TD AMERITRADE TRUST COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SUNRISE DIVERSIFIED EQUITY AND INCOME
| Measure | Date | Value |
|---|
| 2012 : SUNRISE DIVERSIFIED EQUITY AND INCOME 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-04-16 | $0 |
| Total transfer of assets from this plan | 2012-04-16 | $2,435,996 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-04-16 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-04-16 | $35,067 |
| Total income from all sources (including contributions) | 2012-04-16 | $213,506 |
| Total loss/gain on sale of assets | 2012-04-16 | $0 |
| Total of all expenses incurred | 2012-04-16 | $5,884 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-04-16 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-04-16 | $0 |
| Value of total assets at end of year | 2012-04-16 | $0 |
| Value of total assets at beginning of year | 2012-04-16 | $2,263,441 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-04-16 | $5,884 |
| Total interest from all sources | 2012-04-16 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-04-16 | $3,963 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-04-16 | $3,963 |
| Administrative expenses professional fees incurred | 2012-04-16 | $1,126 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-04-16 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-04-16 | $5,211 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-04-16 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-04-16 | $35,067 |
| Administrative expenses (other) incurred | 2012-04-16 | $1,020 |
| Total non interest bearing cash at end of year | 2012-04-16 | $0 |
| Total non interest bearing cash at beginning of year | 2012-04-16 | $33,122 |
| Value of net income/loss | 2012-04-16 | $207,622 |
| Value of net assets at end of year (total assets less liabilities) | 2012-04-16 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-04-16 | $2,228,374 |
| Investment advisory and management fees | 2012-04-16 | $3,738 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-04-16 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-04-16 | $2,208,243 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-04-16 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-04-16 | $16,865 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-04-16 | $16,865 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-04-16 | $209,543 |
| 2011 : SUNRISE DIVERSIFIED EQUITY AND INCOME 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total transfer of assets from this plan | 2011-12-31 | $363,455 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $35,067 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $5,368 |
| Total income from all sources (including contributions) | 2011-12-31 | $-56,848 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $19,861 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
| Value of total assets at end of year | 2011-12-31 | $2,263,441 |
| Value of total assets at beginning of year | 2011-12-31 | $2,673,906 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $19,861 |
| Total interest from all sources | 2011-12-31 | $4 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $37,704 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $37,704 |
| Administrative expenses professional fees incurred | 2011-12-31 | $3,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $5,211 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $2,412 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $35,067 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $5,368 |
| Administrative expenses (other) incurred | 2011-12-31 | $3,613 |
| Total non interest bearing cash at end of year | 2011-12-31 | $33,122 |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $2,703 |
| Value of net income/loss | 2011-12-31 | $-76,709 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $2,228,374 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,668,538 |
| Investment advisory and management fees | 2011-12-31 | $13,248 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $2,208,243 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $2,621,148 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $16,865 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $47,643 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $47,643 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $4 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-94,556 |
| 2010 : SUNRISE DIVERSIFIED EQUITY AND INCOME 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total transfer of assets to this plan | 2010-12-31 | $388,500 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $5,368 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $4,007 |
| Total income from all sources (including contributions) | 2010-12-31 | $360,356 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $20,552 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $0 |
| Value of total assets at end of year | 2010-12-31 | $2,673,906 |
| Value of total assets at beginning of year | 2010-12-31 | $1,944,241 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $20,552 |
| Total interest from all sources | 2010-12-31 | $7 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $43,590 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $43,590 |
| Administrative expenses professional fees incurred | 2010-12-31 | $5,152 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $2,412 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $2,830 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $5,368 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $4,007 |
| Administrative expenses (other) incurred | 2010-12-31 | $3,300 |
| Total non interest bearing cash at end of year | 2010-12-31 | $2,703 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $1,902 |
| Value of net income/loss | 2010-12-31 | $339,804 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $2,668,538 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,940,234 |
| Investment advisory and management fees | 2010-12-31 | $12,100 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $2,621,148 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $1,883,819 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $47,643 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $55,690 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $55,690 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $7 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $316,759 |
