401k Plan data: LDF 401K PLAN plan

LDF 401K PLAN 401k Plan overview

Plan Name	LDF 401K PLAN
Plan identification number	001

LDF 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
The employer maintaining this ESOP is an S Corporation
Participant-directed brokerage accounts provided as an investment option under the plan.

401k Sponsoring company profile

LEE, DOUGHERTY, & FERRARA INVESTMENT MANAGEMENT has sponsored the creation of one or more 401k plans.

Company Name: LEE, DOUGHERTY, & FERRARA INVESTMENT MANAGEMENT

Employer identification number (EIN): 200223516

NAIC Classification: 523120
NAIC Description: Securities Brokerage

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LDF 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 PERRY DOUGHERTY PERRY DOUGHERTY 2018-09-11
001 2016-01-01 PERRY DOUGHERTY PERRY DOUGHERTY 2017-10-10
001 2015-01-01 SCOTT LEMOINE
001 2014-01-01 SCOTT LEMOINE SCOTT LEMOINE 2015-09-15
001 2013-01-01 SCOTT LEMOINE SCOTT LEMOINE 2014-09-10
001 2012-01-01 SCOTT LEMOINE SCOTT LEMOINE 2013-10-07
001 2011-01-01 SCOTT LEMOINE SCOTT LEMOINE 2012-12-12
001 2010-01-01 SCOTT LEMOINE SCOTT LEMOINE 2011-09-13
001 2009-01-01 SCOTT LEMOINE

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	PERRY DOUGHERTY	PERRY DOUGHERTY	2018-09-11
001	2016-01-01	PERRY DOUGHERTY	PERRY DOUGHERTY	2017-10-10
001	2015-01-01	SCOTT LEMOINE
001	2014-01-01	SCOTT LEMOINE	SCOTT LEMOINE	2015-09-15
001	2013-01-01	SCOTT LEMOINE	SCOTT LEMOINE	2014-09-10
001	2012-01-01	SCOTT LEMOINE	SCOTT LEMOINE	2013-10-07
001	2011-01-01	SCOTT LEMOINE	SCOTT LEMOINE	2012-12-12
001	2010-01-01	SCOTT LEMOINE	SCOTT LEMOINE	2011-09-13
001	2009-01-01	SCOTT LEMOINE

Plan Statistics for LDF 401K PLAN

401k plan membership statisitcs for LDF 401K PLAN

Measure Date Value
2022: LDF 401K PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 4
Number of retired or separated participants receiving benefits 2022-01-01 2
Total of all active and inactive participants 2022-01-01 6
Total participants 2022-01-01 6
Number of participants with account balances 2022-01-01 6
2021: LDF 401K PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 6
Total of all active and inactive participants 2021-01-01 6
Total participants 2021-01-01 6
Number of participants with account balances 2021-01-01 6
2020: LDF 401K PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 6
Total of all active and inactive participants 2020-01-01 6
Total participants 2020-01-01 6
Number of participants with account balances 2020-01-01 6
2019: LDF 401K PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 5
Number of retired or separated participants receiving benefits 2019-01-01 1
Total of all active and inactive participants 2019-01-01 6
Total participants 2019-01-01 6
Number of participants with account balances 2019-01-01 6
2018: LDF 401K PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 5
Number of retired or separated participants receiving benefits 2018-01-01 2
Total of all active and inactive participants 2018-01-01 7
Total participants 2018-01-01 7
Number of participants with account balances 2018-01-01 7
2017: LDF 401K PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 7
Number of retired or separated participants receiving benefits 2017-01-01 3
Total of all active and inactive participants 2017-01-01 10
Total participants 2017-01-01 10
Number of participants with account balances 2017-01-01 7
2016: LDF 401K PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 6
Number of retired or separated participants receiving benefits 2016-01-01 1
Total of all active and inactive participants 2016-01-01 7
Total participants 2016-01-01 7
Number of participants with account balances 2016-01-01 6
2015: LDF 401K PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 6
Total of all active and inactive participants 2015-01-01 6
Total participants 2015-01-01 6
2014: LDF 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 7
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: LDF 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 5
Total of all active and inactive participants 2013-01-01 5
Total participants 2013-01-01 5
2012: LDF 401K PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 5
Total of all active and inactive participants 2012-01-01 5
Total participants 2012-01-01 5
2011: LDF 401K PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 9
Number of retired or separated participants receiving benefits 2011-01-01 1
Total of all active and inactive participants 2011-01-01 10
Total participants 2011-01-01 10
2010: LDF 401K PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 10
Total of all active and inactive participants 2010-01-01 10
Total participants 2010-01-01 10
Number of participants with account balances 2010-01-01 10
2009: LDF 401K PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 10
Total of all active and inactive participants 2009-01-01 10
Total participants 2009-01-01 10
Number of participants with account balances 2009-01-01 10

Measure	Date	Value
2022: LDF 401K PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	4
Number of retired or separated participants receiving benefits	2022-01-01	2
Total of all active and inactive participants	2022-01-01	6
Total participants	2022-01-01	6
Number of participants with account balances	2022-01-01	6
2021: LDF 401K PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	6
Total of all active and inactive participants	2021-01-01	6
Total participants	2021-01-01	6
Number of participants with account balances	2021-01-01	6
2020: LDF 401K PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	6
Total of all active and inactive participants	2020-01-01	6
Total participants	2020-01-01	6
Number of participants with account balances	2020-01-01	6
2019: LDF 401K PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	5
Number of retired or separated participants receiving benefits	2019-01-01	1
Total of all active and inactive participants	2019-01-01	6
Total participants	2019-01-01	6
Number of participants with account balances	2019-01-01	6
2018: LDF 401K PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	5
Number of retired or separated participants receiving benefits	2018-01-01	2
Total of all active and inactive participants	2018-01-01	7
Total participants	2018-01-01	7
Number of participants with account balances	2018-01-01	7
2017: LDF 401K PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	7
Number of retired or separated participants receiving benefits	2017-01-01	3
Total of all active and inactive participants	2017-01-01	10
Total participants	2017-01-01	10
Number of participants with account balances	2017-01-01	7
2016: LDF 401K PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	6
Number of retired or separated participants receiving benefits	2016-01-01	1
Total of all active and inactive participants	2016-01-01	7
Total participants	2016-01-01	7
Number of participants with account balances	2016-01-01	6
2015: LDF 401K PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	6
Total of all active and inactive participants	2015-01-01	6
Total participants	2015-01-01	6
2014: LDF 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	7
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: LDF 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	5
Total of all active and inactive participants	2013-01-01	5
Total participants	2013-01-01	5
2012: LDF 401K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	5
Total of all active and inactive participants	2012-01-01	5
Total participants	2012-01-01	5
2011: LDF 401K PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	9
Number of retired or separated participants receiving benefits	2011-01-01	1
Total of all active and inactive participants	2011-01-01	10
Total participants	2011-01-01	10
2010: LDF 401K PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	10
Total of all active and inactive participants	2010-01-01	10
Total participants	2010-01-01	10
Number of participants with account balances	2010-01-01	10
2009: LDF 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	10
Total of all active and inactive participants	2009-01-01	10
Total participants	2009-01-01	10
Number of participants with account balances	2009-01-01	10

Financial Data on LDF 401K PLAN

Measure	Date	Value
2022 : LDF 401K PLAN 2022 401k financial data
Total income from all sources	2022-12-31	$-26,053
Expenses. Total of all expenses incurred	2022-12-31	$535
Total plan assets at end of year	2022-12-31	$777,242
Total plan assets at beginning of year	2022-12-31	$803,830
Total contributions received or receivable from participants	2022-12-31	$40,459
Expenses. Other expenses not covered elsewhere	2022-12-31	$535
Other income received	2022-12-31	$-87,051
Net income (gross income less expenses)	2022-12-31	$-26,588
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$777,242
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$803,830
Total contributions received or receivable from employer(s)	2022-12-31	$20,539
2021 : LDF 401K PLAN 2021 401k financial data
Total income from all sources	2021-12-31	$86,993
Expenses. Total of all expenses incurred	2021-12-31	$535
Total plan assets at end of year	2021-12-31	$803,830
Total plan assets at beginning of year	2021-12-31	$717,372
Total contributions received or receivable from participants	2021-12-31	$24,508
Expenses. Other expenses not covered elsewhere	2021-12-31	$535
Other income received	2021-12-31	$44,837
Net income (gross income less expenses)	2021-12-31	$86,458
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$803,830
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$717,372
Total contributions received or receivable from employer(s)	2021-12-31	$17,648
2020 : LDF 401K PLAN 2020 401k financial data
Total plan liabilities at beginning of year	2020-12-31	$0
Total income from all sources	2020-12-31	$160,326
Expenses. Total of all expenses incurred	2020-12-31	$1,510
Benefits paid (including direct rollovers)	2020-12-31	$1,025
Total plan assets at end of year	2020-12-31	$717,372
Total plan assets at beginning of year	2020-12-31	$558,556
Total contributions received or receivable from participants	2020-12-31	$22,399
Expenses. Other expenses not covered elsewhere	2020-12-31	$485
Other income received	2020-12-31	$129,823
Net income (gross income less expenses)	2020-12-31	$158,816
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$717,372
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$558,556
Total contributions received or receivable from employer(s)	2020-12-31	$8,104
2019 : LDF 401K PLAN 2019 401k financial data
Total plan liabilities at beginning of year	2019-12-31	$0
Total income from all sources	2019-12-31	$135,068
Expenses. Total of all expenses incurred	2019-12-31	$1,635
Benefits paid (including direct rollovers)	2019-12-31	$1,200
Total plan assets at end of year	2019-12-31	$558,556
Total plan assets at beginning of year	2019-12-31	$425,123
Total contributions received or receivable from participants	2019-12-31	$28,770
Expenses. Other expenses not covered elsewhere	2019-12-31	$435
Contributions received from other sources (not participants or employers)	2019-12-31	$10,790
Other income received	2019-12-31	$88,388
Net income (gross income less expenses)	2019-12-31	$133,433
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$558,556
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$425,123
Total contributions received or receivable from employer(s)	2019-12-31	$7,120
2018 : LDF 401K PLAN 2018 401k financial data
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$-6,690
Expenses. Total of all expenses incurred	2018-12-31	$100,979
Benefits paid (including direct rollovers)	2018-12-31	$100,444
Total plan assets at end of year	2018-12-31	$425,123
Total plan assets at beginning of year	2018-12-31	$532,792
Total contributions received or receivable from participants	2018-12-31	$21,729
Expenses. Other expenses not covered elsewhere	2018-12-31	$535
Other income received	2018-12-31	$-34,585
Net income (gross income less expenses)	2018-12-31	$-107,669
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$425,123
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$532,792
Total contributions received or receivable from employer(s)	2018-12-31	$6,166
2017 : LDF 401K PLAN 2017 401k financial data
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$105,149
Expenses. Total of all expenses incurred	2017-12-31	$3,811
Benefits paid (including direct rollovers)	2017-12-31	$3,425
Total plan assets at end of year	2017-12-31	$532,792
Total plan assets at beginning of year	2017-12-31	$431,454
Value of fidelity bond covering the plan	2017-12-31	$1,500,000
Total contributions received or receivable from participants	2017-12-31	$26,624
Expenses. Other expenses not covered elsewhere	2017-12-31	$386
Contributions received from other sources (not participants or employers)	2017-12-31	$5,354
Other income received	2017-12-31	$66,470
Net income (gross income less expenses)	2017-12-31	$101,338
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$532,792
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$431,454
Total contributions received or receivable from employer(s)	2017-12-31	$6,701
2016 : LDF 401K PLAN 2016 401k financial data
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$53,907
Expenses. Total of all expenses incurred	2016-12-31	$20,500
Benefits paid (including direct rollovers)	2016-12-31	$19,445
Total plan assets at end of year	2016-12-31	$431,454
Total plan assets at beginning of year	2016-12-31	$398,047
Value of fidelity bond covering the plan	2016-12-31	$1,500,000
Total contributions received or receivable from participants	2016-12-31	$28,199
Expenses. Other expenses not covered elsewhere	2016-12-31	$335
Other income received	2016-12-31	$16,413
Net income (gross income less expenses)	2016-12-31	$33,407
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$431,454
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$398,047
Total contributions received or receivable from employer(s)	2016-12-31	$9,295
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$720
2015 : LDF 401K PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$18,794
Expenses. Total of all expenses incurred	2015-12-31	$132,731
Benefits paid (including direct rollovers)	2015-12-31	$132,381
Total plan assets at end of year	2015-12-31	$398,047
Total plan assets at beginning of year	2015-12-31	$511,984
Value of fidelity bond covering the plan	2015-12-31	$1,500,000
Total contributions received or receivable from participants	2015-12-31	$31,469
Assets. Value of loans (other than to participants)	2015-12-31	$6,300
Other income received	2015-12-31	$-21,171
Net income (gross income less expenses)	2015-12-31	$-113,937
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$398,047
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$511,984
Total contributions received or receivable from employer(s)	2015-12-31	$8,496
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$350
2014 : LDF 401K PLAN 2014 401k financial data
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$75,786
Expenses. Total of all expenses incurred	2014-12-31	$300
Total plan assets at end of year	2014-12-31	$511,984
Total plan assets at beginning of year	2014-12-31	$436,498
Value of fidelity bond covering the plan	2014-12-31	$750,000
Total contributions received or receivable from participants	2014-12-31	$55,140
Expenses. Other expenses not covered elsewhere	2014-12-31	$300
Other income received	2014-12-31	$8,867
Net income (gross income less expenses)	2014-12-31	$75,486
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$511,984
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$436,498
Total contributions received or receivable from employer(s)	2014-12-31	$11,779
2013 : LDF 401K PLAN 2013 401k financial data
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$130,690
Expenses. Total of all expenses incurred	2013-12-31	$300
Total plan assets at end of year	2013-12-31	$436,498
Total plan assets at beginning of year	2013-12-31	$306,108
Total contributions received or receivable from participants	2013-12-31	$50,781
Expenses. Other expenses not covered elsewhere	2013-12-31	$300
Other income received	2013-12-31	$70,881
Net income (gross income less expenses)	2013-12-31	$130,390
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$436,498
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$306,108
Total contributions received or receivable from employer(s)	2013-12-31	$9,028
2012 : LDF 401K PLAN 2012 401k financial data
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$201,679
Expenses. Total of all expenses incurred	2012-12-31	$519,799
Benefits paid (including direct rollovers)	2012-12-31	$506,009
Total plan assets at end of year	2012-12-31	$306,108
Total plan assets at beginning of year	2012-12-31	$624,228
Total contributions received or receivable from participants	2012-12-31	$28,654
Expenses. Other expenses not covered elsewhere	2012-12-31	$8,290
Other income received	2012-12-31	$164,956
Net income (gross income less expenses)	2012-12-31	$-318,120
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$306,108
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$624,228
Assets. Value of participant loans	2012-12-31	$5,500
Total contributions received or receivable from employer(s)	2012-12-31	$8,069
Value of certain deemed distributions of participant loans	2012-12-31	$5,500
2011 : LDF 401K PLAN 2011 401k financial data
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$51,211
Expenses. Total of all expenses incurred	2011-12-31	$8,390
Total plan assets at end of year	2011-12-31	$624,228
Total plan assets at beginning of year	2011-12-31	$581,407
Total contributions received or receivable from participants	2011-12-31	$49,617
Expenses. Other expenses not covered elsewhere	2011-12-31	$8,390
Other income received	2011-12-31	$-22,601
Net income (gross income less expenses)	2011-12-31	$42,821
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$624,228
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$581,407
Total contributions received or receivable from employer(s)	2011-12-31	$24,195
2010 : LDF 401K PLAN 2010 401k financial data
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$223,638
Expenses. Total of all expenses incurred	2010-12-31	$350
Total plan assets at end of year	2010-12-31	$581,407
Total plan assets at beginning of year	2010-12-31	$358,119
Total contributions received or receivable from participants	2010-12-31	$47,768
Expenses. Other expenses not covered elsewhere	2010-12-31	$350
Other income received	2010-12-31	$152,258
Net income (gross income less expenses)	2010-12-31	$223,288
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$581,407
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$358,119
Total contributions received or receivable from employer(s)	2010-12-31	$23,612

Form 5500 Responses for LDF 401K PLAN

2022: LDF 401K PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: LDF 401K PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: LDF 401K PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: LDF 401K PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: LDF 401K PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: LDF 401K PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: LDF 401K PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: LDF 401K PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: LDF 401K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: LDF 401K PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: LDF 401K PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: LDF 401K PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: LDF 401K PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: LDF 401K PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	LEE, DOUGHERTY, & FERRARA INVESTMENT MANAGEMENT
Employer identification number (EIN):	200223516
NAIC Classification:	523120
NAIC Description:	Securities Brokerage