401k Plan data: ICON EYEWEAR INC 401(K) PLAN plan

ICON EYEWEAR INC 401(K) PLAN 401k Plan overview

Plan Name	ICON EYEWEAR INC 401(K) PLAN
Plan identification number	001

ICON EYEWEAR INC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ICON EYEWEAR, INC has sponsored the creation of one or more 401k plans.

Company Name: ICON EYEWEAR, INC

Employer identification number (EIN): 201191657

NAIC Classification: 424990
NAIC Description: Other Miscellaneous Nondurable Goods Merchant Wholesalers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ICON EYEWEAR INC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-01-01 CHARLES M FORMAN 2021-09-16
001 2019-01-01 CHARLES M. FORMAN 2020-07-29
001 2018-01-01 CHARLES FORMAN 2020-04-29
001 2018-01-01 CHARLES FORMAN 2020-05-06
001 2017-01-01 JANINE C THOMPSON 2018-09-11
001 2016-01-01 JANINE THOMPSON 2017-09-20
001 2015-01-01 JANINE THOMPSON
001 2014-01-01 JANINE THOMPSON JANINE THOMPSON 2015-10-14
001 2013-01-01 JANINE THOMPSON 2014-07-18
001 2012-01-01 JANINE THOMPSON 2013-06-28
001 2011-01-01 JANINE THOMPSON 2012-10-12
001 2010-01-01 JANINE THOMPSON

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2020-01-01	CHARLES M FORMAN	2021-09-16
001	2019-01-01	CHARLES M. FORMAN	2020-07-29
001	2018-01-01	CHARLES FORMAN	2020-04-29
001	2018-01-01	CHARLES FORMAN	2020-05-06
001	2017-01-01	JANINE C THOMPSON	2018-09-11
001	2016-01-01	JANINE THOMPSON	2017-09-20
001	2015-01-01	JANINE THOMPSON
001	2014-01-01	JANINE THOMPSON		JANINE THOMPSON	2015-10-14
001	2013-01-01	JANINE THOMPSON	2014-07-18
001	2012-01-01	JANINE THOMPSON	2013-06-28
001	2011-01-01	JANINE THOMPSON	2012-10-12
001	2010-01-01	JANINE THOMPSON

Plan Statistics for ICON EYEWEAR INC 401(K) PLAN

401k plan membership statisitcs for ICON EYEWEAR INC 401(K) PLAN

Measure Date Value
2015: ICON EYEWEAR INC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 119
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 74
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 12
Total of all active and inactive participants 2015-01-01 86
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 86
Number of participants with account balances 2015-01-01 37
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ICON EYEWEAR INC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 126
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 82
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 11
Total of all active and inactive participants 2014-01-01 93
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 93
Number of participants with account balances 2014-01-01 38
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2010: ICON EYEWEAR INC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 130
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 45
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 4
Total of all active and inactive participants 2010-01-01 49
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 49
Number of participants with account balances 2010-01-01 36
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0

Measure	Date	Value
2015: ICON EYEWEAR INC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	119
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	74
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	12
Total of all active and inactive participants	2015-01-01	86
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	86
Number of participants with account balances	2015-01-01	37
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ICON EYEWEAR INC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	126
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	82
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	11
Total of all active and inactive participants	2014-01-01	93
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	93
Number of participants with account balances	2014-01-01	38
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2010: ICON EYEWEAR INC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	130
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	45
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	4
Total of all active and inactive participants	2010-01-01	49
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	49
Number of participants with account balances	2010-01-01	36
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0

Financial Data on ICON EYEWEAR INC 401(K) PLAN

Measure	Date	Value
2015 : ICON EYEWEAR INC 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$329,103
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$126,336
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$125,886
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$350,098
Value of total assets at end of year	2015-12-31	$2,192,881
Value of total assets at beginning of year	2015-12-31	$1,990,114
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$450
Total interest from all sources	2015-12-31	$474
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$92,028
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$92,028
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$200,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$222,849
Participant contributions at end of year	2015-12-31	$14,076
Participant contributions at beginning of year	2015-12-31	$9,540
Participant contributions at end of year	2015-12-31	$8,129
Participant contributions at beginning of year	2015-12-31	$12,221
Administrative expenses (other) incurred	2015-12-31	$450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$202,767
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$2,192,881
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$1,990,114
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$1,605,162
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$1,509,121
Interest on participant loans	2015-12-31	$474
Value of interest in common/collective trusts at end of year	2015-12-31	$562,091
Value of interest in common/collective trusts at beginning of year	2015-12-31	$456,074
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-111,085
Net investment gain or loss from common/collective trusts	2015-12-31	$-2,412
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$127,249
Employer contributions (assets) at end of year	2015-12-31	$3,423
Employer contributions (assets) at beginning of year	2015-12-31	$3,158
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$125,886
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	JOSEPHSON LUXEMBURG KANCE
Accountancy firm EIN	2015-12-31	134092524
2014 : ICON EYEWEAR INC 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$457,979
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$250
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$380,365
Value of total assets at end of year	2014-12-31	$1,990,114
Value of total assets at beginning of year	2014-12-31	$1,532,385
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$250
Total interest from all sources	2014-12-31	$392
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$69,266
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$69,266
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$154,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$244,542
Participant contributions at end of year	2014-12-31	$9,540
Participant contributions at beginning of year	2014-12-31	$8,030
Participant contributions at end of year	2014-12-31	$12,221
Participant contributions at beginning of year	2014-12-31	$6,269
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$655
Administrative expenses (other) incurred	2014-12-31	$250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$457,729
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$1,990,114
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$1,532,385
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$1,509,121
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$1,165,524
Interest on participant loans	2014-12-31	$392
Value of interest in common/collective trusts at end of year	2014-12-31	$456,074
Value of interest in common/collective trusts at beginning of year	2014-12-31	$349,278
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-3,416
Net investment gain or loss from common/collective trusts	2014-12-31	$11,372
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$135,168
Employer contributions (assets) at end of year	2014-12-31	$3,158
Employer contributions (assets) at beginning of year	2014-12-31	$3,284
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	JOSEPHSON LUXEMBURG KANCE
Accountancy firm EIN	2014-12-31	134092524
2010 : ICON EYEWEAR INC 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$351,413
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$567
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$517
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$320,175
Value of total assets at end of year	2010-12-31	$350,846
Value of total assets at beginning of year	2010-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$50
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$4,389
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$4,389
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$203,064
Participant contributions at end of year	2010-12-31	$15,118
Administrative expenses (other) incurred	2010-12-31	$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$350,846
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$350,846
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$256,252
Value of interest in common/collective trusts at end of year	2010-12-31	$71,428
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$18,627
Net investment gain or loss from common/collective trusts	2010-12-31	$8,222
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$117,111
Employer contributions (assets) at end of year	2010-12-31	$8,048
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$517
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	JOSEPHSON LUXEMBURG KANCE
Accountancy firm EIN	2010-12-31	134092524

Form 5500 Responses for ICON EYEWEAR INC 401(K) PLAN

2015: ICON EYEWEAR INC 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ICON EYEWEAR INC 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2010: ICON EYEWEAR INC 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	First time form 5500 has been submitted	Yes
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ICON EYEWEAR, INC
Employer identification number (EIN):	201191657
NAIC Classification:	424990
NAIC Description:	Other Miscellaneous Nondurable Goods Merchant Wholesalers