401k Plan data: INTEGENX, INC. SAVINGS AND RETIREMENT PLAN plan

INTEGENX, INC. SAVINGS AND RETIREMENT PLAN 401k Plan overview

Plan Name	INTEGENX, INC. SAVINGS AND RETIREMENT PLAN
Plan identification number	001

INTEGENX, INC. SAVINGS AND RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

INTEGENX, INC. has sponsored the creation of one or more 401k plans.

Company Name: INTEGENX, INC.

Employer identification number (EIN): 200255939

NAIC Classification: 334110

Form 5500 Filing Information

Submission information for form 5500 for 401k plan INTEGENX, INC. SAVINGS AND RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01
001 2018-01-01 TIMOTHY COUGHLIN 2020-11-09
001 2017-01-01 JAYME DOUGHTY
001 2016-01-01 DAVID SMITH
001 2015-01-01 DAVID SMITH
001 2014-01-01 DAVID SMITH
001 2013-01-01 DAVID SMITH
001 2012-01-01 STEVAN JOVANOVICH 2013-07-10 STEVAN JOVANOVICH 2013-07-10
001 2011-01-01 STEVAN B JOVANOVICH 2012-07-24
001 2010-01-01 STEVAN JOVANOVICH 2011-07-06 STEVAN JOVANOVICH 2011-07-06

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2018-01-01
001	2018-01-01	TIMOTHY COUGHLIN	2020-11-09
001	2017-01-01	JAYME DOUGHTY
001	2016-01-01	DAVID SMITH
001	2015-01-01	DAVID SMITH
001	2014-01-01	DAVID SMITH
001	2013-01-01	DAVID SMITH
001	2012-01-01	STEVAN JOVANOVICH	2013-07-10	STEVAN JOVANOVICH	2013-07-10
001	2011-01-01	STEVAN B JOVANOVICH	2012-07-24
001	2010-01-01	STEVAN JOVANOVICH	2011-07-06	STEVAN JOVANOVICH	2011-07-06

Plan Statistics for INTEGENX, INC. SAVINGS AND RETIREMENT PLAN

401k plan membership statisitcs for INTEGENX, INC. SAVINGS AND RETIREMENT PLAN

Measure Date Value
2018: INTEGENX, INC. SAVINGS AND RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 147
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 57
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 81
Total of all active and inactive participants 2018-01-01 138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 138
Number of participants with account balances 2018-01-01 138
2017: INTEGENX, INC. SAVINGS AND RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 205
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 78
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 68
Total of all active and inactive participants 2017-01-01 146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 147
Number of participants with account balances 2017-01-01 139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: INTEGENX, INC. SAVINGS AND RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 175
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 75
Number of other retired or separated participants entitled to future benefits 2016-01-01 127
Total of all active and inactive participants 2016-01-01 202
Total participants 2016-01-01 202
Number of participants with account balances 2016-01-01 192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: INTEGENX, INC. SAVINGS AND RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 176
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 69
Number of other retired or separated participants entitled to future benefits 2015-01-01 106
Total of all active and inactive participants 2015-01-01 175
Total participants 2015-01-01 175
Number of participants with account balances 2015-01-01 167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: INTEGENX, INC. SAVINGS AND RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 204
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 72
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 102
Total of all active and inactive participants 2014-01-01 174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 174
Number of participants with account balances 2014-01-01 162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: INTEGENX, INC. SAVINGS AND RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 209
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 103
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 101
Total of all active and inactive participants 2013-01-01 204
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 204
Number of participants with account balances 2013-01-01 202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0

Measure	Date	Value
2018: INTEGENX, INC. SAVINGS AND RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	147
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	57
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	81
Total of all active and inactive participants	2018-01-01	138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	138
Number of participants with account balances	2018-01-01	138
2017: INTEGENX, INC. SAVINGS AND RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	205
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	78
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	68
Total of all active and inactive participants	2017-01-01	146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	147
Number of participants with account balances	2017-01-01	139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: INTEGENX, INC. SAVINGS AND RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	175
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	75
Number of other retired or separated participants entitled to future benefits	2016-01-01	127
Total of all active and inactive participants	2016-01-01	202
Total participants	2016-01-01	202
Number of participants with account balances	2016-01-01	192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: INTEGENX, INC. SAVINGS AND RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	176
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	69
Number of other retired or separated participants entitled to future benefits	2015-01-01	106
Total of all active and inactive participants	2015-01-01	175
Total participants	2015-01-01	175
Number of participants with account balances	2015-01-01	167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: INTEGENX, INC. SAVINGS AND RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	204
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	72
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	102
Total of all active and inactive participants	2014-01-01	174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	174
Number of participants with account balances	2014-01-01	162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: INTEGENX, INC. SAVINGS AND RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	209
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	103
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	101
Total of all active and inactive participants	2013-01-01	204
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	204
Number of participants with account balances	2013-01-01	202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0

Financial Data on INTEGENX, INC. SAVINGS AND RETIREMENT PLAN

Measure	Date	Value
2018 : INTEGENX, INC. SAVINGS AND RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets from this plan	2018-12-31	$5,562,399
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$513,081
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,410,296
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,405,278
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$909,235
Value of total assets at end of year	2018-12-31	$5,294,697
Value of total assets at beginning of year	2018-12-31	$6,191,912
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$5,018
Total interest from all sources	2018-12-31	$7,181
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$535,938
Participant contributions at end of year	2018-12-31	$48,412
Participant contributions at beginning of year	2018-12-31	$49,153
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$5,246,285
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$100,000
Administrative expenses (other) incurred	2018-12-31	$5,018
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-897,215
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$5,294,697
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$6,191,912
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in pooled separate accounts at end of year	2018-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$5,841,082
Interest on participant loans	2018-12-31	$2,664
Interest earned on other investments	2018-12-31	$4,517
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$301,677
Net investment gain/loss from pooled separate accounts	2018-12-31	$-403,335
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$273,297
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,405,278
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2018-12-31	910189318
2017 : INTEGENX, INC. SAVINGS AND RETIREMENT PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$1,865,843
Total of all expenses incurred	2017-12-31	$1,470,066
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,462,702
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,010,994
Value of total assets at end of year	2017-12-31	$6,191,912
Value of total assets at beginning of year	2017-12-31	$5,796,135
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$7,364
Total interest from all sources	2017-12-31	$7,504
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$728,754
Participant contributions at end of year	2017-12-31	$49,153
Participant contributions at beginning of year	2017-12-31	$85,238
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$26,047
Administrative expenses (other) incurred	2017-12-31	$7,364
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$395,777
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$6,191,912
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$5,796,135
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in pooled separate accounts at end of year	2017-12-31	$5,841,082
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$5,188,826
Interest on participant loans	2017-12-31	$3,164
Interest earned on other investments	2017-12-31	$4,340
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$301,677
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$522,071
Net investment gain/loss from pooled separate accounts	2017-12-31	$847,345
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$256,193
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,462,702
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2017-12-31	910189318
2016 : INTEGENX, INC. SAVINGS AND RETIREMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$1,615,103
Total of all expenses incurred	2016-12-31	$650,911
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$643,618
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,126,215
Value of total assets at end of year	2016-12-31	$5,796,135
Value of total assets at beginning of year	2016-12-31	$4,831,943
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$7,293
Total interest from all sources	2016-12-31	$3,100
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$592,142
Participant contributions at end of year	2016-12-31	$85,238
Participant contributions at beginning of year	2016-12-31	$74,063
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$7,050
Other income not declared elsewhere	2016-12-31	$98,079
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$964,192
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$5,796,135
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$4,831,943
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in pooled separate accounts at end of year	2016-12-31	$5,188,826
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$4,350,136
Interest on participant loans	2016-12-31	$3,100
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$522,071
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$407,744
Net investment gain/loss from pooled separate accounts	2016-12-31	$387,709
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$527,023
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$643,618
Contract administrator fees	2016-12-31	$7,293
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2016-12-31	910189318
2015 : INTEGENX, INC. SAVINGS AND RETIREMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$1,242,247
Total of all expenses incurred	2015-12-31	$1,386,941
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,376,068
Expenses. Certain deemed distributions of participant loans	2015-12-31	$985
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,268,974
Value of total assets at end of year	2015-12-31	$4,831,943
Value of total assets at beginning of year	2015-12-31	$4,976,637
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$9,888
Total interest from all sources	2015-12-31	$3,450
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$5,011
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$634,544
Participant contributions at end of year	2015-12-31	$74,063
Participant contributions at beginning of year	2015-12-31	$82,523
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$320,433
Other income not declared elsewhere	2015-12-31	$5,555
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-144,694
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$4,831,943
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$4,976,637
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$4,877
Value of interest in pooled separate accounts at end of year	2015-12-31	$4,350,136
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$4,462,135
Interest on participant loans	2015-12-31	$3,450
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$407,744
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$431,979
Net investment gain/loss from pooled separate accounts	2015-12-31	$-35,732
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$313,997
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,376,068
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2015-12-31	910189318
2014 : INTEGENX, INC. SAVINGS AND RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$1,697,590
Total of all expenses incurred	2014-12-31	$2,652,653
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,632,468
Value of total corrective distributions	2014-12-31	$12,777
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,324,416
Value of total assets at end of year	2014-12-31	$4,976,637
Value of total assets at beginning of year	2014-12-31	$5,931,700
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$7,408
Total interest from all sources	2014-12-31	$3,188
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$1,864
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$829,006
Participant contributions at end of year	2014-12-31	$82,523
Participant contributions at beginning of year	2014-12-31	$88,146
Other income not declared elsewhere	2014-12-31	$4,872
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-955,063
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$4,976,637
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$5,931,700
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$5,544
Value of interest in pooled separate accounts at end of year	2014-12-31	$4,462,135
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$5,470,249
Interest on participant loans	2014-12-31	$3,188
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$431,979
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$373,305
Net investment gain/loss from pooled separate accounts	2014-12-31	$365,114
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$495,410
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,632,468
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2014-12-31	910189318
2013 : INTEGENX, INC. SAVINGS AND RETIREMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$2,628,002
Total of all expenses incurred	2013-12-31	$1,202,669
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,182,025
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,680,501
Value of total assets at end of year	2013-12-31	$5,931,700
Value of total assets at beginning of year	2013-12-31	$4,506,367
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$20,644
Total interest from all sources	2013-12-31	$2,444
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$2,856
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,256,657
Participant contributions at end of year	2013-12-31	$88,146
Participant contributions at beginning of year	2013-12-31	$50,208
Other income not declared elsewhere	2013-12-31	$7,708
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,425,333
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$5,931,700
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$4,506,367
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$17,788
Value of interest in pooled separate accounts at end of year	2013-12-31	$5,470,249
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$3,892,885
Interest on participant loans	2013-12-31	$2,444
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$373,305
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$563,274
Net investment gain/loss from pooled separate accounts	2013-12-31	$937,349
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$423,844
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,182,025
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2013-12-31	910189318

Form 5500 Responses for INTEGENX, INC. SAVINGS AND RETIREMENT PLAN

2018: INTEGENX, INC. SAVINGS AND RETIREMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: INTEGENX, INC. SAVINGS AND RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: INTEGENX, INC. SAVINGS AND RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: INTEGENX, INC. SAVINGS AND RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: INTEGENX, INC. SAVINGS AND RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: INTEGENX, INC. SAVINGS AND RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

997704

Policy instance

Insurance contract or identification number	997704
Number of Individuals Covered	0
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $15,380
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $7,690
Insurance broker organization code?	3

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

997704

Policy instance

Insurance contract or identification number	997704
Number of Individuals Covered	139
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $14,182
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $7,091
Insurance broker organization code?	3
Insurance broker name	RACE K STOWELL

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

997704-000

Policy instance

Insurance contract or identification number	997704-000
Number of Individuals Covered	167
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $12,176
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $6,088
Insurance broker organization code?	3
Insurance broker name	MICHAEL RENNELS

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

997704-000

Policy instance

Insurance contract or identification number	997704-000
Number of Individuals Covered	162
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $14,054
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $7,027
Insurance broker organization code?	3
Insurance broker name	MICHAEL RENNELS

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

997704-000

Policy instance

Insurance contract or identification number	997704-000
Number of Individuals Covered	202
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $19,288
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $19,288
Insurance broker organization code?	3
Insurance broker name	MERRILL LYNCH LIFE AGENCY INC

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Company Name:	INTEGENX, INC.
Employer identification number (EIN):	200255939
NAIC Classification:	334110