401k Plan data: ADVANCED GASTGROENTEROLOGY ASSOCIATES 401(K) PLAN AND TRUST plan

ADVANCED GASTGROENTEROLOGY ASSOCIATES 401(K) PLAN AND TRUST 401k Plan overview

Plan Name	ADVANCED GASTGROENTEROLOGY ASSOCIATES 401(K) PLAN AND TRUST
Plan identification number	001

ADVANCED GASTGROENTEROLOGY ASSOCIATES 401(K) PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GHANSHYAM GUPTA, M.D., P.C. has sponsored the creation of one or more 401k plans.

Company Name: GHANSHYAM GUPTA, M.D., P.C.

Employer identification number (EIN): 200721370

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ADVANCED GASTGROENTEROLOGY ASSOCIATES 401(K) PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01 GHANSHYAM GUPTA 2024-09-24
001 2022-01-01 GHANSHYAM GUPTA 2023-07-27
001 2021-01-01 GHANSHYAM GUPTA 2022-09-23
001 2020-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01 ANGELIS TOVAR 2019-06-26
001 2017-01-01 ANGELIS TOVAR 2018-07-03
001 2016-01-01 CAREN SPRINGER
001 2015-01-01 GHANSHYAM GUPTA
001 2014-01-01 SAROJ GUPTA
001 2013-01-01 SAROJ GUPTA
001 2012-01-01 SAROJ GUPTA
001 2011-01-01 GHANSHYAM GUPTA 2012-10-14
001 2010-01-01 MYTHILI BACHU 2011-07-27 MYTHILI BACHU 2011-07-27

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01	GHANSHYAM GUPTA	2024-09-24
001	2022-01-01	GHANSHYAM GUPTA	2023-07-27
001	2021-01-01	GHANSHYAM GUPTA	2022-09-23
001	2020-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01	ANGELIS TOVAR	2019-06-26
001	2017-01-01	ANGELIS TOVAR	2018-07-03
001	2016-01-01	CAREN SPRINGER
001	2015-01-01	GHANSHYAM GUPTA
001	2014-01-01	SAROJ GUPTA
001	2013-01-01	SAROJ GUPTA
001	2012-01-01	SAROJ GUPTA
001	2011-01-01	GHANSHYAM GUPTA	2012-10-14
001	2010-01-01	MYTHILI BACHU	2011-07-27	MYTHILI BACHU	2011-07-27

Plan Statistics for ADVANCED GASTGROENTEROLOGY ASSOCIATES 401(K) PLAN AND TRUST

401k plan membership statisitcs for ADVANCED GASTGROENTEROLOGY ASSOCIATES 401(K) PLAN AND TRUST

Measure Date Value
2016: ADVANCED GASTGROENTEROLOGY ASSOCIATES 401(K) PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 20
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 9
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 1
Total of all active and inactive participants 2016-01-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 10
Number of participants with account balances 2016-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: ADVANCED GASTGROENTEROLOGY ASSOCIATES 401(K) PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 13
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 6
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 8
Total of all active and inactive participants 2015-01-01 14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 14
Number of participants with account balances 2015-01-01 14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 2
2014: ADVANCED GASTGROENTEROLOGY ASSOCIATES 401(K) PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 13
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 8
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 4
Total of all active and inactive participants 2014-01-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 12
Number of participants with account balances 2014-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ADVANCED GASTGROENTEROLOGY ASSOCIATES 401(K) PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 11
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 7
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 4
Total of all active and inactive participants 2013-01-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 11
Number of participants with account balances 2013-01-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: ADVANCED GASTGROENTEROLOGY ASSOCIATES 401(K) PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 9
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 2
Total of all active and inactive participants 2012-01-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 11
Number of participants with account balances 2012-01-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0

Measure	Date	Value
2016: ADVANCED GASTGROENTEROLOGY ASSOCIATES 401(K) PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	20
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	9
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	1
Total of all active and inactive participants	2016-01-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	10
Number of participants with account balances	2016-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: ADVANCED GASTGROENTEROLOGY ASSOCIATES 401(K) PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	13
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	6
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	8
Total of all active and inactive participants	2015-01-01	14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	14
Number of participants with account balances	2015-01-01	14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	2
2014: ADVANCED GASTGROENTEROLOGY ASSOCIATES 401(K) PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	13
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	8
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	4
Total of all active and inactive participants	2014-01-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	12
Number of participants with account balances	2014-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ADVANCED GASTGROENTEROLOGY ASSOCIATES 401(K) PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	11
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	7
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	4
Total of all active and inactive participants	2013-01-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	11
Number of participants with account balances	2013-01-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: ADVANCED GASTGROENTEROLOGY ASSOCIATES 401(K) PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	9
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	2
Total of all active and inactive participants	2012-01-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	11
Number of participants with account balances	2012-01-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0

Financial Data on ADVANCED GASTGROENTEROLOGY ASSOCIATES 401(K) PLAN AND TRUST

Measure	Date	Value
2016 : ADVANCED GASTGROENTEROLOGY ASSOCIATES 401(K) PLAN AND TRUST 2016 401k financial data
Transfers to/from the plan	2016-12-31	$0
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$-229,728
Expenses. Total of all expenses incurred	2016-12-31	$861,967
Benefits paid (including direct rollovers)	2016-12-31	$860,829
Total plan assets at end of year	2016-12-31	$561,602
Total plan assets at beginning of year	2016-12-31	$1,653,297
Value of fidelity bond covering the plan	2016-12-31	$0
Total contributions received or receivable from participants	2016-12-31	$48,022
Expenses. Other expenses not covered elsewhere	2016-12-31	$1,011
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Other income received	2016-12-31	$-277,750
Net income (gross income less expenses)	2016-12-31	$-1,091,695
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$561,602
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$1,653,297
Total contributions received or receivable from employer(s)	2016-12-31	$0
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$127
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2016-12-31	$0
Minimum employer required contribution for this plan year	2016-12-31	$0
Amount contributed by the employer to the plan for this plan year	2016-12-31	$0
2015 : ADVANCED GASTGROENTEROLOGY ASSOCIATES 401(K) PLAN AND TRUST 2015 401k financial data
Total income from all sources	2015-12-31	$120,042
Expenses. Total of all expenses incurred	2015-12-31	$3,273
Total plan assets at end of year	2015-12-31	$1,653,297
Total plan assets at beginning of year	2015-12-31	$1,536,528
Total contributions received or receivable from participants	2015-12-31	$60,528
Other income received	2015-12-31	$-3,842
Net income (gross income less expenses)	2015-12-31	$116,769
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,653,297
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,536,528
Assets. Value of assets in partnership/joint-venture interests	2015-12-31	$0
Total contributions received or receivable from employer(s)	2015-12-31	$63,356
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$3,273
2014 : ADVANCED GASTGROENTEROLOGY ASSOCIATES 401(K) PLAN AND TRUST 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$191,962
Expenses. Total of all expenses incurred	2014-12-31	$8,913
Benefits paid (including direct rollovers)	2014-12-31	$0
Total plan assets at end of year	2014-12-31	$1,533,378
Total plan assets at beginning of year	2014-12-31	$1,350,329
Value of fidelity bond covering the plan	2014-12-31	$155,000
Total contributions received or receivable from participants	2014-12-31	$58,471
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$56,792
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$183,049
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,533,378
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,350,329
Assets. Value of assets in partnership/joint-venture interests	2014-12-31	$17,585
Total contributions received or receivable from employer(s)	2014-12-31	$76,699
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$8,913
2013 : ADVANCED GASTGROENTEROLOGY ASSOCIATES 401(K) PLAN AND TRUST 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$257,213
Expenses. Total of all expenses incurred	2013-12-31	$101,066
Benefits paid (including direct rollovers)	2013-12-31	$92,606
Total plan assets at end of year	2013-12-31	$1,350,329
Total plan assets at beginning of year	2013-12-31	$1,194,182
Value of fidelity bond covering the plan	2013-12-31	$120,000
Total contributions received or receivable from participants	2013-12-31	$46,000
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$174,228
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$156,147
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,350,329
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,194,182
Assets. Value of real-estate (other than employer real property)	2013-12-31	$0
Total contributions received or receivable from employer(s)	2013-12-31	$36,985
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$8,460
2012 : ADVANCED GASTGROENTEROLOGY ASSOCIATES 401(K) PLAN AND TRUST 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$210,548
Expenses. Total of all expenses incurred	2012-12-31	$17,251
Benefits paid (including direct rollovers)	2012-12-31	$10,838
Total plan assets at end of year	2012-12-31	$1,194,182
Total plan assets at beginning of year	2012-12-31	$1,000,885
Value of fidelity bond covering the plan	2012-12-31	$120,000
Total contributions received or receivable from participants	2012-12-31	$56,500
Expenses. Other expenses not covered elsewhere	2012-12-31	$0
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$113,497
Noncash contributions received	2012-12-31	$0
Net income (gross income less expenses)	2012-12-31	$193,297
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,194,182
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,000,885
Assets. Value of real-estate (other than employer real property)	2012-12-31	$52,161
Total contributions received or receivable from employer(s)	2012-12-31	$40,551
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$6,413

Form 5500 Responses for ADVANCED GASTGROENTEROLOGY ASSOCIATES 401(K) PLAN AND TRUST

2016: ADVANCED GASTGROENTEROLOGY ASSOCIATES 401(K) PLAN AND TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ADVANCED GASTGROENTEROLOGY ASSOCIATES 401(K) PLAN AND TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ADVANCED GASTGROENTEROLOGY ASSOCIATES 401(K) PLAN AND TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ADVANCED GASTGROENTEROLOGY ASSOCIATES 401(K) PLAN AND TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ADVANCED GASTGROENTEROLOGY ASSOCIATES 401(K) PLAN AND TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	GHANSHYAM GUPTA, M.D., P.C.
Employer identification number (EIN):	200721370
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)