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COMSTOCK HOLDING COMPANIES, INC. 401(K) PLAN 401k Plan overview

Plan NameCOMSTOCK HOLDING COMPANIES, INC. 401(K) PLAN
Plan identification number 001

COMSTOCK HOLDING COMPANIES, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

COMSTOCK HOLDING COMPANIES, INC has sponsored the creation of one or more 401k plans.

Company Name:COMSTOCK HOLDING COMPANIES, INC
Employer identification number (EIN):201164345
NAIC Classification:531390
NAIC Description:Other Activities Related to Real Estate

Additional information about COMSTOCK HOLDING COMPANIES, INC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3782748

More information about COMSTOCK HOLDING COMPANIES, INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COMSTOCK HOLDING COMPANIES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01RANDI KILLEN2020-07-31
0012018-01-01RANDI KILLEN2019-10-02
0012017-01-01RANDI KILLEN2018-07-27 RANDI KILLEN2018-07-27
0012016-01-01FISSEHA B FISSEHA CHRISTOPHER CONOVER2017-06-19
0012015-01-01REBECCA GEHLEY REBECCA GEHLEY2016-07-18

Plan Statistics for COMSTOCK HOLDING COMPANIES, INC. 401(K) PLAN

401k plan membership statisitcs for COMSTOCK HOLDING COMPANIES, INC. 401(K) PLAN

Measure Date Value
2022: COMSTOCK HOLDING COMPANIES, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01199
Total number of active participants reported on line 7a of the Form 55002022-01-01146
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0161
Total of all active and inactive participants2022-01-01207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01207
Number of participants with account balances2022-01-01201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: COMSTOCK HOLDING COMPANIES, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01173
Total number of active participants reported on line 7a of the Form 55002021-01-01139
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0147
Total of all active and inactive participants2021-01-01186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01186
Number of participants with account balances2021-01-01181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: COMSTOCK HOLDING COMPANIES, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01131
Total number of active participants reported on line 7a of the Form 55002020-01-01130
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0140
Total of all active and inactive participants2020-01-01170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01170
Number of participants with account balances2020-01-01162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2016: COMSTOCK HOLDING COMPANIES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0174
Total number of active participants reported on line 7a of the Form 55002016-01-0129
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0123
Total of all active and inactive participants2016-01-0152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0152
Number of participants with account balances2016-01-0152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: COMSTOCK HOLDING COMPANIES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0190
Total number of active participants reported on line 7a of the Form 55002015-01-0152
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0119
Total of all active and inactive participants2015-01-0171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0171
Number of participants with account balances2015-01-0157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010

Financial Data on COMSTOCK HOLDING COMPANIES, INC. 401(K) PLAN

Measure Date Value
2022 : COMSTOCK HOLDING COMPANIES, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$260,558
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,240,636
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,183,160
Expenses. Certain deemed distributions of participant loans2022-12-31$1,961
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,998,754
Value of total assets at end of year2022-12-31$8,785,298
Value of total assets at beginning of year2022-12-31$10,765,376
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$55,515
Total interest from all sources2022-12-31$9,912
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$143,540
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$143,540
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,182,037
Participant contributions at end of year2022-12-31$218,452
Participant contributions at beginning of year2022-12-31$108,632
Participant contributions at end of year2022-12-31$32,502
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$241,297
Other income not declared elsewhere2022-12-31$6,097
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,980,078
Value of net assets at end of year (total assets less liabilities)2022-12-31$8,785,298
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$10,765,376
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$7,590,100
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$9,268,702
Value of interest in pooled separate accounts at end of year2022-12-31$443,289
Interest on participant loans2022-12-31$6,766
Interest earned on other investments2022-12-31$3,146
Value of interest in common/collective trusts at beginning of year2022-12-31$1,388,042
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$484,843
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,875,823
Net investment gain/loss from pooled separate accounts2022-12-31$-21,922
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$575,420
Employer contributions (assets) at end of year2022-12-31$16,112
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,183,160
Contract administrator fees2022-12-31$55,515
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31COHNREZNICK LLP
Accountancy firm EIN2022-12-31221478099
2021 : COMSTOCK HOLDING COMPANIES, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$3,304,787
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$608,547
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$555,552
Expenses. Certain deemed distributions of participant loans2021-12-31$117
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,025,044
Value of total assets at end of year2021-12-31$10,765,376
Value of total assets at beginning of year2021-12-31$8,069,136
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$52,878
Total interest from all sources2021-12-31$5,230
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$832,812
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$832,812
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,054,217
Participant contributions at end of year2021-12-31$108,632
Participant contributions at beginning of year2021-12-31$120,363
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$464,211
Other income not declared elsewhere2021-12-31$24
Administrative expenses (other) incurred2021-12-31$52,878
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,696,240
Value of net assets at end of year (total assets less liabilities)2021-12-31$10,765,376
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$8,069,136
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$9,268,702
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$6,829,256
Interest on participant loans2021-12-31$5,230
Value of interest in common/collective trusts at end of year2021-12-31$1,388,042
Value of interest in common/collective trusts at beginning of year2021-12-31$1,119,517
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$413,729
Net investment gain or loss from common/collective trusts2021-12-31$27,948
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$506,616
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$555,552
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31COHN REZNICK
Accountancy firm EIN2021-12-31221478099
2020 : COMSTOCK HOLDING COMPANIES, INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total transfer of assets from this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$3,368,152
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$633,634
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$590,033
Expenses. Certain deemed distributions of participant loans2020-12-31$2,030
Value of total corrective distributions2020-12-31$2,335
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,333,070
Value of total assets at end of year2020-12-31$8,069,136
Value of total assets at beginning of year2020-12-31$5,334,618
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$39,236
Total interest from all sources2020-12-31$3,290
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$144,543
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$144,543
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$839,055
Participant contributions at end of year2020-12-31$120,363
Participant contributions at beginning of year2020-12-31$92,838
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,031,413
Other income not declared elsewhere2020-12-31$416
Administrative expenses (other) incurred2020-12-31$39,236
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,734,518
Value of net assets at end of year (total assets less liabilities)2020-12-31$8,069,136
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$5,334,618
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$6,829,256
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$4,185,212
Interest on participant loans2020-12-31$3,290
Value of interest in common/collective trusts at end of year2020-12-31$1,119,517
Value of interest in common/collective trusts at beginning of year2020-12-31$1,056,568
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$864,454
Net investment gain or loss from common/collective trusts2020-12-31$22,379
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$462,602
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$590,033
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31COHN REZNICK
Accountancy firm EIN2020-12-31221478099
2016 : COMSTOCK HOLDING COMPANIES, INC. 401(K) PLAN 2016 401k financial data
Total income from all sources2016-12-31$435,940
Expenses. Total of all expenses incurred2016-12-31$420,701
Benefits paid (including direct rollovers)2016-12-31$400,848
Total plan assets at end of year2016-12-31$3,352,068
Total plan assets at beginning of year2016-12-31$3,336,829
Total contributions received or receivable from participants2016-12-31$183,153
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$196,389
Net income (gross income less expenses)2016-12-31$15,239
Net plan assets at end of year (total assets less liabilities)2016-12-31$3,352,068
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$3,336,829
Assets. Value of participant loans2016-12-31$39,952
Total contributions received or receivable from employer(s)2016-12-31$56,398
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$19,853
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : COMSTOCK HOLDING COMPANIES, INC. 401(K) PLAN 2015 401k financial data
Total income from all sources2015-12-31$414,580
Expenses. Total of all expenses incurred2015-12-31$228,863
Benefits paid (including direct rollovers)2015-12-31$208,811
Total plan assets at end of year2015-12-31$3,336,829
Total plan assets at beginning of year2015-12-31$3,151,112
Value of fidelity bond covering the plan2015-12-31$275,000
Total contributions received or receivable from participants2015-12-31$220,109
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$51,637
Other income received2015-12-31$66,593
Net income (gross income less expenses)2015-12-31$185,717
Net plan assets at end of year (total assets less liabilities)2015-12-31$3,336,829
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$3,151,112
Assets. Value of participant loans2015-12-31$52,159
Total contributions received or receivable from employer(s)2015-12-31$76,241
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$20,052
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0

Form 5500 Responses for COMSTOCK HOLDING COMPANIES, INC. 401(K) PLAN

2022: COMSTOCK HOLDING COMPANIES, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: COMSTOCK HOLDING COMPANIES, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: COMSTOCK HOLDING COMPANIES, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2016: COMSTOCK HOLDING COMPANIES, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: COMSTOCK HOLDING COMPANIES, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number823727
Policy instance 1
Insurance contract or identification number823727
Number of Individuals Covered207
Insurance policy start date2022-11-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number467968
Policy instance 2
Insurance contract or identification number467968
Number of Individuals Covered207
Insurance policy start date2022-11-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberFL 1441
Policy instance 1
Insurance contract or identification numberFL 1441
Number of Individuals Covered71
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $760
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $760
Insurance broker organization code?4
Insurance broker nameNFP INSURANCE SERVICES INC

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