401k Plan data: HOLMAN FINANCIAL SERVICES, INC. PROFIT SHARING PLAN plan

HOLMAN FINANCIAL SERVICES, INC. PROFIT SHARING PLAN 401k Plan overview

Plan Name	HOLMAN FINANCIAL SERVICES, INC. PROFIT SHARING PLAN
Plan identification number	001

HOLMAN FINANCIAL SERVICES, INC. PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HOLMAN & WHATLEY FINANCIAL ADVISORS INC. has sponsored the creation of one or more 401k plans.

Company Name: HOLMAN & WHATLEY FINANCIAL ADVISORS INC.

Employer identification number (EIN): 200244130

NAIC Classification: 523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HOLMAN FINANCIAL SERVICES, INC. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2011-01-01 ANN S. HOLMAN ANN S. HOLMAN 2012-03-28
001 2010-01-01 ANN S. HOLMAN ANN S. HOLMAN 2011-04-08
001 2009-01-01 ANN S. HOLMAN ANN S. HOLMAN 2010-07-23

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2011-01-01	ANN S. HOLMAN	ANN S. HOLMAN	2012-03-28
001	2010-01-01	ANN S. HOLMAN	ANN S. HOLMAN	2011-04-08
001	2009-01-01	ANN S. HOLMAN	ANN S. HOLMAN	2010-07-23

Plan Statistics for HOLMAN FINANCIAL SERVICES, INC. PROFIT SHARING PLAN

401k plan membership statisitcs for HOLMAN FINANCIAL SERVICES, INC. PROFIT SHARING PLAN

Measure Date Value
2011: HOLMAN FINANCIAL SERVICES, INC. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 0
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 0
Number of participants with account balances 2011-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: HOLMAN FINANCIAL SERVICES, INC. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 4
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 1
Total of all active and inactive participants 2010-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 5
Number of participants with account balances 2010-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: HOLMAN FINANCIAL SERVICES, INC. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 4
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 1
Total of all active and inactive participants 2009-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 5
Number of participants with account balances 2009-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2011: HOLMAN FINANCIAL SERVICES, INC. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	0
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	0
Number of participants with account balances	2011-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: HOLMAN FINANCIAL SERVICES, INC. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	4
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	1
Total of all active and inactive participants	2010-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	5
Number of participants with account balances	2010-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: HOLMAN FINANCIAL SERVICES, INC. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	4
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	1
Total of all active and inactive participants	2009-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	5
Number of participants with account balances	2009-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on HOLMAN FINANCIAL SERVICES, INC. PROFIT SHARING PLAN

Measure	Date	Value
2011 : HOLMAN FINANCIAL SERVICES, INC. PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-08-31	$1,015
Expenses. Total of all expenses incurred	2011-08-31	$142,681
Benefits paid (including direct rollovers)	2011-08-31	$142,309
Total plan assets at end of year	2011-08-31	$0
Total plan assets at beginning of year	2011-08-31	$141,666
Value of fidelity bond covering the plan	2011-08-31	$30,000
Other income received	2011-08-31	$1,015
Net income (gross income less expenses)	2011-08-31	$-141,666
Net plan assets at end of year (total assets less liabilities)	2011-08-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2011-08-31	$141,666
Expenses. Administrative service providers (salaries,fees and commissions)	2011-08-31	$372
2010 : HOLMAN FINANCIAL SERVICES, INC. PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$5,367
Expenses. Total of all expenses incurred	2010-12-31	$527
Total plan assets at end of year	2010-12-31	$141,666
Total plan assets at beginning of year	2010-12-31	$136,826
Value of fidelity bond covering the plan	2010-12-31	$30,000
Other income received	2010-12-31	$5,367
Net income (gross income less expenses)	2010-12-31	$4,840
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$141,666
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$136,826
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$527

Form 5500 Responses for HOLMAN FINANCIAL SERVICES, INC. PROFIT SHARING PLAN

2011: HOLMAN FINANCIAL SERVICES, INC. PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	Yes
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: HOLMAN FINANCIAL SERVICES, INC. PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: HOLMAN FINANCIAL SERVICES, INC. PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	HOLMAN & WHATLEY FINANCIAL ADVISORS INC.
Employer identification number (EIN):	200244130
NAIC Classification:	523900