401k Plan data: TRI-STATE MACHINE, INC. PROFIT SHARING 401(K) PLAN plan

TRI-STATE MACHINE, INC. PROFIT SHARING 401(K) PLAN 401k Plan overview

Plan Name	TRI-STATE MACHINE, INC. PROFIT SHARING 401(K) PLAN
Plan identification number	003

TRI-STATE MACHINE, INC. PROFIT SHARING 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

TRI-STATE MACHINE, INC. has sponsored the creation of one or more 401k plans.

Company Name: TRI-STATE MACHINE, INC.

Employer identification number (EIN): 200661860

NAIC Classification: 332700

Additional information about TRI-STATE MACHINE, INC.

Jurisdiction of Incorporation: Vermont Secretary of State Corporations Division

Incorporation Date: 2002-05-28

Company Identification Number: 122959

Legal Registered Office Address: 90 FLAT STREET

BRATTLEBORO
United States of America (USA)
05301

More information about TRI-STATE MACHINE, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRI-STATE MACHINE, INC. PROFIT SHARING 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2022-04-01 CHRISTOPHER NEUPAVER 2023-10-06
003 2021-04-01
003 2020-04-01
003 2019-04-01
003 2018-04-01
003 2017-04-01 CHRISTOPHER NEUPAVER 2018-09-26
003 2016-04-01 CHRISTOPHER NEUPAVER
003 2015-04-01 CHRISTOPHER NEUPAVER
003 2014-04-01 CHRISTOPHER NEUPAVER
003 2013-04-01 DEAN MILLER
003 2012-04-01 DEAN MILLER 2013-09-11
003 2011-04-01 DEAN MILLER 2012-10-10
003 2010-04-01 DEAN MILLER
003 2009-04-01 DEAN MILLER

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
003	2022-04-01	CHRISTOPHER NEUPAVER	2023-10-06
003	2021-04-01
003	2020-04-01
003	2019-04-01
003	2018-04-01
003	2017-04-01	CHRISTOPHER NEUPAVER	2018-09-26
003	2016-04-01	CHRISTOPHER NEUPAVER
003	2015-04-01	CHRISTOPHER NEUPAVER
003	2014-04-01	CHRISTOPHER NEUPAVER
003	2013-04-01	DEAN MILLER
003	2012-04-01	DEAN MILLER	2013-09-11
003	2011-04-01	DEAN MILLER	2012-10-10
003	2010-04-01	DEAN MILLER
003	2009-04-01	DEAN MILLER

Plan Statistics for TRI-STATE MACHINE, INC. PROFIT SHARING 401(K) PLAN

401k plan membership statisitcs for TRI-STATE MACHINE, INC. PROFIT SHARING 401(K) PLAN

Measure Date Value
2016: TRI-STATE MACHINE, INC. PROFIT SHARING 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-04-01 101
Total number of active participants reported on line 7a of the Form 5500 2016-04-01 93
Number of retired or separated participants receiving benefits 2016-04-01 21
Number of other retired or separated participants entitled to future benefits 2016-04-01 0
Total of all active and inactive participants 2016-04-01 114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-04-01 0
Total participants 2016-04-01 114
Number of participants with account balances 2016-04-01 93
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-04-01 0
2015: TRI-STATE MACHINE, INC. PROFIT SHARING 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-04-01 127
Total number of active participants reported on line 7a of the Form 5500 2015-04-01 73
Number of retired or separated participants receiving benefits 2015-04-01 18
Number of other retired or separated participants entitled to future benefits 2015-04-01 9
Total of all active and inactive participants 2015-04-01 100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-04-01 0
Total participants 2015-04-01 100
Number of participants with account balances 2015-04-01 100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-04-01 0
2014: TRI-STATE MACHINE, INC. PROFIT SHARING 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-04-01 139
Total number of active participants reported on line 7a of the Form 5500 2014-04-01 92
Number of retired or separated participants receiving benefits 2014-04-01 10
Number of other retired or separated participants entitled to future benefits 2014-04-01 23
Total of all active and inactive participants 2014-04-01 125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-04-01 2
Total participants 2014-04-01 127
Number of participants with account balances 2014-04-01 124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-04-01 0
2013: TRI-STATE MACHINE, INC. PROFIT SHARING 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-04-01 136
Total number of active participants reported on line 7a of the Form 5500 2013-04-01 115
Number of retired or separated participants receiving benefits 2013-04-01 0
Number of other retired or separated participants entitled to future benefits 2013-04-01 19
Total of all active and inactive participants 2013-04-01 134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-04-01 1
Total participants 2013-04-01 135
Number of participants with account balances 2013-04-01 117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-04-01 0
2010: TRI-STATE MACHINE, INC. PROFIT SHARING 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-04-01 110
Total number of active participants reported on line 7a of the Form 5500 2010-04-01 91
Number of retired or separated participants receiving benefits 2010-04-01 0
Number of other retired or separated participants entitled to future benefits 2010-04-01 4
Total of all active and inactive participants 2010-04-01 95
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-04-01 0
Total participants 2010-04-01 95
Number of participants with account balances 2010-04-01 87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-04-01 1
2009: TRI-STATE MACHINE, INC. PROFIT SHARING 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-04-01 130
Total number of active participants reported on line 7a of the Form 5500 2009-04-01 71
Number of retired or separated participants receiving benefits 2009-04-01 0
Number of other retired or separated participants entitled to future benefits 2009-04-01 39
Total of all active and inactive participants 2009-04-01 110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-04-01 0
Total participants 2009-04-01 110
Number of participants with account balances 2009-04-01 109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-04-01 13

Measure	Date	Value
2016: TRI-STATE MACHINE, INC. PROFIT SHARING 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-04-01	101
Total number of active participants reported on line 7a of the Form 5500	2016-04-01	93
Number of retired or separated participants receiving benefits	2016-04-01	21
Number of other retired or separated participants entitled to future benefits	2016-04-01	0
Total of all active and inactive participants	2016-04-01	114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-04-01	0
Total participants	2016-04-01	114
Number of participants with account balances	2016-04-01	93
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-04-01	0
2015: TRI-STATE MACHINE, INC. PROFIT SHARING 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-04-01	127
Total number of active participants reported on line 7a of the Form 5500	2015-04-01	73
Number of retired or separated participants receiving benefits	2015-04-01	18
Number of other retired or separated participants entitled to future benefits	2015-04-01	9
Total of all active and inactive participants	2015-04-01	100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-04-01	0
Total participants	2015-04-01	100
Number of participants with account balances	2015-04-01	100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-04-01	0
2014: TRI-STATE MACHINE, INC. PROFIT SHARING 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-04-01	139
Total number of active participants reported on line 7a of the Form 5500	2014-04-01	92
Number of retired or separated participants receiving benefits	2014-04-01	10
Number of other retired or separated participants entitled to future benefits	2014-04-01	23
Total of all active and inactive participants	2014-04-01	125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-04-01	2
Total participants	2014-04-01	127
Number of participants with account balances	2014-04-01	124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-04-01	0
2013: TRI-STATE MACHINE, INC. PROFIT SHARING 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-04-01	136
Total number of active participants reported on line 7a of the Form 5500	2013-04-01	115
Number of retired or separated participants receiving benefits	2013-04-01	0
Number of other retired or separated participants entitled to future benefits	2013-04-01	19
Total of all active and inactive participants	2013-04-01	134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-04-01	1
Total participants	2013-04-01	135
Number of participants with account balances	2013-04-01	117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-04-01	0
2010: TRI-STATE MACHINE, INC. PROFIT SHARING 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-04-01	110
Total number of active participants reported on line 7a of the Form 5500	2010-04-01	91
Number of retired or separated participants receiving benefits	2010-04-01	0
Number of other retired or separated participants entitled to future benefits	2010-04-01	4
Total of all active and inactive participants	2010-04-01	95
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-04-01	0
Total participants	2010-04-01	95
Number of participants with account balances	2010-04-01	87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-04-01	1
2009: TRI-STATE MACHINE, INC. PROFIT SHARING 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-04-01	130
Total number of active participants reported on line 7a of the Form 5500	2009-04-01	71
Number of retired or separated participants receiving benefits	2009-04-01	0
Number of other retired or separated participants entitled to future benefits	2009-04-01	39
Total of all active and inactive participants	2009-04-01	110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-04-01	0
Total participants	2009-04-01	110
Number of participants with account balances	2009-04-01	109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-04-01	13

Financial Data on TRI-STATE MACHINE, INC. PROFIT SHARING 401(K) PLAN

Measure	Date	Value
2017 : TRI-STATE MACHINE, INC. PROFIT SHARING 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-03-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-03-31	$1,691
Total income from all sources (including contributions)	2017-03-31	$1,152,494
Total loss/gain on sale of assets	2017-03-31	$0
Total of all expenses incurred	2017-03-31	$307,980
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-03-31	$296,100
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-03-31	$536,159
Value of total assets at end of year	2017-03-31	$6,027,439
Value of total assets at beginning of year	2017-03-31	$5,184,616
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-03-31	$11,880
Total interest from all sources	2017-03-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2017-03-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-03-31	No
Was this plan covered by a fidelity bond	2017-03-31	Yes
Value of fidelity bond cover	2017-03-31	$500,000
If this is an individual account plan, was there a blackout period	2017-03-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-03-31	No
Contributions received from participants	2017-03-31	$88,502
Participant contributions at end of year	2017-03-31	$0
Participant contributions at beginning of year	2017-03-31	$3,507
Income. Received or receivable in cash from other sources (including rollovers)	2017-03-31	$345,691
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-03-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-03-31	$1,691
Other income not declared elsewhere	2017-03-31	$46,201
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-03-31	No
Value of net income/loss	2017-03-31	$844,514
Value of net assets at end of year (total assets less liabilities)	2017-03-31	$6,027,439
Value of net assets at beginning of year (total assets less liabilities)	2017-03-31	$5,182,925
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-03-31	No
Were any leases to which the plan was party in default or uncollectible	2017-03-31	No
Investment advisory and management fees	2017-03-31	$11,480
Value of interest in pooled separate accounts at end of year	2017-03-31	$4,299,522
Value of interest in pooled separate accounts at beginning of year	2017-03-31	$3,488,338
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-03-31	$1,626,093
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-03-31	$1,588,329
Net investment gain/loss from pooled separate accounts	2017-03-31	$570,134
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-03-31	No
Was there a failure to transmit to the plan any participant contributions	2017-03-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-03-31	No
Contributions received in cash from employer	2017-03-31	$101,966
Employer contributions (assets) at end of year	2017-03-31	$101,824
Employer contributions (assets) at beginning of year	2017-03-31	$104,442
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-03-31	$296,100
Contract administrator fees	2017-03-31	$400
Did the plan have assets held for investment	2017-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-03-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-03-31	Disclaimer
Accountancy firm name	2017-03-31	SEACHRIST, KENNON & MARLING, A.C.
Accountancy firm EIN	2017-03-31	550763147
2016 : TRI-STATE MACHINE, INC. PROFIT SHARING 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-03-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-03-31	$1,691
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-03-31	$1,951
Total income from all sources (including contributions)	2016-03-31	$46,019
Total loss/gain on sale of assets	2016-03-31	$0
Total of all expenses incurred	2016-03-31	$845,530
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-03-31	$815,884
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-03-31	$196,029
Value of total assets at end of year	2016-03-31	$5,184,616
Value of total assets at beginning of year	2016-03-31	$5,984,387
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-03-31	$29,646
Total interest from all sources	2016-03-31	$45,509
Total dividends received (eg from common stock, registered investment company shares)	2016-03-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-03-31	No
Administrative expenses professional fees incurred	2016-03-31	$29,646
Was this plan covered by a fidelity bond	2016-03-31	Yes
Value of fidelity bond cover	2016-03-31	$500,000
If this is an individual account plan, was there a blackout period	2016-03-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-03-31	No
Contributions received from participants	2016-03-31	$80,946
Participant contributions at end of year	2016-03-31	$3,507
Participant contributions at beginning of year	2016-03-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-03-31	$10,033
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-03-31	$1,691
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-03-31	$1,951
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-03-31	No
Value of net income/loss	2016-03-31	$-799,511
Value of net assets at end of year (total assets less liabilities)	2016-03-31	$5,182,925
Value of net assets at beginning of year (total assets less liabilities)	2016-03-31	$5,982,436
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-03-31	No
Were any leases to which the plan was party in default or uncollectible	2016-03-31	No
Value of interest in pooled separate accounts at end of year	2016-03-31	$3,488,338
Value of interest in pooled separate accounts at beginning of year	2016-03-31	$4,280,306
Interest earned on other investments	2016-03-31	$45,509
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-03-31	$1,588,329
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-03-31	$1,573,821
Net investment gain/loss from pooled separate accounts	2016-03-31	$-195,519
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-03-31	No
Was there a failure to transmit to the plan any participant contributions	2016-03-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-03-31	No
Contributions received in cash from employer	2016-03-31	$105,050
Employer contributions (assets) at end of year	2016-03-31	$104,442
Employer contributions (assets) at beginning of year	2016-03-31	$130,260
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-03-31	$815,884
Did the plan have assets held for investment	2016-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-03-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-03-31	Disclaimer
Accountancy firm name	2016-03-31	OBECNY & COMPANY P.L.L.C.
Accountancy firm EIN	2016-03-31	550752949
2015 : TRI-STATE MACHINE, INC. PROFIT SHARING 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-03-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-03-31	$1,951
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-03-31	$1,828
Total income from all sources (including contributions)	2015-03-31	$521,377
Total loss/gain on sale of assets	2015-03-31	$0
Total of all expenses incurred	2015-03-31	$88,304
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-03-31	$59,608
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-03-31	$197,030
Value of total assets at end of year	2015-03-31	$5,984,387
Value of total assets at beginning of year	2015-03-31	$5,551,191
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-03-31	$28,696
Total interest from all sources	2015-03-31	$47,245
Total dividends received (eg from common stock, registered investment company shares)	2015-03-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-03-31	No
Was this plan covered by a fidelity bond	2015-03-31	Yes
Value of fidelity bond cover	2015-03-31	$500,000
If this is an individual account plan, was there a blackout period	2015-03-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-03-31	No
Contributions received from participants	2015-03-31	$66,770
Participant contributions at end of year	2015-03-31	$0
Participant contributions at beginning of year	2015-03-31	$3,407
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-03-31	$1,951
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-03-31	$1,828
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-03-31	No
Value of net income/loss	2015-03-31	$433,073
Value of net assets at end of year (total assets less liabilities)	2015-03-31	$5,982,436
Value of net assets at beginning of year (total assets less liabilities)	2015-03-31	$5,549,363
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-03-31	No
Were any leases to which the plan was party in default or uncollectible	2015-03-31	No
Value of interest in pooled separate accounts at end of year	2015-03-31	$4,280,306
Value of interest in pooled separate accounts at beginning of year	2015-03-31	$3,812,862
Interest earned on other investments	2015-03-31	$47,245
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-03-31	$1,573,821
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-03-31	$1,618,708
Net investment gain/loss from pooled separate accounts	2015-03-31	$277,102
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-03-31	No
Was there a failure to transmit to the plan any participant contributions	2015-03-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-03-31	No
Contributions received in cash from employer	2015-03-31	$130,260
Employer contributions (assets) at end of year	2015-03-31	$130,260
Employer contributions (assets) at beginning of year	2015-03-31	$116,214
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-03-31	$59,608
Contract administrator fees	2015-03-31	$28,696
Did the plan have assets held for investment	2015-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-03-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-03-31	Disclaimer
Accountancy firm name	2015-03-31	OBECNY & COMPANY P.L.L.C.
Accountancy firm EIN	2015-03-31	550752949
2014 : TRI-STATE MACHINE, INC. PROFIT SHARING 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-03-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-03-31	$1,828
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-03-31	$1,868
Total income from all sources (including contributions)	2014-03-31	$814,358
Total loss/gain on sale of assets	2014-03-31	$0
Total of all expenses incurred	2014-03-31	$312,109
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-03-31	$285,153
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-03-31	$159,775
Value of total assets at end of year	2014-03-31	$5,551,191
Value of total assets at beginning of year	2014-03-31	$5,048,982
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-03-31	$26,956
Total interest from all sources	2014-03-31	$49,466
Total dividends received (eg from common stock, registered investment company shares)	2014-03-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-03-31	No
Was this plan covered by a fidelity bond	2014-03-31	Yes
Value of fidelity bond cover	2014-03-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-03-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-03-31	No
Contributions received from participants	2014-03-31	$43,561
Participant contributions at end of year	2014-03-31	$3,407
Participant contributions at beginning of year	2014-03-31	$1,366
Income. Received or receivable in cash from other sources (including rollovers)	2014-03-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-03-31	$1,828
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-03-31	$1,868
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-03-31	No
Value of net income/loss	2014-03-31	$502,249
Value of net assets at end of year (total assets less liabilities)	2014-03-31	$5,549,363
Value of net assets at beginning of year (total assets less liabilities)	2014-03-31	$5,047,114
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-03-31	No
Were any leases to which the plan was party in default or uncollectible	2014-03-31	No
Value of interest in pooled separate accounts at end of year	2014-03-31	$3,812,862
Value of interest in pooled separate accounts at beginning of year	2014-03-31	$3,244,485
Interest earned on other investments	2014-03-31	$49,466
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-03-31	$1,618,708
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-03-31	$1,689,564
Net investment gain/loss from pooled separate accounts	2014-03-31	$605,117
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-03-31	No
Was there a failure to transmit to the plan any participant contributions	2014-03-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-03-31	No
Contributions received in cash from employer	2014-03-31	$116,214
Employer contributions (assets) at end of year	2014-03-31	$116,214
Employer contributions (assets) at beginning of year	2014-03-31	$113,567
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-03-31	$285,153
Contract administrator fees	2014-03-31	$26,956
Did the plan have assets held for investment	2014-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-03-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-03-31	Disclaimer
Accountancy firm name	2014-03-31	OBECNY & COMPANY P.L.L.C.
Accountancy firm EIN	2014-03-31	550752949
2011 : TRI-STATE MACHINE, INC. PROFIT SHARING 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-03-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-03-31	$0
Total income from all sources (including contributions)	2011-03-31	$606,597
Total loss/gain on sale of assets	2011-03-31	$0
Total of all expenses incurred	2011-03-31	$590,658
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-03-31	$562,733
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-03-31	$130,152
Value of total assets at end of year	2011-03-31	$4,667,653
Value of total assets at beginning of year	2011-03-31	$4,651,714
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-03-31	$27,925
Total interest from all sources	2011-03-31	$40,061
Total dividends received (eg from common stock, registered investment company shares)	2011-03-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-03-31	No
Was this plan covered by a fidelity bond	2011-03-31	Yes
Value of fidelity bond cover	2011-03-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-03-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2011-03-31	No
Contributions received from participants	2011-03-31	$33,131
Participant contributions at end of year	2011-03-31	$1,266
Participant contributions at beginning of year	2011-03-31	$1,251
Administrative expenses (other) incurred	2011-03-31	$27,925
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-03-31	No
Value of net income/loss	2011-03-31	$15,939
Value of net assets at end of year (total assets less liabilities)	2011-03-31	$4,667,653
Value of net assets at beginning of year (total assets less liabilities)	2011-03-31	$4,651,714
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-03-31	No
Were any leases to which the plan was party in default or uncollectible	2011-03-31	No
Value of interest in pooled separate accounts at end of year	2011-03-31	$3,528,778
Value of interest in pooled separate accounts at beginning of year	2011-03-31	$3,173,272
Interest earned on other investments	2011-03-31	$40,061
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-03-31	$1,040,588
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-03-31	$1,377,561
Net investment gain/loss from pooled separate accounts	2011-03-31	$436,384
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-03-31	No
Was there a failure to transmit to the plan any participant contributions	2011-03-31	No
Has the plan failed to provide any benefit when due under the plan	2011-03-31	No
Contributions received in cash from employer	2011-03-31	$97,021
Employer contributions (assets) at end of year	2011-03-31	$97,021
Employer contributions (assets) at beginning of year	2011-03-31	$99,630
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-03-31	$562,733
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-03-31	Yes
Did the plan have assets held for investment	2011-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-03-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-03-31	Disclaimer
Accountancy firm name	2011-03-31	GLATZ & OBECNY PLLC
Accountancy firm EIN	2011-03-31	550752949

Form 5500 Responses for TRI-STATE MACHINE, INC. PROFIT SHARING 401(K) PLAN

2016: TRI-STATE MACHINE, INC. PROFIT SHARING 401(K) PLAN 2016 form 5500 responses
2016-04-01	Type of plan entity	Single employer plan
2016-04-01	Submission has been amended	No
2016-04-01	This submission is the final filing	No
2016-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-04-01	Plan is a collectively bargained plan	No
2016-04-01	Plan funding arrangement – Insurance	Yes
2016-04-01	Plan benefit arrangement – Insurance	Yes
2015: TRI-STATE MACHINE, INC. PROFIT SHARING 401(K) PLAN 2015 form 5500 responses
2015-04-01	Type of plan entity	Single employer plan
2015-04-01	Submission has been amended	No
2015-04-01	This submission is the final filing	No
2015-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-04-01	Plan is a collectively bargained plan	No
2015-04-01	Plan funding arrangement – Insurance	Yes
2015-04-01	Plan benefit arrangement – Insurance	Yes
2014: TRI-STATE MACHINE, INC. PROFIT SHARING 401(K) PLAN 2014 form 5500 responses
2014-04-01	Type of plan entity	Single employer plan
2014-04-01	Submission has been amended	No
2014-04-01	This submission is the final filing	No
2014-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-04-01	Plan is a collectively bargained plan	No
2014-04-01	Plan funding arrangement – Insurance	Yes
2014-04-01	Plan benefit arrangement – Insurance	Yes
2013: TRI-STATE MACHINE, INC. PROFIT SHARING 401(K) PLAN 2013 form 5500 responses
2013-04-01	Type of plan entity	Single employer plan
2013-04-01	Submission has been amended	No
2013-04-01	This submission is the final filing	No
2013-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-04-01	Plan is a collectively bargained plan	No
2013-04-01	Plan funding arrangement – Insurance	Yes
2013-04-01	Plan benefit arrangement – Insurance	Yes
2010: TRI-STATE MACHINE, INC. PROFIT SHARING 401(K) PLAN 2010 form 5500 responses
2010-04-01	Type of plan entity	Single employer plan
2010-04-01	Submission has been amended	No
2010-04-01	This submission is the final filing	No
2010-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-04-01	Plan is a collectively bargained plan	No
2010-04-01	Plan funding arrangement – Insurance	Yes
2010-04-01	Plan benefit arrangement – Insurance	Yes
2009: TRI-STATE MACHINE, INC. PROFIT SHARING 401(K) PLAN 2009 form 5500 responses
2009-04-01	Type of plan entity	Single employer plan
2009-04-01	Submission has been amended	No
2009-04-01	This submission is the final filing	No
2009-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-04-01	Plan is a collectively bargained plan	No
2009-04-01	Plan funding arrangement – Insurance	Yes
2009-04-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

RM 82579-1

Policy instance

Insurance contract or identification number	RM 82579-1
Number of Individuals Covered	100
Insurance policy start date	2015-04-01
Insurance policy end date	2016-03-31
Total amount of commissions paid to insurance broker	USD $31,774
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $17,482
Insurance broker organization code?	3
Insurance broker name	JON ALAN HENDERSON

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

RM 82579-1

Policy instance

Insurance contract or identification number	RM 82579-1
Number of Individuals Covered	124
Insurance policy start date	2014-04-01
Insurance policy end date	2015-03-31
Total amount of commissions paid to insurance broker	USD $36,175
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $19,951
Insurance broker organization code?	3
Insurance broker name	JON ALAN HENDERSON

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

RM 82579-1

Policy instance

Insurance contract or identification number	RM 82579-1
Number of Individuals Covered	117
Insurance policy start date	2013-04-01
Insurance policy end date	2014-03-31
Total amount of commissions paid to insurance broker	USD $28,711
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $15,433
Insurance broker organization code?	3
Insurance broker name	JON ALAN HENDERSON

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

RM 82579-1

Policy instance

Insurance contract or identification number	RM 82579-1
Number of Individuals Covered	87
Insurance policy start date	2010-04-01
Insurance policy end date	2011-03-31
Total amount of commissions paid to insurance broker	USD $27,051
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Potentially related plans

TRI-STATE MACHINE, INC. INCENTIVE SAVINGS PLAN [EIN = 621817003]

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Company Name:	TRI-STATE MACHINE, INC.
Employer identification number (EIN):	200661860
NAIC Classification:	332700

Jurisdiction of Incorporation:	Vermont Secretary of State Corporations Division
Incorporation Date:	2002-05-28
Company Identification Number:	122959
Legal Registered Office Address:	90 FLAT STREET BRATTLEBORO United States of America (USA) 05301