01-01 MARITZA MONTERO 2011-09-22

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2017-01-01	LIN SELBY
001	2016-01-01	LIN SELBY
001	2015-01-01
001	2014-01-01	TOM MILLON
001	2013-01-01	TOM MILLON
001	2012-01-01	TOM MILLON	2013-07-18
001	2011-01-01	MARITZA MONTERO	2012-07-23
001	2010-01-01	MARITZA MONTERO	2011-09-22

Plan Statistics for CAPITAL MARKETS COOPERATIVE 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for CAPITAL MARKETS COOPERATIVE 401(K) PROFIT SHARING PLAN

Measure Date Value
2017: CAPITAL MARKETS COOPERATIVE 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 117
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: CAPITAL MARKETS COOPERATIVE 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 113
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 67
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 50
Total of all active and inactive participants 2016-01-01 117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 117
Number of participants with account balances 2016-01-01 103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: CAPITAL MARKETS COOPERATIVE 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 192
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 55
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 58
Total of all active and inactive participants 2015-01-01 113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 113
Number of participants with account balances 2015-01-01 105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 5
2014: CAPITAL MARKETS COOPERATIVE 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 188
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 141
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 39
Total of all active and inactive participants 2014-01-01 180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 180
Number of participants with account balances 2014-01-01 149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 10
2013: CAPITAL MARKETS COOPERATIVE 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 124
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 140
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 32
Total of all active and inactive participants 2013-01-01 172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 172
Number of participants with account balances 2013-01-01 138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 7

Measure	Date	Value
2017: CAPITAL MARKETS COOPERATIVE 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	117
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: CAPITAL MARKETS COOPERATIVE 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	113
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	67
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	50
Total of all active and inactive participants	2016-01-01	117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	117
Number of participants with account balances	2016-01-01	103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: CAPITAL MARKETS COOPERATIVE 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	192
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	55
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	58
Total of all active and inactive participants	2015-01-01	113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	113
Number of participants with account balances	2015-01-01	105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	5
2014: CAPITAL MARKETS COOPERATIVE 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	188
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	141
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	39
Total of all active and inactive participants	2014-01-01	180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	180
Number of participants with account balances	2014-01-01	149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	10
2013: CAPITAL MARKETS COOPERATIVE 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	124
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	140
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	32
Total of all active and inactive participants	2013-01-01	172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	172
Number of participants with account balances	2013-01-01	138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	7

Financial Data on CAPITAL MARKETS COOPERATIVE 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2017 : CAPITAL MARKETS COOPERATIVE 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-11-16	$0
Total transfer of assets from this plan	2017-11-16	$5,041,488
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-11-16	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-11-16	$0
Total income from all sources (including contributions)	2017-11-16	$567,534
Total loss/gain on sale of assets	2017-11-16	$0
Total of all expenses incurred	2017-11-16	$805,290
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-11-16	$768,889
Value of total corrective distributions	2017-11-16	$816
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-11-16	$0
Value of total assets at end of year	2017-11-16	$0
Value of total assets at beginning of year	2017-11-16	$5,279,244
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-11-16	$35,585
Total interest from all sources	2017-11-16	$3,787
Total dividends received (eg from common stock, registered investment company shares)	2017-11-16	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-11-16	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-11-16	$0
Administrative expenses professional fees incurred	2017-11-16	$8,585
Was this plan covered by a fidelity bond	2017-11-16	Yes
Value of fidelity bond cover	2017-11-16	$800,000
If this is an individual account plan, was there a blackout period	2017-11-16	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-11-16	$0
Were there any nonexempt tranactions with any party-in-interest	2017-11-16	No
Contributions received from participants	2017-11-16	$0
Participant contributions at end of year	2017-11-16	$0
Participant contributions at beginning of year	2017-11-16	$4,012
Participant contributions at end of year	2017-11-16	$0
Participant contributions at beginning of year	2017-11-16	$16,517
Income. Received or receivable in cash from other sources (including rollovers)	2017-11-16	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-11-16	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-11-16	$9
Other income not declared elsewhere	2017-11-16	$521
Total non interest bearing cash at end of year	2017-11-16	$0
Total non interest bearing cash at beginning of year	2017-11-16	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-11-16	No
Value of net income/loss	2017-11-16	$-237,756
Value of net assets at end of year (total assets less liabilities)	2017-11-16	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-11-16	$5,279,244
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-11-16	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-11-16	No
Were any leases to which the plan was party in default or uncollectible	2017-11-16	No
Investment advisory and management fees	2017-11-16	$27,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-11-16	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-11-16	$4,703,982
Interest on participant loans	2017-11-16	$137
Value of interest in common/collective trusts at end of year	2017-11-16	$0
Value of interest in common/collective trusts at beginning of year	2017-11-16	$92,383
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-11-16	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-11-16	$455,922
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-11-16	$455,922
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-11-16	$3,650
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-11-16	$563,226
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-11-16	No
Was there a failure to transmit to the plan any participant contributions	2017-11-16	No
Has the plan failed to provide any benefit when due under the plan	2017-11-16	No
Contributions received in cash from employer	2017-11-16	$0
Employer contributions (assets) at end of year	2017-11-16	$0
Employer contributions (assets) at beginning of year	2017-11-16	$6,419
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-11-16	$768,889
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-11-16	Yes
Did the plan have assets held for investment	2017-11-16	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-11-16	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-11-16	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-11-16	Yes
Opinion of an independent qualified public accountant for this plan	2017-11-16	Disclaimer
Accountancy firm name	2017-11-16	BARLEY MCNAMARA WILD
Accountancy firm EIN	2017-11-16	273236857
2016 : CAPITAL MARKETS COOPERATIVE 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$1,075,680
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$621,447
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$565,980
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$728,443
Value of total assets at end of year	2016-12-31	$5,279,244
Value of total assets at beginning of year	2016-12-31	$4,825,011
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$55,467
Total interest from all sources	2016-12-31	$2,100
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-12-31	$0
Administrative expenses professional fees incurred	2016-12-31	$29,818
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$800,000
If this is an individual account plan, was there a blackout period	2016-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$466,412
Participant contributions at end of year	2016-12-31	$4,012
Participant contributions at beginning of year	2016-12-31	$0
Participant contributions at end of year	2016-12-31	$16,517
Participant contributions at beginning of year	2016-12-31	$90
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$35,527
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$9
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$27,811
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$454,233
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$5,279,244
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$4,825,011
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$25,649
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$4,703,982
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$4,405,813
Interest on participant loans	2016-12-31	$117
Value of interest in common/collective trusts at end of year	2016-12-31	$92,383
Value of interest in common/collective trusts at beginning of year	2016-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$455,922
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$391,252
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$391,252
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$1,983
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$344,293
Net investment gain or loss from common/collective trusts	2016-12-31	$844
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$226,504
Employer contributions (assets) at end of year	2016-12-31	$6,419
Employer contributions (assets) at beginning of year	2016-12-31	$45
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$565,980
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	Yes
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BARLEY MCNAMARA WILD
Accountancy firm EIN	2016-12-31	273236857
2015 : CAPITAL MARKETS COOPERATIVE 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,096,224
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$4,529,636
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$4,465,428
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,198,111
Value of total assets at end of year	2015-12-31	$4,825,011
Value of total assets at beginning of year	2015-12-31	$8,258,423
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$64,208
Total interest from all sources	2015-12-31	$3,786
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$4,000
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$800,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$757,025
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$147,729
Participant contributions at end of year	2015-12-31	$90
Participant contributions at beginning of year	2015-12-31	$28,817
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$179,694
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$5
Other income not declared elsewhere	2015-12-31	$33
Administrative expenses (other) incurred	2015-12-31	$22,742
Total non interest bearing cash at end of year	2015-12-31	$27,811
Total non interest bearing cash at beginning of year	2015-12-31	$575
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-3,433,412
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$4,825,011
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$8,258,423
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$37,466
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$4,405,813
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$7,739,066
Interest on participant loans	2015-12-31	$3,661
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$391,252
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$330,788
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$330,788
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$125
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-105,706
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$261,392
Employer contributions (assets) at end of year	2015-12-31	$45
Employer contributions (assets) at beginning of year	2015-12-31	$11,443
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$4,465,428
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BARLEY MCNAMARA WILD
Accountancy firm EIN	2015-12-31	273236857
2014 : CAPITAL MARKETS COOPERATIVE 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,621,658
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$745,844
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$684,380
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$981,603
Value of total assets at end of year	2014-12-31	$8,258,423
Value of total assets at beginning of year	2014-12-31	$7,382,609
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$61,464
Total interest from all sources	2014-12-31	$5,860
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$7,000
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$697,505
Participant contributions at end of year	2014-12-31	$147,729
Participant contributions at beginning of year	2014-12-31	$122,108
Participant contributions at end of year	2014-12-31	$28,817
Participant contributions at beginning of year	2014-12-31	$12,044
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$48,376
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$5
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$3,403
Other income not declared elsewhere	2014-12-31	$69
Administrative expenses (other) incurred	2014-12-31	$18,596
Total non interest bearing cash at end of year	2014-12-31	$575
Total non interest bearing cash at beginning of year	2014-12-31	$16,724
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$875,814
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$8,258,423
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$7,382,609
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$35,868
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$7,739,066
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$6,977,974
Interest on participant loans	2014-12-31	$5,825
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$330,788
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$244,908
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$244,908
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$35
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$634,126
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$235,722
Employer contributions (assets) at end of year	2014-12-31	$11,443
Employer contributions (assets) at beginning of year	2014-12-31	$5,448
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$684,380
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BARLEY MCNAMARA WILD
Accountancy firm EIN	2014-12-31	273236857
2013 : CAPITAL MARKETS COOPERATIVE 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$4,049,956
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,892,704
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,136,811
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,097,278
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,044,459
Value of total assets at end of year	2013-12-31	$7,382,609
Value of total assets at beginning of year	2013-12-31	$2,576,760
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$39,533
Total interest from all sources	2013-12-31	$-11,251
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$676,250
Participant contributions at end of year	2013-12-31	$122,108
Participant contributions at beginning of year	2013-12-31	$12,701
Participant contributions at end of year	2013-12-31	$12,044
Participant contributions at beginning of year	2013-12-31	$12,078
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$107,211
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$3,403
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$2,238
Total non interest bearing cash at end of year	2013-12-31	$16,724
Total non interest bearing cash at beginning of year	2013-12-31	$128
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$755,893
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$7,382,609
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$2,576,760
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$26,691
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$6,977,974
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$2,407,608
Interest on participant loans	2013-12-31	$3,804
Interest earned on other investments	2013-12-31	$-15,083
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$244,908
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$5,091
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$5,091
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$28
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$859,496
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$260,998
Employer contributions (assets) at end of year	2013-12-31	$5,448
Employer contributions (assets) at beginning of year	2013-12-31	$136,916
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,097,278
Contract administrator fees	2013-12-31	$12,842
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BARLEY MCNAMARA WILD
Accountancy firm EIN	2013-12-31	273236857

Form 5500 Responses for CAPITAL MARKETS COOPERATIVE 401(K) PROFIT SHARING PLAN

2017: CAPITAL MARKETS COOPERATIVE 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: CAPITAL MARKETS COOPERATIVE 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: CAPITAL MARKETS COOPERATIVE 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: CAPITAL MARKETS COOPERATIVE 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CAPITAL MARKETS COOPERATIVE 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	CAPITAL MARKETS COOPERATIVE, LLC
Employer identification number (EIN):	200161218
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	3683853